Cawson s Essentials of Oral Pathology and Oral Medicine - PDFCOFFEE.COM (2024)

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Cawson’s Essentials of

Oral Pathology and Oral Medicine

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Professor Roderick A. Cawson BDS, FDSRCS, LMSSA, MB BS, MD, FRCPath 1921–2007

For Elsevier Commissioning Editor: Alison Taylor Development Editor: Veronika Watkins/Katie Golsby Project Manager: Andrew Riley Designer: Christian Bilbow Illustrator Manager: Karen Giacomucci

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Ninth Edition

Cawson’s Essentials of

Oral Pathology and Oral Medicine E.W. Odell FDSRCS MSc PhD FRCPath Professor of Oral Pathology and Medicine, King’s College London Honorary Consultant in Oral Pathology, Guy’s and St Thomas’ NHS Foundation Trust, London

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© 2017 Elsevier Ltd. All rights reserved. First edition 1962 Second edition 1968 Third edition 1978 Fourth edition 1984 Fifth edition 1991 Sixth edition 1998 Seventh edition 2002 Eighth edition 2008 Ninth edition 2017 No part of this publication may be reproduced or transmitted in any form or by any means, electronic or mechanical, including photocopying, recording, or any information storage and retrieval system, without permission in writing from the Publisher. Details on how to seek permission, further information about the Publisher’s permissions policies and our arrangements with organizations such as the Copyright Clearance Center and the Copyright Licensing Agency, can be found at our website: www.elsevier.com/permissions. This book and the individual contributions contained in it are protected under copyright by the Publisher (other than as may be noted herein). ISBN 978-0-7020-4982-8 International Edition 9780702049811

Notices Knowledge and best practice in this field are constantly changing. As new research and experience broaden our understanding, changes in research methods, professional practices, or medical treatment may become necessary. Practitioners and researchers must always rely on their own experience and knowledge in evaluating and using any information, methods, compounds, or experiments described herein. In using such information or methods they should be mindful of their own safety and the safety of others, including parties for whom they have a professional responsibility. With respect to any drug or pharmaceutical products identified, readers are advised to check the most current information provided (i) on procedures featured or (ii) by the manufacturer of each product to be administered, to verify the recommended dose or formula, the method and duration of administration, and contraindications. It is the responsibility of practitioners, relying on their own experience and knowledge of their patients, to make diagnoses, to determine dosages and the best treatment for each individual patient, and to take all appropriate safety precautions. To the fullest extent of the law, neither the Publisher nor the authors, contributors, or editors, assume any liability for any injury and/or damage to persons or property as a matter of products liability, negligence or otherwise, or from any use or operation of any methods, products, instructions, or ideas contained in the material herein.

The publisher’s policy is to use paper manufactured from sustainable forests

Printed in China

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Contents Preface xv References xvii 1 Principles of investigation, diagnosis and treatment 1 Taking a history 1 Consent 5 Clinical examination 6 Medical examination 8 Clinical differential diagnosis 8 Investigations 9 Imaging 9 Histopathology 10 Laboratory procedures 14 Molecular biological tests 15 Haematology, clinical chemistry and serology 18 Microbiology 18 Other clinical tests 20 Interpreting investigations and making a diagnosis and treatment plan 20

SECTION 1: Hard tissue pathology

23

2 Disorders of tooth development Abnormalities in the number of teeth Anodontia and oligodontia Additional teeth: hyperdontia Syndromes associated with hyperdontia Defective enamel formation Defects of deciduous teeth Defects of permanent teeth Amelogenesis imperfecta Chronological hypoplasia Molar-incisor hypomineralisation Defective dentine formation Osteogenesis imperfecta with opalescent teeth Dentinogenesis imperfecta Dentinal dysplasia (‘rootless’ teeth)

23 23 23 24 25 25 25 25 25 29 30 30 31 31 32

Defects of enamel and dentine Regional odontodysplasia (ghost teeth) Segmental odontomaxillary dysplasia Other systemic diseases affecting teeth Extrinsic agents affecting teeth Odontomes Disorders of eruption 3 Disorders of development Clefts of lip or palate Cleft lip and cleft palate Isolated cleft palate Syndromic cleft lip and palate Other facial clefts Stafne’s idiopathic bone cavity Hereditary prognathism Ankyloglossia Cowden’s syndrome Other craniofacial malformations 4 Dental caries Aetiology Bacterial plaque Microbiology Sucrose Susceptibility of teeth to caries Saliva and dental caries Pathology of enamel caries Pathology of dentine caries Clinical aspects of caries pathology Arrested caries and remineralisation Caries in deciduous teeth Hidden caries Root surface caries Clinical aspects of reactions to caries 5 Pulpitis and apical periodontitis Pulpitis Pulp calcifications Periapical periodontitis, abscess and granuloma Acute apical periodontitis Pathology and sequelae

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33 33 34 35 37 41 42 45 45 45 48 48 48 49 49 49 50 50 53 53 53 54 57 59 60 61 65 68 68 69 70 70 70 73 73 77 77 78 78

Contents vi

Acute apical (dentoalveolar) abscess Chronic apical periodontitis and periapical granuloma 6 Tooth wear, resorption, hypercementosis and osseointegration Tooth wear Attrition Abrasion Erosion Abfraction Bruxism Resorption of teeth Hypercementosis Pathology of osseointegration 7 Gingival and periodontal diseases The normal periodontal tissues Gingival and periodontal fibres Gingival crevicular fluid (exudate) Classification of periodontal diseases Chronic gingivitis Chronic periodontitis Pathology Systemic predisposing factors General principles of management of chronic periodontitis Complications of chronic periodontitis Gingival recession Aggressive periodontitis ‘Prepubertal’ periodontitis Periodontitis as a manifestation of systemic disease Down’s syndrome Papillon–lefèvre syndrome Periodontal (lateral) abscess Acute pericoronitis Acute necrotising ulcerative gingivitis HIV-associated periodontitis Gingival enlargement Hereditary gingival fibromatosis Drug-induced gingival overgrowth Localised juvenile spongiotic gingivitis Plasminogen deficiency gingivitis Other inflammatory gingival swellings

79 81 85 85 85 85 86 87 87 88 91 91 95 95 96 96 96 96 99 101 103 105 106 107 108 109 109 109 110 110 110 112 113 113 113 114 115 115 115

8 Infections of the jaws Normal healing of an extraction socket Alveolar osteitis Osteomyelitis of the jaws Acute osteomyelitis Chronic osteomyelitis Diffuse sclerosing osteomyelitis Chronic low-grade focal osteomyelitis and sclerosing osteitis Osteoradionecrosis Proliferative periostitis Medication-related osteonecrosis of the jaws (MRONJ) Traumatic sequestrum Sclerotic bone islands 9 Major infections of the mouth and face Periapical (dentoalveolar) abscess Collateral oedema ‘Fascial’ or tissue space infections Facial cellulitis Facial abscess Antibiotic abscess Necrotising fasciitis Cavernous sinus thrombosis Noma (cancrum oris, necrotising stomatitis) Actinomycosis Other ‘actinomycoses’ The systemic mycoses Systemic infections by oral bacteria 10 Cysts in and around the jaws Classification of cysts Common features of jaw cysts Treatment of jaw cysts Treatment of soft tissue cysts Odontogenic cysts Radicular cyst Lateral radicular cyst Residual radicular cyst Inflammatory collateral cysts Dentigerous cysts Eruption cyst Odontogenic keratocyst Basal cell naevus syndrome Orthokeratinised odontogenic cyst

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117 117 117 120 120 122 123 124 124 125 125 127 128 129 129 129 129 130 132 133 133 133 134 135 136 136 137 139 139 140 141 142 142 142 146 146 146 146 148 149 153 154

155 155 156 156 157 157 158 158 158 160 160 161 161 162 162

11 Odontogenic tumours and related jaw lesions 165 Benign epithelial tumours 165 Ameloblastomas 165 Desmoplastic ameloblastoma 168 Metastasising ameloblastoma 169 Unicystic ameloblastoma 169 Squamous odontogenic tumour 170 Calcifying epithelial odontogenic tumour 170 Adenomatoid odontogenic tumour 172 Benign epithelial and mesenchymal tumours 172 Ameloblastic fibroma 172 Ameloblastic fibrodentinoma and fibro-odontome 173 Primordial odontogenic tumour 173 Odontomes (odontomas*) 173 Compound odontome 174 Complex odontome 174 Other types of odontome 175 Calcifying odontogenic cyst 176 Dentinogenic ghost cell tumour 176 Benign mesenchymal tumours 176 Odontogenic fibroma 177 Granular cell odontogenic tumour 177 Odontogenic myxoma 177 Normal dental follicle 178 Cementoblastoma 178 ‘Cementomas’ 179

Fibroosseous odontogenic lesions Cemento-ossifying fibromas Cemento-ossifying fibroma Juvenile ossifying fibroma Multiple and syndromic cemento-osseous fibromas Cemento-osseous dysplasias Periapical cemental dysplasia Florid cemento-osseous dysplasia Focal cemento-osseous dysplasia Familial gigantiform cementoma Malignant odontogenic tumours 12 Non-odontogenic tumours of the jaws Exostoses and tori Osteochondroma Central giant cell granuloma Noonan and other syndromes Langerhans cell histiocytosis Osteomas Gardner’s syndrome Ossifying fibromas Psammomatoid ossifying fibroma Haemangioma of bone Melanotic neuroectodermal tumour of infancy Malignant neoplasms of bone Osteosarcoma Chondrosarcoma Ewing’s sarcoma Myeloma Amyloidosis Solitary plasmacytoma Lymphomas Metastases to the jaws 13 Genetic, metabolic and other non-neoplastic bone diseases Genetic diseases of bone Osteogenesis imperfecta Gnathodiaphyseal dysplasia Osteopetrosis: marble bone disease Achondroplasia Cleidocranial dysplasia Cherubism Hypophosphatasia

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179 180 180 181

Contents

Lateral periodontal cysts Botryoid odontogenic cysts Glandular odontogenic cyst Calcifying odontogenic cyst Carcinoma arising in odontogenic cysts Gingival cyst of the newborn Gingival cyst of adults Non-odontogenic cysts Nasopalatine duct or incisive canal cyst Nasolabial cyst Sublingual dermoid cyst Thyroglossal duct cyst Branchial cyst Foregut cyst Other cysts in other chapters

181 181 181 182 182 182 183 187 187 187 188 190 190 192 192 193 193 194 195 196 196 197 198 199 200 200 200 200 205 205 205 207 207 207 208 208 209 vii

Contents

Sickle cell anaemia and thalassaemia Gigantism and acromegaly Metabolic bone disease Rickets Vitamin D–resistant rickets Hyperparathyroidism Other bone diseases Paget’s disease of bone Fibro-osseous lesions Fibrous dysplasia Monostotic fibrous dysplasia Polyostotic fibrous dysplasia Albright’s syndrome Osseous dysplasias Bone ‘cysts’ Solitary bone ‘cyst’ Aneurysmal bone ‘cyst’ Osteoporotic bone marrow defect 14 Disorders of the temporomandibular joints and trismus Temporary limitation of movement Infection and inflammation Injuries Drugs Persistent limitation of movement: extracapsular causes Irradiation Oral submucous fibrosis Systemic sclerosis and scleroderma CREST syndrome Morphoea Persistent limitation of movement: intracapsular causes Arthritis Rheumatoid arthritis Osteoarthritis Other types of arthritis Condylar hyperplasia Neoplasms Synovial chondromatosis and loose bodies in the temporomandibular joints Limitation of movement: muscle causes TMJ pain dysfunction ‘syndrome’

viii

210 211 211 211 211 211 213 213 216 216 216 218 218 218 218 218 220 221 223 223 223 223 224 224 224 224 224 225 225 226 226 226 227 228 228 229 229 229 229

Giant cell arteritis (temporal arteritis) Polymyalgia rheumatica Tetanus and tetany Pain referred to the joint Dislocation Ehlers–Danlos syndrome

SECTION 2: Soft tissue disease 15 Diseases of the oral mucosa: mucosal infections Ulcers Herpesvirus diseases Primary herpetic stomatitis Herpes labialis Herpetic whitlow Herpes zoster of the trigeminal nerve Ramsay Hunt syndrome Cytomegalovirus ulcers Hand-foot-and-mouth disease Herpangina Measles Chicken pox Tuberculosis Syphilis Candidosis Thrush Angular cheilitis Erythematous candidosis Acute antibiotic stomatitis Median rhomboid glossitis Denture-induced stomatitis Chronic hyperplastic candidosis Chronic mucocutaneous candidosis syndromes

231 232 232 232 232 233

235 235 235 235 235 238 239 239 240 240 240 241 241 241 242 242 244 244 246 246 246 247 248 249 250

16 Diseases of the oral mucosa: non-infective stomatitis 255 Ulcers 255 Traumatic ulcers 255 Eosinophilic ulcer (atypical or traumatic eosinophilic granuloma) 255 Factitious ulceration (self-inflicted oral ulcers) 255 Recurrent aphthous stomatitis 256

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259 261 261 261 262 262 267 267 268 268 268 269 269 270 271 271 273 273 275 277 277 277 277 278 279 279 279 279 283 283 283 283 283 283 284 284 285 285 287 287 287 289

18 Benign chronic white mucosal lesions Fordyce spots Leukoedema Frictional keratosis Cheek and tongue biting Stomatitis nicotina Oral hairy leukoplakia White sponge naevus Candidosis Oral keratosis of renal failure Skin grafts Psoriasis Other white lesions 19 Potentially malignant disorders Terminology Field change Erythroplakia Speckled leukoplakia Leukoplakia Proliferative verrucous leukoplakia Smokeless tobacco-induced keratoses Chronic hyperplastic candidosis Oral submucous fibrosis Lichen planus Lupus erythematosus Dyskeratosis congenita HPV-associated dysplasia Syphilitic leukoplakia Management of dysplastic lesions Smoking cessation 20 Oral cancer Epidemiology Aetiology ‘Early’ and ‘late’ oral carcinoma Oral cancer distribution Pathology Management Role of the dentist Oral cancer screening Screening and detection aids Verrucous carcinoma Diagnostic catches

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291 291 292 292 293 293 294 295 296 296 296 297 297 299 299 299 300 300 300 302

Contents

Behçet’s disease HIV-associated oral ulcers Nicorandil-induced ulcers Lichen planus and similar conditions ‘Desquamative gingivitis’ Lichen planus Vulvovaginal-gingival syndrome Malignant change in lichen planus Lichenoid reactions Lichenoid drug reactions Topical lichenoid reactions Graft-versus-host disease Lupus erythematosus Chronic ulcerative stomatitis Immunobullous disease Pemphigus vulgaris Paraneoplastic pemphigus Mucous membrane pemphigoid Erythema multiforme Stevens Johnson syndrome Toothpaste-induced epithelial peeling Other mucosal allergic responses Oral signs in reactive arthritis Mucocutaneous lymph node syndrome (Kawasaki’s disease) Miscellaneous mucosal ulcers Wegener’s granulomatosis Oral reactions to drugs Uncommon mucocutaneous diseases 17 Tongue disorders Normal structures Furred tongue Foliate papillae Lingual varicosities Erythema migrans Lingual papillitis Hairy tongue and black hairy tongue Glossitis Anaemic glossitis Glossodynia and the sore, physically normal tongue Macroglossia Amyloidosis Other diseases affecting the tongue

302 304 304 305 306 306 306 306 307 312 317 317 318 321 322 322 326 331 332 333 333 334 ix

Contents x

21 Other mucosal and lip carcinomas Lip carcinoma Human papillomavirus–associated oropharyngeal carcinomas Nasopharyngeal carcinoma Pseudocarcinomas and diagnostic catches 22 Non-neoplastic diseases of salivary glands Duct obstruction Salivary calculi Salivary duct strictures Mucoceles and sali vary cysts Sialadenitis Mumps Bacterial parotitis Chronic sialadenitis Xerostomia Sjögren’s syndrome Complications HIV-associated salivary gland disease IgG4 sclerosing disease Necrotising sialometaplasia Sarcoidosis Sialadenosis Other salivary gland disorders Hypersalivation (sialorrhoea or ptyalism) 23 Salivary gland neoplasms Salivary gland neoplasms Benign tumours Pleomorphic adenoma Warthin’s tumour Canalicular adenoma Basal cell adenoma Oncocytoma Malignant salivary gland tumours Mucoepidermoid carcinoma Adenoid cystic carcinoma Acinic cell carcinoma Secretory carcinoma Polymorphous adenocarcinoma Salivary duct carcinoma Epithelial-myoepithelial carcinoma Undifferentiated carcinomas Carcinoma ex pleomorphic adenoma

335 335 335 339 339 341 341 341 342 342 344 344 344 345 345 346 349 350 350 350 350 350 351 352 355 355 357 357 358 359 359 359 359 360 361 362 362 362 363 363 363 363

Adenocarcinoma not otherwise specified Other epithelial lesions Metastatic neoplasms Non-epithelial tumours Intraosseous salivary gland tumours Tumour-like salivary gland swellings 24 Benign mucosal swellings Fibroepithelial polyp, epulis and denture-induced granuloma Papillary hyperplasia of the palate Pyogenic granuloma and pregnancy epulis Giant-cell epulis Papillomas Squamous cell papilloma Infective warts (verruca vulgaris) Multifocal epithelial hyperplasia Verruciform xanthoma Calibre-persistent artery Cosmetic implants 25 Soft tissue tumours Benign tumours Benign nerve sheath tumours Lipoma and fibrolipoma Granular cell tumour Congenital (granular cell) epulis Haemangiomas Lymphangiomas Malignant connective tissue tumours Rhabdomyosarcoma Sarcomas of fibroblasts Kaposi’s sarcoma 26 Oral pigmented lesions Diffuse mucosal pigmentation Localised melanin pigmentation Physiological pigmentation Melanotic macules Oral melanotic macules associated with HIV infection Oral melanocytic naevi Melanoacanthoma Post-inflammatory pigmentation Syndromes with oral pigmentation Other localised pigmented lesions Amalgam and other tattoos

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363 363 364 364 365 365 369 369 370 371 371 373 374 374 374 375 375 376 377 377 377 377 378 378 379 380 380 380 380 380 383 383 383 384 384 384 384 385 385 385 386 386

SECTION 3: Systemic disease in dentistry 27 Anaemias, leukaemias and lymphomas Anaemia Sickle cell disease and sickle cell trait The thalassaemias Leukaemia Acute leukaemia Chronic leukaemia Lymphomas Hodgkin’s lymphoma Non-Hodgkin lymphomas Burkitt’s lymphoma MALT lymphoma Nasopharyngeal extranodal NK/T-cell lymphoma Other types of lymphoma Leucopenia and agranulocytosis Aplastic anaemia Agranulocytosis Cyclic neutropenia 28 Haemorrhagic disorders Preoperative investigation Management of prolonged dental bleeding Blood vessel abnormalities Hereditary haemorrhagic telangiectasia Angina bullosa haemorrhagica Purpura and platelet disorders Clotting disorders Haemophilia A Christmas disease (haemophilia B) Acquired clotting defects Combined bleeding disorders Von Willebrand’s disease Disseminated intravascular coagulation Plasminogen deficiency 29 Immunodeficiency Selective IgA deficiency C1 esterase inhibitor deficiency

387 387 388

391 391 391 392 393 393 393 394 394 395 395 395 396 396 397 397 398 398 398 399 399 399 399 399 400 401 402 402 403 403 404 404 404 404 407 407 408

Leukopenia and agranulocytosis Immunosuppressive treatment Bone marrow transplantation Graft-versus-host disease Other organ transplants HIV infection and AIDS Oral lesions in HIV infection Candidosis Viral mucosal infections Bacterial infections Systemic mycoses Malignant neoplasms Lymphadenopathy Autoimmune disease Gingivitis and periodontitis Salivary gland disease Miscellaneous oral lesions Oral adverse effects of HAART Risks of transmission of HIV infection

408 408 408 408 408 408 411 412 413 413 413 413 414 414 414 414 415 416 416

30 Allergy, autoimmune and autoinflammatory disease 419 Allergic or hypersensitivity reactions 419 Atopy 419 Contact dermatitis 419 Latex allergy 420 Allergy to local anaesthetic 421 Asthma 422 Other type 1 reactions 422 Mucosal allergic responses 422 Oral allergy ‘syndrome’ 422 Allergy to metals 422 Angio-oedema 423 Autoimmune diseases 423 The connective tissue diseases 424 Rheumatoid arthritis 424 Sjögren’s syndrome 424 Systemic lupus erythematosus 424 Systemic sclerosis (scleroderma) 425 Autoinflammatory diseases 425 Sarcoidosis 425 31 Cervical lymphadenopathy 429 Tuberculous cervical lymphadenopathy 430 Atypical mycobacterial infection 431 Sarcoidosis 431

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Contents

Lead line and heavy metal poisoning Soft tissue pigmentation Melanoma

xi

Contents xii

Syphilis Cat-scratch disease Lyme disease Infectious mononucleosis Acquired immune deficiency syndrome Toxoplasmosis Mucocutaneous lymph node syndrome Langerhans cell histiocytosis Sinus histiocytosis with massive lymphadenopathy Castleman’s disease Drug-associated lymphadenopathy Virchow’s node Delphian node

432 432 432 432 433 433 433 434 434 434 435 435 436

32 Cardiovascular disease General aspects of management Infective endocarditis Prevention of endocarditis Implanted cardiac devices

437 437 438 439 441

33 Respiratory tract disease Acute sinusitis Chronic sinusitis Odontogenic sinusitis Fungal sinusitis Allergic fungal sinusitis Invasive fungal sinusitis Surgical damage to the maxillary antrum Displacement of a root or tooth into the maxillary antrum Oroantral communication Aspiration of a tooth, root or instrument Tuberculosis Chronic obstructive airways disease Asthma Midfacial destructive lesions Wegener’s granulomatosis Carcinoma of the antrum Cystic fibrosis (mucoviscidosis) Sleep apnoea syndrome Bronchogenic carcinoma 34 Gastrointestinal and liver disease Gastro-oesophageal reflux and gastric regurgitation

443 443 443 444 444 444 445 445 445 445 446 446 447 447 447 447 448 449 449 449 451 451

Coeliac disease Crohn’s disease Orofacial granulomatosis Malabsorption syndromes Ulcerative colitis Intestinal polyposis syndromes Antibiotic-associated colitis Liver disease Viral hepatitis Hepatitis A Hepatitis E Hepatitis B Hepatitis D: the delta agent Hepatitis C Control of transmission of viral hepatitis 35 Nutritional deficiencies Vitamin deficiencies Vitamin A deficiency Riboflavin (B2) deficiency Nicotinamide deficiency Vitamin B12 deficiency Folic acid deficiency Vitamin C deficiency Vitamin D deficiency 36 Endocrine disorders and pregnancy Pituitary gigantism and acromegaly Thyroid disease Hyperthyroidism Hypothyroidism Lingual thyroid Parathyroid disease Hyperparathyroidism Hypoparathyroidism Pseudohypoparathyroidism Adrenocortical diseases Adrenocortical hypofunction or Addison’s disease Adrenocortical hyperfunction Autoimmune polyendocrine syndromes Diseases of the adrenal medulla Phaeochromocytoma Multiple endocrine neoplasia syndromes Diabetes mellitus Pregnancy

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451 451 453 453 453 454 454 454 455 455 455 455 457 457 458 461 461 461 461 461 461 461 461 462 463 463 464 464 464 464 465 465 466 466 466 466 467 467 467 467 468 468 469

471 471 471 473 473 474 475 475 475 475 476 476 476 477 477 477 478 478 478 479 479 479 480 480 481 482 482 482 482 483 483 484 487 488 488 489 490 490 491 491 491 491 491 492

Hydrocephalus 493 Spina bifida 493 The muscular dystrophies 493 Myasthenia gravis 493 40 Mental health disorders 495 Pain without medical cause 495 Anxiety disorders 496 Depression 496 Anorexia nervosa and bulimia nervosa 497 Psychoses and schizophrenia 497 41 Dentistry and elderly patients 499 Dementia 499 Other systemic diseases 500 Oral disease in the elderly 501 42 Complications of systemic drug treatment 503 Local analgesics with vasoconstrictors 505 Chemical dependence 505 43 Medical emergencies 507 Sudden loss of consciousness 507 Fainting 507 Acute hypoglycaemia 508 Anaphylactic reactions 508 Cardiac arrest 509 Strokes 510 Circulatory collapse in patients on corticosteroid treatment 510 Chest pain 511 Angina pectoris 511 Myocardial infarction 511 Respiratory difficulty 512 Severe asthma and status asthmaticus 512 Left ventricular failure 512 Convulsions 512 Epilepsy 512 Other emergencies 513 Haemorrhage 513 Violence 513

SECTION 4: Learning guide and selfassessment questions

515

44 Learning guide Self-assessment questions Index

515 521 529

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Contents

37 Renal disease Chronic renal failure and dialysis Renal transplantation 38 Pain and neurological disorders Dental and periodontal pain Pain in edentulous patients Painful mucosal lesions Pain in the jaws Postsurgical pain and nerve damage Pain induced by mastication Pain from salivary glands Neuralgia and neuropathy Trigeminal neuralgia Trigeminal neuralgia in multiple sclerosis Trigeminal neuropathy Glossopharyngeal neuralgia Postherpetic neuralgia Bell’s palsy Burning mouth ‘syndrome’ Atypical facial pain Atypical odontalgia Paraesthesia of the lower lip Facial palsy Bell’s palsy Melkersson–Rosenthal syndrome Other causes of facial palsy Headache Migraine Migrainous neuralgia (cluster headache) Intracranial tumours Disturbances of taste and smell Epilepsy 39 Physical and learning disability UK discrimination legislation Learning disability Down’s syndrome Fragile X syndrome Other chromosomal abnormalities Behavioural disorders Autism Attention deficit hyperactivity disorder Physical impairments Cerebral palsy Multiple sclerosis

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Preface It is interesting to see how this book has evolved over the last 50 years or more. The first edition was the first book to integrate oral medicine, pathology and surgery in a practical, student-orientated fashion. It was truly a book of essentials and was correspondingly small and concise. However, like all textbooks it has grown, fulfilling different functions from those originally envisaged. The world into which this edition will be launched is very different from that of the last. The ready availability of information on the Internet, changing needs of students and innovative dental curricula have all had an impact. Though this edition contains more facts, its larger size is accounted for by considerably more explanation than previously included. This is intended to meet the higher-level understanding and application of knowledge required of students today. The demise of the textbook has been long predicted, ever since the Internet was launched. My work on this edition reinforces my belief that the textbook accomplishes something the Internet is incapable of providing. In completely revising this text I have searched the Internet using the standard search engines and open access sources. I have been more than disappointed. Although a few sources provide accurate and up to date information, the majority of easily found Internet resources provide the opposite. Search engine results frequently offer websites with plagiarised and out of date information, fake and

predatory open access journals with material that has not been properly peer reviewed, and images of misdiagnosed diseases. The textbook provides a repository of information that is subject to the author’s professional scrutiny and comes with context and explanation. There is no comparison. I hope students will like my attempt to provide more accessible sources to read up on the diseases that interest them. Lists of further reading have been dropped; I doubt they were much used, if at all. There are now PubMed ID references and websites provided where they are immediately relevant. Putting these numbers directly into a search engine will take the reader directly to a selected information source, from where further references can be trusted. My thanks are due to Veronika Watkins, Alison Taylor, Clive Hewat, Christian Bilbow, and all the team at Elsevier for maintaining the excellent production standards of previous editions. Producing a new edition such as this takes many hundreds of hours of intensive work, and I am grateful to my colleagues at work for their forbearance but most of all to my wonderful wife Wendy who has supported me unconditionally and maintained her sense of humour during the many months I spent in front of my computer.

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E.W.O. London 2017

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References References to further reading are now inserted throughout, immediately adjacent to the relevant text. To make searching for web URLs straightforward, links to the relevant websites can be found at http://sites .elsevier.com/cawsonsessentials. Various types of reference are provided, all designed to be immediately available through the internet. In the electronic version of this book they are direct links: PubMed ID: These are shown with a few words of description and a number in the format PMID: 25556809. Entering the text PMID and number into an Internet search engine should take the reader direct to the reference. Alternatively, it can be entered direct into the PubMed website at http://www.ncbi.nlm.nih.gov/pubmed/ and this has the advantage of immediately showing the abstract and links to the full text of the article. References have been selected to be open access full text publications where possible, but it may be necessary to log in to publishers’ websites or access through an institution library to obtain the full text. Use the references in these papers to direct onward reading. PubMed Central ID: These are shown with a similar few words of description and a number in

the format PMCID: PMC4334280. They can be resolved in the same way as above. If searching on the PubMed website itself, do not forget to select PMC in the window to the left of the search box. ISBN numbers: These are ISBN13 codes to books in the format ISBN-13: 978-0723435938. The numbers can be entered either into a search engine, although a search in the website of an online bookseller or your university library will take you directly to the book title and a copy. Where possible, books available in electronic format have been selected. Web Uniform Resource Locators URLs or web addresses. These may be entered directly into the address bar of a web browser. Some are long and complex and case sensitive. To avoid this, some are given just as the home page of an organisation with instructions on text words to enter into the search box. These should find the relevant resource directly. DOI: Digital Object Indentifiers can be resolved at the DOI website https://www.doi.org/

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Principles of investigation, diagnosis and treatment The principles of patient investigation and diagnosis are summarised in Box 1.1.

TAKING A HISTORY Taking a history and making a diagnosis are not completely generic skills that can be learned and then applied to any patient. Skills of gaining rapport, listening and questioning

Box 1.1  Principles of investigation and diagnosis • A detailed medical and dental history • Clinical examination • Extraoral • Intraoral • Investigations selected for specific purposes • Testing vitality of teeth • Radiography or other imaging techniques • Biopsy for histopathology (including immunofluorescence, immunocytochemistry, molecular biological tests) • Specimens for microbial culture • Haematological or biochemical tests

Table 1.1  Types of questions Type of question

Example

Open

Tell me about the pain.

Closed

What does the pain feel like?

Leading

Does the pain feel like an electric shock?

1 

are always applicable, but to ask targeted incisive questions requires knowledge of disease. Effective history-taking and diagnosis of medical conditions are therefore founded in pathological knowledge. Rapport is critical for eliciting useful information, and gaining rapport must take into account that almost all patients are nervous to a degree, some are inarticulate, and others are confused. History-taking needs to be tailored to the individual patient. Initial questions should allow patients to speak at some length and to gain confidence. It is usually best to start with an ‘open’ question (Tables 1.1 and 1.2). Medical jargon should be avoided, because even regular hospital attenders who appear to understand medical terminology may use it wrongly and misunderstand. When a patient uses technical jargon, it is wise to check what they mean by it. Leading questions, which suggest a particular answer, should be avoided because patients may feel compelled to agree with the clinician. It is sometimes difficult to avoid interrupting patients when trying to structure the history for the records. Structure can only be given after the patient has had time to give the information. Constant note-taking while patients are speaking is undesirable. Notes should be a summary of relevant information only. Questioning technique is most critical when eliciting any relevant social or psychological history or dealing with embarrassing medical conditions. It may be appropriate to delay asking such questions until after rapport has been gained. Some patients do not consider medical questions to be the concern of the dentist, and it is important to give reasons for such questions when necessary. During history-taking, the mental and emotional state of the patient should be assessed. This may have a bearing on some diseases and will also suggest what the patient expects to gain from the consultation and treatment. If the patient’s expectations are unreasonable, it is important to try to modify them during the consultation, otherwise no reassurance or treatment may be satisfactory (Box 1.2).

Table 1.2  Advantages and disadvantages of types of question Types of question

Advantages

Disadvantages

Open

Allows patients to use their own words and summarise their view of the problem Allows patients partly to direct the history-taking, gives them confidence and quickly generates rapport

Clinicians must listen carefully and avoid interruptions to extract the relevant information Patients tend to decide what information is relevant

Closed

Elicits specific information quickly Useful to fill gaps in the information given in response to open questions Prevents vague patients from rambling away from the complaint

Patients may infer that the clinician is not really interested in their problem if only closed questions are asked Important information may be lost if not specifically requested Restricts the patient’s opportunities to talk

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CHAPTER

Principles of investigation, diagnosis and treatment

1

Box 1.2  Essential principles of history-taking • Introduce yourself and greet the patient by name • Be culturally aware • Act courteously and respectfully, maintain professional detachment • Put patients at their ease, be empathic • Start with an open question • Mix open and closed questions • Avoid leading questions • Avoid medical and dental jargon and idiomatic expressions • Listen ‘actively’ • Explain the need for specific questions if asked • Divide the consultation into manageable sections for the patient • Summarise your findings back to the patient for confirmation of meaning • Assess the patient’s mental state • Assess the patient’s expectations from treatment

Box 1.3  History of the present complaint • Record the description of the complaint in the patient’s own words • Elicit the exact meaning of those words • Record the duration and the time course of any changes in symptoms or signs • Include any relevant facts in the patient’s medical history • Note any temporal relationship between them and the present complaint • Consider any previous treatments and their effectiveness • Check previous investigations to avoid their unnecessary repetition

Characteristic

Informative features

Character

Ache, tenderness, dull pain, throbbing, stabbing, electric shock. These terms are of limited use, but information on the constancy of pain is useful

Severity

Mild – responds to mild analgesics (e.g. aspirin/paracetamol) Moderate – unresponsive to mild analgesics Severe – disturbs sleep

Duration

Time since onset. Duration of pain or attacks

Nature

Continuous, periodic or paroxysmal If not continuous, is pain present between attacks?

Initiating factors

Any potential initiating factors Association with dental treatment, or lack of it, is especially important in eliminating dental causes

Exacerbating and relieving factors

Record all and note especially hot and cold sensitivity or pain on eating as they suggest a dental cause

Localisation

The patient should map out the distribution of pain if possible. Is it well or poorly defined? Does it affect an area supplied by a particular nerve or artery? Is the distribution of the pain consistent with anatomy?

Referred pain

Try to determine whether the pain could be referred

Pain is completely subjective and, when physical signs are absent, special care must be taken to detail all its features (Table 1.3). Especially important are features suggesting a dental cause. A fractured tooth or cusp, dental hypersensitivity or pain on occlusion are easily misdiagnosed. Factors triggering different causes of pain are discussed in detail in Chapter 38.

Medical history

Demographic details The age, gender, ethnic group and occupation of the patient should be noted routinely; even though apparently trivial, such information is occasionally critical. Increasing age predisposes to malignant neoplasms, autoimmune disease tends to have onset in middle-aged female patients and aphthous stomatitis is often diagnosed in the young. Identifying and recording a patient’s racial or ethnic group can be misconstrued, but it cannot be avoided for fear of being considered racist. Many diseases have a restricted ethnic distribution that aids diagnosis., such as oral submucous fibrosis or florid cemento-osseous dysplasia.

History of the present complaint Frequently, a complaint, such as toothache, suggests the diagnosis. In many cases, a detailed history (Box 1.3) is required and sometimes, as in aphthous ulceration, a provisional diagnosis can be made on the history alone. If earlier treatment has been ineffective, the diagnosis should be reconsidered. Many patients’ lives have been shortened by having malignant tumours treated with repeated courses of antibiotics.

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Table 1.3  Features required in a pain history

A medical history is important because it aids the diagnosis of oral manifestations of systemic disease. It also ensures that medical conditions and medications that affect dental or surgical treatment are identified. To ensure that nothing significant is forgotten, a printed questionnaire for patients to complete is valuable and saves time. It also helps to avoid medicolegal problems by providing a written record that the patient’s medical background has been considered. Some patients may find it easier to fill in a questionnaire than answer questions. However, a questionnaire alone does not constitute a medical history, and the information must be checked verbally, augmented as necessary and confirmed with the clinician’s signature. It is important to assess whether the patient’s reading ability and understanding are sufficient to provide valid answers to the questionnaire. Medical history questionnaires vary widely in style and the questions asked. All dental surgeons should be able to take a history without the guidance of a questionnaire. The questionnaire itself is less important than understanding exactly why the questions are being asked and what follow-up questions are relevant (see Table 1.4). However,

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Question

Subsidiary or follow-up questions

Important features of relevance – not all can be included

Are you taking any medicines, medications or tablets at present?

Including over-the-counter drugs and complementary medicine such as herbal remedies

Potential interactions with treatment for oral conditions Potential oral adverse effects of drugs, of which there are many Steroid use and risk of steroid collapse, infections in immunosuppression Some herbal preparations interact with sedation drugs Patients may forget past courses of drugs with important effects such as bisphosphonates (risk of osteonecrosis), or gold injections (risk of lichenoid reaction) and others

Include medication taken in the past

Have you ever been in hospital for any illnesses or operations?

Any problems with the operation or the anaesthetic? … normal recovery, not readmitted, no allergies? How long were you in hospital?

Do you carry any medication cards or MedicAlert, Medi-Tag, Mediband or similar devices?

Hospitalisation usually indicates severe health problems; this general question should reveal information on malignant disease, chemotherapy, radiotherapy and immunosuppression Indicates previous reactions to anaesthetics and possibly bleeding problems or other medical complications Provide details of medications, doses and effect, usually anticoagulants, steroids, allergies and significant medical conditions Note that some of these alerts may carry patient-reported information as well as medically confirmed information.

Do you have, or have you had, any problems with your heart?

Elicit type, particularly valvular disease

Indicates risk of angina, myocardial infarct or other cardiac emergency in the dental surgery Potential anaesthetic problem Possible predisposition to infective endocarditis, depending on defect

Have you ever had rheumatic fever?

Do you have any heart damage as a result?

Possible predisposition to infective endocarditis

Do you have, or have you had, hepatitis or jaundice?

Known or likely type of hepatitis, if unknown clues may be in where and how it was contracted and the clinical course Questions to exclude non-infectious causes of jaundice such as haemolytic anaemias, gall stones, liver failure, alcohol, etc.

Infection control risk for hepatitis B and C Liver damage can cause coagulation defect, and the metabolic defect can contraindicate prescription of some drugs

Have you ever had epilepsy or other fits or faints?

Assess severity of epilepsy, type of seizure, frequency, duration and eliciting factors Degree of drug control and date and severity of last fit If other type of fits, what cause?

Risk of epileptic attack or status epilepticus in the dental surgery Adverse effects of antiepileptic drugs such as phenytoin

How is it managed? With insulin, other drugs or diet? How well controlled? Ever requiring hospital admission?

Risk of hypoglycaemic collapse in insulin dependent diabetics, and, less likely, hyperglycaemia Diabetes predisposes to infection, particularly candidal but also bacterial and periodontal disease Dry mouth may result from dehydration

Do you have diabetes?

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Table 1.4  Questions to be included in a medical history and their relevance*

Risk of vasovagal attack in dental surgery Fits of unknown cause may relate to head and neck neurological complaints and indicate a CNS cause

How is blood glucose monitored? Normal levels and range Do you have high blood Taking the blood pressure may be pressure? required and is a recommendation for dentists in some countries. Hypertension is often asymptomatic and dentists have a role in detecting and referring patients with poorly controlled or undetected hypertension.

May indicate risk of stroke, angina or myocardial infarction in the dental surgery Oral adverse reactions of antihypertensive drugs include dry mouth, gingival hyperplasia, lichenoid reactions, burning mouth and taste loss Risk of interaction with some vasoconstrictors in local anaesthetic Anaesthetic risk Patients may faint from hypotension after rising from a supine position for dental treatment

Have you ever been anaemic?

Anaemia predisposes to numerous oral conditions including aphthous ulcers, candidosis, glossitis and burning mouth Anaesthetic risk for sickle cell anaemia and thalassaemia Thalassaemia is now so geographically widespread that limiting questioning to those of Mediterranean heritage is too specific

Do you know the reason? Do you or anyone in your family have thalassaemia? For patients of African heritage, do you or anyone in your family have sickle cell anaemia?

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Table 1.4  Questions to be included in a medical history and their relevance* (Continued) Question

Subsidiary or follow-up questions

Important features of relevance – not all can be included

Do you have any allergies …

Ask specifically about penicillin and other drugs including local anaesthetic Ask whether the patient has ever taken penicillin

Reveals atopic patients prone to allergy

Have you ever had any problems stopping bleeding after a cut or surgery?

Does anyone else in your family have problems with bleeding? Have problems followed tooth extraction? Have you ever taken Warfarin or any medicines to thin your blood?

Risk of haemorrhage following extraction, surgery or possibly local anaesthetic If familial, raises possibility of haemophilia and other inherited bleeding conditions Contraindicates prescription of drugs that prolong bleeding such as aspirin Anticoagulants interact with drugs prescribed for oral conditions and prolong bleeding after surgery

Have you ever come into contact with someone suffering human immunodeficiency virus (HIV) infection or acquired immunodeficiency syndrome (AIDS)? … or any other sexually transmitted infection?

An open question to allow patients to proffer relevant information in this sensitive area. Not usually followed up unless the patient offers that they are or may be HIV positive, in which case minimum information required is the name of the relevant physician and permission to contact them for details of the condition If positive ask about viral load, CD4 count and medication

Infection control risk following blood exposure Oral manifestations of immunosuppression Risk of significant medical complications that may present to the dental surgeon Oral adverse effects of anti-HIV medication and drug interactions Patients at risk should be encouraged to have an HIV test

Do you smoke? Or use smokeless tobacco or betel quid …

Type and amount smoked, expressed in pack years (number of 20-cigarette packs per day multiplied by number of years of smoking). 25 g or 1 oz loose tobacco is equivalent to 50 cigarettes.

Predisposes to oral, nose and sinus and aerodigestive tract carcinoma Predisposes to atheroma, hypertension and cardiac disease Associated with oral red and white lesions and potentially malignant disorders Amenable to cessation advice in the dental setting

… to medicines … to metals, foods, plasters, etc. … or asthma, hay fever, rashes, etc.?

… or marijuana, cannabis or other drugs?

Gives an indication of degree of immunosuppression and infection risk

Cannabis carries additional health risks over smoking, possibly including oral carcinoma

Do you drink alcohol?

Units consumed per week and type of alcohol

Synergistic effect with smoking for oral potentially malignant disorders and oral cancer

For female patients, is there any chance you might be pregnant …

Stage of pregnancy

Risk from X-ray exposure Pregnancy modulates healing and is association with remission in aphthous stomatitis and predisposes to pyogenic granuloma and gingivitis Contraindicates prescription of many drugs

… or are trying to become pregnant? Are you otherwise generally fit and well? For parents of child patients – is your child receiving any other therapy or special support?

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Allergies to medication potentially prescribed by the dental surgeon, including related drugs Latex allergy and cross-reacting food allergies Identify potential triggers of attack relevant to dentistry Rashes may be cutaneous counterparts of oral disease Potential adverse effects of steroid inhalers used for asthma

An open question to allow patients to provide information that may not be covered by more specific questions Type and reason Normal developmental milestones achieved? Any additional support at school?

A broad question to identify behavioural and developmental conditions that may affect provision of treatment

Do any diseases run in your family?

May reveal haemophilia and other bleeding disorders and a host of other genetic diseases and syndromes

Is there anything else about your health you would like to tell me? How is your mental health?

May reveal general malaise, fevers, weight loss, psychiatric problems and reveal attitudes to health and disease not elicited by other questions The stigma attached to mental health and learning difficulty problems requires a subtle approach if this is suspected but nothing has been elicited by previous questioning.

*There is deliberate ‘redundancy’ in medical history questioning, that is, a point of significance may be covered by questioning from more than one perspective to ensure nothing significant is missed. Thus, even if a patient claims that their heart is fine, rheumatic fever should be asked about specifically and jaundice and hepatitis both explored independently. Patients may well not recognise medical names and react to one question but not another. This table groups conditions that are related, but some favour following a systems-based approach, a surgical sieve, various mnemonics or a medical history questionnaire. Clinicians should become adept at using whatever system they prefer and use the same system all the time to avoid inadvertent omissions.

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Holistic patient assessment PMID: 24923937 Web URL 1.1 UK GDC standards 4.1.1 URL: https://www.gdc-uk  .org/professionals/standards

The dental history A dental history and examination are obviously essential for the diagnosis of dental pain or to exclude teeth as cause of symptoms in the head and neck region. Symptoms of toothache are normally recognised as such by patients but are very variable and may masquerade as a variety of conditions from the trivial to the sinister (Box 1.4). The relationship between symptoms and any dental treatment, or lack of it, should be noted.

The family and social history Whenever a symptom or sign suggests an inherited disorder, such as haemophilia, the family history should be elicited. Ideally, this is recorded as a pedigree diagram noting the proband (presenting case) and all family members for at least three generations. Even when no familial disease is suspected, questions about other family members often lead

Box 1.4  Toothache and its mimics • Toothache • Pulpitis • Periapical periodontitis • Fractured cusp/tooth • Dentine hypersensitivity • Mimics of toothache • Prodromal herpes zoster • Postherpetic neuralgia • Trigeminal neuralgia • Neuropathic pain after trauma or central nervous system disease • Maxillary sinusitis • Temporal arteritis • Migrainous neuralgia • Otitis media • Referred pain of angina pectoris • Referred pain of temporomandibular joint myofascial pain dysfunction • Atypical odontalgia / facial pain

naturally into questions about home circumstances, relatives and social history which can be revealing if, for example, psychosomatic factors are suspected.

Consent It is imperative to obtain patients’ consent for any procedure, including examination. At the very least, the procedure to be used should be explained to the patient and verbal consent obtained. If no more than this is done, the patients’ consent should be noted in their records. However, it is better to obtain written consent, and this is now often required for any minor surgical procedure. Many hospitals now require clinicians to give precise descriptions of treatment plans, however routine, and to obtain written consent. Written treatment plans are also required in dental practice. Patients have a right to refuse treatment. Any such refusals may sometimes be due to failure of the clinician to explain the need for a particular procedure, or failure to soothe the patient’s fears about possible complications. Some of these fears may be irrational, but all fears are real to the patient. In such cases, even prolonged explanations and persuasion may be unsuccessful, and a patient’s signature in the notes may then be required as evidence of their wish not to consent. When a biopsy is necessary, the patient will consent to the surgical procedure but must also be made aware that their tissue will be retained in the pathology department for many years in case future reference to it is needed. When the biopsy is also to be used for DNA analysis, the patient must be made aware of this, and when there are implications for other family members’ health, the consent process may be complex. In the case of more major surgery, a consent form may need to take into account a general anaesthetic, the nature of the operation and significant complications or risks. This will require knowledge of the pathology of the disease. For example, in the case of an ameloblastoma, it would be necessary to point out the risk of recurrence after a conservative removal versus the complications of a larger excision. For consent to be legally valid, patients must be given sufficient information about the proposed treatment for them to make their own decision and the clinician must check that the information has been understood. This is formalised in the concept of ‘informed consent’, although being informed is only one factor required to make consent valid under UK law (Table 1.5). The UK law on consent is complex and often enshrined in case law rather than Acts of Parliament. The Mental Capacity Act 2005 and The Human Tissue Act 2004 both govern some aspects, but consent evolves constantly, and readers need to be aware of the regulations and professional advice (the latter often more stringent) in force where they practice. When a written consent is required, a standardised form should be used to ensure compliance with local requirements. Particular difficulties in oral medicine and surgery arise with the prescription of drugs because reactions are varied but infrequent. Usually, patients do not clearly distinguish risk and harm and tend to make decisions about treatments on the basis of the magnitude of potential harm. It is difficult to explain to a patient that anaphylactic reactions in persons not known to be allergic to penicillin are exceedingly rare but, nevertheless, potentially fatal. Patients reading the extensive information leaflets provided with prescription drugs are frequently concerned about the risks of even safe drugs such as aspirin. In view of the fact

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some structure is required to ensure no items are missed, and questionnaires perform a useful function in this regard. If the patient’s history suggests, or examination reveals, any condition beyond the scope of the dentist’s experience or clinical knowledge, referral for a specialist medical examination may be necessary. Medical warning cards may indicate that the patient is, for example, a haemophiliac, on long-term corticosteroid therapy or is allergic to penicillin. It is also worthwhile to leave a final section open for patients to supply any other information that they think might be relevant. A detailed drug history is essential. Drugs can have oral effects or complicate dental management in important ways (Chs 16 & 42). In the relevant ethnic groups, enquiry should be made about the many potentially carcinogenic habits such as betel quid (pan) or smokeless tobacco use (Ch. 20).

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Table 1.5  Requirements for consent Capacity

Not impaired for any reason May differ procedure to procedure Understands information given Able to weigh information to make a decision

Voluntary

Given freely Without pressure or undue influence

Informed

Understands nature and purpose of procedure Aware of the operator’s training and competence No relevant information is withheld Told of ‘material’ or ‘significant’ risks or unavoidable risks, even if small Informed of alternatives to the proposed treatment Aware of the risks of not having the treatment Aware of how any tissue removed will be treated and stored

Clinician

Informed and trained Able to judge capacity

Timing

Consent is a process, not a single event, and must be checked and revisited Consent remains in force until withdrawn Consent should be within a reasonable timeframe of the procedure Material changes in any element must be explained

Recorded

The process of obtaining consent must be recorded Written consent is required for more significant procedures and risks

that it is estimated that 3000 tons of it are consumed every year, the chances of a reaction are almost infinitesimally small. The amount of information to be given to the patient is that which would be expected by ‘the prudent patient’. However, patients differ, some reading drug information leaflets avidly, whereas others dispose of them unread. The dentist must balance the information given against the patient’s expectation. For surgical interventions the patient must be told all ‘material facts’, specifically including any dangers of the procedure to that particular patient. Consent is not normally taken from patients for prescription of medications. However, the same principles apply because significant adverse effects can follow prescription of drugs for dental treatment. It is important to maintain vigilance to reduce risk, for instance by recording allergies and checking before prescribing. Sometimes patients at risk of severe adverse effects can be identified. For example, in the case of azathioprine, patients deficient in the enzyme thiopurine methyltransferase (TPMT) can be excluded from treatment because of their risk of bone marrow toxicity. Unfortunately, such examples are rare, and risks from drugs are unpredictable in type and severity. It is essential to point out any precautions necessary when taking a particular drug and warn patients to return as soon as they think that there has been an adverse reaction. Adverse reactions should be reported in the UK through the yellow card system. Web URL 1.2 UK consent: https://www.dentalprotection.org/ docs/librariesprovider4/dental-advice-booklets/dental-advice  -booklet-consent-uk-excl-scot.pdf?sfvrsn=36 Web URL 1.3 Scotland consent: https://www.dentalprotection  .org/docs/librariesprovider4/dental-advice-booklets/consent  -(scotland).pdf?sfvrsn=2

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CLINICAL EXAMINATION Extraoral First, look at the patient, before looking into the patient’s mouth. Anaemia, thyroid disease, long-term corticosteroid treatment, parotid swellings or significantly enlarged cervical nodes are just a few conditions that can affect the facial appearance. Palpate the parotid glands, temporomandibular joints (for clicks, crepitus or deviation), cervical and submandibular lymph nodes and thyroid gland. Lymphadenopathy (Ch. 31) is a common manifestation of infection, but may also signify a malignant disease – the cervical lymph nodes are often the first affected by lymphomas. Note the character (site, shape, size, surface texture and consistency) of any enlargement. Always examine the neck from behind the patient and palpate through slack, not taut, skin. Guide the patient’s head forward and to one side with one hand to loosen the skin and platysma muscle and move the sternomastoid muscle, below which some nodes lie. Proper examination of the neck is not possible with the patient supine; the patient should be sitting upright or leaning slightly backward. Press on the maxilla and frontal bone over the sinuses to elicit tenderness if sinusitis is suspected.

Oral examination Examination of the oral cavity can only be performed adequately with good light, mirrors and compressed air or other means of drying the teeth. If viscid saliva prevents visualisation of the tissues and teeth, a rinse with a traditional dentists’ mouthwash will help. This contains sodium bicarbonate, and the alkaline pH changes the charge on the salivary mucins and makes them more soluble.

Soft tissues The soft tissues of the mouth should usually be inspected first. Examination should be systematic to include all areas of the mouth. Care should be taken that mirrors or retractors do not obscure lesions. To ensure complete examination of the lateral tongue and posterior floor of mouth, the tongue must be held in gauze and gently reflected from side to side. Abnormal-looking areas of mucosa should be palpated for scarring or induration indicating previous ulceration, inflammation or malignancy. Examination should include deeper tissues accessible to palpation, including the submandibular glands. If abnormalities extend close to the gingiva, the gingival crevice or pockets should be probed for any communication. Mucosal nodules, especially those on the gingiva or alveolar mucosa that suggest sinus openings, should be probed to identify any sinus or fistula. Check the openings of the salivary ducts while expressing saliva by gentle pressure. Check that saliva flows freely and equally from all glands and is clear in colour. Do not mistake normal anatomical variations (Table 1.6) for disease. After examination of the oral mucosa, try to visualise the oropharynx and tonsils. Retrocuspid papilla PMID: 1065843 Foliate papillae ISBN-13: 978-0723438120 Leukoedema: Review: PMID: 1460680

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Structure

Description

Fordyce’s spots

Sebaceous glands lying superficially in the mucosa are visible as white or cream coloured spots up to 0.5 mm across. Usually on labial mucosa and buccal mucosa. Occasionally prominent and very numerous (Figs 18.1 and 18.2). Increase in prominence with age

Lingual tonsils

Enlarge with viral infection and occasionally noted by patients. Sometimes large or ectopic and then mistaken for disease (Figs 1.1 and 1.2)

Circumvallate papillae

Readily identifiable but sometimes prominent and misinterpreted by patients or healthcare workers

Retrocuspid papilla

Firm pink nodule 0.5–4 mm diameter on the attached gingiva lingual to the lower canine and lateral incisor, usually bilateral but sometimes unilateral. Prominent in children but regresses with age

Dorsal tongue fur

Furring of the dorsal tongue mucosa is very variable and is heavier when the diet is soft. Even light furring is regarded as pathological by many patients. When pigmented black by bacteria and with overgrowth of the filiform papillae, the condition is called black hairy tongue (Ch. 17)

Leukoedema

A milky white translucent whitening of the oral mucosa which disappears or fades on stretching. Commoner in black African races (Ch. 18)

Tori

Exostoses in the midline of the palate or in the lingual alveolus in the premolar region are termed tori (Ch. 12). They are present by young adulthood and also arise at other sites, particularly on the maxilla over premolar and canine roots.

Fig. 1.2  Section showing the nodular surface, small tonsillar crypts and lymphoid follicles in a foliate papilla.

Box 1.5  Precautions for electric pulp testing • Remember these are sensibility tests of nerve continuity and patient reaction, not direct tests of vitality • Isolate individual teeth with a small portion of rubber dam if necessary • No one method is completely reliable; supplement electric methods with hot and cold tests to be certain • Ensure the correct method is being followed, depending on whether the tester is bipolar or unipolar • Use an electrically conducting jelly or other agent to ensure good electrical contact • Always record electric pulp test values in the notes – a progressive change in reading over time may indicate declining vitality • A definite failure to react or clear vitality are more useful outcomes than the reading on the control • If results remain uncertain, cut a test cavity or remove suspect restorations without local anaesthetic • Compare reading with those from control teeth – usually contralateral teeth of the same type • Use Doppler flowmetry to determine blood flow when pulpal nerve function is compromised, for instance following trauma

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Table 1.6  Some anatomical variants and normal structures often misdiagnosed as lesions

Teeth

Fig. 1.1  Large foliate papilla or lingual tonsil that may be mistaken for a lesion on the side of the tongue.

When undertaking a consultation for a complaint apparently unrelated to teeth, dental examination must still be thorough, both for the patient’s sake and for medicolegal reasons. As a minimum, the standing teeth with a summary of their periodontal health, caries and restorative state and any tooth wear should be recorded. When dental pain is a possibility, full charting, assessment of mobility and percussion of teeth are necessary and further investigations will probably be required. Testing vitality of teeth The vitality of teeth must be checked if they appear to be causing symptoms. It is also essential to determine the vitality of teeth in the region of cysts and other radiolucent lesions in the jaws at presentation. The information may be essential for diagnosis and cannot be determined after treatment. To be absolutely certain, several methods may have to be used. Checking hot and cold sensitivity and electric pulp testing are relatively easily performed (Box 1.5). Unfortunately, it may not be apparent that a pulp test result is misleading. Care must always be taken to avoid causes of false-positive or false-negative results (Table 1.7). Poorly

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Table 1.7  Possible causes of misleading electric pulp test results

Table 1.8  Useful diagnostic information from examination of the hands

Problem

Causes to consider

Site

Signs

Pulp by-passed by electric current

Electrical contact with next tooth by touching amalgam restorations or orthodontic appliance Electrical contact with gingival margin by amalgam restoration or saliva film

Flexor surface of wrist

Rash (or history of rash) consisting of purplish papules suggests lichen planus, especially if itchy

Finger morphology

Clubbing may be associated with some chronic respiratory and cardiac conditions (including infective endocarditis), lung cancer, lung abscesses, cardiac disease and other remote malignancy Joint changes may suggest rheumatoid arthritis (joint swelling, ulnar drift) or osteoarthritis (Heberden’s nodes)

Abnormal nails

Koilonychia suggests longstanding anaemia. Hypoplastic nails may be associated with several inherited epithelial disorders of oral significance including ectodermal dysplasia and dyskeratosis congenita

Skin of fingers

May be thin, shiny and white in Raynaud’s phenomenon (periodic ischaemia resulting from exposure to cold – often associated with autoimmune conditions particularly systemic sclerosis (Fig. 1.3) or Sjögren’s syndrome) Note any tobacco staining. Is the degree commensurate with the patient’s reported tobacco use?

Palmar-plantar keratosis

Associated with several syndromes including Papillon–Lefèvre syndrome (including juvenile periodontitis)

False positive

Stimulus can be conducted by fluid in necrotic pulp chamber and felt by stimulating nerves in the periodontal ligament

Electrical insulation of the pulp

Large composite or non-conducting restorations

Falsely low reading

Incompletely formed root apex Teeth being moved orthodontically Rubber gloves can partially insulate the electrical circuit of some testers

Partially vital pulps

Multiple canals

No check on validity of results

No normal teeth for comparison

Patient fails to report accurately

Failure to differentiate pulpal from soft tissue or periodontal ligament sensation

localised pulp pain from teeth of dubious vitality can be difficult to ascribe to an individual tooth. In such circumstances, a diagnostic local anaesthetic injection on a suspect tooth may stop the pain and indicate its source. Pulp test accuracy PMID: 26789282

MEDICAL EXAMINATION In practice, it is usual for dental investigations to be performed first, but the dentist should be capable of performing simple medical examinations of the head and neck. Examination of the skin of the face, hair, scalp and neck may reveal unexpected foci of infection to account for cervical lymphadenopathy or even malignant neoplasms. The eye can readily be inspected for conjunctivitis or signs of mucous membrane pemphigoid, anaemia or jaundice. Examination of the hands may also reveal relevant information (Table 1.8). Dentists should be able to examine cranial nerve function, but more extensive medical examination by dentists is usually performed only in hospitals.

CLINICAL DIFFERENTIAL DIAGNOSIS The diagnosis and appropriate treatment may be obvious from the history and examination. More frequently, there are various possible diagnoses, and compiling a differential diagnosis becomes a critical part of the overall diagnostic process. At this stage the clinician has to integrate their knowledge of diseases and their range of presentations with the findings from one specific patient, thinking broadly but keeping focused. If a good differential diagnosis is compiled, then the process of selecting investigations and narrowing down to the final diagnosis will usually be straightforward. Conversely, if the correct diagnosis is not included in the differential diagnosis, it may never be discovered. Mistakes often follow clinicians simply forgetting to consider a possible diagnosis, and a written differential diagnosis helps even experienced clinicians to organise their thoughts.

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Fig. 1.3  Hands with taut, shiny, pale skin on the tapering fingers, a long term effect of Raynaud’s phenomenon, in this case associated with systemic sclerosis.

A well-crafted differential diagnosis lists possible diagnoses in order of probability, based on their prevalence and the likelihood of causing a specific combination of symptoms and signs. Even if only one diagnosis seems appropriate, it is worthwhile to note the next most likely possibility and any other causes which can be excluded. This ensures that all appropriate investigations are remembered and reduces the possibility of the patient having to return for further investigations. When the patient’s complaint or presentation is relatively non-specific, do not list every possible cause. Too long a list is difficult to convert into a focused investigation strategy, and it may be best to use

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INVESTIGATIONS Innumerable types of investigation are possible. It may be difficult to refrain from asking for every conceivable investigation so as not to miss something unsuspected and to avoid medicolegal complications. Although it may be tempting to explore every possibility, however remote, this approach may prove counterproductive in that it can produce a plethora of reports that confuse rather than inform. The more investigations performed, the more likely one will produce a spurious result. The differential diagnosis forms the basis on which investigations are selected, and keeping focused on the list ensures that only appropriate investigations are requested. Every investigation must be selected to answer a specific question, and none should be regarded as ‘routine tests’. In all healthcare systems, investigations are expensive, some exceedingly so, and some can only be performed in specialised centres. It is the duty of every clinician to keep the cost-to-benefit ratio of investigations in mind and order only those that will confirm the differential diagnosis or exclude options from it. Often investigations that specifically exclude diseases are the most valuable. A few diseases, such as mumps, may be diagnosed on the basis of a single test, but others, such as Sjögren’s syndrome, may require many tests and some difficult interpretation to make the diagnosis. Any test will occasionally produce an erroneous result. Sometimes this is the result of inappropriate samples or delay in specimen transport. However, for many blood tests, a result may be flagged as ‘out of normal range’ because the value is in the highest or lowest 5% of the population. This is not necessarily an abnormal result. Unexpected or inexplicable test results are often best repeated before accepting the result, provided the test is easily performed.

Screening and diagnostic tests This book is primarily concerned with diagnosis, but the difference between screening and diagnostic tests must be appreciated. To be useful in diagnosis, a test result, whether positive or negative, must indicate a specific disease or condition. This is measured by the parameters of the sensitivity, specificity, positive predictive value and negative predictive value of the test. The definitions of these parameters are shown in Table 1.9. Sensitivity describes whether a test can correctly identify a condition, and the specificity determines whether it can correctly exclude a condition. However, no test is completely accurate, and there are always false-positive and falsenegative (incorrect) results. You can also see from the definitions that the sensitivity and specificity are only measures that relate to a population in which the correct disease status is already known. That is not helpful when using the test in real life, and the value of the test is better described by the positive and negative predictive values. The ideal test

Table 1.9  Sensitivity, specificity, positive predictive value and negative predictive value Parameter

Definition

Sensitivity

The proportion of patients known to have the disease who test positive

Specificity

The proportion of patients known to NOT have the disease who test NEGATIVE

Positive predictive value

The proportion of all positive results that are true positives (correct results)

Negative predictive value

The proportion of all negative results that are true negatives (correct results)

would have a high positive and a high negative predictive value. A further complication is introduced by considering the value of tests when they are performed in different circumstances. Suppose a test is not very accurate, but the disease being tested for is very common. Under these circumstances, the test will perform well enough to be useful because a few false-positive results will be outweighed by the value in detecting the many patients with the disease. However, if the disease was very rare, the majority of the results would be false positive and the test would be useless. The value of the test therefore depends on how it is used. If a clinician performs many tests on all patients, the positive predictive value will not be as high as if the test were used in a more focused manner. This explains why tests must be used to answer specific questions and not thrown randomly at difficult diagnostic dilemmas. Diagnostic tests are required to have high predictive values, and the more significant the diagnosis, the higher the predictive value must be. Conversely, screening tests are used in population screening and are only intended to identify individuals who might have a disease. Screening tests need to be cheap and easily performed in great numbers, and a lower predictive value is acceptable. Patients who test positive for the screening test will then be referred for more accurate diagnostic tests. Tests used for diagnosis in oral disease generally have high predictive values. Dentists need to be aware that many lessthan-ethical companies sell tests to general dental practitioners for the diagnosis of diseases such as caries, periodontal disease, oral cancer and oral premalignant diseases. It is not always clear whether these are screening or diagnostic tests. In some countries these tests are marketed direct to patients. When evaluating whether using such a test is likely to be effective and its use ethical, it would be strongly advisable to find out what the predictive values of the test would be when used in your own patient population.

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generic terms such as ‘benign neoplasm’ or ‘odontogenic tumour’ to keep the list manageable. When the list includes conditions with significant implications for the patient, such as a malignant neoplasm, it is traditional to put them at the top of the list even though their likelihood may be low. This ensures important diagnoses are not forgotten and that they are investigated and excluded first, before moving on to more likely, but less serious, conditions.

Imaging The most informative imaging techniques in the head and neck are radiography and cone beam computerised tomography (CBCT), medical computerised tomography (CT), magnetic resonance imaging (MRI) and ultrasound. Their advantages and disadvantages are shown in Table 1.10. Plain radiography is widely available, and simple additional techniques can add value (Box 1.6). Even simple manoeuvres, such as introducing a gutta percha point or probe into a sinus to trace its origins, may provide critical information. It is also advisable to request a formal radiologist’s report on radiographic films whenever the radiographic

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Table 1.10  Imaging techniques for lesions of the head and neck Technique

Advantages

Limitations

Conventional radiography

Widely available and inexpensive Simple, many common lesions may be identified with a high degree of accuracy Panoramic radiographs can show unsuspected lesions

Small X-ray dose unavoidable Difficult to interpret in some areas of the jaws because of the complex anatomy Little information about soft tissue lesions

Computerised tomography (CT)

Good definition of soft tissue structures in any plane Useful for areas of complex anatomy such as maxilla or base of skull Definition further improved by use of contrast media

Expensive Available only in hospitals Frightening for patients. Scanner tunnel can provoke claustrophobia Shadows of dental restorations can obscure part of the image Larger X-ray dose than plain radiographs

Cone beam CT

Low-cost high-resolution CT ideal for the head and neck, oral surgery, implantology and endodontics

As CT but lower dose and higher resolution Has quickly become a routine radiological investigation for head and neck diagnosis Image density not directly proportional to bone density Relatively poor soft tissue resolution

Radiography or CT with contrast medium

Valuable for outlining extent of duct systems, hollow structures such as cysts or blood vessels (angiography), etc.

Requires more expertise than plain radiography

Magnetic resonance imaging (MRI)

Produces clear tomograms in any plane without superimposition Particularly good for soft tissue lesions, better than CT No X-ray dose Clear definition of bones and teeth

Expensive and limited availability Frighteningly noisy. May be refused by claustrophobic patient (as for CT) Slow, sometimes over 1 hour Possible risk to the fetus (unconfirmed)

Ultrasound

No X-ray dose Shows soft tissue masses and cysts well Useful for salivary gland cysts, Sjögren’s syndrome, stones, and for thyroid and neck lesions May be combined with Doppler flow analysis to measure blood flow through a lesion

Requires expertise in interpretation A dynamic technique interpreted live and difficult to record effectively in pictures Overlying bone obscures soft tissue lesions

Scintigraphy

Uses a radioactive isotope to visualise particular types of cells With technetium 99m provides an assessment of function in each salivary gland Can be used if sialography not possible Other isotopes are used for detection of bone metastases

Equipment not always available Small radiation dose but isotope rapidly cleared

Positron emission tomography (PET scanning)

Short-life radioactive isotope used to identify biochemical activity, usually glycolysis, to identify putative tumour size, location or metastasis Good for identifying unsuspected metastases Helps identify neoplasms when post-surgical artefact or inflammation obscure CT or MRI Also available as a combined PET-CT and PET-MRI scan, but with reduced CT or MRI resolution

Expensive Intake of radioactive substance

features appear unusual or beyond the experience of the clinician. Imaging and diagnosis ISBN-13: 978-0702045998

Histopathology Value and limitations Removal of a biopsy specimen for histopathological examination is the mainstay of diagnosis for diseases of the mucosa, soft tissues and bone. In the few conditions in which a biopsy is not helpful, it may still be valuable to exclude other possible causes. As with all other investigations, biopsy must address a specific question. For instance, recurrent minor aphthae

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lack specific microscopic features and biopsy is rarely justified. Conversely, a major aphtha may mimic a carcinoma that only microscopy will exclude. Histological examination is not a ‘test’ in the same way as blood investigations. The pathologist will issue a report that describes the macroscopic and histological features seen in the specimen and provide an interpretation, usually specific, sometimes less so (Box 1.7). The interpretation will be based on the clinical information transmitted to the pathologist on the request form, and often this is critical to the reported diagnosis. Pathology reports, and not just the ‘bottom line’ diagnosis, need to be read and understood because they may contain important caveats about the confidence with which a diagnosis is made or suggestions for further investigations.

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Box 1.7  Possible reasons for failures in histological diagnosis • Specimen poorly fixed or damaged during removal (Figs 1.4 and 1.5) • Specimen unrepresentative of the lesion or too small • Plane of histological section does not include critical features • The disease does not have diagnostic histological features, e.g. aphthous ulcers • The histological features have several possible causes, e.g. granulomatous inflammation • The histological features are difficult to interpret, e.g. malignant tumours may be so poorly differentiated that their type cannot be determined • Inflammation may mask the correct diagnosis

Biopsy Biopsy is the removal and examination of a part or the whole of a lesion.* There are several different biopsy techniques (Box 1.8). The most important technique is surgical biopsy. Leaving aside medical contraindications, the only important contraindications to biopsy are when the site of disease contains important structures, such as the facial nerve in the parotid gland, or when the biopsy risks seeding a tumour more widely in the tissues. The most common parotid neoplasm (pleomorphic adenoma) has an unusual tendency to spread and recur in the incision wound because of its gelatinous nature. In such instances, alternatives would be to perform a fine needle aspiration or excise the entire lesion with a margin of surrounding normal tissue and confirm the suspected diagnosis afterward.

Box 1.8  Types of biopsy • Surgical biopsy (incisional or excisional) • Fixed specimen for routine diagnosis • Frozen sections for rapid diagnosis • Fresh tissue for immunofluorescence, microbiological culture or molecular analysis • Fine needle aspiration biopsy • Wide needle/core biopsy

Selecting the biopsy site If the wrong site is selected for biopsy, the chance of a definitive diagnosis is reduced. Choice of site is often a compromise between ease of access, chosen method and removing the ideal tissue. Identifying the ideal tissue should take precedence and requires the clinician to understand the disease process at a tissue level so that the tissue most likely to show diagnostic features is selected. For large tumours, a central sample is often best, but it is critical to include the margin to assess the growth pattern and possible peripheral invasion. For mucosal disease, ulcers must be avoided because they are inflamed and have no epithelium. For potentially malignant diseases, red and speckled areas are the most important, followed by white areas. For immunobullous disease, the perilesional tissue is best because it is less friable and will not disintegrate on biopsy. However, samples for immunofluorescence should be taken away from the lesion, usually from clinically normal buccal mucosa, because they are used to identify bound autoantibody and not the histopathology of the disease. It is often stated that a biopsy should include normal tissue at the margin. However, this is widely misunderstood. The pathologist does not require adjacent tissue for comparison; he or she will be very familiar with the normal histological variation in the mouth. However, there may be better reasons for choosing to include normal tissue in the sample. Cancers and some other lesions can be friable and disintegrate on biopsy so that having some normal tissue at one end helps support the sample and holds the suture more firmly. If a malignant process is suspected, the margin is where invasion of surrounding tissue will be seen. When performing an excision biopsy, a small collar of normal tissue may prevent recurrence of some lesions. However, always try to take the largest sample of lesional tissue and only include normal tissue for a specific reason. Large lesions and those with areas that look or feel different may well require several biopsies to sample them adequately. Those in which the epithelial thickness is markedly increased, such as verrucous carcinoma, may need a sample several millimetres thick to include the underlying connective tissue needed to assess whether or not the carcinoma is invasive. It can be seen that selecting the correct site can be a challenging intellectual exercise requiring a good differential diagnosis and knowledge of the basic histopathology of the likely disease – just one reason why dental students should know some basic histopathology.

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Principles of investigation, diagnosis and treatment

Box 1.6  Requirements for useful oral radiographic information • Always take bitewings when dental pain is suspected. Small carious lesions may be missed in periapical films and poorly localised pain may originate in the opposing arch • When imaging bony swellings with plain films, always take two views at right angles • Panoramic tomograms often cannot provide high definition of bony lesions. Only a cross-section of the lesion is in the focal trough, and if the bone is greatly expanded, only a small portion will be in focus. To detect internal structure in bony lesions, plain films such as oblique lateral views of the mandible or oblique occlusal films are better. For better localisation where complex anatomical features are superimposed, cone beam computed tomography may be more useful • Radiography of soft tissues is occasionally useful, for instance to detect a foreign body or calcification in lymph nodes

Surgical biopsy methods *Biopsy is derived from the Greek words meaning ‘to see in life’. Thus, a biopsy specimen is taken from a living patient. Its opposite is necropsy: ‘to see in death’; a post-mortem or autopsy.

This is the surgical removal of tissue to determine the diagnosis before treatment and may be undertaken with a scalpel, biopsy punch, cutting laser, electrocautery or a wide cutting needle (‘core biopsy’; Trucut biopsy). In general, a

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Principles of investigation, diagnosis and treatment

Box 1.9  Core or needle biopsy • Needle up to 2 mm diameter is used to remove a core of tissue • Specimen processed as for a surgical biopsy • Larger sample than fine needle aspiration (FNA), preserves tissue architecture in the specimen • Definitive diagnosis more likely than with FNA • Risk of seeding some types of neoplasms into the tissues • Risk of damaging adjacent anatomical structures • Useful for inaccessible tumours, e.g. in the pharynx or lymph nodes • Less used in the head and neck now that FNA is more widely available, but may be the next step if FNA fails

Fig. 1.4  An artefactual polyp produced by grasping normal mucosa with forceps to steady it during biopsy.

Fig. 1.5  Stringy artefact. This appearance is due to breakage of cells and their nuclei when the specimen is stretched or crushed. It is particularly common in lymphoma and some types of carcinoma.

scalpel biopsy is almost always preferred for intraoral sampling. The tissue is removed cleanly without damage, and the incision can be designed to heal by primary intention. Silk sutures are soft and comfortable in the mouth, and an appointment for removal a few days later provides an opportunity to review healing and discuss the diagnosis. Resorbable sutures may be used to avoid a second appointment but are less comfortable and often persist for many days in the mouth. Removal of tissue with laser or electrocautery is useful to prevent bleeding, and the coagulated surface requires no sutures. These techniques are most useful to remove excess tissue or excise nodular lesions of the gingiva or mucosa. However, even when properly adjusted, the heat or electrical current will pass through the tissue and denature it, rendering a proportion of the sample unsuitable for diagnosis. Electrocautery is particularly prone to damage epithelium over a wide area and should never be used for a biopsy to assess dysplasia or other epithelial diseases.

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Cutting needles or core biopsies are useful to remove a core of tissue, usually 1 mm or so in diameter, from deeper structures such as lymph nodes in the neck (Box 1.9). A biopsy punch is a circular cutting blade designed to excise a circle of skin. These work well on skin because when the blade penetrates to the subcutaneous fat, a cylinder of skin is mobilised and can be lifted upwards and sliced off. However, punches are badly suited to oral biopsy. The circular blade will only cut taut tissue so that flexible mucosa has to be stretched before cutting. After cutting the sample springs back to its original size, and may then be too small, less than half the punch diameter. The round wound does not lend itself to healing by primary intention or easy closure with sutures. Punch biopsy is often recommended on firm tissue such as the palate and for salivary neoplasms on the palate. At these sites, it is easy to orientate the punch perpendicular to the tissue. Even here it can fail if the deep core of tissue remains fixed to the patient and only a disc of overlying mucosa comes away. Elsewhere a scalpel biopsy is almost always preferred. Despite this, punch biopsy has become popular with dentists because of its speed and simplicity. It is better to take a biopsy with a technique you are happy with than to avoid it, but biopsy punches must be used intelligently. Surgical biopsy may be incisional or excisional. Incisional biopsy is the removal of part of the lesion for diagnosis only. In excisional biopsy, the whole lesion is removed. The latter is usually performed to confirm a confident clinical diagnosis or when a lesion is too small to require diagnosis and removal in separate steps. Oral biopsy is a simple procedure that should be within the capability of any dentist. Avoiding or referring for a biopsy in the mistaken belief that the procedure is too unpleasant for general practice is unwarranted. Surveys show that patients rarely complain or suffer adverse consequences from mucosal biopsy, often take no analgesia afterward and much prefer to have their disease properly investigated. Occasionally, general anaesthesia is required for children or problem patients, and referral is necessary. For those that gag, a short-acting benzodiazepine is usually effective. The pathology request form should contain all the clinical information used to reach the clinical diagnosis. The purpose is to ensure an accurate diagnosis and not (as some clinicians seem to think) to see whether the pathologist can guess it without the relevant information. If appropriate, give the vitality of teeth associated with the lesion.

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The essential principles of biopsy are summarised in Box 1.10. Patient view: PMID: 11235976

Frozen sections Frozen section technique allows a stained slide to be examined within 10 minutes of taking the specimen (Box 1.11). The tissue is sent fresh to the laboratory to be frozen by immersion in liquid nitrogen (–196°C) or dry ice (–78°C), very cold to ensure freezing is near instantaneous and does not allow time for ice crystals to form in the tissue. A section is then cut on a refrigerated microtome and stained. The equipment for frozen sections is often in the theatre suite to speed the process even further. Frozen sections can only be justified if the rapidity of the result will make an immediate difference to the operation in progress because the technique is less accurate than routine histopathology. This low risk of misdiagnosis means that frozen section is used more frequently to assess whether excision margins are free of a cancer than to make a primary diagnosis. If a rapid diagnosis is required in other circumstances, techniques such as fine needle aspiration biopsy or a routine specimen with special rapid laboratory processing are usually preferable.

Fine needle aspiration biopsy Removing very small numbers of cells by aspiration using a fine needle, even if not completely conclusive, is often

Box 1.11  Advantages and limitations of frozen sections • Can establish, at operation, whether or not a tumour is malignant and whether excision needs to be extended • Can confirm, at operation, that excision margins are free of tumour • Appearances differ from those in fixed material • Freezing artefacts due to poor technique can distort the cellular picture • Definitive diagnosis sometimes impossible • Only to be used when the result will alter the immediate surgical plan

Box 1.12  Principles and uses of fine needle aspiration biopsy • A narrow (21-gauge) needle is inserted into the lesion and cells aspirated and smeared on a slide • Rapid and usually effective aid to diagnosis of swellings in lymph nodes and parotid tumours especially • Cells can be fixed, stained and examined within minutes • Valuable when surgical biopsy could spread tumour cells (e.g. pleomorphic adenomas) • For deep lesions, ultrasound or radiological guidance may be used to ensure that the needle enters the lesion • No significant complications • Small size of the needle avoids damage to vital structures in the head and neck • Cells may be pelleted and processed for sections to allow immunocytochemistry and other specialised stains • Some sample may be sent for microbiological culture • Small specimen may be unrepresentative; several ‘needle passes’ often taken • Definitive diagnosis not always possible (though a differential diagnosis may be very helpful to plan treatment)

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Principles of investigation, diagnosis and treatment

Box 1.10  Essential biopsy principles • Choose the most diagnostic or suspicious area, e.g. red area when potential malignancy is suspected • Avoid ulcers, sloughs or necrotic areas • Give regional or local anaesthetic – do not inject into the lesion • Include normal tissue margin if the lesion itself may be friable or malignancy is suspected • Specimen should preferably be at least 10 x 6 mm and 2 mm deep for mucosal disease, larger for large lesions, smaller on mucoperiosteum • For mucosal disease, specimen edges should be vertical, not bevelled • Design the sample shape and incision for easy primary closure • Before incising, pass a suture through the specimen to control it and prevent it being swallowed or aspirated by the suction • For large lesions, several areas may need to be sampled • Include every fragment removed for histological examination • Never open, incise or divide the specimen, always send it intact • Suture and control any post-operative bleeding • Label specimen bottle with patient’s name and clinical details • Warn patient of possible soreness afterward. Give or recommend an analgesic • Check the histological diagnosis is consistent with the clinical diagnosis and investigations • Discuss with pathologist or repeat biopsy if diagnosis is unclear or not understood

sufficient to distinguish benign from malignant neoplasms, to initiate treatment or to indicate a need for further investigations. FNA should be used as an early step in the diagnosis of salivary neoplasms, lymph nodes in the neck, thyroid lumps and other deep tissues. Among the diagnoses that can be confidently made on FNA are many types of salivary neoplasm, tuberculosis and high-grade lymphomas (Box 1.12).

Brush biopsy and exfoliative cytology This technique uses a round stiff-bristle brush to collect cells from the surface and subsurface layers of a lesion by vigorous abrasion and is discussed more fully in Chapter 20. It is an excellent method for taking small samples for experimental analysis but has not yet achieved an evidence base for oral diagnosis. The sample removed can be analysed in a variety of ways. Exfoliative cytology is examination of cells scraped from the surface of a lesion but samples only surface cells and provides no information on deeper layers. It is no longer

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Box 1.13  Uses and limitations of brush biopsy • Quick, easy • Samples all levels in the epithelium, but no deeper • Local anaesthetic not required • Useful research technique • Value depends on the analytical method applied to the sample • Unreliable for diagnosing cancer. Frequent falsepositive and false-negative results

Eosin (acidic, red)

Haematoxylin (basic, blue)

Cytoplasm of most cells*

Nuclei (DNA and RNA)

Keratin

Mucopolysaccharide-rich ground substance

Muscle cytoplasm

Reversal lines in decalcified bone

Bone (decalcified only) Collagen *The cytoplasm of some cells (such as oncocytes in some salivary gland tumours) is intensely eosinophilic. In others such as plasma cells it is basophilic or intermediate (amphophilic).

Box 1.14  Essential points about specimen fixation • Fixation is a critical step to prevent autolysis and degradation of the microscopic structure of the specimen • The usual, routine fixative is 10% formal saline (formaldehyde solution in saline or, ideally, in a neutral pH saline buffer) • Fixation must be complete before the specimen can be processed • Fixative must diffuse throughout the specimen–fixation is a slow process • Small surgical specimens fix overnight, but large specimens take 24 hours or longer • Chemical reaction with the tissue causes the fixative to become weaker as fixation proceeds. Therefore, specimens should generally be put in at least ten times their own volume of fixative • Never fix specimens for microbiological culture or immunofluorescence; take these fresh to the laboratory immediately on removal or use special transport media

used in the mouth, brush biopsy (Box 1.13) having superseded it.

Laboratory procedures Although a clinician does not need to understand the details of laboratory procedures, it is necessary to understand the principles to enable the optimal results to be obtained. Failure to prepare or send the specimen appropriately can prevent diagnosis and necessitate an additional biopsy.

Fixation

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Table 1.11  Examples of haematoxylin and eosin staining of various tissues

Fixation is a key process. The surgeon must immerse the specimen in ten times the specimen volume of 10% formal saline immediately on removal. Do not delay. In the absence of proper fixative, it is better to delay the biopsy and obtain the correct solution. Specimens placed in alcohols, saline or other materials commonly available in dental surgeries are frequently useless for diagnosis (Box 1.14). Do not confuse 10% formal saline (formol saline) with normal saline. Formal saline is formaldehyde dissolved in saline and kills and fixes tissue to prevent autolysis. Normal saline is isotonic saline infusion, not a fixative. Special types of fixative are required for electron microscopy and for urgent specimens. Whenever microbiological culture is required, the specimen should be sent fresh to the laboratory or a separate specimen taken because fixation will kill any micro-organisms.

Tissue processing The fixed tissue is dehydrated by immersion in a series of solvents and impregnated with paraffin wax. The wax block is mounted on a slicing machine called a microtome and sections, usually 4 µm thick, are cut and mounted on glass microscope slides for staining. It takes 24–48 hours to fix, process, section and stain a specimen before the pathologist can report on it.

Some common stains used for microscopy The combination of haematoxylin and eosin (H&E) is the most common routine histological stain. Haematoxylin is a blue-black basic dye; eosin is a red acid dye. Their typical staining patterns are shown in Table 1.11. Periodic acid–Schiff (PAS) stain is probably the second most frequently used stain. It stains sugar residues in carbohydrates and glycosaminoglycans pink. This is useful to identify salivary and other mucins, glycogen and candidal hyphae in sections. Alcian blue is a turquoise stain for proteoglycans with negatively charged sugars, such as the sialic acid containing salivary mucins. Salivary mucins therefore stain with both PAS and Alcian blue, whereas ground substance in connective tissue stains only with Alcian blue.

Decalcified and ground (undecalcified) sections Specimens containing bone and teeth need to be softened by decalcifying in acid to enable a thin section to be cut. This delays the diagnosis by days or weeks according to the size of the specimen and technique used. Decalcification must be avoided if examination of dental enamel is required, for instance to aid diagnosis of amelogenesis imperfecta, because the heavily mineralised enamel is almost completely dissolved away. In such cases, a ground section is prepared by sawing and grinding using special saws and abrasives.

Immunofluorescent and immunohistochemical staining Immunostaining methods make use of the highly specific binding between antibodies and antigens to stain specific molecules in the tissues. Antibodies that recognise specific antigens of interest can be purchased. They are produced either by immunising animals with the purified target molecule and then purifying the resulting antibodies from serum, or generated in vitro (monoclonal antibodies). The staining process is shown in Figs 1.6–1.8. The antibody binds extremely specifically to the target molecule, and the combination is made visible, either by binding a fluorescent molecule that can be seen in an ultraviolet microscope or an enzyme such as peroxidase that can react with a soluble substrate to form a visible red

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Autoantigen

Schematic representation of antibodies binding to the tissues at a molecular level

Autoantibody already bound to tissue

Fluorescent antibody

Cell

Cell

Section of fresh frozen tissue on a microscope slide

Drop of fluorescentlabelled anti-IgG antibody added, incubated to allow binding to any IgG present, excess washed off. View under ultraviolet light microscopy

B

Principles of investigation, diagnosis and treatment

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Laboratory procedure

A

C Fig. 1.6  Method and application of direct immunofluorescence. (A) Example: diagnosis of pemphigus and pemphigoid. Aim: to detect the site of the immunoglobulin (IgG) autoantibody already bound to the tissues in a biopsy. Green fluorescence indicates site of antibody binding; red fluorescence is a stain for cell nuclei to make the tissue structure more easily interpreted. (B) In pemphigus, green fluorescence reveals IgG autoantibody bound around the surface of the prickle cells in the epithelium (see Fig. 16.28). (C) In pemphigoid, green fluorescence reveals IgG autoantibody bound along the basement membrane (see Fig. 16.33). (Images courtesy Dr Balbir Bhogal.)

or brown deposit. Immunofluorescence is the more sensitive technique. Immunostaining has revolutionised histological diagnosis. Antibodies are available for immunostaining many cell components and are widely used to identify epithelium (by staining cytokeratin molecules), lymphocyte subtypes (by staining T and B cell membrane antigens), viruses and cell proliferation (by staining molecules involved in the cell cycle). In most laboratories, immunostaining is a relatively cheap automated process. It is important to know when immunostaining is required because fixation or decalcification may denature the antigens in the tissue and so prevent the antibody binding. Specimens for immunofluorescence must not be fixed in formalin but immediately be sent to the laboratory or sent in special transport medium. The main circumstances in which diagnosis depends on immunostaining are shown in Table 1.12.

Molecular biological tests Molecular diagnostic tests have revolutionised medical diagnosis, particularly in screening for and identifying genetic abnormalities and for rapid identification of bacteria and viruses. Techniques are evolving rapidly, and only principles will be illustrated. DNA sequencing and techniques for detecting messenger RNA expression are now rapid and inexpensive, and many medical tests based on single-sequence targets are being replaced by targeted sequencing of multiple specific genes or even whole-genome sequencing. These methods are not yet widespread in dentistry, but are available in most large hospitals. When confronted with a difficult diagnosis, it is sensible to discuss the case with the pathologist or microbiologist before biopsy, to ensure that appropriate samples are available for these specialised tests.

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Autoantibody added in serum

Autoantigen normally present in tissue

Schematic representation of antibodies binding to the tissues at a molecular level

Fluorescent antibody added in second layer

Cell

Cell

Cell B

Laboratory procedure Section of fresh frozen normal tissue on a microscope slide, either normal human mucosa or animal tissue-not from the patient

Drop of diluted serum from the patient added, incubated to allow any autoantibody present to bind to the tissue, excess washed off

Drop of fluorescentlabelled anti-IgG antibody added, incubated to allow binding to any autoantibody which has bound to tissue, excess washed off. View under ultraviolet light microscope

A

Fig. 1.7  Method and application of indirect immunofluorescence. (A) Example: control of treatment for pemphigus. Aim: to detect circulating autoantibody in the serum of patients with pemphigus. (B) If present, serum autoantibody binds around the surface of the prickle cells in the epithelium and is revealed by the binding to it of the green fluorescent antibody. In this example the nuclei are not counterstained red.

Virus in biopsy

Schematic representation of antibodies binding to the tissues at a molecular level

Peroxidase-labelled anti-IgG antibody (secondary antibody)

Antiviral IgG antibody (primary antibody)

Virus

Virus

Virus

Coloured reaction product

Virus B

Laboratory procedure Section of fresh tissue from biopsy on a microscope slide. Natural peroxidase enzymes in the tissue inactivated with hydrogen peroxide

A

Drop of IgG antibody against the virus (primary antibody) added, incubated to allow it to bind to virus in the tissue, excess washed off

Drop of anti-IgG antibody labelled with peroxidase (secondary antibody) added, incubated to allow binding to any primary antibody already bound to virus, excess washed off

Peroxidase substrate added, incubated to allow reaction with peroxidase. An insoluble coloured reaction product is formed at the site of primary antibody binding

Fig. 1.8  Method and application of immunocytochemistry. (A) Example: diagnosis of viral infection. Aim: to detect viral antigens in infected cells. (B) In this example, brown reaction product identifies cells infected with cytomegalovirus.

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Disease

Molecule detected

Significance

Infections

Specific pathogens

Epstein Barr virus in epithelial cells in oral hairy leukoplakia, Treponema pallidum in ulcers indicates syphilis

Pemphigus

Autoantibody bound to epithelial desmosomes (desmoglein 3)

Indicates pemphigus

Pemphigoid

Autoantibody and/ or complement C3 bound to basement membrane

Indicates pemphigoid

Myeloma or B-cell lymphoma

Monoclonal production of kappa or lambda light chains of immunoglobulin

Monoclonal production (production of only one isotype of light chain) indicates a neoplastic process. Production of both types indicates a polyclonal infiltrate that is inflammatory in nature

Lymphomas

Cell surface markers specific for different types of T and B cells

Undifferentiated Intermediate tumours filaments (components of the cytoskeleton)

Principles of investigation, diagnosis and treatment

Table 1.12  Important uses of immunostaining techniques

Indicates whether a lymphoma is of B- or T-cell origin and its type Presence of cytokeratins indicates an epithelial neoplasm, vimentin a mesenchymal neoplasm and desmin or myogenin a muscle neoplasm

NB Positive reactions, in themselves, are not necessarily diagnostic of disease and must be interpreted in the light of other histological and clinical findings.

Polymerase chain reaction and quantitative polymerase chain reaction analysis When a known DNA or RNA sequence is associated with a specific disease, it can be detected by polymerase chain reaction (PCR). In this test, the clinical sample is solubilized, and the nucleic acids within it hybridised with probes complementary to the target sequence. If, and only if, the target sequence is present, PCR will copy the nucleic acid repeatedly until enough is synthesised to be detected, either in an electrophoresis gel (Fig. 1.9) or by another laboratory method. PCR is rapid and can be automated on robotic analysers. Common applications of PCR are detecting pathogens or mutations in genes. Identification of mycobacteria is a good example of the value of this type of test. Previously, identification of mycobacterial infection required approximately 6 weeks to culture the sample. PCR can be performed in 48 hours, is more sensitive and differentiates different types of mycobacteria with a high degree of precision. PCR is also

Fig. 1.9  Example application for the technique of polymerase chain reaction for identification of mycobacterial infection.

used to detect the causative mutation of fibrous dysplasia and to detect micrometastases in sentinel node biopsy. PCR is extremely sensitive. It can detect a single copy of a sequence in a sample, but this high sensitivity makes it prone to false-positive results. Quantitative PCR (qPCR) is an automated process that detects the PCR product while the amplification is in progress and uses the rate of amplification to measure how many copies of the target sequence were originally present in the sample. This allows threshold values for a true positive result to be defined and adds a further level of confidence in the result.

In situ hybridisation and fluorescent in situ hybridisation analysis Known DNA and RNA sequences can also be detected by in situ hybridisation (ISH) or fluorescent in situ hybridisation (FISH). As in PCR, the sequence of interest is detected by hybridising with a complementary probe, but the hybridisation is performed on tissue sections instead of on solubilised tissue. As in PCR, the probe will only bind if the target sequence is present. Once bound, the probe can be rendered visible by a fluorescent marker or enzyme reaction in the same way that antibodies are visualised in immunohistochemistry. In situ hybridisation is less sensitive than PCR but has the advantage that the location of the target sequence can be seen in the tissue, so that it can be confirmed it is in the expected place, in the correct tissue, and in the cell nucleus or cytoplasm. This adds an additional level of confidence that the test is detecting the correct target and makes it popular for tumour diagnosis. PCR, being performed on solubilised tissue, cannot demonstrate this. In situ hybridisation is an automated staining process in many laboratories and often used to detect viruses in tissues. Epstein Barr virus and HPV type 16 genes integrated in

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Viral DNA Patient DNA

Schematic representation of DNA probes binding to viral DNA at the tissue level

Synthetic DNA probe for viral DNA sequence with binding site for colour dye

Coloured reaction product

Cytoplasm

Cytoplasm

Cytoplasm

Cytoplasm

Nucleus

Nucleus

Nucleus

Nucleus

Section of tissue from biopsy containing viral DNA, either in the cytoplasm or integrated into the host DNA.

Tissue heated to permabilise cell and separate the DNA strands. Probe against viral sequence added in solution.

Tissue kept at specific temperature then slowly cooled. Probe hybridises against its specific viral sequence.

Colour agent added and binds to probe indicating site of viral DNA. Excess washed off.

B

Laboratory procedure

A Fig. 1.10  (A) Method and application of in situ hybridisation to detect viral DNA in tissues. (B) In this carcinoma, blue colour reaction product indicates the site of human papillomavirus DNA.

oropharyngeal carcinoma cells are common applications in dentistry. It is also the method of choice to detect the fusion genes that result from chromosomal translocations, which are often specific to individual types of salivary neoplasms (Ch. 23). The break points in the chromosomes are known, and two probes labelled with different colour fluorescence markers are designed to bind on each side of the break point. In a normal cell the probes bind close together, one on each side of the potential break point, and can be seen down a microscope as four spots of colour in each nucleus (because there are two copies of each gene in a normal cell). Both colours are visible close together. If one of the gene copies is rearranged (the gene is broken), one pair of markers binding to the normal chromosome will show the normal pattern. The fluorescent markers on each side of the broken gene no longer bind close together and are seen as two widely separated spots of colour in the nucleus. The application of in situ hybridisation is shown in Figs 1.10 and 1.11.

Haematology, clinical chemistry and serology Blood investigations are clearly essential for the diagnosis of diseases such as leukaemias, myelomas or leukopenias which have oral manifestations, or for defects of haemostasis that can greatly affect management. Blood investigations are also helpful in the diagnosis of other conditions such as some infections and sore tongues or recurrent aphthae that are sometimes associated with anaemia. As noted earlier, tests should address specific questions (Table 1.13). The request form should always be completed with sufficient clinical detail to allow the haematologist or clinical chemist to check that the appropriate tests have

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been ordered and to allow the interpretation of the results. It is important to include details of any drug treatment on blood test request forms. Always put the blood into the appropriate tube because some anticoagulants are incompatible with certain tests. A haematologist will not be impressed by a request for assessment of clotting function on a specimen of coagulated blood.

Microbiology Despite the fact that the most common oral diseases are infective, traditional microbiological culture of organisms is surprisingly rarely of practical diagnostic value in dentistry (Table 1.14, Box 1.15). Direct Gram-stained smears will quickly confirm the diagnosis of thrush or acute ulcerative gingivitis, and H&E-stained smears can show the distorted, virally infected epithelial cells in herpetic infections more easily than microbiological tests for the organisms themselves. A key microbiological investigation is culture and sensitivity of pus organisms. Whenever pus is obtained from a soft tissue or bone infection, it should be sent for culture and determination of antibiotic sensitivity of the causative microbes. Those of osteomyelitis, cellulitis, acute parotitis or other severe infections need to be identified if appropriate antimicrobial treatment is to be given. However, such treatment has usually to be started empirically without this information; the sensitivity test may dictate a change of treatment. Soft tissue infections of the head and neck are often treated without microbiological diagnosis. This is partly because the flora is complex and mixed with many anaerobes and organisms that are difficult to culture. The anaerobes do not survive ordinary sample-taking procedures. Culture results are usually a poor reflection of the actual

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Schematic representation of DNA probes binding to the tissues at the molecular level

DNA probes that bind each side of the gene of interest, labelled with red and green fluorescent dyes

Normal

Normal

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1

Normal

Translocated

Translocated

Normal Laboratory procedure

Section of tissue from biopsy.

Tissue heated to permabilise cell and separate the two DNA strands. Probe against two sequences each side of gene of interest added.

A

Slide cooled slowly, probes hybridise to the DNA at sites normally each side of the gene of interest. Slide viewed under fluorescence microscope.

B

Principles of investigation, diagnosis and treatment

Gene of interest

Translocated

Fig. 1.11  (A) Method and application of in situ hybridisation to detect a chromosomal translocation using ‘break apart’ probes. (B) In this salivary carcinoma, the myb gene is translocated to another chromosome. In the normal cell the red and green probes are seen to bind to the DNA close together, each side of the myb gene. In the cell with the translocation, one copy of the gene is normal, but the other shows ‘break apart’ of the red and green probes, indicating a translocation involving a break point between the binding sites of the two probes within or close to the gene of interest. For the myb gene, this indicates that the carcinoma is an adenoid cystic carcinoma. When the red and green fluorescent spots are very close, the red and green colours merge to produce yellow. The background blue is a DNA-binding dye to show the nuclei.

Table 1.13  Types of blood test useful in oral diagnosis (see also Appendix 1.1) Test

Main uses

‘Full blood picture’ usually includes erythrocyte number, size and haemoglobin indices and differential white cell count

Anaemia and the effects of sideropaenia and vitamin B12 deficiency associated with several common oral disorders. Leukaemias

Blood film

Leukaemias, infectious mononucleosis, anaemias

Erythrocyte sedimentation rate

Raised in systemic inflammatory and autoimmune disorders Particularly important in giant cell arteritis and Wegener’s granulomatosis

Serum iron and total iron-binding capacity

Iron deficiency associated with several common oral disorders

Serum ferritin

A more sensitive indicator of body stores of iron than serum iron and total iron-binding capacity but not available in all laboratories

Red cell folate level

Folic acid deficiency is sometimes associated with recurrent aphthous ulceration and recurrent candidosis

Vitamin B12 level

Vitamin B12 deficiency is sometimes associated with recurrent aphthous ulceration and recurrent candidosis

Autoantibodies (e.g. rheumatoid factor, antinuclear factor, DNA-binding antibodies, SS-A, SS-B)

Raised in autoimmune diseases. Specific autoantibody levels suggest certain diseases

Viral antibody titres (e.g. Herpes simplex, Varicella zoster, mumps virus)

A rising titre of specific antibody indicates active infection by the virus

Paul–Bunnell or monospot test

Infectious mononucleosis

Syphilis serology

Syphilis

Complement component levels

Occasionally useful in diagnosis of systemic lupus erythematosus or familial angio-oedema

Serum angiotensin-converting enzyme

Sarcoidosis

Serum calcium, phosphate and parathormone levels

Paget’s disease and hyperparathyroidism

Human immunodeficiency virus (HIV) test

HIV infection

Skeletal serum alkaline phosphatase

Raised in conditions with increased bone turnover, e.g. Paget’s disease and hyperparathyroidism Lowered in hypophosphatasia

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Principles of investigation, diagnosis and treatment

1

Table 1.14  Microbiological tests useful in oral diagnosis Test

Main uses

Culture and antibiotic sensitivity

Detect unusual pathogens, e.g. actinomyces in soft tissue infection Antibiotic sensitivity for all infections, particularly osteomyelitis and acute facial soft tissue infection

Smear for candida

Candidosis

Viral culture or antigen screen

Viral culture identifies many viruses but requires considerable time Screening for viral antigen is faster but detects a more limited range of viruses

Box 1.15  Reminders for microbiological investigation • Always take a sample of pus for culture and antibiotic sensitivity from bone and soft tissue infections before giving an antibiotic • Always take the temperature of any patient with a swollen face, enlarged lymph nodes, malaise or other symptom or sign which might indicate infection • Culture of Candida from the mouth does not necessarily indicate infection because this is a commensal organism. Demonstration of hyphae in a scraping of epithelial cells indicates active infection.

flora unless specialised anaerobic sampling and culture are performed. When antibiotic treatment fails, advice should be sought from a microbiologist as to whether this type of sampling may help. Viral identification is rarely required for oral diseases because many oral viral infections are clinically typical and indicate the causative virus. A smear alone may show the nuclear changes of herpetic infection in epithelial cells from the margins of mucosal ulcers. A more sensitive and almost as rapid result may be obtained by sending a swab for virus detection using ELISA (enzyme-linked immunosorbent assay) or electron microscopy. Key reminders for microbiological investigations are in Box 1.15.

Other clinical tests Urine tests are valuable for the diagnosis of diabetes (suggested by repeated candidal or periodontal infection), kidney

20

damage which can have resulted from autoimmune disorders such as Wegener’s granulomatosis and for the detection of Bence-Jones protein in myeloma. Taking the patient’s temperature is an easily forgotten investigation. The temperature should be noted whenever bone or soft tissue infections are suspected. It helps distinguish facial inflammatory oedema from cellulitis and indicates systemic effects of infections and the need for more aggressive therapy.

Interpreting investigations and making a diagnosis and treatment plan Check that the results of each investigation are compatible with the preliminary diagnosis. If a result appears at odds with other information, take into account the normal variation, perhaps with age or diurnal variation, and consider the possibility of false-positive and false-negative results. A common cause of unusual blood test results is a delay in transporting blood samples to the laboratory. Further advice and specialised tests may be appropriate, but more extensive investigations, those carrying risks or radiation dose, are best organised through other medical specialties. In referrals, it is important to state whether the dentist is requesting the medical specialist to exclude a condition and refer the patient back, or to take over the investigation. If the latter, it is essential that dental causes have been completely eliminated as the cause of the problem. Finally, ensure that the patient’s notes include a complete record of the consultation and investigation results. This must be correctly dated, legible, limited to relevant facts and include a clear complaint history, list of clinical findings, test results and plan of treatment organised in a suitable form for quick reappraisal. It must be signed by the clinician and, in addition, the name should be printed below if the signature is anything less than perfectly legible. It should be possible for another person to continue to investigate or treat the patient without difficulty on the basis of the clinical record. Photography or computerised video imaging is a very valuable adjunct to the clinical record. Pictures are especially useful in monitoring lesions that vary in the course of a long follow-up, for instance, white patches. It is useful to include teeth or a scale in the frame to allow accurate assessment of small changes in size. Photographs may also be helpful in explaining to patients about their condition and to show the effects of treatment, but consent for the intended uses of the photographs must be obtained first, and digital image files must be stored securely in the same way as other patient-identifiable digital files.

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Normal haematological values Red cells Haemoglobin (adults) Haematocrit (packed cell volume – PCV) Mean cell volume (MCV) Mean cell haemoglobin concentration (MCHC) Mean cell haemoglobin Red cell count Erythrocyte sedimentation rate (ESR)

Males 130–170 g/L Males 0.40–0.54% 80-100 fL 300–370 g/L 27-32 pg Males 4.5–6.5 ×1012/L Males 1-10 mm/h

White cells Total count Neutrophils Lymphocytes Monocytes Eosinophils

3.6–11 ×109/L 1.8–7.5 ×109/L 1–4 ×109/L 0.2–0.8 ×109/L 0.1–0.4 ×109/L

Platelets

140–400 ×109/L

Females 115–165 g/L Females 0.36–0.47%

Females 3.8–5.8 ×1012/L Females 3-15 mm/h

Principles of investigation, diagnosis and treatment

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Appendix 1.1 

Note. These reference ranges are for adults and are calculated assuming a normal distribution of results and excluding the upper and lower 2.5% of the range as abnormal. Therefore, approximately 5% of normal persons have values outside the figures quoted above. These are average values and may vary slightly between laboratories, and you should always check normal values with the testing laboratory.

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HARD TISSUE PATHOLOGY SECTION 1

Disorders of tooth development Development of an ideal dentition depends on many factors (Box 2.1). Significant structural defects of teeth are much less common than irregularities of alignment of the teeth and abnormal relationship of the arches. The main groups of disorders affecting development of the dentition are summarised in Box 2.2 and Summary chart 2.1 and Summary chart 2.2.

ABNORMALITIES IN THE NUMBER OF TEETH Anodontia Total failure of development of a complete dentition (anodontia) is exceedingly rare. If the permanent dentition fails to form, the deciduous dentition is retained for many years. If the teeth survive caries, attrition will eventually destroy the crowns. Lack of alveolar bone growth may make implant placement difficult.

Isolated oligodontia Oligodontia means few teeth. Failure of development of one or two teeth is relatively common and often hereditary. The Box 2.1  Requirements for development of an ideal dentition • Formation of a full complement of teeth • Normal structural development of the dental tissues • Eruption of each group of teeth at the appropriate time into an adequate space • Normal development of jaw size and relationship • Eruption of teeth into correct relationship to occlude with their opposite numbers • Maintenance of tooth position by normal soft tissue size and pressure

Box 2.2  Disorders of development of teeth • Abnormalities in number • Anodontia or oligodontia (hypodontia) • Additional teeth (hyperdontia) • Disorders of eruption • Defects of structure • Enamel defects • Dentine defects • Cementum defects • Developmental anomalies of several dental tissues • Developmental anomalies of dental tissues and adjacent bone • Intrinsic pigmentation • Odontomes

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teeth most frequently missing are third molars, second premolars or maxillary second incisors (Fig. 2.1), the last teeth in each series. Absence of third molars can be a disadvantage if first or second molars, or both, have been lost; otherwise, orthodontic problems of alignment and space loss are the only effects. Absence of lateral incisors can sometimes be conspicuous because the large, pointed canines erupt in the front of the mouth beside the central incisors. It is often impossible to prevent loss of space, even if the patient is seen early. It is also difficult and time consuming to make space by orthodontic means to replace the laterals, so combined procedures with prosthodontic replacement are often used. Disguising the shape of the canines is destructive of the tooth, usually unconvincing cosmetically and produces a poor contact. Genetic causes PMID: 25910507 General review PMCID: PMC3844689

Oligodontia or anodontia with systemic defects Anhidrotic (hereditary) ectodermal dysplasia The main features are summarised in Box 2.3. In severe cases, no teeth form. More often, most of the deciduous teeth form, but there are few or no permanent teeth. The teeth are usually peg-shaped or conical (Fig. 2.2). When there is anodontia, the alveolar process, without teeth to support, fails to develop and has too little bone to support standard implants without surgical bone augmentation. The profile then resembles that of an elderly person because of the gross loss of vertical dimension. The hair is fine and sparse (Fig. 2.3), particularly in the tonsural region. The skin is smooth, shiny and dry due to absence of sweat glands. Heat is therefore poorly tolerated. The finger nails are usually also defective. As a temporary measure, dentures or overdentures are usually well tolerated by children.

Fig. 2.1  Congenital absence of lateral incisors with spacing of the anterior teeth.

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Hard tissue pathology

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Box 2.3  Anhidrotic ectodermal dysplasia: major features • Usually a sex-linked recessive trait • Hypodontia • Hypotrichosis (scanty hair) • Anhidrosis (inability to sweat)

Fig. 2.4  A paramolar, a buccally placed supernumerary molar tooth.

Fig. 2.2  Anhidrotic ectodermal dysplasia showing conical teeth.

Fig. 2.5  Maleruption of a midline tuberculate supernumerary and two supplemental premolars.

Rights were not granted to include this figure in electronic media. Please refer to the printed publication.

Web URL 2.1 Ectodermal dysplasia URL: http://rarediseases.org/ rare-diseases/hypohidrotic-ectodermal-dysplasia/

Other conditions associated with oligodontia There are many rare syndromes in which oligodontia is a feature, but the only common one is Down’s syndrome (Ch. 39). One or more third molars are absent in more than 90% of these patients, and absence of individual teeth is also common. Anodontia is rare.

Additional teeth: hyperdontia Fig. 2.3  Another case showing typical fine and scanty hair and loss of support for the facial soft tissues.

Implants cannot be placed in the maxilla during growth, but it may be possible to use mini implants or implants in the anterior mandible from a young age because, without teeth to erupt, alveolar growth is complete. Ultimately, a toothsupported fixed partial denture or implant-supported overdenture is often a good solution.

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Additional teeth are relatively common. They are usually of simple conical shape but less frequently resemble teeth of the normal series. These are the results of organised development and maturation under genetic control, not simple excessive growth of the dental lamina. Supernumerary teeth This term is used for any additional tooth (Fig. 2.4). Conical or more seriously malformed additional teeth most frequently form in the incisor or molar region and, very occasionally, in the midline (mesiodens, Fig. 2.5).

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CHAPTER

contrary to guidelines, is now a rare cause of permanent discoloration.

Effects and treatment

Single permanent teeth may be malformed as a result of local causes such as periapical infection of a predecessor (Turner teeth – Fig. 2.6), or trauma from intubation while a preterm neonate (Fig. 2.7). Multiple affected teeth usually indicate previous systemic disease as summarised in Box 2.4.

Additional teeth usually erupt in abnormal positions, labial or buccal to the arch, creating stagnation areas and greater susceptibility to caries, gingivitis and periodontitis. Alternatively, a supernumerary tooth may prevent a normal tooth from erupting or cause crowding and malalignment. These additional teeth are usually best extracted. Review PMCID: PMC3844689

Syndromes associated with hyperdontia These syndromes are all rare, but probably the best known is cleidocranial dysplasia (Ch. 13), in which many additional teeth develop but fail to erupt.

Defects of permanent teeth

Amelogenesis imperfecta ➔ Summary chart 2.1 p. 26

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Disorders of tooth development

Supplemental teeth These are supernumerary teeth with a normal morphology, and they are usually an extra tooth at the end of the incisor, premolar or molar series (also seen in Fig. 2.5).

Amelogenesis imperfecta is a group of conditions caused by defects in the genes that encode enamel matrix proteins or other proteins or enzymes required to process or mineralise the matrix. Classification is complex and based on

DEFECTIVE ENAMEL FORMATION Structural defects of the teeth, such as pitting, discoloration or more serious defects can only arise during development and are, therefore, markers of past disease. Hypoplasia of the teeth is not an important contributory cause of dental caries. Only normally formed enamel can become carious, and hypoplasia due to fluorosis is associated with enhanced resistance.

Defects of deciduous teeth Calcification of deciduous teeth begins at approximately the fourth month of intrauterine life. Disturbances of metabolism or infections that affect the fetus at this early stage without causing abortion are rare. Defective structure of the deciduous teeth is therefore uncommon but, in a few places, such as parts of India, where the fluoride content of the water is excessively high, the deciduous teeth may be mottled. The deciduous teeth may be discoloured by abnormal pigments circulating in the blood. Severe neonatal jaundice may cause the teeth to become yellow, or there may be bands of greenish discoloration. In congenital porphyria, a rare disorder of haemoglobin metabolism, the teeth are red or purple. Tetracycline given during dental development,

Fig. 2.6  Turner tooth, a hypoplastic tooth resulting from periapical infection, usually of a deciduous predecessor.

Fig. 2.7  Localised dental disturbance caused by prolonged intubation during tooth development. The upper left central incisor shows enamel pitting incisally, and the upper right central incisor is deformed and has failed to erupt.

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Histology of a tooth may be helpful but extraction is not warranted for diagnosis. Exfoliated deciduous teeth may be informative

Consider rickets, renal disease, epithelial defects, syphilis, hypophosphatasia, irradiation during development

mebooksfree.com Dentinogenesis imperfecta/ hereditary opalescent dentine

All teeth brown, translucent enamel, attrition may be gross. Short tapering roots. Bulbous crowns of near normal morphology Consider severe tetracycline staining (as may be found in cystic fibrosis patients)

Tooth morphology and enamel normal. May be horizontal banding or staining

Generalised yellow, brown or green discoloration

Early loss of deciduous or permanent teeth

Consider undiagnosed hypophosphatasia

Large pulp chambers extensive early resorption of deciduous roots

History of tetracycline administration, chronologically linked to development of affected teeth

Multiple bone fractures or family history of osteogenesis imperfecta or similar teeth. Sclera may be blue

History of systemic disease or syndrome

Many abnormal teeth

Consider fluorosis

Consider dentinal dysplasia

Probably amelogenesis imperfecta

Vertical ridging, banding or pitting

Possibly a family history of discoloured teeth or early tooth loss

No evidence of systemic disease

Severe patchy enamel opacities, possibly with staining or missing areas of enamel

Short conical roots. Pulp chambers obliterated

Summary chart 2.1  Differential diagnosis of developmental defects of the teeth.

Consider variants of amelogenesis imperfecta and mild fluorosis. Differential diagnosis difficult

No family history. No vertical or horizontal pattern. Enamel opacities and defects

Probably molar-incisor hypomineralisation

No family history, primarily permanent incisors and first molars. No vertical pattern. Painful. Enamel disintegrates

Hard tissue pathology

SECTION

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CHAPTER

One, or several adjacent teeth abnormal

Horizontal banding pattern of pits, opacities, discoloration or zones of missing enamel Horizontal lines run through parts of the teeth which developed at the same time (chronological pattern) Signifies systemic cause during development

Group of adjacent deciduous and permanent teeth affected in a child. ‘Ghost teeth’ with thin dentine and enamel, failure of, or delay in, eruption of defective teeth. No associated medical disorder

Chronological hypoplasia due to systemic disease. Also consider a band of tetracycline staining

Regional odontodysplasia

Characteristic malformations, sometimes bilateral and/or symmetrical without apparent cause

Defect limited to single tooth and sometimes its neighbours

History of trauma to tooth or deciduous predecessor. Dilaceration and labial enamel defects on incisors

Apical inflammation or infection of deciduous predecessor

Grossly deformed tooth or cluster of denticles. No cause elicited, often posteriorly in the mandible or in upper incisor region

Direct effect of trauma

Turner tooth

Odontome

pattern of inheritance, type of defect (enamel hypoplasia, hypomineralisation or hypomaturation) and appearance (smooth, rough or pitted). At least 16 forms have been recognised on clinical grounds, but some are the same genetic condition with differing severity, and the classification is contentious. Inheritance can be autosomal dominant, recessive or X-linked. However, the most common types have an autosomal inheritance and are thought to be caused by mutations in the genes for ameloblastin (C4), or genes for enamelin (C4) or tuftelin (C1). In the case of the autosomal dominant type of amelogenesis imperfecta, the defective gene is enamelin (C4). The less common X-linked types are caused by a variety of defects in the AMELX genes encoding amelogenin, located on the X and Y chromosomes (the copy on the Y gene being inactive) and, confusingly, it seems the same mutation can sometimes cause hypoplasia, hypomineralisation or hypomaturation in different patients. Genetic factors act throughout the whole duration of amelogenesis. Characteristically, therefore, all teeth are affected, and defects involve the whole enamel or randomly distributed patches of it. By contrast, exogenous factors affecting enamel formation (with the important exception of fluorosis) tend to act for a relatively brief period and produce defects related to that period of enamel formation (a chronological pattern). Until there is a better understanding, dentists should at least be able to identify the three clinical types of hypoplasia,

2

Disorders of tooth development

Summary chart 2.2  Differential diagnosis of developmental and acquired abnormalities of one or a group of teeth.

Dens in dente, peg-shaped lateral incisors, microdontia, megadontia, fusion, gemination and connation, talon cusp, taurodontism, etc. Recognised by their appearance

hypocalcification and hypomaturation and take a family history, which may reveal an inheritance pattern. Review types causes PMCID: PMC1847600

Hypoplastic amelogenesis imperfecta The main defect in this type is deficient formation of matrix, so that the amount of enamel is reduced but normally mineralised. The enamel is randomly pitted, grooved or uniformly very thin, but hard and translucent (Fig. 2.8). The defects tend to become stained, but the teeth are not especially susceptible to caries unless the enamel is scanty and fractures to expose dentine. The main patterns of inheritance are autosomal dominant and recessive, X-linked and (a genetic rarity) an X-linked dominant type. In the last type, there is almost complete failure of enamel formation in affected males, whereas in females the enamel is vertically ridged (Figs 2.9–2.12). Occasionally, cases are difficult to classify (Fig. 2.13).

Hypomaturation amelogenesis imperfecta The enamel is normal in thickness on eruption but with opaque, white to brownish-yellow patches caused by failure of maturation, a process of matrix removal and increasing mineralisation that is partly developmental and partly posteruptive. The appearance can mimic fluorotic mottling if the spots are small (Figs 2.14 and 2.15). However, affected enamel is soft and vulnerable to attrition, though not as severely as the hypocalcified type.

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Hard tissue pathology

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Fig. 2.8  Amelogenesis imperfecta, hypoplastic pitted type. Enamel between pits appears normal.

Box 2.4  Multiple malformed permanent teeth: important causes Genetic • Amelogenesis imperfecta • Hypoplastic • Hypomaturation • Hypocalcified • Chronological hypoplasia • Molar-incisor hypomineralisation • Dentinogenesis imperfecta • Shell teeth • Dentinal dysplasia • Regional odontodysplasia • Multisystem disorders with associated dental defects • Hypophosphatasia Infective • Congenital syphilis

Fig. 2.9  Close-up of X-linked dominant hypoplastic type amelogenesis imperfecta. These teeth, from an affected female, show the typical vertical ridged pattern of normal and abnormal enamel as a result of Lyonisation.

Metabolic • Rickets • Hypoparathyroidism Drugs • Tetracycline pigmentation • Cytotoxic chemotherapy Fluorosis Other acquired developmental anomalies • Fetal alcohol syndrome

There are several variants of hypomaturation defects such as a more severe, autosomal dominant type combined with hypoplasia and milder forms limited to only some tooth surfaces.

Hypocalcified amelogenesis imperfecta Enamel matrix is formed in normal quantity but is poorly calcified. When newly erupted, the enamel is normal in thickness and form, but weak or chalky and opaque in appearance.

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Fig. 2.10  Amelogenesis imperfecta X-linked dominant hypoplastic form in a male. This premolar has a cap of enamel so thin that the shape of the crown is virtually that of the dentine core.

The teeth tend to become stained, and enamel is relatively rapidly worn away. The upper incisors may acquire a shoulder due to the chipping away of the thin, soft enamel of the incisal edge (Fig. 2.16). There are dominant and recessive patterns of inheritance.

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Disorders of tooth development

2

Fig. 2.13  Amelogenesis imperfecta, indeterminate type. Some cases, such as this, are difficult to classify but are clearly inherited, as shown by their long family history.

Fig. 2.11  Amelogenesis imperfecta X-linked dominant hypoplastic type in a male showing a thin translucent layer of defective enamel on the dentine surface.

Fig. 2.14  Amelogenesis imperfecta, hypomaturation type. Tooth morphology is normal, but there are opaque white and discoloured patches.

Fig. 2.12  Amelogenesis imperfecta, hypoplastic type. In this pitted hypoplastic type, the pits are seen to be focal areas of reduced enamel formation with incremental lines diverted around them. No enamel has been lost from the pit.

Chronological hypoplasia ➔ Summary chart 2.1 p. 26 Any severe disturbance of metabolism can halt enamel formation. Dentine formation is less sensitive to insult, so tooth formation will usually continue to produce a normally shaped tooth with only a band of enamel missing. The usual causes are the childhood fevers or severe infantile

Fig. 2.15  Amelogenesis imperfecta, one of the several hypomaturation types. In this form there are opaque white flecks and patches affecting the occlusal half of the tooth surface.

gastroenteritis. Measles with severe secondary bacterial infection used to be the most common cause of this limited type of dental defect, but such defects have become uncommon since measles vaccination. Unlike inherited forms of hypoplasia, only a restricted area of enamel is missing, corresponding to the sites of development at the time of the illness.

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Hard tissue pathology

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Fig. 2.18  Chronological hypoplasia with loss of primary molar occlusal enamel and a horizontal ridge on the upper canine. Fig. 2.16  Amelogenesis imperfecta, hypocalcified type. The soft chalky enamel was virtually of normal thickness and form but has chipped away during mastication leaving a characteristic shoulder, seen best on the upper left central incisor.

Fig. 2.17  Chronological hypoplasia due to metabolic upset. Unlike the hereditary types of amelogenesis imperfecta, defects are linear and thought to correspond to a short period of amelogenesis disturbed by a concurrent severe illness.

Clinically, the typical effect is one or more rows of horizontally disposed pits, grooves or a completely missing band of enamel horizontally across the crowns of the teeth. Defects are usually in the incisal third of incisors, suggesting that the disorder had its effect during the first year or two of life, when such infections cause the most severe systemic upset (Fig. 2.17). Metabolic disturbance in utero or around birth affects the primary teeth in addition (Fig. 2.18). The horizontal pattern is important in distinguishing chronological hypoplasia from genetic causes of hypoplasia and determining the timing of the systemic disease (Fig. 2.19).

Molar-incisor hypomineralisation ➔ Summary chart 2.1 p. 26 Molar incisor hypomineralisation is an unexplained, apparently recently recognised and increasingly frequent condition defined by hypomineralisation of all first permanent molars and incisors (Fig. 2.20). The teeth erupt normally and have patchy opaque and yellow brown patches on the enamel of the occlusal third of the crowns.

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The enamel surface is hard, but the underlying enamel is soft and breaks down, leaving a stained rough and soft surface that is prone to caries. The defects are sharply demarcated. The cause is probably failure of enamel maturation, but the presentation and family history are distinct from amelogenesis imperfecta and chronological hypoplasia. It appears that many cases are similar to chronological hypoplasia in aetiology, but the systemic upset is milder and insufficient to cause the more severe defect of hypoplasia. A very wide range of types of illness appear to be able to cause hypomineralisation. Molars are usually worse affected than incisors. The affected teeth are hypersensitive and difficult to anaesthetise. Restorations often fail, partly due to the adverse crown shape and partly because the enamel is not amenable to use of adhesive materials, even away from the clinically detectable defects. This makes treatment difficult, and after a period of preventive care to remineralise the molars and preserve them as space maintainers, extraction is often the best course of action. Otherwise full coverage restorations are required. Microabrasion is not sufficient to restore most affected incisors because the soft enamel extends deeply, and restorations or veneers are usually required. Web URL 2.2 Review and treatment: http://www.aapd.org/ assets/1/25/william2-28-3.pdf Treatment PMID: 16805354, 26856002 and 23410530 Nature of enamel defect PMID: 23685033

DEFECTIVE DENTINE FORMATION ➔ Summary chart 2.1 p. 26 The classification of hereditary dentine defects is unsatisfactory. As in amelogenesis imperfecta, the genetic findings do not correlate well with clinical presentation, and terminology is used inconsistently. The previous widely used classifications (of Witkop and of Shields) are now considered redundant, but no replacement is yet established. The term dentinogenesis imperfecta (type I) was used when abnormal teeth were associated with bone defects, but this combination is now classified as osteogenesis imperfecta. The term dentinogenesis imperfecta is used when only the teeth are involved, replacing the term hereditary opalescent dentine.

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Lateral incisor Central incisor Canine

A

1st Molar

Formed around birth 0–1 year 1–2 years 2–3 years

Lateral incisor 1st 2nd Central Canine Premolar incisor

2nd Molar

Deciduous dentition

B

3–4 years 4–5 years 5–6 years 6–7 years

1st

Molar

Disorders of tooth development

2

Before 3 months in utero 3–6 months in utero 6 months in utero–birth Formed around birth 0–3 months 3–6 months 6 months–1 year

2nd

Permanent dentition

Fig. 2.19  Charts to determine the chronology of enamel hypoplasia. Chronological hypoplasia should affect many teeth symmetrically consistent with the time of illness.

IV are those most frequently associated with dentine defects. Both are autosomal dominant traits with mutation in the genes COL1A1 and COL1A2 that prevent the procollagen alpha helix polymerising into normal type 1 collagen. The dentine is soft and has abnormally high water content. In both these types, opalescent teeth are present in over 80% of patients in the primary dentition. Tooth discoloration and attrition is often most striking in the deciduous dentition. Class III malocclusion is associated in over 70% of patients. In type III disease, dental development is delayed in 20% but, in type IV disease, it is accelerated in over 20% of patients.

Dentinogenesis imperfecta ➔ Summary chart 2.1 p. 26 This condition produces identical changes in appearance and structure of the teeth to those in osteogenesis imperfecta but is caused by mutations in dentine sialoprotein, a dentine matrix protein, rather than collagen genes. Previously there were thought to be two types (types II and III), but the condition of shell teeth is now thought to be just a more severe presentation of type II caused by defects in the same gene. Dentinogenesis imperfecta can be associated with developmental hearing loss.

Clinical features Fig. 2.20  Molar-incisor hypomineralisation. Typical appearance with discolouration and breakdown of enamel almost exclusively on permanent incisors and first molars.

Osteogenesis imperfecta with opalescent teeth ➔ Summary chart 2.1 p. 26 This uncommon defect of collagen formation disturbs formation of both bone and dentine. Many forms are known, and the condition is described in Chapter 13. Types III and

The enamel appears normal but uniformly brownish or purplish and abnormally translucent (Fig. 2.21), giving an opal-like appearance that leads to the clinical description of ‘hereditary opalescent dentine’. The appearance is caused by the dark dentine being visible through the enamel, which is usually normal but may have hypoplastic defects in a minority of patients. The shape and size of the crowns is essentially normal, but the roots are slender and stunted, giving the tooth a cervical constriction and bulbous outline radiographically (Fig. 2.22). Dentine formation progresses to obliterate the pulp chamber at an early age. There is a

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Hard tissue pathology

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Fig. 2.21  Dentinogenesis imperfecta. Showing the grey-brown translucent appearance of the teeth which are of normal morphology.

Fig. 2.22  Dentinogenesis imperfecta. Showing the slender roots and bulbous crowns of the ‘tulip-shaped’ teeth.

weak zone in the dentine just below the amelodentinal junction, and the lack of resilient dentine to support the enamel allows enamel to chip away, exposing the dentine, which is soft and rapidly wears away, eventually to the gingivae (Figs 2.23 and 2.24). In some patients, only a few teeth are severely affected, whereas the remainder appear normal. Treatment aims to preserve vertical dimension, avoid extractions to prevent space loss and allow normal alveolar bone growth for implants later. Early application of occlusal composite onlays and preformed metal crowns on molars reduce wear. Worn roots may be used as temporary overdenture abutments but are too soft to survive long. Severely affected patients may have shell teeth, with only a thin outer mantle layer of dentine tissue surrounding overlarge pulp chambers. Shell teeth are very difficult to manage conservatively.

Tooth structure The earliest-formed dentine under the amelodentinal junction usually appears normal. There is a sharp junction with the deeper defective dentine. This has few tubules, and they run in disorganised patterns. The uniform structure of dentine is absent; extensions of the pulp penetrate the

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Fig. 2.23  Dentinogenesis imperfecta. In this 14-year-old, the teeth have worn down to gingival level, but the pulp chambers have become obliterated as part of the disease process. A rim of enamel remains around the necks of the posterior teeth.

Fig. 2.24  Dentinogenesis imperfecta. Slender tapering roots and loss of enamel through fracturing.

dentine almost to the enamel (Fig. 2.25) and can be exposed by attrition to devitalise the teeth. Calcification is incomplete and the dentine soft. The pulp chamber becomes obliterated early, and odontoblasts degenerate. Cellular inclusions in the dentine are common. In shell teeth, the dentine layer is very thin (Fig. 2.26). Review PMCID: PMC2600777

Dentinal dysplasia (‘rootless’ teeth) ➔ Summary chart 2.1 p. 26

Dentinal dysplasia (previously type 1 but now the only type) In this rare disorder, the crowns are of normal shape and size, but the roots are either absent or very short and conical. The pulp chambers are obliterated by multiple nodules of poorly organised dentine containing tubules running in sheaves. A range of pulp shapes can result from differing severity, with almost complete obliteration producing crescent-shaped pulp at the level of the floor of the normal chamber. In the worst affected teeth, roots are absent. Teeth tend to be lost early in life (Fig. 2.27). There are pulpal extensions through dentine to the enamel, and vitality is

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Fig. 2.25  Microscopic appearance of dentinogenesis imperfecta showing the grossly disorganised tubular structure with inclusions of pulp in the dentine and obliteration of the pulp cavity.

Fig. 2.28  Dentinal dysplasia. The pulp chamber in the short, broad root is obliterated by nodules of dentine with swirling patterns of tubules.

lost quickly; otherwise the lack of roots predisposes to periodontitis. The coronal dentine and enamel are normal or almost so, but dentinal tubule patterns in the root are abnormal (Fig. 2.28). Both dentitions are affected, the deciduous more severely.

Dentinal dysplasia ‘type 2’

Fig. 2.26  Shell tooth. In this severe form of dentinogenesis imperfecta, only a thin mantle of dentine is formed, and no root develops.

The defect in this rare disorder is in the dentine sialoprotein gene, so this disorder is better classified as a severely affected form of dentinogenesis imperfecta. The tooth crowns have the same opalescent appearance as dentinogenesis imperfecta in the deciduous dentition. The permanent dentition appears normal or nearly normal in colour, but the pulps are larger than normal. A tall, wide coronal pulp extends high into the crown (thistle pulp), sometimes with pulp stones, and more marked in the permanent dentition (Fig. 2.29). Review PMCID: PMC2600777

DEFECTS OF ENAMEL AND DENTINE ➔ Summary chart 2.1 p. 26 Regional odontodysplasia (ghost teeth) ➔ Summary chart 2.2 p. 27

Fig. 2.27  Dentinal dysplasia type 1. Radiograph showing short roots, spontaneous pulp necrosis with apical areas, and obliterated crescent-shaped pulps.

This localised disorder of development affects a group of teeth in which there are severe abnormalities of enamel, dentine and pulp. The disorder is not hereditary, and the aetiology is unknown. A few cases have been associated with facial vascular naevi or abnormalities such as hydrocephalus. There is no sex or racial predilection. Clinically, regional odontodysplasia may be recognisable at the time of eruption of the deciduous teeth (2–4 years) or of the permanent teeth (7–11 years). The maxillary teeth are most frequently affected. Either or both dentitions, and one or, at most, two quadrants may be affected. The abnormal teeth frequently fail to erupt but, if they do, show yellowish deformed crowns with a rough surface.

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Fig. 2.29  Dentinogenesis imperfecta of dentinal dysplasia type 2 presentation. The pulp chambers are rounded, tall and wide in the developing dentition. The classical ‘thistle-shaped’ pulp appearance is seen in the lower canine and premolars.

Fig. 2.30  Radiographic appearance of regional odontodysplasia. In the anterior regions the condition usually stops at the midline.

Fig. 2.31  Radiographic appearance of regional odontodysplasia. The lower left 5 and 6 are affected. Note their abnormal outline and radiodensity by comparison with the 4 and 7.

Fig. 2.32  Regional odontodysplasia. Distorted and hypoplastic teeth from the case shown in Fig. 2.30.

Review and cases PMID: 2549236 Cases PMID: 9524463

Affected teeth have very thin enamel and dentine surrounding a greatly enlarged pulp chamber. In radiographs, the teeth appear crumpled and abnormally radiolucent or hazy, due to the paucity of dental hard tissues, explaining the term ‘ghost teeth’ (Figs 2.30 and 2.31). Histologically, the enamel thickness is highly irregular and lacks a well-defined prismatic structure. The dentine, which has a disorganised tubular structure, contains clefts and interglobular dentine mixed with amorphous mineralised tissue. The surrounding follicle soft tissue may contain small calcifications (Figs 2.33–2.34). If they erupt, the teeth are susceptible to caries and fracture. If they can be preserved and restored, crown and root dentine continue to form, and the teeth may survive long enough to allow normal development of the alveolar ridge and occlusion. However, extractions are often required eventually. This should not be done until it is certain that eruption has completely failed or the defects are too severe to be treatable.

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Natural history and treatment PMID: 17613259

Segmental odontomaxillary dysplasia This rare disorder may be a mild form of the genetic condition hemimaxillofacial dysplasia; it can be mistaken for fibrous dysplasia or regional odontodysplasia. Segmental odontomaxillary dysplasia causes unilateral expansion of the alveolar process of the maxilla in a child in the primary or mixed dentition. The premolar and molar regions are most frequently affected. Enlargement is due to both fibrous enlargement of the gingiva and swelling of the alveolar bone. The antrum is small, and the maxilla is distorted, although only rarely to the extent of causing facial asymmetry. Eruption of teeth in the affected area is delayed, and they are hypoplastic to varying degrees, with enlargement of the pulps, thin pitted enamel, an irregular pulp/ dentine interface and many pseudoinclusions in poorly organised dentine, and pulp stones. Permanent successors, particularly the premolars, may be absent.

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Fig. 2.35  Segmental odontomaxillary dysplasia. Showing abnormal upper primary molars that are indistinct against a background of even, coarsely trabecular bone. Permanent successors are absent.

Fig. 2.33  Regional odontodysplasia. Both enamel and dentine are deformed, and there is calcification of the reduced enamel epithelium seen as a dark blue line at the top of the image.

Fig. 2.36  Teeth in childhood hypoparathyroidism with short blunt roots, open apices and large pulp chambers.

OTHER SYSTEMIC DISEASES AFFECTING TEETH Other metabolic disturbances

Radiographically, there is a zone of bone sclerosis with a coarse trabecular pattern and loss of the cortex and missing and distorted teeth (Fig. 2.35). Histologically, the sclerotic zone consists of woven bone trabeculae in bland fibrous tissue and appears superficially similar to the regressing stage of fibrous dysplasia. Both radiographs and histology are therefore necessary for diagnosis.

Rickets can cause hypocalcification of the teeth, but only if unusually severe (see Ch. 13). Early-onset idiopathic hypoparathyroidism is rare. Ectodermal effects are associated. The teeth may therefore be hypoplastic with ridged enamel, short blunt roots and persistently open apices (Fig. 2.36). The nails may be defective, and there may be complete absence of hair. Patients with early-onset idiopathic hypoparathyroidism may later develop other endocrine deficiencies (polyendocrinopathy syndrome), and chronic oral candidosis may be the first sign (Ch. 15). Hypophosphatasia. This rare genetic disorder can have severe skeletal effects as a result of failure of development of mature bone. There may also be failure of cementum formation causing early loss of teeth (Fig. 2.37). In milder forms, premature loss of the deciduous incisors is characteristic and occasionally the only overt manifestation of the disease.

Case series PMID: 21684782

Hypophosphatasia dental effects PMID: 19232125

Fig. 2.34  Regional odontodysplasia. Showing dysplastic dentine with a disorganised tubule structure, an irregular enamel space and mineralised enamel epithelium.

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Hard tissue pathology

1

A

Fig. 2.37  Tooth in hypophosphatasia showing the enlarged pulp chamber and absence of cementum.

B Fig. 2.39  Gardner’s syndrome. Multiple unerupted abnormally formed supernumerary teeth. See also Fig. 12.16. Fig. 2.38  Multiple pulp stones in a case of Ehlers–Danlos syndrome.

Ehlers–Danlos syndromes This group of collagen disorders is characterised (to varying degrees) by hypermobile joints, loose hyperextensible skin, fragile oral mucosa and, in type VIII, early-onset periodontitis. There may also be temporomandibular joint symptoms such as recurrent dislocation (see main section in Ch.14). The main dental abnormalities are small teeth with short roots and multiple pulp stones (Fig. 2.38).

Gardner’s syndrome (familial adenomatous polyposis) The Gardner variant of familial adenomatous polyposis (often referred to as Gardner’s syndrome) is characterised by multiple osteomas, especially of the jaws, colonic polyps and skin tumours. The majority of patients have dental abnormalities. These include impacted teeth other than third molars, supernumerary or missing teeth and abnormal root formation (Fig. 2.39). This syndrome is discussed and illustrated further in Chapter 12. Colon carcinoma develops in almost all patients by middle age, and the mortality is high. The dental abnormalities can be detected in childhood or adolescence, and recognition of this syndrome may be life saving.

Epidermolysis bullosa Epidermolysis bullosa is a genetic blistering disease of skin and mucosae (Ch. 16). Dental abnormalities include fine or coarse pitting defects, or thin and uneven enamel, which

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may also lack prismatic structure. The amelodentinal junction may be smooth. Dental defects vary in the different subtypes of the disease but are most frequent in the autosomal recessive, scarring type of epidermolysis bullosa in which there may be delayed, or failure of, eruption. The defects result from poor adhesion between ameloblasts during development.

Congenital syphilis ➔ Summary chart 2.1 p. 26 Prenatal syphilis, the result of maternal infection, can cause a characteristic dental deformity, described by Hutchinson in 1858. If the fetus becomes infected at a very early stage, abortion follows. Infants born with stigmata of congenital syphilis result from later fetal infection, and only the permanent teeth are affected. The characteristic defects are usually seen in the upper central incisors. The incisors (Hutchinson’s incisors) are small, barrelshaped and taper toward the tip (Fig. 2.40). The incisal edge sometimes shows a crescentic notch or deep fissure which forms before eruption and can be seen radiographically. An anterior open bite is also characteristic. The first molars may be dome shaped (Moon’s molars) or may have a rough pitted occlusal surface with compressed nodules instead of cusps (mulberry molars) (Fig. 2.41). These defects are often thought largely of historical interest, but congenital syphilis has reappeared in developed countries including the UK. Several hundred cases of congenital syphilis occur every year in the United States, and worldwide half a million infants die from it every year.

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Fig. 2.40  Congenital syphilis: Hutchinson’s teeth. The characteristics are the notched incisal edge and the peg shape tapering from neck to tip. (From Cawson RA et al, 2001. Oral disease. 3rd ed. St Louis: Mosby.)

Fig. 2.42  Vitamin D-resistant rickets. A fine pulpal extension into the incisal dentine is just visible on the left. Right, at higher power, there is prominent globular mineralisation of dentine.

Vitamin D-resistant rickets This term is given to familial hypophosphataemia, a rare X-linked dominant disease causing phosphate loss in the kidneys, and consequent rickets that does not respond to vitamin D. Patients have short legs, wide skull sutures and kyphosis develops during adulthood. The teeth have abnormally large pulp chambers with fine extensions of the pulp horns to the tips of the cuspal dentine (Fig. 2.42). These are prone to exposure by attrition or fracture and are often invisible radiographically. A periapical granuloma on an apparently normal tooth is a common presentation. Calcification of dentine is defective. The typical interglobular mineralisation of rickets is seen throughout the dentine.

EXTRINSIC AGENTS AFFECTING TEETH ➔ Summary chart 2.1 p. 26 Drugs Tetracycline pigmentation

Fig. 2.41  Congenital syphilis: Molars. The molar on the left is a mulberry or Fournier molar with cusps surrounded by a hypoplastic groove producing a knobbly surface. That on the right is a Moon’s molar, with a smooth rounded crown that tapers toward the occlusal surface. (Copyright Museums at the Royal College of Surgeons.)

The effects are due to infection of the dental follicle by Treponema pallidum. The postulated consequences are chronic inflammation, fibrosis of the tooth sac, compression of the developing tooth and distortion of the ameloblast layer. T. pallidum and inflammation are thought to cause proliferation of the odontogenic epithelium, which bulges and kinks into the dentine papilla, causing the characteristic central notch.

Tetracycline is taken up by calcifying tissues, and the band of tetracycline-stained bone or tooth substance fluoresces bright yellow under ultraviolet light. The teeth become stained only when tetracycline is given during their development, and it can cross the placenta to stain the developing teeth of the fetus. More frequently, permanent teeth are stained by tetracycline given during infancy. Tetracycline is deposited along the incremental lines of the dentine and, to a lesser extent, of the enamel. The more prolonged the course of treatment, the broader the band of stain and the deeper the discoloration. The teeth are at first bright yellow but become a dirty brown or grey (Figs 2.43 and 2.44). The stain is permanent, and when the permanent incisors are affected, the dark appearance can only be disguised. When the history is vague, the brownish colour of tetracycline-stained teeth must be distinguished from dentinogenesis imperfecta. In dentinogenesis imperfecta, the teeth are obviously more translucent than normal and, in many cases, chipping of the enamel from the dentine can be seen. In tetracycline-induced defects, the enamel is not abnormally translucent and is firmly attached to

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Fig. 2.43  Tetracycline staining. Note the chronological distribution of the dark-brown intrinsic stain.

Fig. 2.45  Tetracycline pigmentation. Ground (undecalcified) section (left) shows the broad bands of tetracycline deposited along the incremental lines of the dentine; (right) same section viewed under ultraviolet light shows fluorescence of the bands of tetracycline.

Box 2.5  Dental fluorosis: distinctive features • Limited to geographical areas where water-borne fluorides exceed approximately 2 parts per million • Only those who have lived in a high-fluoride area during dental development show mottling • The defect is not acquired by older visitors to the area • Permanent teeth are affected; mottling of deciduous teeth is rare • Mottled teeth are less susceptible to caries than normal teeth from low-fluoride areas • A typical effect is spotty paper-white enamel opacities • Brown extrinsic staining of these patches may be acquired after eruption

Fig. 2.44  Tetracycline staining. Now one of the commoner forms of staining, limited to third molar roots from use of minocycline during adolescence.

dentine. In very severe cases, intact teeth may fluoresce under ultraviolet light. Otherwise, the diagnosis can only be confirmed after a tooth has been extracted. In an undecalcified section, the yellow fluorescence of the tetracycline deposited along the incremental lines can be easily seen (Fig. 2.45). It is no longer necessary to give tetracycline during dental development. There are equally effective alternatives, and it should be avoided from approximately the fourth month to at least the 12th year of childhood, ideally the 16th year. Nevertheless, tetracycline staining is still seen. Minocycline stain PMID: 23887527

Cytotoxic chemotherapy Increasing numbers of children are surviving malignant disease, particularly acute leukaemia, as a result of cytotoxic chemotherapy. Among survivors, teeth that develop during treatment may have short roots, hypoplasia of the crowns and enamel defects. Microscopically, incremental lines may be more prominent, corresponding to growth arrest or delay during

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the period of chemotherapy. In extreme cases, tooth formation may be aborted so that oligodontia results.

Fluorosis ➔ Summary chart 2.1 p. 26 Mottled enamel is the most frequently seen and most reliable sign of excess fluoride in the drinking water. It has distinctive features (Box 2.5). The highest fluoride levels completely disrupt amelogenesis, producing hypoplastic patches. Lower levels inhibit mineralisation and prevent enamel maturation. Clinical features Mottling ranges from paper-white matte patches to opaque, brown, pitted and brittle enamel. Clinically, it may be difficult to distinguish fluorotic defects from amelogenesis imperfecta when the degree of exposure to fluoride is unknown (Figs 2.46–2.48). There is considerable individual variation in the effects of fluorides. A few patients acquire mottling after exposure to relatively low concentrations (Fig. 2.49), while others exposed to higher concentrations appear unaffected. Being a systemic effect, fluorosis is bilateral and usually affects all teeth, though a chronological pattern could result from a limited period of exposure. The perikymata are enhanced and visible clinically in severe cases, producing what appear

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Disorders of tooth development

Box 2.6  Grading of mottled enamel • Very mild. Small paper-white areas involve less than 25% of surface • Mild. Opaque areas involve as much as 50% of surface • Moderate. The whole of the enamel surface may be affected with paper-white or brownish areas or both (Fig. 2.47) • Severe. The enamel is grossly defective, opaque, pitted, stained brown and brittle (Fig. 2.48)

Table 2.1  Effects on enamel of raised fluoride levels Fig. 2.46  Fluoride mottling. In this case, from an area of endemic fluorosis, there is generalised opaque white mottling with patchy enamel hypoplasia. Note the resemblance to the hypomaturation type of amelogenesis imperfecta.

Fig. 2.47  Fluorosis. Moderate effects from an area of endemic fluorosis. Irregular patchy discoloration.

Fluoride concentration

Effects

Clinical appearance

Less than 0.5 ppm

Very mild or mild defects in as many as 6% of patients

Inconspicuous

0.5 to 1.5 ppm

At the upper limit, 22% show very mild defects

2.5 ppm

Very mild or mild defects in more than 50% Moderate or severe defects in nearly 10%

Noticeable

4.5 ppm

Nearly all patients affected to some degree; 46% have ‘moderate’ and 18% ‘severe’ defects

Disfiguring

6.0 ppm and more

All patients affected; 50% severely disfiguring

to be horizontal lines, which misleadingly suggests chronological hypoplasia. Changes due to mottling are graded as shown in Box 2.6.

Pathology

Fig. 2.48  Fluorosis. Severe effects from an area of endemic fluorosis. Closer view showing irregular depressions caused by hypoplasia and white opaque flecks and patches.

Fig. 2.49  Fluorosis from an area of endemic natural fluorosis in Gloucestershire.

Fluoride exerts its effects through inhibition of ameloblasts. At intermediate levels (2–6 ppm), the enamel matrix is normal in structure and quantity. The form of the tooth is unaffected, but there are patches of incomplete calcification beneath the surface layer. These appear as opacities because of high organic and water content that cause light reflection. Where there are high concentrations of fluorides (higher than 6 ppm), the enamel is pitted and brittle, with severe and widespread staining. Deciduous teeth are rarely mottled because excess fluoride is taken up by the maternal skeleton. However, when fluoride levels are excessively high (higher than 8 ppm), as in parts of India, mottling of deciduous teeth may be seen. With severe mottling of the enamel, other effects of excessive fluoride intake, especially sclerosis of the skeleton, may develop. Radiographically, increased density of the skeleton may be seen in areas where the fluoride content of the water exceeds 8 ppm. The severity of defects in relation to fluoride concentrations is shown in Table 2.1, and its relationship to caries prevalence in Fig. 2.50. Mild dental fluorosis is not readily distinguishable from non-fluoride defects, and non-specific defects are more common in areas where the water contains less than 1 ppm of fluoride. Minimal mottling is associated with levels of 1 ppm fluoride in temperate climates and 0.7 ppm in hotter countries.

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SECTION

1000 900 800 700 600 500 400 300 200 100 0

Severe Moderate to severe

Mild to moderate

3 2 1

Threshold of conspicuous mottling

0.5

1.0

1.5

2.0

4

2.5 3.0 3.5 Fluoride ppm

4.0

4.5

5.0

Index of mottling

DMF per 100 children

Hard tissue pathology

1

5.5

6.0

Fig. 2.50  Caries prevalence and mottling. The general relationship between the prevalence of caries (continuous line) and the severity of mottling (broken line) in persons continuously exposed to various levels of fluoride in the water during dental development. The optimum level of fluoride can be seen to be approximately 1 part per million. Higher concentrations of fluoride cause increasing incidence and severity of mottling without a comparable improvement in resistance to caries. The index of mottling is obtained by giving an arbitrary value for each degree of mottling and relating the numbers of patients with each grade to the total number examined.

Fig. 2.51  A dilacerated upper central incisor. There has been an abrupt change in the direction of root growth after approximately one-third of the root was formed.

Fig. 2.52  Another dilacerated tooth showing, in addition to the deflected root, a change in enamel contour and disorganised coronal dentine formed after the causative trauma. The junction between dentine formed before and after trauma is clearly seen.

Fetal alcohol syndrome Mild enamel mottling has many causes that cannot usually be distinguished, even by analysis of an extracted or exfoliated tooth. Treatment of opacities PMID: 26856002

Other acquired developmental anomalies Dilaceration Trauma to a developing tooth can cause the root to form at an angle to the normal axis of the tooth – a deformity known as dilaceration. The sudden disturbance to odontogenesis may cause the formation of highly irregular dentine at the bend, but the angulated root that develops after trauma is often of normal tubular dentine. The hookshaped tooth is likely to be difficult to extract (Figs 2.51 and 2.52).

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Maternal alcoholism may cause developmental defects in the fetus. The eyes typically slant laterally, the lower half of the face is elongated and there is learning disability. Dental development may be delayed, and there may be enamel defects, such as mottled opacities in the enamel near the incisal margins, but elsewhere abnormal enamel translucency.

Rhesus incompatibility Maternal-fetal rhesus blood group incompatibility causes haemolytic disease of the newborn, in which maternal antirhesus antibodies cross the placenta and cause haemolytic anaemia in a fetus with a rhesus-positive blood group. If jaundice is severe, bilirubin can bind to the developing teeth, causing green or grey-yellow discolouration (Fig. 2.53).

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Fig. 2.53  Rhesus incompatibility. Deciduous teeth from a patient who suffered haemolytic anaemia from rhesus incompatibility. There is greenish discolouration of the dentine and enamel formed before birth.

ODONTOMES Odontomes result from aberrant development of the dental lamina. The most minor examples, although they are not usually called odontomes, are slight malformations, such as an exaggerated cingulum or extra roots or cusps on otherwise normal teeth. All gradations exist between these anomalies and composite odontomes where the dental tissues have developed in a completely irregular and haphazard manner bearing no resemblance to a tooth and occasionally forming a large mass (Ch. 11). Dens invaginatus is an exaggeration of the process of formation of a cingulum pit. Dentine and enamel-forming tissue invaginate into the pulp to appear radiographically as a tooth-within-a-tooth (dens in dente, Fig. 2.54). In the full dens invaginatus, also known as an invaginated or dilated odontome, the invagination extends the whole length of a tooth and sometimes through a widely dilated apex (Fig. 2.55). Often the invagination has incomplete walls allowing the exterior to communicate with the pulp and devitalising it. Alternatively, food debris lodges in the cavity to cause caries which rapidly penetrates the superficially located pulp chamber. Dens evaginatus is the opposite, an enamel- and dentinecovered spur extending outward from the occlusal surface of a premolar or molar (Fig. 2.56). Fracture exposes the internal pulp horn. Geminated teeth, meaning double or twinned teeth, are most common in the maxillary incisor region. The pulp chambers may be entirely separate, joined in the middle of the tooth or branched, with the pulp chambers of separated crowns sharing a common root canal. The crowns may be entirely separate or divided only by a shallow groove. The roots may be single or double. These defects are commoner in the deciduous dentition. In the past, effort has been expended trying to decide whether such teeth arise by fusion of two tooth germs or partial splitting of a single germ. This distinction is pointless, and it seems likely that the condition is genetic; it is often bilateral and is rarely seen in excessive crowding. These malformed teeth usually need to be removed before they obstruct the eruption of other teeth or become infected, or for cosmetic reasons. Enamel pearls are uncommon, minor abnormalities that are formed on otherwise normal teeth by ameloblasts that differentiate below the amelocemental junction. The pearls are usually round, a few millimetres in diameter and often

Fig. 2.54  Dens in dente or mild invaginated odontome. In this radiograph, the enamel-lined invagination and its communication with the exterior at the incisal tip are clearly seen. The pulp is compressed to the periphery.

Fig. 2.55  A dilated and invaginated odontome in a lateral incisor, sectioned vertically. The central cavity communicates with the exterior through an invagination in the cusp tip.

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Fig. 2.56  Dens evaginatus from a lower premolar, occlusal surface inset.

Fig. 2.58  Enamel pearl associated with a spur of enamel joining the crown to the pearl.

Box 2.7  Normal teething One-third of infants have no signs or symptoms. Many only have a few. • Effects are limited to a few days each side of the day of eruption • Increased biting and rubbing the gingiva • Reflex salivation and drooling • Irritability and sleep disturbance • Rubbing of face and ears • Facial reddening of the cheek • Decreased appetite • Mild temperature increase Fig. 2.57  Enamel pearl. There is a small mass of enamel at the root bifurcation.

form at the bifurcation of upper permanent molars (Figs 2.57 and 2.58). Enamel pearls may consist of only a nodule of enamel attached to the dentine, or may have a core of dentine containing a horn of the pulp. They may cause a stagnation area at the gingival margin but, if they contain pulp, this will be exposed when the pearl is removed. The enamel and dentine are normal histologically.

DISORDERS OF ERUPTION Normal eruption Eighteenth-century parish registers are replete with the names of infants who died as a result of teething. Although this is now considered impossible, other myths about tooth eruption abound. Teething coincides with a period of naturally low resistance to infection and declining maternal passive immunity during which viral infections are common. Eruption is

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associated with a very slight rise in temperature (not a fever), mild discomfort locally, reflex salivation causing drooling and, sometimes, reddening of cheeks. Systemic symptoms during teething should therefore be investigated because, if significant, they are more likely to be caused by primary herpetic gingivostomatitis or other treatable infection. In many infants teething passes unnoticed (Box 2.7). The signs and symptoms are not specific and are also seen in those not teething, in whom they pass unremarked. Fusion of the enamel epithelium with the oral epithelium allows eruption without bleeding, but the urge to chew during teething is strong, and trauma to the mucosa may cause haemorrhage over an erupting tooth before it reaches the surface (‘eruption haematoma’, Fig. 10.23). Very occasionally eruption of permanent molars is associated with painless loss of a small sequestrum. Bone lying in the concavity of the crown can be resorbed around the periphery while the cusps erupt, cutting off its blood supply from adjacent tissues (‘eruption sequestrum’). Lower first permanent molars are the most frequently affected teeth. Symptoms of teething PMID 10742315

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Fig. 2.59  Primary failure of eruption. A few teeth have erupted anteriorly, but after the last erupted tooth standing, none have erupted.

Natal teeth Teeth present at birth or shortly afterward are called natal teeth. Almost always these are normal deciduous lower incisors that erupt prematurely. Occasionally they may be supernumerary teeth, though deciding this can be difficult as radiographs are difficult to take at such a young age. Removal may be required to aid feeding or when inadequate root development risks their displacement and inhalation, but they are best retained. Bohn’s nodules may be mistaken for erupting teeth in neonates. Natal teeth are seen in a number of rare developmental disorders, pachyonychia congenita, Ellis-van Creveld and Hallermann-Streiff syndromes.

Delayed eruption Eruption of deciduous teeth starts at approximately 6 months, usually with the appearance of the lower incisors, and is complete by approximately 2 years, earlier in females and with considerable individual variation in timing. Mass failure of eruption is very rare despite the biological complexity of the process. More often eruption delay has local causes and affects one or a few teeth. Failure of a single tooth or adjacent teeth to appear in the mouth within a few months of the contralateral equivalent should trigger radiographic assessment to check for its presence and location. However, delayed appearance of the deciduous dentition in the absence of a cause does not warrant concern until it is delayed for 1 year provided no mechanical cause is evident, as eruption times are so variable. In generalised delay caused by systemic illness, for instance in preterm infants, recovery normally allows eruption to

proceed and after a few years eruption catches up with the normal timetable. Systemic diseases that cause delayed eruption are all rare. Eruption is complex, and many diseases can interfere with it. Both chemotherapy and radiotherapy arrest or interrupt eruption as well as tooth formation. Single tooth failure of eruption is almost always due to a mechanical obstruction or ankylosis. Primary eruption failure is a rare condition. Usually some teeth erupt, but then all teeth distally in the quadrant, sometimes all, remain unerupted and may eventually ankylose (Fig. 2.59). Half of cases are familial, and some are associated with mutation of the parathyroid hormone receptor gene. A common mild presentation is failure of eruption of only permanent molars, and the first permanent molars are almost always involved. There may be bilateral involvement, a Class 3 skeletal pattern and oligodontia associated. This condition does not cause delayed eruption of single teeth. Teeth in primary eruption failure do not respond to orthodontic traction, and treatment usually requires extraction. Restoration is then difficult due to lack of alveolar bone growth. Causes of delayed eruption are shown in Box 2.8. Primary eruption failure PMID: 17482073

Changes affecting buried teeth Teeth may occasionally remain unerupted in the jaws for many years without complications, or may undergo varying degrees of hypercementosis or resorption (Ch. 6). Alternatively, dentigerous cysts may develop (see Ch. 10), as often happens in cleidocranial dysplasia.

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Box 2.8  Causes of delayed eruption of permanent teeth Localised • Impaction, usually last teeth in any series • Insufficient space in the arch, crowding, supernumerary teeth • Retention of a deciduous predecessor, ankylosis • Premature loss of a deciduous predecessor, before half of the successor root is formed • Malposition • Local pathological process • Odontogenic cysts and tumours • Cherubism • Defects of the teeth • Dilaceration • Connate teeth • Turner teeth • Regional odontodysplasia • Segmental odontomaxillary dysplasia Generalised • Delayed development • Malnutrition • Down’s syndrome (Ch. 39) • Hypothyroidism (cretinism) (Ch. 36) • Hypoparathyroidism and pseudohypoparathyroidism • Hypopituitarism

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• Metabolic disease with delayed growth • Rickets (Ch. 13) • Infants with premature birth • Human immunodeficiency virus infection in infancy (Ch. 29) • Increased resistance of overlying mucosa • Scarring • Hereditary gingival fibromatosis (Ch. 7) • Drug-induced gingival overgrowth (Ch. 7) • Iatrogenic • Chemotherapy for malignant neoplasms • Radiotherapy to the jaws • Increased resistance of bone or reduced bone turnover • Osteopetrosis • Gaucher’s disease • Complete or near complete failure of eruption • Cleidocranial dysplasia (Ch. 13) • Idiopathic or primary eruption failure

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HARD TISSUE PATHOLOGY SECTION 1

Disorders of development

Important developmental defects of the jaws are summarised in Box 3.1, and some are discussed more fully in other chapters.

CLEFTS OF LIP OR PALATE Clefts of the palate alone and those of the lip, with or without cleft palate, are genetically distinct conditions. The embryology of the lower face and mechanisms of closure of the palatal shelves and fusion of the soft tissue processes to form the upper lip are very complex. Until around 6 weeks of development, the mouth and future nasal cavity are one. Then fusion of the median nasal process and maxillary processes of the first branchial arch forms the midline alveolar ridge and anterior palate, or primary palate. By the end of week 9, the secondary palate has formed by growth of the palatal shelves, their rotation and fusion. Formation of a complete palate therefore requires growth and migration of tissues, breakdown of epithelium to allow fusion and growth of the mandible to allow the tongue to drop out of the way. The process takes slightly longer in females, and the longer period of development makes them more prone to palatal clefts than males. Many genes are involved, and there is a relatively long period during which an environmental insult could interfere with the process. Approximately one in 700 babies have clefts of lip and/or palate. Mechanisms are summarised in Figs 3.1 and 3.2. The sites of clefts vary because the lip and anterior palate (the primary palate) develop independently and before the hard and soft palates (the secondary palate). Isolated cleft

Box 3.1  Developmental defects of the jaws, mouth and face Defects of the jaws • Clefts of the palate and/or lip • Cleidocranial dysplasia (Ch. 13) • Cherubism (Ch. 13) • Basal cell naevus syndrome (Ch. 10) • Gardner’s syndrome (Ch. 12) • Osteogenesis imperfecta (Ch. 13) • Craniofacial anomalies • Hereditary prognathism Defects of the soft tissues • Ankyloglossia • Cowden’s syndrome • Ehlers-Danlos syndrome (Ch. 14) • Branchial and thyroglossal cysts (Ch. 10) • Lingual thyroid (Ch. 36) • White sponge naevus (Ch. 18) • Some pigmented lesions (Ch. 26) Defects of the teeth (Ch. 2)

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lip is therefore the result of an early developmental disorder, whereas isolated cleft palate results from influences acting later, after the primary palate has closed. By contrast, a prolonged disorder of development can prevent both primary and secondary palates from closing and leaves a severe combined defect (Figs 3.3 and 3.4). Clefts of lip and palate form because of failure of growth and migration of mesenchyme to form the alveolus and lip, not because an embryological line of fusion fails to close. In contrast, cleft palate develops because of failure to close the cleft during development. The main types of cleft are summarised in Box 3.2. A complete cleft of the lip is one that extends into the nose, completely separating the lip into two portions. Incomplete clefts are limited to lip or lip and alveolus, and there is some continuity between the segments to stabilise the tissues.

Cleft lip and cleft palate Cleft lip (with or without a palatal cleft) is a single condition that presents with varying degrees of severity. It is the most common craniofacial anomaly and affects approximately 1 per 1000 live births, roughly half of whom have a cleft lip alone and half of whom have cleft lip with a cleft palate. Twice as many males as females are affected, and the right side is twice as frequently involved. There is a strong genetic background to cleft lip and palate, but the aetiology is complex. Either dominant or recessive inheritance can be found in familial cases, whereas others appear multifactorial. The risk of having such defects is considerably greater if one, and particularly if both, of the parents are affected or if the cleft is more severe. There are many candidate genes affecting different stages of palate development. Hedgehog pathway and PTCH gene variants affect growth and patterning, and TGF beta is involved in fusion. Many other genes have been implicated. IRF6 (interferon regulatory factor 6), FGFR2 (fibroblast growth factor receptor 2), MSX1 (Msh homeobox1), fibroblast growth

Box 3.2  Clefts of lip and/or palate Cleft lip • Unilateral (usually on the left side), with or without an anterior alveolar ridge cleft • Bilateral, with or without alveolar ridge clefts, complete or incomplete Palatal clefts • Bifid uvula • Soft palate only • Both hard and soft palate Combined lip and palatal defects • Unilateral, complete or incomplete • Cleft palate with bilateral cleft lip, complete or incomplete

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SECTION

Hard tissue pathology

1

Frontonasal prominence Maxillary processes Oral cavity Mandibular processes

A

Medial nasal processes Lateral nasal processes Nasal pits

B

C

Primary palate Secondary palatal shelves

Nasal septum

D

Alae

Incisive foramen Fused palate

E

F

Fig. 3.1  Development of the lip and palate. Schematic diagrams of the development of the lip and palate in humans. (A) The developing frontonasal prominence, paired maxillary processes and paired mandibular processes surround the primitive oral cavity by the fourth week of embryonic development. (B) By the fifth week, the nasal pits have formed, which leads to formation of the paired medial and lateral nasal processes. (C) The medial nasal processes have merged with the maxillary processes to form the upper lip and primary palate by the end of the sixth week. The lateral nasal processes form the nasal alae. Similarly, the mandibular processes fuse to form the lower jaw. (D) During the sixth week of embryogenesis, the secondary palate develops in the form of bilateral outgrowths from the maxillary processes, which grow vertically down the side of the tongue. (E) Subsequently, the palatal shelves elevate to a horizontal position above the tongue, contact one another and commence fusion. (F) Fusion of the palatal shelves ultimately divides the oronasal space into separate oral and nasal cavities. (From Dixon, M.J., Marazita, M.L., Beaty, T.H., et al. 2011. Cleft lip and palate: understanding genetic and environmental influences. Nat Rev Genet. 12(3), pp. 167-178.)

Upper lip Hard palate Soft palate Uvula

A

B

C

D

Unilateral

E

F

G

H

Bilateral

Fig. 3.2  Cleft lip and palate types. A set of illustrative drawings of cleft lip and palate types. A and E show unilateral and bilateral clefts of the soft palate; B, C and D show degrees of unilateral cleft lip and palate; and F, G and H show degrees of bilateral cleft lip and palate. (From Dixon, M.J., Marazita M.L., Beaty, T.H., et al. 2011. Cleft lip and palate: understanding genetic and environmental influences. Nat Rev Genet. 12(3), pp. 167-178.)

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Disorders of development

3

Fig. 3.3  Cleft palate. A broad midline defect is present. (By kind permission of Mrs E Horrocks.)

Fig. 3.4  Cleft lip and palate. Complete unilateral cleft of palate, alveolar bone and lip joining the oral and nasal cavities. (By kind permission of Mrs E Horrocks.)

factors (FGF1 and FGF8) and BMP4 (bone morphogenetic protein 4) are the most likely. Environmental causes are also recognised and include smoking and alcohol, phenytoin and retinoids and other drugs. These environmental causes usually cause clefts combined with other developmental defects. Review PMCID: PMC3086810

Management The birth of a baby with a cleft lip triggers very early involvement of a multidisciplinary team. Important considerations are summarised in Box 3.3. Immediate considerations are psychological support for the family, both for the initial shock and during many years of treatment to follow. It is important to establish feeding as soon as possible. Cleft lip alone causes few problems, but a cleft palate prevents suckling, and either a feeding plate to close the defect or specially designed feeding bottles may be required. Cleft lip is closed surgically, eliminating the cleft, repairing the continuity of the lip muscle and recontouring the

Box 3.3  Management of clefts: important considerations • Psychological support for the family and later the patient • Provision for feeding in infancy when palatal clefts are severe • Prevention of movement of the two halves of the maxilla or premaxilla pending surgery • Measures to counteract speech defects • Cosmetic repair of cleft lips • Later closure of palate • Monitoring for hearing loss • Speech and language therapy • Aggressive dental prevention regime • Restoration of anterior teeth • Genetic counselling if syndromic

philtrum and nasal aperture. Early surgery has best results with least subsequent scarring and distortion, so repair is usually performed at approximately 3 months, but earlier in some centres. The palatal cleft is treated initially by an obturator plate that must be replaced regularly as the child grows. Surgery is performed between 9 and 12 months of age, and a bone graft may be required for wide defects. Palatal surgery leads to scarring that inhibits maxillary growth and contributes to the class III appearance of the face in later life. Re-operation may be necessary to lessen the deformity (Fig. 3.5). Between the ages of 1 and 5 years, attention needs to be paid to hearing, for which ear grommets may be necessary to prevent otitis media and hearing loss. The distorted soft palate musculature fails to open the pharyngeal end of the Eustachian tube, predisposing to glue ear and infection. Poor hearing may interfere with development of speech, already compromised by the inability of the soft palate to effectively seal off the nose when plosive sounds (such as ‘p’ or ‘b’) are made. Speech therapy and sometimes soft palate surgery

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SECTION

1

Hard tissue pathology

occasional cases are inherited, but there is a risk of approximately 2% that a second child will be affected. Extensive review PMCID: PMC4771933

Submucous cleft palate

Fig. 3.5  Collapsed maxilla resulting from poorly timed surgical repair of cleft palate. Scarring and growth disturbance produce a distorted narrow maxilla. (By kind permission of Mrs E Horrocks.)

may be undertaken between the ages of 3 and 8 for these reasons. At approximately the age of 8 years, orthodontic treatment may start depending on need, and this and further possible surgery to reconstruct the anterior alveolus or palatal cleft may continue for several years. Thereafter, up to late teenage years, final measures are to improve appearance include excision of scars, rhinoplasty and orthognathic surgery. More recently, observation of untreated clefts has shown that the growth potential of these tissues is virtually normal. In some centres, therefore, a soft palate cleft is repaired early, but hard palate repair is delayed until 8 or 9 years after temporary closure with an obturator. The results are good facial growth and occlusion, but speech may be impaired to some degree. The forward rotation of the premaxilla in bilateral clefts can be managed by repositioning of this segment with bilateral bone grafts. Severe maxillary deficiency may be managed by Le Fort I internal distraction to remedy malocclusion and speech defects. Despite several large clinical trials, controversies remain about the timing of these operations and the optimum approach. Treatment review PMCID: PMC2884751

Dental defects However effective the treatment, patients with clefts tend to have poor oral hygiene gingivitis and dental caries necessitating regular preventive care. Teeth in the region of the defect are typically absent, malformed or have hypoplastic enamel. Development and eruption are delayed on the cleft side. Severe clefts are associated with absent teeth. Milder defects are peg-shaped lateral incisors and, sometimes, development of a diminutive lateral incisor on both sides of the cleft. Both deciduous and permanent dentitions are affected.

Isolated cleft palate Clefts of the hard palate alone arise when the primary palate and lip form, but the palatal shelves fail to fuse posteriorly. The cleft is wider more posteriorly and narrow anteriorly because the shelves fuse from front to back starting at the incisive foramen. Isolated cleft palate affects approximately 1 in 2000 births and is approximately twice as common in females. Only

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Submucous clefts are clefts of the bone or muscle covered by intact mucosa, and they are thus usually visible only as a translucent area along the midline of the soft palate. They are present in approximately 1 in 1200 births but are frequently missed. A bifid uvula is a frequent sign of a submucous cleft. On palpation the bony cleft and a notched posterior nasal spine may be felt, and the diagnosis can be confirmed by imaging. Submucous clefts cause problems through the distortion of the attachment of the muscles of the soft palate. The chief effects are slowness in feeding and nasal regurgitation. Middle ear infections and speech defects result from the defective muscle attachments and Eustachian tube function, as in overt clefts. Some symptoms are present in 90% of cases. Operation to repair the muscle attachments is usually delayed for about 2 1 2 years to enable the speech and degree of the defect to be assessed. Case bifid uvula PMID: 26076543

Management Isolated cleft palate may be missed at birth but almost immediately comes to light by causing feeding problems. Isolated cleft palate is treated in the same way as those associated with cleft lip.

Syndromic cleft lip and palate Approximately 30% of all cases of cleft lip and palate and 50% of cases of cleft palate arise as part of a recognised syndrome. The most common of these is Down’s syndrome, in which cleft lip or palate is present in approximately 1 in 200 patients (Ch. 39). Other syndromes with clefts are single gene defects, and the genes involved are often the same as those implicated in non-syndromic clefts. Different mutations, polymorphisms, variable penetrance or gene control probably account for the different presentations. Note that a cleft can be the most prominent sign of a syndrome, and also that these syndromes are often associated with other features that affect dental treatment, such as cardiac defects, learning difficulties and dental anomalies. Van der Woude syndrome comprises cleft lip and cleft primary and secondary palate (usually a rare combination), lower lip pits, oligodontia, a high arched palate, ankyloglossia and other features. The syndrome is inherited in an autosomal dominant pattern caused by one of several genes, but usually IRF6. The lip pits are characteristic, usually one each side of the midline and occasionally at the commissures or in the midline of the upper lip (Fig. 3.6). The pits extend several millimetres deep into the lip and may communicate with labial glands, but are not dilated minor gland ducts, rather a developmental groove between growth centres in the embryonic lip. Lip pits may also be seen in other syndromes but less frequently.

OTHER FACIAL CLEFTS There are more extensive clefts that can develop along the lines of fusion of the maxillary and frontonasal processes,

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Disorders of development

3

Fig. 3.6  van der Woude syndrome. Cleft lip and lower lip pits. (From Hartzell L.D., Kilpatrick L.A., 2014. Diagnosis and management of patients with clefts: a comprehensive and interdisciplinary approach. Otolaryngol Clin North Am, 47, pp. 821-852.)

Fig. 3.8  Stafne idiopathic bone cavity.

Very occasionally one of these cavities arises in the anterior mandible, caused by inclusion of part of the sublingual gland, or ectopic salivary gland. This condition should be diagnosed radiographically (Fig. 3.8). The cavity has a smooth rounded outline and thick even cortication and does not enlarge. Almost all are unilateral, and most patients are male. Although developmental, it appears that the cavity develops slowly in the second or third decades. Cone beam or other tomographic techniques can confirm that the mandible is indented, rather than containing a cavity. Once diagnosed, no treatment is required, and the change appears to be of no significance.

HEREDITARY PROGNATHISM

Fig. 3.7  Lateral facial cleft, a severe lateral cleft and severe bilateral cleft lip and palate. (From Journal of Cranio-Maxillo-Facial Surgery 42

The extreme genetic form is often called ‘Habsburg jaw’* and is probably a single gene disorder inherited as an autosomal dominant. Although this severe inherited form is still occasionally found, most families with a protruding mandible may simply be at one end of the spectrum of normal variation, and result from polygenic inheritance. Marked prognathism can also be seen as an acquired condition in acromegaly.

(2014) 1985e1989 42:1985-9.)

ANKYLOGLOSSIA often involving the eye and sometimes the cranium (Fig. 3.7). These are associated with severe distortion of the face, often with major tissue deficiency. Such facial clefts are usually continuous with a cleft lip and palate at their inferior end. Surgical correction of the defects is extremely difficult.

STAFNE’S IDIOPATHIC BONE CAVITY This is a relatively common developmental anomaly caused by a lobe of the submandibular gland indenting the lingual aspect of the mandible, below the level of the inferior dental nerve canal. The cortex is invaginated into the medullary space. In a panoramic or oblique lateral radiograph the concavity appears to be a circumscribed cyst in the mandible, surrounded by a layer of cortical bone.

Ankyloglossia, or tongue tie, is caused by tethering of the tongue tip to the floor of mouth, lingual alveolar mucosa or gingiva by a short lingual fraenum (Fig. 3.9). In severe cases a broad thick fraenum effectively fuses the anterior tongue

*Hereditary prognathism has been associated with the Habsburg dynasty. Originally a Swiss family, the Habsburgs ruled many European countries between the 11th and 18th centuries. The trait persisted for generations through interbreeding between European royal families, particularly in the Spanish branch. However, recent evaluation of portraits suggests that the family’s striking appearance was caused in part by additional hypoplasia of the maxilla, accentuating the appearance. (Peacock, Z.S., Klein, K.P., and Mulliken, J.B., et al. 2014. The Habsburg jaw–re-examined. Am J Med Genet. 164A, pp. 2263-2269. [PubMed: 24942320])

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SECTION

Hard tissue pathology

1

Fig. 3.10  Cowden’s syndrome. Multiple nodules and papillomatous nodules on labial mucosa and alveolar ridge. (From Flores, I.L., Romo, S.A., Tejeda Nava, F.J., et al. 2014. Oral presentation of 10 patients with Cowden syndrome. Oral Surg Oral Med Oral Pathol Oral Radiol, 117(4), pp. e301-e310.)

A

B

Fig. 3.9  Ankyloglossia. On the left the patient has been asked to protrude the tongue, but the tip is tethered to the lingual gingiva and the dorsum furrows along the midline. The tongue has to be displaced to see the tight lingual fraenum (right).

Ankyloglossia can develop in adults as a result of scarring diseases, typically severe forms of epidermolysis bullosa, in which the sulci become gradually obliterated by fibrosis. Feeding problems PMID: 12415069 Diagnosis and treatment PMID:15839394

COWDEN’S SYNDROME to the floor of mouth. The cause is unclear but has been associated with several genes known to cause cleft palate and clefting syndromes. However, most cases are solitary abnormalities and often have a family history suggesting an autosomal dominant inheritance. Nearly half of affected individuals will have an affected first-degree relative. When there is no family history, males are usually affected. The incidence is approximately 3%. Reduced lingual mobility can affect feeding in the neonatal period and development of an adult pattern swallow, disturbing the soft tissue guidance for tooth position. A high frenal attachment may cause a midline diastema. Speech can be affected when the tongue tip cannot contact the upper incisors. However, patients develop compensatory speech and swallowing mechanisms, and the condition often regresses slightly during early childhood, so there may be no significant consequences. However, the inability to sweep food debris from the mouth, protrude the tongue or eat ice cream from a cone may drive adults to seek treatment. Routine surgical treatment is therefore controversial. The fraenum is easily divided and, if there are feeding difficulties, this is appropriate and much more easily performed shortly after birth than in an older child or adult. It is also likely to be most effective before speech and swallowing are established. In general, if a fraenum is attached to the ridge rather than the floor of mouth or within 10 mm of the tongue tip and is not elastic, it is likely to cause problems. Not all functional tongue tie is associated with an obvious fraenum. The so-called posterior tongue tie is a fibrous band below the mucosa tethering the centre of the tongue. It is posterior to the usual site, but still in the anterior tongue, and best thought of as a deep tongue tie. The band may only be palpable or noticed because the tongue dimples centrally on movement or will not protrude. Posterior ties also cause feeding problems.

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Multiple hamartoma or Cowden’s syndrome* is a genetically diverse condition in which patients have mucosal polyps in the gastrointestinal tract, multiple skin and oral nodules and a high risk of developing malignant neoplasms. Mutations are classically in the PTEN gene, although many variants associated with other genes exist. Inheritance is usually autosomal dominant and skin, and mucosal lesions develop in the second decade. Skin lesions are more obvious, multiple nodules 1 or 2 mm in diameter around the nose and mouth particularly (Fig. 3.10). Histologically the nodules can be found to be caused by a variety of hamartomas including trichilemmomas and neuromas. Multiple oral nodules develop on the dorsum of the tongue, gingiva and buccal mucosa. The appearance is often referred to as papillomatosis because of its shape, but viral papillomas are not a feature. All these nodules are benign. Diagnosis is largely clinical because the oral lesions appear like fibroepithelial polyps and have no specific features. Suspected cases need urgent investigation because the risk of breast and thyroid carcinomas in later life is so high. Web URL 3.1 Review: http://emedicine.medscape.com/article/  1093383-overview Web URL 3.2 Online risk assessor: http://www.lerner.ccf.org/gmi/ ccscore/

OTHER CRANIOFACIAL MALFORMATIONS There are many rare syndromes and diseases with characteristic craniofacial abnormalities. Key features are shown in Table 3.1. The craniosynostoses are caused by early fusion of sutures, distorting the shape of the skull while it grows. *Cowden’s syndrome is one of the few syndromes named after the patient, rather than the person who first described it.

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Disorder

Type/cause

Dental and oral signs

Other features

Crouzon syndrome (craniofacial dysostosis)

Cranial synostosis resulting from mutation in fibroblast growth factor 2 gene. Autosomal dominant or sporadic mutations.

Small maxilla, dental crowding, high narrow palate, anterior open bite

Varied abnormal skull shape, proptosis and hypertelorism, increased intracranial pressure, hearing loss. Normal intelligence. Epilepsy in 10%

Apert syndrome

As Crouzon syndrome

As Crouzon syndrome, soft palate cleft in one-third of cases, progressive enlargement of posterior alveolus soft tissue. Delayed tooth eruption

As Crouzon syndrome with additional syndactyly and other hand and foot malformations. Learning disability, which can be reduced by early surgery

Treacher-Collins syndrome (mandibulofacial dysostosis)

Developmental anomaly of the first and second branchial arches, autosomal dominant and frequent sporadic mutations in one of three known causative genes affecting neural crest development

High arched palate and crowding. Small mandible with small coronoid process, cleft palate in one-third of cases, severe lateral facial clefts and absent parotid glands occasionally

Characteristic narrow face with small zygoma and outward slanting eyelids. Colobomas (notches) on lower eyelid and absent eyelashes, deformed outer and middle ear, deafness

Hemifacial microsomia (Goldenhaar syndrome)

A unilateral developmental anomaly of the first and second branchial arches

Cleft palate and facial clefts occasionally

Cardiac, vertebral and central nervous defects. Deformed outer and middle ear, deafness, colobomas on upper eyelids, accessory auricles in front of ears. Very variable presentation, similar to Treacher-Collins but usually unilateral

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Disorders of development

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Table 3.1  Other craniofacial malformations

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HARD TISSUE PATHOLOGY SECTION 1

Dental caries

Quote: ‘For sweetness and decay are of one root and sweetness ever riots to decay’. Ou-Yang Hsiu of Lu-ling (AD 1007–1072)

Dental caries is a disease characterised initially by subsurface demineralisation of teeth by acids, created by bacterial metabolism of dietary refined sugars. Caries is one of the most common of all diseases and still a major cause of loss of teeth despite being completely preventable. The ultimate effect of the caries process is to cause breakdown of enamel and dentine and thus open a path for bacteria to reach the pulp. The consequences of the caries process, even from its earliest stages, include inflammation of the pulp and, later, of the periapical tissues. Acute pulpitis and apical periodontitis caused in this way are the most common causes of toothache. Infection can spread from the periapical region to the jaw and beyond. Although this is nowadays extremely rare in the UK, people in other countries occasionally die from this cause. Global burden caries PMID: 23720570

AETIOLOGY In 1890, W. D. Miller showed that lesions similar to dental caries could be produced by incubating teeth in saliva when carbohydrates were added. Miller concluded that caries could result from decalcification caused by bacterial acid production. Miller’s basic hypothesis was confirmed in 1954 when Orland and his associates in the United States showed that caries did not develop in germ-free animals. It has become conventional to consider caries to be multifactorial (Fig. 4.1 and Box 4.1). However, although the multifactorial concept aids understanding, it is critical to understand that caries is caused by dietary sugar intake. All other factors are dependent on that or only modify its effect. The cause of caries is eating refined sugars. Primary role sugar PMID: 24892213

4 

BACTERIAL PLAQUE Plaque is a tenaciously adherent deposit that forms on tooth surfaces. It consists of an organic matrix containing a dense concentration of bacteria (Figs 4.2–4.3). In microbiological terms, plaque is a biofilm of bacteria embedded in an extracellular polysaccharide matrix. In the protected environment in a biofilm, conditions are very different from those on a clean tooth surface or in saliva. Bacteria in biofilms can exhibit cooperative activity and behave differently from the same species in isolation in a laboratory culture medium. As a consequence, a biofilm may be resistant to antimicrobials or to immunological defences to which the individual bacterial species are normally sensitive. The biofilm traps and concentrates bacterial products, favouring survival and interactions between species. Bacterial plaque must therefore be regarded as a living ecosystem and not as a mere collection of bacteria. A key feature is the ability of dental plaque to concentrate and retain acid. Clinically, bacterial plaque is a tenaciously adherent deposit on the teeth. It resists the friction of food during mastication and can only be readily removed by toothbrushing. However, neither toothbrushing nor fibrous foods will remove plaque from inaccessible surfaces or pits (stagnation areas; see Fig. 4.5). This tenacious adherence is mediated by the matrix polysaccharides. Plaque becomes visible, particularly on the labial surfaces of the incisors, when toothbrushing is stopped for 12–24 hours. It appears as a translucent film with a matt surface

Possible interventions Reduce intake of cariogenic sugars, particularly sucrose

Diet

Possible interventions Reduce Strep. mutans numbers by: • reduction in sugar intake • active or passive immunisation

Bacteria

Diet and caries PMID: 26261186 CARIES

Time

Box 4.1  Essential requirements for development of dental caries 1. Bacterial plaque biofilm 2. Cariogenic (acidogenic) bacteria 3. Plaque biofilm stagnation sites 4. Susceptible tooth surfaces 5. Fermentable bacterial substrate (sugar) 6. Time

Possible interventions Avoid frequent sucrose intake (‘snacking’) Stimulate salivary flow and sugar clearance

Susceptible surface

Possible interventions Water and other types of fluoridation Prevention during post-eruptive maturation Fissure sealing Remineralising solutions Properly contoured restorations

Fig. 4.1  The major factors in the aetiology of dental caries.

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SECTION

1

Hard tissue pathology

Box 4.2  Stages of plaque formation • Deposition of structureless cell-free, pellicle of salivary glycoprotein • Further deposition of pellicle enhanced by bacterial action precipitating salivary proteins • Colonisation of the cell-free layer by bacteria, particularly by Streptococcus sanguis and Streptococcus mutans strains within 24 hours • Progressive build-up of plaque substance by bacterial polysaccharides • Proliferation of filamentous and other bacteria as the plaque matures

sugars are available, they are metabolised to the acid that causes dental caries.

Stages of formation of bacterial plaque If teeth are thoroughly cleaned by polishing with an abrasive, plaque quickly re-forms (Box 4.2). Fig. 4.2  This scanning electronmicrograph of plaque shows the large number of filamentous organisms and, in addition, many cocci clustered amongst them. (By kind permission of Dr Sheila J Jones.)

Fig. 4.3  This scanning electronmicrograph at higher power shows cocci attached to filamentous organisms to produce the corn-cob type of arrangement sometimes seen in plaque. (By kind permission of Dr Sheila J Jones.)

that dulls the otherwise smooth and shiny enamel. It can be made obvious when stained with disclosing agents. Little plaque forms under conditions of starvation, but it forms rapidly and abundantly on a high-sucrose diet. In stagnation areas where plaque is undisturbed, growth of bacteria and secretion of matrix thicken the plaque. If

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MICROBIOLOGY Substantial evidence indicates that streptococci are associated with the development of caries, particularly of smooth (interstitial) surfaces. These include viridans streptococci, which are a heterogeneous group including Streptococcus mutans, Streptococcus sobrinus, Streptococcus salivarius, Streptococcus mitior and Streptococcus sanguis. These have the ability to partially lyse blood in agar culture plates to a green colour (α-haemolysis), hence the name viridans, meaning green. Viridans streptococci vary in their ability to attach to different types of tissues, their ability to ferment sugars (particularly sucrose) and the concentrations of acid thus produced. They also differ in the types of extracellular polysaccharides that they form. Certain strains of S. mutans are strongly acidogenic; at low pH, with freely available sucrose, they also store an intracellular, glycogen-like, reserve polysaccharide. When the supply of external substrate dries up, the reserve is metabolised to continue acid production for a time. Drastic reduction in dietary sucrose intake is followed by virtual elimination of S. mutans from plaque and reduces or abolishes caries activity. When sucrose is made freely available again, S. mutans rapidly re-colonises the plaque. Completely germ-free animals do not develop dental caries when fed a sucrose-rich diet. Experiments using animals known to be colonised by only known species (gnotobiotes) have shown that the most potent causes of dental caries are a limited number of strains of the S. mutans group. S. mutans strains are a major component of plaque in human mouths, particularly in persons with a high dietary sucrose intake and high caries activity (Fig. 4.4). S. mutans isolated from such mouths are virulently cariogenic when introduced into the mouths of animals. Many other species of micro-organisms can also be found in plaque. However, few others are capable of causing caries in animal models and no others are as virulent. Lactobacilli and Actinomyces strains are also found in caries lesions, but appear to have no direct causative role. However, the complex ecosystem of plaque must include other species

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Fig. 4.4  Extensive caries of deciduous incisors and canines. This pattern of caries is particularly associated with the use of sweetened dummies and sweetened infant drinks.

4

Dental caries

Box 4.3  Essential properties of cariogenic bacteria • Acidogenic • Able to produce a pH low enough (usually pH 5) to decalcify tooth substance • Able to survive and continue to produce acid at any pH • Possess attachment mechanisms for firm adhesion to smooth tooth surfaces • Able to produce adhesive, insoluble plaque polysaccharides (glucans) • Able to survive in the competitive bacterial environment of plaque

and to provide a supportive ecosystem that allows it to survive. These other organisms may well benefit from the presence of S. mutans, so the whole plaque ecology must be seen as interdependent and cariogenic. The ecological plaque hypothesis suggests that a plaque containing other acid producing and acid resistant bacteria is important to modulate the virulence of S. mutans. Such other species include Streptococcus mitis, Streptococcus oralis, S. salivarius and Streptococcus anginosus, and these species are often major constituents of plaque. This hypothesis probably explains why caries prediction tests based on S. mutans levels alone are poorly predictive in individual patients. It suggests that properties shared by a group of bacteria are more important (Box 4.3). The hypothesis is very similar to the current view of how periodontitis is caused by a pathogenic plaque (Ch. 7). Ecological plaque hypothesis PMID: 20924061 and 12624191

Bacterial polysaccharides

Fig. 4.5  The stagnation area in an occlusal pit. A ground section of a molar showing the size of the stagnation area in comparison with a toothbrush bristle placed above it. The complete inaccessibility of the stagnation area to cleaning is obvious.

that may interact with and contribute to S. mutans being able to persist in plaque when substrate is sparse. Caries lesions tend to develop at specific sites, usually approximally or in deeper occlusal pits and fissures, and the cariogenic bacteria are found in the plaque overlying the caries, not floating free in the saliva. These sites tend to be plaque biofilm stagnation areas that are difficult for the individual patient to clean (Fig. 4.5). Plaque microbiology ISBN-13: 978-0443101441

The ecological plaque hypothesis Although much evidence points to S. mutans as the sole cause of caries, it is possible to have high S. mutans levels in plaque but no caries. Current research suggests that S. mutans can only cause caries when it is a component of a mixed plaque that fosters its virulence. S. mutans survives best in acidic plaque at high sucrose levels but requires other organisms to reduce the plaque pH if no sucrose is available,

The ability of S. mutans to initiate smooth surface caries and form large amounts of adherent plaque depends on its ability to polymerise sucrose into high-molecular-weight, sticky, insoluble extracellular polysaccharides (glucans) (Box 4.3). The cariogenicity of S. mutans depends as much on its ability to form large amounts of insoluble extracellular glucans as on its ability to produce acid. Glucans enable streptococci to adhere to one another and to stick to and colonise the tooth surface, probably via specific receptors on the bacteria. In this way, S. mutans can colonise freshly cleaned sites, spread from site to site and enable a critical thickness of plaque to build up. The cariogenicity of S. mutans is strongly related to production of sticky, insoluble, extracellular glucan produced by some strains. The proportions of the different types of polysaccharide, and the overall amounts formed, depend both on the strains of bacteria present and the different sugars in the diet. The importance of sucrose in this activity is explained by the high energy of its glucose–fructose bond, which allows the synthesis of polysaccharides by glucosyltransferase without any other source of energy. Sucrose is thus the main substrate used to make such polysaccharides. On a sucroserich diet, the main extracellular polysaccharides are glucans, glucose polymers. Other sugars are, to varying degrees, less cariogenic (in the absence of preformed plaque), partly because they are less readily formed into cariogenic glucans. Fructans formed from fructose are more soluble, produced in smaller amounts and less important in caries. Acid-producing micro-organisms that do not produce insoluble polysaccharides do not appear to be able to cause caries of smooth surfaces. Even S. mutans becomes

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10% Glucose rinse 7.0

6.0 pH

Critical pH

5.0

Fig. 4.6  Bacterial plaque. A decalcified section showing darkly staining plaque lying on enamel and within a carious cavity. The plaque has remained intact and adherent to the enamel throughout the processes to which the specimen was subjected in preparation for sectioning.

Box 4.4  Microbiological aspects of dental caries • Dental caries is a bacterial disease • The organisms mainly associated with caries are specific strains of Streptococcus mutans • The cariogenicity of S. mutans has been established by inoculating it into the mouths of otherwise germ-free animals (gnotobiotes) • The presence of S. mutans in the human mouth is associated with caries activity • Other bacteria are weakly cariogenic or are noncariogenic despite being able to produce acid

non-cariogenic when mutations cause it to produce soluble rather than insoluble polysaccharides. Polysaccharides thus contribute to the adhesiveness, bulk and resistance to solution of plaque. Although the bacteria produce the acid that demineralises the teeth, polysaccharide is critically important to build up the thick plaque in which the acid can persist, protected from the washing and buffering action of saliva (Fig. 4.6). Important points about microbiological aspects of dental caries are summarised in Box 4.4. The cariogenicity of S. mutans depends on properties summarised in Box 4.5. Plaque matrix PMID: 24045647 Strep mutans PMID: 14977543

Acid production in plaque Sucrose diffuses rapidly into plaque, and acid production quickly follows. These changes can be measured directly in the human mouth by using microelectrodes in direct contact with plaque. It has been shown by this means that, after rinsing the mouth with a 10% glucose solution, the pH falls within 2–5 minutes, often to a level sufficient to decalcify enamel. Even though no more sucrose may be taken and the surplus is washed away by the saliva, the pH level remains at a low level for approximately 15–20 minutes; it returns only gradually to the resting level after approximately an hour. These changes (plotted in the so-called Stephan curve)

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5

10

20

30 Minutes

40

50

60

Fig. 4.7  Stephan curves showing the pH in plaque after a sucrose rinse. When the pH falls below the critical level, enamel may become demineralised. Patients with active caries tend to show a lower fall in pH, as in the lower curve as they have a more cariogenic acidogenic plaque. Note the very rapid fall in pH and the slow recovery to the normal level in spite of the very short time the sugar is in the mouth. Carbohydrates which stick to the teeth have a more prolonged effect.

Box 4.5  Cariogenic properties of Streptococcus mutans • It produces lactic acid from sucrose • It can live at a pH as low as 4.2 • It forms large amounts of extracellular, sticky and insoluble glucan plaque matrix • It adheres to pellicle and contributes to plaque formation • Produces intracellular polysaccharide reserves to survive when substrate is sparse

Box 4.6  Factors contributing to maintenance of low plaque pH • Rapid production of a high concentration of acid within the plaque temporarily overcomes local buffering • Escape of acid into the saliva is delayed by the diffusion-limiting properties of plaque and its thickness • Diffusion of salivary buffers into plaque hampered by the diffusion-limiting properties of plaque and its thickness • Continued acid production from bacterial intracellular storage polysaccharides after dietary sugar is exhausted

are shown diagrammatically in Fig. 4.7. The rapidity with which the pH falls is a reflection of the speed with which sucrose can diffuse into plaque and the activity of the enzymes produced by the great numbers of bacteria in the plaque. The slow rate of recovery to the resting pH – a critical factor in caries production – depends mainly on factors summarised in Box 4.6.

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Stephan curve PMID: 23224410

Plaque minerals In addition to bacteria and their polysaccharides, salivary components also contribute to the plaque matrix. Calcium, phosphate ions and, often, fluorides are present in significant amounts. There is some evidence of an inverse relationship between calcium and phosphate levels in plaque and caries activity or sucrose intake. The ability of plaque to concentrate calcium and phosphorus is used in mineralising mouthwashes. The level of fluoride in plaque may be high, ranging from 15–75 ppm or more, and is largely dependent on the fluoride level in the drinking water and diet. This fluoride is probably mostly bound to organic material in the plaque but, at low pH levels, may become available and active in ionic form.

SUCROSE Ingestion of sucrose leads to a burst of metabolic activity in the plaque so that the pH may fall low enough to dissolve enamel before slowly returning to the resting level. The frequency with which substrate is made available to the plaque is therefore important. When sucrose is taken as a sweet drink, any surplus beyond the capacity of the organisms in the plaque to metabolise it at the time is washed away. If sucrose-containing drinks are taken repeatedly at short intervals, the supply of substrate to the bacteria can be sufficiently frequently renewed to cause acid in the plaque to remain persistently at a destructive level. A similar effect may be caused by carbohydrate in sticky form, such as a caramel, which clings to the teeth and is slowly dissolved, releasing substrate over a long period. A given amount of sucrose is more cariogenic when fed to animals in small increments at intervals than when the same total amount is fed as a single dose. In addition to acid production, providing sucrose leads to a significant increase in synthesis of extracellular polysaccharide. This prevents acid from diffusing away and being neutralised by saliva. Colonisation by cariogenic bacteria, especially S. mutans, is highly dependent on the sucrose content of the diet. Sucrose is required for initial colonisation, and increasing availability increases the number of S. mutans in plaque. Conversely, severe reduction in dietary sucrose causes S. mutans to decline in numbers or disappear from plaque. Essential features of sucrose incriminating it as the most cariogenic substrate are summarised in Box 4.7. Primary role sugar PMID: 24892213 Diet and caries PMID: 26261186

Epidemiological studies The importance of sucrose in human caries is seen in epidemiological studies and a few interventional studies, as summarised in Boxes 4.8 and 4.9. Dental caries has been most prevalent in wellnourished, Westernised communities with sucrose-rich

Box 4.7  Factors determining the cariogenicity of sucrose • Sucrose forms as much as a third of the carbohydrate content of many persons’ diets • It promotes colonisation of teeth by Streptococcus mutans • Its disaccharide bond alone contains enough energy to react with bacterial enzymes to form extracellular dextran matrix • Its small molecular size allows it to diffuse readily into plaque • Bacterial metabolism of sucrose is rapid

4

Dental caries

It is clear that acid production, mainly lactic acid, is responsible for caries lesions. When plaque is sampled after exposure to sucrose, lactic acid is the quantitatively predominant acid, particularly during the trough of the Stephan curve. Lactic acid has a lower pK constant and causes a greater fall in pH than equimolar solutions of acetic or propionic acids that may also be detected in plaque.

Box 4.8  Experimental evidence for the critical contribution of sucrose to caries activity • In caries-susceptible animals a sucrose-rich diet promotes caries production • Caries is not induced in susceptible animals if sucrose is fed only by stomach-tube; its effect is entirely local • Sucrose in sticky form clings to the teeth and remains available to bacteria for a longer period and is more cariogenic • Sucrose-containing fluids are quickly cleared from the mouth and less cariogenic • Frequent feeds of small quantities of sucrose are more cariogenic than the same total amount fed on a single occasion • Dry mouth delays clearance of sugars and enhances caries activity

Box 4.9  Epidemiological evidence for sucrose as the cause of dental caries • Low caries prevalence in populations with low sucrose intakes • The decline in caries prevalence during wartime sucrose shortages • The rise of caries prevalence with increasing availability of sucrose • Archaeological evidence of low caries prevalence in eras before sucrose became freely available • Low caries prevalence in disorders of sucrose metabolism (hereditary fructose intolerance)

diets. Communities living on traditional diets with little or no sucrose had a low prevalence of caries, as seen, for example, in studies of parts of China and of Africa, the Seychelles, Tristan da Cunha, Alaska and Greenland. Many studies were carried out on Inuit races who were caries-free when consuming their traditional diet of seal or whale meat and fish. These non-cariogenic diets vary widely in their composition. The one common feature, and one differentiating them sharply from Westernised diets, is low or negligible consumption of refined sugar, particularly sucrose. Britain is an example of a country where consumption of sucrose has been exceptionally high, though it has recently started to fall. In Britain and other countries, the incidence of caries has risen roughly parallel with rising

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10 1939

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Grams sugar per day

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Fig. 4.8  The wartime restrictions on diet and caries in Norway. The continuous line shows an estimate of the individual daily sugar consumption during and after the war. The heights of the columns show the incidence of caries in children of various ages. Rationing of sugar started in 1938, but it is apparent that the incidence of caries declined slowly and continued for a short time after sugar became freely available. The greatest reduction in caries was in the youngest group of children whose teeth were exposed to the wartime diet for the shortest periods. (From Toverud, G. 1949. Decrease in caries frequency in Norwegian children during world war 2. J Am Dent Assoc 39, p. 127.)

consumption of sucrose. Food shortages during the 1939– 1945 war largely abolished sucrose from the diet and in Britain, Norway and Japan and caries rates fell dramatically (Fig. 4.8). When sucrose became more plentiful at the end of the war, caries prevalence progressively rose. Public health measures and fluoridated toothpaste are considered the main reasons for dramatic falls in prevalence over the last decades. In the UK in 1973, 6% of 12-year-olds had caries, with a mean DMFT (decayed, missing or filled teeth) of 5 teeth. By 2010, the percentage had dropped to 2% and the DMFT to 2. However, prevalence in the deciduous dentition remains high, and in 2013, 27% of 5-year-olds had decayed teeth. Web URL 4.1 UK caries epidemiology: http://www.nwph.net/ dentalhealth/ Sugar changed history ISBN-13: 978-0140092332 Development of caries and Westernisation of the diet are closely linked. Many countries with a previously low caries incidence still have older adults who are caries-free, but the prevalence of dental caries among children and young people has risen rapidly as a result of sweet-eating habits and processed foods with ‘hidden’ sugars. This effect has also been strikingly well documented in the population of Tristan da Cunha who, until the late 1930s, lived on a simple meat, fish and vegetable diet with a minimal sucrose content and had a very low caries prevalence. With the adoption of Westernised diet, the caries prevalence had risen to eightfold in some age groups by the mid-1960s, after the entire population was temporarily evacuated to the UK. Web URL 4.2 Caries WHO data: http://www.who.int/oral_health/ media/en/orh_figure7.pdf?ua=1

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International increase caries PMID:19281105 Web URL 4.3 USA caries data: http://www.nidcr.nih.gov/Data Statistics/FindDataByTopic/DentalCaries/ Web URL 4.4 UK child caries survey: http://content.digital.nhs .uk/catalogue/PUB17137 Caries has become epidemic only in relatively recent decades while sucrose has become cheaper and widely available. In Britain, there was a sudden, widespread rise in sucrose consumption in the middle of the 19th century. This resulted both from the falling cost of production and, in 1861, the abolition of a tax on sugar. Evidence from exhumed skulls confirms the low prevalence of caries before sucrose became widely available and the steady rise in prevalence thereafter. Patients unable to metabolise fructose as a result of an enzyme deficiency (hereditary fructose intolerance) cannot tolerate sucrose (a glucose-fructose disaccharide). These children avoid all sucrose-containing foods and have an unusually low incidence of caries.

Experimental studies on humans In the Vipeholm study, more than 400 adult patients were studied in a closed institution. They received a basic lowcarbohydrate diet to establish a baseline of caries activity for each group. They were then divided into seven groups that were each allocated different diets. A control group received the basic diet made up to an adequate calorie intake with margarine. Two groups received supplements of sucrose at mealtimes, either in solution or as sweetened bread. The four remaining groups received sweets (toffees, caramels or chocolate), which were eaten between meals. The effects of sucrose in different quantities and of different degrees of adhesiveness, and of eating sucrose at

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caries activity was very slight in the control group having the low-carbohydrate diet. Vipeholm original paper PMID: 13196991 Vipeholm revisited PMID: 2704974 In another large-scale clinical experiment in Turku (Finland), an experimental group was allowed a wide range of foods sweetened with xylitol (a sugar alcohol) but no sucrose. The control group was allowed as much sugary (sucrose-containing) foods as desired. After 2 years, the experimental group showed 90% less caries than those who had been allowed sucrose. These two studies, though classics in their time, describe caries produced by a grossly cariogenic diet. Evidence from these studies has been important in linking frequency of intake to caries, and this is has become a fundamental underlying principle of caries prevention. However, in a more normal diet, the amount of sugar consumed may be as important as the frequency, and current evidence suggests no level of refined sugar intake can be considered safe. Use of sugar substitutes (artificial sweeteners) in place of sucrose greatly reduces caries activity. The cariogenicity of sugars and artificial sweeteners are summarised in Table 4.1.

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Dental caries

different times, were thus tested over a period of 5 years. Caries activity was greatly enhanced by the eating of sticky sweets between meals (toffees and caramels) that were retained on the teeth. Sucrose at mealtimes only had little effect (Fig. 4.9). The incidence of caries fell to its original low level when toffees or caramels were no longer given, and

The Turku studies PMID: 795260 Cochrane review sugar & caries PMCID: PMC3872848

14

Primary role sugar PMID: 24892213 1946

1947

1948

1949

1950

1951

Fig. 4.9  The Vipeholm dental caries study. A simplified diagram showing the results in some of the groups of patients and, in particular, the striking effect on caries activity of sticky sweets eaten between meals when compared with the eating of sweet stuffs at mealtimes. The broken lines indicate those who consumed sugar only at meals; the continuous line shows those who consumed sugar both at and between meals. (From Gustafsson, B.E., Quensel, C.E., Lanke, L.S., Lundqvist, C., Grahnen, H., Bonow, B.E., et al. 1954. The Vipeholm dental caries study; the effect of different levels of carbohydrate intake on caries activity in 436 individuals observed for five years. Acta Odontol.Scandi. 11, p. 232.)

SUSCEPTIBILITY OF TEETH TO CARIES Teeth may be resistant to decay because of factors affecting the structure of the tooth during formation. In the past it was thought that hypocalcification of the teeth or lack of calcium or vitamin D predisposed to caries. This ignored the extensive epidemiological findings that the bestnourished populations had the worst record for dental disease, but is still a common belief among patients. Heredi-

Table 4.1  Sugars and some non-sugar sweeteners* Compound

Nature and uses

Cariogenicity

Sucrose

A disaccharide sugar (β1–4-linked glucose–fructose)

Highest of all sugars

Glucose, fructose

Monosaccharide sugars

Less cariogenic than sucrose

Lactose and galactose

Monosaccharide (lactose) and disaccharide (galactose) sugars

Less cariogenic than sucrose

Glucose syrups and maltodextrins

Hydrolysis products of starch used as bulk sweeteners

Less cariogenic than all sugars

Hydrogenated glucose syrup and lycasins

Hydrolysis products of starch which are then hydrogenated, used as bulk sweeteners

Less cariogenic than all sugars

Isomalt

Mixture of two unusual 12-carbon sugars

Low cariogenicity

Sucralose

Chlorinated disaccharide of fructose and galactose, intensely sweet, used as bulk sweetener

Non-cariogenic

Xylitol, sorbitol, mannitol, lactitol etc.

Sugar alcohols (polyols) sometimes used as bulk sweeteners

Non-cariogenic

Saccharin, aspartame, thaumatin, acesulfame K and cyclamate, Stevia glycoside (rebaudioside A)

Non-sugar intense sweeteners

Non-cariogenic

Mogrosides

Natural intense sweetener from melons and gourds, a glycoside polycarbon compound

Insufficient data, novel product, likely very low cariogenicity

*Many new medium potency natural sweeteners are known and starting to be used.

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Box 4.10  Actions of fluoride on dental caries • Fluoride is incorporated into the teeth during development • Fluoride acts mainly after eruption in early lesions by reducing enamel solubility and favouring remineralisation • A constant supply of small amounts of fluoride is most effective in reducing dental caries • Fluoride may reduce acid generation in plaque

tary hypoplasia or hypocalcification of the teeth, aside from molar-incisor hypomineralisation, do not render teeth susceptible to caries. However, newly erupted teeth are generally caries susceptible until post-eruptive maturation is complete.

Effects of fluorides Fluorides from drinking water and other sources are taken up by calcifying tissues during and after development. When the fluoride content of the water is 1 ppm or more, the incidence of caries declines substantially. Fluoride may affect caries activity by a variety of mechanisms (Box 4.10). High doses of fluoride during dental development do affect the structure of the developing teeth, as shown by mottling of the enamel. However, the lower incidence of dental caries where water is fluoridated at low level is due to its environmental effect on the teeth after eruption, reduced solubility of the enamel and promotion of remineralisation after phases of acid attack. Although the intake of fluoride can be supplemented in many ways, water, milk, salt, toothpastes, rinses and varnish to name a few, water fluoridation is considered the most cost effective and the US Centers for Disease Control considers water fluoridation as one of the ten most important public health measures of the 20th century. Fluoride is the only nutrient that has been proven to have this protective action, and fluoride in water and toothpastes has had a major impact on caries prevalence. Combined with a much more recent general reduction in sucrose consumption, these factors have made caries in the young largely a disease of the disadvantaged. Web URL 4.5 Fluorides in prevention: http://www.who.int/ then search ‘fluoride prevention caries’ in search box Web URL 4.6 US recommendations: http://www.cdc.gov/ then search ‘fluoride dose prevent control’ in search box ADA guideline PMID: 24971851 Web URL 4.7 UK recommendations: Perform a web search for ‘delivering better oral health evidence toolkit’ Role of dentist in water fluoridation PMID: 23283928 Cochrane review water fluoridation PMID: 26092033 Problems with Cochrane review fluoridation PMID: 27056513

SALIVA AND DENTAL CARIES Saliva is critical in caries. It provides natural buffers for the acids in plaque, delivers antibacterial compounds and washes sucrose and bacterial products away. However, its

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effectiveness is severely limited by the plaque matrix, which prevents diffusion of saliva into the plaque. In animals, removal or inactivation of major salivary glands leads to increased caries activity roughly in proportion to the reduction in saliva production. Dental caries may also become rampant in humans with xerostomia (Ch. 22).

Buffering power The buffering power of saliva depends mainly on its bicarbonate content and is increased at high rates of flow. The buffering power of the saliva does increase the pH of plaque to a degree and prevents the pH from falling to very low levels. A rapid flow rate, with the greater salivary buffering power that is associated, has been found to be associated with low caries activity.

Inorganic components and enamel maturation Calcium and phosphate ions are able to exchange in soluble form between the enamel surface, plaque and saliva, and concentrations at these three sites are in a dynamic equilibrium. Newly erupted teeth are more susceptible to caries than adult teeth. Radioactive tracer studies show that newly erupted teeth can incorporate 10–20 times as much calcium and phosphate as adult teeth while they undergo post-eruptive maturation. During this process, saliva can provide fluoride for incorporation into the enamel.

Antibacterial activities Saliva contains thiocyanates, a lysozyme-like substance, the peroxidase system and other theoretically antibacterial peptides and substances. Nevertheless, the mouth teems with bacteria, and there is no evidence that non-specific antibacterial substances in saliva have any significant effect on caries activity.

Immunological defences Immunological defences against S. mutans appear to be the main physiological mechanisms conferring caries resistance on some individuals. Immunological defences could be mediated by immunoglobulin (Ig)A in saliva or IgG in crevicular fluid. The IgG responses are the most important in resistance, but the natural immunity level varies widely between individuals. Protection is not that strong, as demonstrated by the fact that immunodeficiency does not predispose to dental caries. These defence mechanisms are easily overwhelmed if the diet is high in sucrose. It has been shown that dripping a solution of monoclonal antibody against S. mutans onto the teeth prevents recolonisation by S. mutans in humans. For this to be effective, plaque must be removed before treatment by using chlorhexidine and effective oral hygiene. The effect of antibody lasts for several months after applications, and this ‘passive immunisation’ has the potential to reduce caries activity significantly. The effects are probably not mediated by traditional immune mechanisms but rather by binding to the bacteria and preventing adhesion to the forming new plaque. Once new plaque is established without S. mutans, the stable biofilm ecosystem prevents recolonisation long after the antibody has been washed away. Key facts about the effects of saliva on plaque activity are summarised in Box 4.11. The main biochemical events in dental plaque in the development of dental caries are summarised diagrammatically in Fig. 4.10. Protective effects saliva PMID: 26701274

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Plaque

Sugars

Calcium salts

Bacterial enzymes

4

Enamel

Polysaccharides

Fig. 4.11  Early enamel caries, a white spot lesion, in a deciduous molar. The lesion forms below the contact point, and in consequence is much broader than an interproximal lesion in a permanent tooth.

Plaque buffers

Salivary buffers Calcium salts

Box 4.12  Stages of enamel caries • The early (sub-microscopic) lesion • Phase of non-bacterial enamel crystal destruction • Bacterial invasion of enamel • Cavity formation • Undermining of enamel from below after spread into dentine

Dental caries

Box 4.11  Key facts about the effects of saliva on plaque activity • Salivary components contribute to plaque formation and form much of its matrix • Sucrose dissolves in saliva and is actively taken up by plaque • The buffering power of saliva may limit the fall in pH caused by acid formed in plaque • The buffering power of saliva is related to the rate of secretion. High flow rates may be associated with lower caries activity • Gross reduction in salivary secretion leads to increased caries activity when a cariogenic diet is eaten • Immunoglobulin A is present in saliva but has little effect on caries activity; it may prevent bacterial species from recolonising plaque after cleaning

Acids

Plaque buffers Polysaccharides

Sugars Bacterial enzymes

Fig. 4.10  Diagrammatic representation of the main biochemical events in dental plaque, initiating caries. (From McCracken, A.W., Cawson, R.A. 1983. Clinical and oral microbiology. Washington DC.)

PATHOLOGY OF ENAMEL CARIES Enamel, the hardest and densest tissue in the body, consists almost entirely of calcium hydroxyapatite with only a minute organic content. It forms a formidable barrier to bacterial attack. However, once enamel has been breached, infection of dentine can spread with relatively less obstruction. Preventive measures must therefore be aimed primarily at stopping the initial attack or at making enamel more resistant. Enamel is rendered carious by acid diffusing into it and dissolving it. The crystalline lattice of calcium hydroxyapatite crystals is relatively impermeable, but the organic matrix around the apatite crystals and in prism sheaths is permeable to hydrogen ions. Caries is not a simple solubilisation of enamel, but a dynamic process of alternating phases of demineralisation

and remineralisation. This results in a defining characteristic of enamel caries, that initially the solubilisation of enamel is a subsurface process. Enamel caries develops in four main phases (Box 4.12). These stages of enamel caries are distinguishable microscopically and are also clinically significant. In particular, the incipient or early (white spot) lesion is potentially reversible, but cavity formation is irreversible and may require operative restorative measures to prevent progression and replace the lost tissues.

The early caries lesion The earliest visible changes are seen as a white opaque spot that forms just below a contact point. Despite the chalky appearance, the enamel is hard and smooth to the probe (Fig. 4.11). The microscopic changes under this early white spot lesion can only be seen by using polarised light microscopy or microradiography. The initial lesion is conical in shape with its apex toward the dentine and a series of four zones of differing translucency can be discerned. Working back from the deepest, advancing edge of the lesion, these zones consist first of a translucent zone; immediately within this is a second dark zone; the third is the body of the lesion and the fourth is the surface zone (Fig. 4.12). These changes are not due to bacterial invasion, but due to demineralisation and remineralisation in the enamel. The features of these zones are summarised in Table 4.2. The translucent zone is the deepest zone. The appearance of the translucent zone results from formation of sub-microscopic spaces or pores where acid has dissolved apatite crystals located at prism boundaries and other areas of high organic content such as the striae of Retzius. The translucent zone is so-called because of its appearance when the

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Table 4.2  Key features of the enamel zones preceding cavity formation Zone

Key features

Comments

Translucent zone

1% mineral loss. Earliest and deepest demineralisation

Broader in progressing caries, narrow or absent in arrested or remineralised lesions

Dark zones

2%–4% mineral loss overall but a zone of remineralisation just behind the advancing front

Broader in arrested or remineralised lesions, narrow in advancing lesions

Body

5–25% mineral loss

Broader in progressing caries, replaced by a broad dark zone in arrested or remineralised lesions

Surface zone

1% mineral loss. A zone of remineralisation resulting from the diffusion barrier and mineral content of plaque. Cavitation is loss of this layer, allowing bacteria to enter the lesion

Relatively constant width, a little thicker in arrested or remineralising lesions

Fig. 4.12  Early approximal caries. Ground section in water viewed by polarised light. The body of the lesion and the intact surface layer are visible. The translucent and dark zones are not seen until the section is viewed immersed in quinoline.

section is viewed in polarised light and mounted in quinoline, a compound with the same refractive index as enamel used in experiments on caries in vitro (Fig. 4.13). The dark zone is fractionally superficial to the translucent zone and shows a greater degree of demineralisation and pores amounting to 2%–4% of the enamel volume. The dark zone is so-called because the quinoline technique reveals additional small pores too small to be filled by quinolone. These contain air and do not transmit light, therefore appearing dark under the microscope. These small pores are caused by remineralisation shrinking larger pores, evidence that caries has phases of repeated demineralisation and remineralisation. Caries lesions that are very slowly progressing or arrested have much larger dark zones and a smaller body, reflecting a greater degree of remineralisation. The body of the lesion forms the bulk of the lesion and extends from just beneath the surface zone to the dark zone. The body is predominantly a zone of demineralisation. Within it, the striae of Retzius appear enhanced, particularly when mounted in quinoline and viewed under polarised light. Polarised light examination (Fig. 4.14) also shows that

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Fig. 4.13  Early approximal caries. Ground section viewed by polarised light after immersion in quinoline. Quinoline has filled the larger pores, causing most of the fine detail in the body of the lesion to disappear (Fig. 4.12), but the dark zone with its smaller pores is accentuated.

the pore volume is 5% at the junction with the dark zone, but increases to at least 25% in the centre. Microradiography, which will detect demineralisation in excess of 5%, reveals radiolucent lesions that correspond closely with the size and shape of the body of the lesion, in contrast to the surface zone, which appears relatively radiopaque (Fig. 4.15). Alternating radiopaque and radiolucent lines, approximately 30 µm apart, can also be seen passing obliquely through the subsurface region. These are produced by preferential demineralisation along the striae of Retzius. The surface zone is the most important zone in terms of prevention and management of the disease. It shows the paradoxical feature that it is much more heavily mineralised than the body and dark zones below it. It remains intact during demineralisation of the subsurface enamel and has a pore volume of only 1%. The explanation is that the surface zone is formed by remineralisation. In vitro, if the surface zone is removed and the enamel is exposed to an acid buffer, the more highly mineralised surface zone reappears by remineralisation using calcium and phosphate from the plaque or from the deeper demineralised zones.

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Dental caries

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Fig. 4.16  Undecalcified section showing early enamel lesions in the enamel surrounding and deep to an occlusal pit.

Fig. 4.14  The same lesion (Figs 4.12 and 4.13) viewed dry under polarised light to show the full extent of demineralisation. (Figs 4.12–4.14) (by Silverstone, L.M., 1983. Remineralisation and enamel caries. New concepts. Dental Update 10, 261–273.)

Fig. 4.17  Demineralised enamel. An electron photomicrograph of enamel produced after the action of very dilute acid. The crystallites of calcium salts remain intact in the prism sheaths, while the prism cores and some of the interprismatic substance have been destroyed. The same appearance is seen in early caries. (By kind permission of Dr K Little.)

Fig. 4.15  Early approximal caries. A microradiograph of the same section as in Figs 4.12–4.14, showing radiolucency following the same pattern, the intact surface zone and accentuation of the striae of Retzius. (By kind permission of the late Professor AI Darling.)

In pit and fissure caries, the same changes take place, but the lesion forms a ring around the fissure’s lateral wall. In a two-dimensional sectional view, the same zones as in smooth surface caries are seen on either side of the fissure (Fig. 4.16).

As noted earlier, the initial attack on enamel appears to be by highly mobile hydrogen ions permeating the organic matrix to attack the surface of the apatite crystals (Figs 4.17 and 4.18). The apatite crystals become progressively smaller. Microdissection of the translucent zone has shown that the apatite crystals have declined in diameter from the normal of 35–40 nm to 25–30 nm and in the body of the lesion to 10–30 nm. In the dark zone, by contrast, enamel crystals appeared to have grown to 50–100 nm and in the surface zone to 35–40 nm. These findings also support the theory that both demineralisation and remineralisation occur in phases. This changes once cavitation develops and demineralisation comes to dominate the process. Until then, bacteria cannot physically penetrate enamel because of the intact surface layer (Fig. 4.19). Chemistry of dissolution PMID: 11132767

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Fig. 4.20  Early cavitation in enamel caries. The surface layer of the white spot lesion has broken down, allowing plaque bacteria into the enamel.

Fig. 4.18  The organic matrix of developing enamel. An electron photomicrograph of a section across the lines of the prisms before calcification showing the matrix to be more dense in the region of the prism sheaths than in the prism cores or interprismatic substance. (By kind permission of Dr K Little.)

DENTINE

ENAMEL

A

Fig. 4.21  Low-power view of caries spreading along the amelodentinal junction. Note how it spreads only a small distance in advance of caries in dentine. The amelodentinal junction is only a little more susceptible to carious spread than dentine.

B

Fig. 4.19  Diagram summarising the main features of the pre-cavitation phase of enamel caries. As indicated here in this final stage of acid attack on enamel before bacterial invasion, decalcification of dentine has begun. The area (A) would be radiolucent in a bite-wing film, but the area (B) could be visualised only in a section by polarised light microscopy or microradiography. Clinically, the enamel would appear solid and intact, but the surface would be marked by an opaque white spot over the area (A) as seen in Fig. 4.11. (From McCracken, A.W., Cawson, R.A. 1983. Clinical and oral microbiology. Washington DC.)

Cavitation: cavity formation While the surface layer is intact, bacteria cannot enter the enamel and caries can only progress by diffusion of acid through plaque and into the enamel. If acid attack reaches a critical level or frequency, demineralisation overwhelms

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the remineralising process that maintains the surface zone, and it breaks down. Once bacteria can enter the lesion, demineralisation is favoured and the caries progresses deeply toward the dentine (Fig. 4.20). Caries first reaches the enamel-dentine junction at a small area below the centre of the lesion because of the shape of the enamel lesion. It then spreads laterally to undermine the enamel (Figs 4.21 and 4.22). This has two major effects. First, the enamel loses the support of the dentine and is therefore greatly weakened. Second, it is attacked from beneath (Fig. 4.22). Lateral spread along the amelodentinal junction is relatively limited and extends laterally only to the widest extent of the enamel lesion at the surface, which determines the area of the initial attack on the dentine. Once dentine is destroyed and the crown weakened, enamel starts to collapse under the stress of mastication and to fragment around the edge of the (by then clinically obvious) cavity. By this stage, bacterial damage to the dentine is extensive. The process of enamel caries is summarised in Box 4.13. Natural rates cavitation PMID:22821238 Clinical relevance ISBN: 978-1118935828

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4

The earliest stage of dentine caries starts deep to a carious enamel lesion before any clinical evidence of cavitation. At the earliest detectable stage of enamel caries radiographically (Fig. 4.23), the dentine changes cannot be seen. Diffusion of acid from the enamel lesion into the dentine causes demineralisation of the mineral component but leaves the collagenous dentine matrix intact. However, once bacteria have penetrated the enamel, they spread along the amelodentinal junction to attack the dentine over a wide area. The lesion is therefore conical with a broad base at the enamel junction and its apex toward the pulp (Fig. 4.24). Infection of dentine is facilitated by the dentine tubules, which form a pathway open to bacteria (Fig. 4.25) once they have been slightly widened by acid attack. After deminerali-

Box 4.13  Process of enamel caries • Permeation of the organic matrix by hydrogen ions causes sub-microscopic demineralisation • Microradiography confirms that these changes represent areas of increasing demineralisation • The dark zone is evidence that remineralisation occurs within the cavity • The surface zone is largely formed by remineralisation • There is alternating demineralisation and remineralisation • When demineralisation is predominant, cavity formation progresses • When remineralisation is predominant, caries arrests but normal enamel cannot reform • Bacteria cannot invade enamel until demineralisation provides pathways large enough for them to enter (cavitation)

Fig. 4.22  Caries spread along the amelodentinal junction at higher power. The greater porosity and organic content here allows caries to spread preferentially laterally, though it only spreads to match the lateral extent of the surface caries, until a late stage.

Fig. 4.23  Early enamel caries. Bitewing radiograph showing several approximal lesions, just visible. No dentine changes are seen, but they would be present microscopically.

Enamel caries

Histopathology 1

Dental caries

PATHOLOGY OF DENTINE CARIES

2

3a

3b

4a

4b

5

6

Naked eye

? Bitewing X4

Probe Naked eye

Clinical X4

White spot

Cavity Spaces Translucent zone

Key to histopathology:

Dark zone Body of lesion Organic change

Decalcification

Organic change

1%

2–4%

+

5–25%

++ or +++

++++

+

25%

Fig. 4.24  This diagram summarises the sequential changes in enamel from the stage of the initial lesion to early cavity formation and relates the different stages in the development of the lesion with the radiographic appearances and clinical findings. (Diagram kindly lent by the late Professor AI Darling and reproduced by courtesy of Darling, A.I. (Ed.), 1959. The pathology and prevention of caries. Darling. Br. Dent. J. 107, 287–302.)

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Fig. 4.25  Infection of the dentinal tubules. This electron photomicrograph shows bacteria in the lumen of the tubules. Between the tubules is the collagenous matrix of the dentine. (By kind permission of Dr K Little.)

sation, the dentine matrix is progressively destroyed by proteolytic enzymes secreted by bacteria. Streptococci play the major role in the attack on enamel, but the bacteria present at the advancing front of dentine caries form a diverse flora of facultative anaerobes and anaerobes. Commonly isolated species include lactobacilli, Actinomyces, Bifidobacterium and Eubacterium, with S. mutans in variable amounts, the last probably contributing to more rapid progression. The flora is proteolytic and more dependent on the dentine matrix for nutrient than dietary sugars. At first, the decalcified dentine retains its normal morphology. Once bacteria have reached the amelodentinal junction, they extend down the tubules, soon fill them and spread along any lateral branches. The tubules become distended by the expanding masses of bacteria and their products, which the softened matrix cannot confine. Later, the intervening tubule walls are destroyed, and collections of bacteria in adjacent tubules coalesce to form irregular liquefaction foci. These, in turn, coalesce to induce progressively more widespread tissue destruction (Figs 4.26 and 4.27). Eventually the dentine is completely destroyed. In some areas, bacteria-filled clefts form at right angles to the general direction of the tubules. Clinically, these clefts may allow carious dentine to be excavated in flakes in a plane parallel to the surface (Fig. 4.28). Caries in dentine thus has zones of demineralisation, bacterial penetration and dentine destruction. The degree of destruction of the dentine is critical to restorative treatment. Even in the zone of bacterial penetration, much of the dentine structure is intact and can remineralise. It is therefore possible to restore a tooth, leaving caries and bacteria below the restoration, provided the restoration is of high quality and achieves an adequate adhesive peripheral seal. No bacterial substrate can then reach the bacteria, the caries process halts and dentine can remineralise. Dentine caries is therefore divided into the caries-affected and caries-infected zones (Fig. 4.29). Caries-affected dentine is demineralised and its matrix only partly degraded; some of the tubular structure still remains, and bacterial numbers are low. In contrast the caries-infected zone, clinically

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Fig. 4.26  Caries of dentine. Infected tubules and fusiform masses of bacteria have expanded into the softened tissue. Adjacent tubules in the demineralised dentine have been bent and pushed aside by these masses.

Fig. 4.27  Advanced dentine caries. The dentine is disintegrating (left). To the right is a large focus of destruction and tubules packed with bacteria.

Fig. 4.28  Clefts in carious dentine. Infection is tracking along the tubules but has also spread across the tubules, forming heavily infected clefts. The appearances suggest that there are lines of weakness in the dentine, along which infection spreads easily.

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C A B

E D

Fig. 4.29  The zones of dentine caries and pulp-dentine defence reactions. Left panel, zones of dentine caries: A, infected dentine, includes both destroyed zones and areas of bacterial penetration; B, affected dentine, demineralised dentine, with sparse bacteria only. Right panel, defence reactions: C, translucent dentine produced by peritubular sclerosis surrounds the lesion; D, regular reactionary dentine reduces the size of the pulp and protects it; E, pulpitis, the immunological and inflammatory reactions triggered by odontoblast damage does not help resistance to caries. (Fig 9.4 p46, in Case 9 A large carious lesion. Banerjee A in Clinical Problem Solving in Dentistry 3rd edn 2010 Ed Odell E, Churchill Livingstone, Edinburgh).

Box 4.14  Key events in the development of dentine caries • Non-bacterial, pre-cavitation, acid softening of matrix • Widening of tubules by demineralisation • Migration of pioneer bacteria along tubules • Development of a mixed proteolytic bacterial flora in the dentine • Distortion of tubules by expanding masses of bacteria • Breakdown of intervening matrix forming liquefaction foci • Progressive disintegration of remaining matrix tissue

identifiable as soft, wet and brown, is largely demineralised, has no residual intact matrix to remineralise, no tubules and high numbers of bacteria. The caries-infected zone cannot remineralise effectively and provides poor support for a restoration. It usually has to be removed. The main events in dentine caries are summarised in Box 4.14.

Table 4.3  Reactionary changes in dentine Response

Key facts

Translucent dentine

A form of reactionary dentine laid down within tubules, peritubular dentine. This reduces the diameter of the dentinal tubules, preventing bacterial penetration and generating a more heavily mineralised dentine by ‘tubular sclerosis’. Translucent dentine usually forms in a band approximately halfway between the pulp and amelodentinal junction and along the sides of the carious lesion. It forms a hard more mineralised zone, that may be visible radiographically and is detectable with hand instruments when excavating caries.

Regular reactionary dentine

Forms at the pulp–dentine interface and retains the tubular structure of dentine. Forms in response to mild stimuli and may obliterate pulp horns, increasing the dentine thickness between caries and pulp. Unfortunately, it often forms most on the floor and sides of the pulp chamber where it is of little value in defence against caries. Formed by odontoblasts

Irregular reparative dentine

Forms in response to moderate or severe insult by caries and correspondingly ranges from dentine with irregular tubules to a disorganised bone-like mineralised tissue. Laid down by newly differentiated cells from the pulp

Dead tracts

Formed when odontoblasts die and their tubules become sealed off. If peritubular dentine formation was extensive before odontoblast death, the dead tract may be sclerotic and inhibit advance of caries. If not, it may allow more rapid progress.

Infected dentine relevance PMID: 26749788

Protective reactions of dentine and pulp under caries The extension of caries into dentine is significantly slowed by a series of defence reactions mounted by vital dentine and pulp and mediated by odontoblast activity. These reactions are not specific and may be provoked by other irritants such as attrition, erosion, abrasion and restorative procedures. Changes in dentine start even before cavity formation in enamel, but take time and so are more likely to develop prominently under slowly progressing caries. Reactionary dentine is laid down by the original odontoblasts, either as peritubular dentine or in the pulp. Once the odontoblasts die, defence reactions within the dentine cannot occur, but reactive dentine can form. This is a more rapid response by odontoblast-like cells that differentiate from pulp cells. Pulpal reactions are possible until the pulp is devitalised. Changes in dentine in response to caries are summarised in Table 4.3.

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These changes start to develop early but at best can only slow the advance of dental caries. Even the densely mineralised translucent dentine is vulnerable to bacterial acid and proteolysis, and once bacteria have penetrated the normal dentine, they can invade reactionary and reparative dentine to reach the pulp (Figs 4.30–4.34).

CLINICAL ASPECTS OF CARIES PATHOLOGY Clinical relevance ISBN: 978-1118935828 Cochrane caries removal PMID: 23543523

Arrested caries and remineralisation Pre-cavitation, or ‘white spot’ caries lesions, may become arrested when the balance between demineralisation and remineralisation is altered in favour of remineralisation (Fig. 4.35). This might follow sucrose restriction, fluoride

Fig. 4.30  Translucent dentine in dentine caries. The dentinal tubules are seen in cross-section. Those in the centre of the picture have become obliterated by calcification; only the original outline of the tubules remains visible, and the zone appears translucent to transmitted light. On either side are patent tubules filled with stain. (Kindly lent by Dr GC Blake and reproduced by courtesy of the Honorary Editors, Blake, G.C., 1958. An experimental investigation into the permeability of enamel and dentine. Proceedings of the Royal Society of Medicine. 51, 678–686.)

Fig. 4.31  Translucent dentine. There is early occlusal caries in the fissure, and below it peritubular dentine has sealed off the pathway to the pulp to produce a zone of translucent dentine. When dye is put into the pulp chamber, it cannot pass along the tubules in the translucent dentine as it does elsewhere. The translucent zone is thus rendered less permeable to bacteria and acid. (From Cawson, R.H., Binnie, W.H., a Barrett, A.W, et al. 2001. Oral disease. 3rd ed. St. Louis: Mosby.)

Fig. 4.32  Regular reactionary dentine below occlusal caries. Bacteria extend more than half the distance from the amelodentinal junction to the pulp, and the underlying pulp horn has been obliterated by reactionary dentine. The reactionary dentine bulges into the pulp. Note the lack of inflammation in the pulp, organised tubular structure and odontoblast layer.

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Dental caries

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Fig. 4.35  Extensive but arrested caries following treatment for caries caused by sweetened medication.

Fig. 4.33  Regular reactionary dentine. Regular, tubular, secondary dentine has formed under a carious cavity. A line marks the junction of the primary and secondary dentine where the tubules change direction. Bacteria spreading down the tubules of the primary tissue have extended along the junction and into the tubules of the reactionary dentine.

Fig. 4.34  A dead tract. The dentine below the incisal tip is ‘dead’; it has no viable osteoblast processes, and dye applied to the incisal edge penetrates the tubules so that the ‘dead tract’ appears dark. At the proximal end of the tubules, the dead tract has been sealed off by impermeable reactionary dentine through which the stain cannot penetrate. The pulp is thus protected from irritants penetrating along the dentinal tubules, but less effectively than by translucent dentine as seen in Fig. 4.30. Note that the dye in this figure and Fig. 4.31 has been applied to opposite ends of the tubules.

application or loss of one tooth adjacent to an approximal lesion, the last uncovering a stagnation area and permitting adequate oral hygiene procedures. The source of calcium and phosphate to remineralise the lesion is saliva and plaque. Caries progresses slowly, and even under natural conditions, approximately 50% of approximal enamel lesions may show no radiographic evidence of progression for 3

years, showing that little change may be required to favour reversal of the process. Although remineralisation may return the mineral content of an enamel lesion to close to that of the original enamel, the deposition is irregular and disorganised at the level of individual crystals, and the original enamel structure cannot be regained. Despite this, remineralised lesions that have fluoride incorporated can be less prone to carious attack than intact enamel. Arrested enamel caries may remain opaque and white or more often becomes discoloured by incorporation of extrinsic stain – the so-called inactive or brown spot lesion. Dentine caries may also become arrested. This may result from preventive intervention or follow collapse of overlying enamel, exposing the dentine to saliva and cleaning. Dentine caries below a completely sealed restoration will also arrest and remineralise by using mineral ions from the pulp. Remineralisation in dentine does not produce a hard material. The regrowth of crystals is less than in enamel, and the arrest process comprises cessation of demineralisation at the advancing front, cessation of dentine proteolysis by death or inhibition of bacteria in the dentine and deposition of new mineral. Remineralised arrested dentine caries does not feel like normal dentine to the probe, but is nevertheless leathery hard and dry, and not soft and wet like active caries. The much greater natural porosity of dentine caries allows extrinsic stain to be incorporated into arrested caries, and this and bacterial products and reactions between acids and the matrix produce a dark brown colour to arrested dentine caries. If the pulp is vital, arrest of caries allows time for pulp defence reactions to produce peritubular dentine and translucent zones. These increase the mineral density of dentine below the lesion to slow its advance should the caries reactivate. Even the largest carious lesions can arrest if deprived of sucrose and exposed to saliva; caries below leaking restorations usually does not. Preventive treatment to arrest and remineralise caries has become the paradigm of modern caries management, both for untreated caries and in placing restorations.

Caries in deciduous teeth In adults, caries usually progresses slowly, and a small cavity may take several months to develop and several years to penetrate the enamel. By contrast, caries in children progresses quickly. Much of this can be accounted for by poor diet but, compared with permanent teeth, deciduous teeth have thinner enamel and dentine, wider flatter contact areas producing larger approximal lesions and wider dentinal tubules allowing earlier bacterial penetration.

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Hidden caries ‘Occult’ or hidden caries describes the situation in which caries starts in an occlusal fissure and forms a very large lesion, often sufficient to destroy much of the coronal dentine and involve the pulp, despite the fact that the enamel remains reasonably intact clinically and the patient suffers little or no symptoms. Lower permanent molars are the teeth most usually affected, and the presentation is usually seen in children or young adults. Lack of surface changes means that such lesions are often discovered radiographically, otherwise the true extent may not be revealed until the fissure is opened for exploration or to place a preventive resin restoration. However, these lesions are not truly hidden and careful examination, and transillumination will usually reveal fissure staining or subtle discolouration. The processes of occult caries are not different from typical caries. The presentation has only become common in the UK in the last 20–30 years and may reflect increasing use of fluoride. This produces a harder more resistant enamel less likely to collapse under occlusal stress, and also more likely to remineralise using calcium and phosphate released from the underlying dentine caries. Hidden caries PMID: 9448806

Root surface caries Caries of the root surface is increasing in incidence while the ageing population retain more teeth. After recession of the gingival margin, cementum and root dentine are accessible to plaque. Cementum is readily decalcified and presents little barrier to infection. Root caries does not develop below the gingival margin in pockets. Cervical cementum is very thin and invaded along the direction of Sharpey’s fibres. Infection spreads between the lamellae along the incremental lines, and underlying dentine is involved almost immediately.

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The causative microbial flora includes S. mutans, lactobacilli and several species of Actinomyces. Organisms such as Actinomyces that are unable to cause enamel caries in animal models are capable of causing root caries, but the plaque over root surface lesions is very mixed and contains many putative anaerobic periodontal pathogens too. Once the caries has invaded into dentine, the flora probably matures to one identical to coronal dentine caries. Like enamel caries, root caries has a surface zone of remineralisation, but it is porous, and bacteria enter the tissues earlier than in enamel caries. Root surface caries causes reactionary dentine on the pulp surface apical to the lesion because of the curvature of the dentinal tubules. This allows slowly progressing lesions to eventually penetrate to the coronal pulp without devitalising the apical pulp, which becomes closed off by the reactionary dentine. Root surface caries is particularly seen in those with a dry mouth and those with poor oral hygiene. Prevention root caries PMID: 23600985

Clinical aspects of reactions to caries The pathology of dental caries may seem complex and largely irrelevant to clinical dentistry, but forms the foundation for effective prevention and restorative strategies. The mechanistic methods of tooth restoration used in the 20th century could be applied without reference to the underlying biology of disease, but modern minimum intervention or minimally invasive dentistry is entirely founded on a good understanding of the pathology of dental caries. Examples of the clinical relevance of caries pathology are shown in Table 4.4. Minimally invasive dentistry ISBN-13: 978-0198712091 Cochrane review .CD003808.pub3

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treatment:

DOI:

10.1002/14651858

CHAPTER

Feature

Significance

Plaque flora is a stable ecosystem

The bacterial flora is influenced by its environment, but the ecosystem will resist change in the short term. Denial of cariogenic substrate by dietary control will reduce the number of cariogenic species, but dietary change must be maintained to be effective

The early caries lesion begins as a subsurface process

Bacteria cannot enter the enamel until the surface layer is destroyed and until then can be removed by cleaning. Until cavitation, complete repair by remineralisation is possible and prevention of cavitation is critical

Enamel is permeable, pores between crystallites account for 0.1% of its volume Odontoblast processes extend to the enamel–dentine junction

Enamel is porous, acids diffuse in readily to initiate caries and diffuse to dentine to trigger pulp defence reactions early in the lesion’s lifespan, well before a lesion cavitates

The translucent zone in enamel caries is present in only approximately half of caries lesions examined

The translucent zone indicates progression. Many lesions are not active much of the time

The dark zone of enamel caries is seen in almost all lesions

The dark zone indicates remineralisation. Therefore, almost all lesions undergo periodic phases of remineralisation. In a remineralised or arrested lesion, the dark zone extends to replace much of the body of the lesion

Caries lesions undergo rapid phases of demineralisation and remineralisation. Activity or arrest may be the outcome depending on the relative proportion of each

Caries may remineralise, arrest or progress only very slowly so that, initially, observation or preventive intervention rather than restoration is appropriate for most enamel lesions

The surface zone of an enamel lesion is only 30 µm thick and porous

Pressure from probing may cavitate lesions, converting an arrested or slowly progressing lesion into an active lesion. Diagnosis should not attempt to indent the surface to judge ‘stickiness’, only to remove plaque and feel the surface texture Fluoride and other remineralising agents may enter the lesion easily Porous enamel takes up exogenous pigments so that longstanding lesions become ‘brown spot’ lesions

Fissure caries spreads laterally into the walls of a fissure, not into its base

The surface layer of occlusal enamel becomes undermined but is not initially directly involved. It may not fracture or appear abnormal until the underlying lesion is large (occult caries)

The shape of the enlarging occlusal lesion is guided inwards and laterally by the prism direction

An occlusal lesion involves a much greater area of dentine than a comparably-sized smooth surface lesion

The shape of the advancing front of a caries lesion in dentine is smooth and rounded

To conserve tooth structure, cavities should have smooth rounded outlines and no sharp internal angles

Caries spreads laterally along the amelodentinal junction

Lateral extension of a cavity is often determined by clearing caries from the amelodentinal junction (ADJ). However, caries usually only spreads laterally to approximately the extent of the lesion at the enamel surface and in underlying dentine. Although leaving caries at the junction is undesirable because it leaves enamel poorly supported, removal of ADJ caries can be undertaken conservatively

Cavitation develops unpredictably in relation to the size and extent of an approximal lesion on a radiograph

Some assessment of the patient’s caries risk involving dietary analysis, fluoride and other factors is required before deciding that any lesion requires operative intervention. Lesions in a high-risk patient cavitate earlier than in a low-risk patient

The pulp–dentine complex responds to caries. The dentine just before the advancing front of a caries lesion is relatively impermeable as a result of remineralisation and tubular infill

The pulp–dentine defence reactions should be preserved, and this is best achieved by non-operative intervention rather than restoration. Minimal dentine should be removed in cavity preparation. In deep lesions, removal of all softened dentine over the pulp should be avoided

Dentine caries may be divided into zones of demineralisation, penetration and destruction or into zones of infected and affected dentine

Traditionally, cavity preparation involved removal of all softened dentine. However, it is not necessary to remove all infected dentine to provide a successful restoration. The correct amount to remove is usually judged by the degree of softening. Discoloration is a less effective indicator. Discoloured but ‘reasonably firm’ (not hard) dentine may be left in situ. These zones are of little significance beyond understanding the disease process, and none can be reliably identified clinically

Peritubular dentine and remineralisation form a translucent dentine zone that walls off the lesion

Lateral spread is slowed as caries penetrates dentine. When removing softened dentine with hand instruments or a slowly revolving bur, sclerotic dentine may be felt to be harder than adjacent dentine and should be preserved

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Dental caries

Table 4.4  The pathology of dental caries and its relevance to caries progression and treatment

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Table 4.4  The pathology of dental caries and its relevance to caries progression and treatment (Continued) Feature

Significance

Peritubular dentine forms slowly

Only slowly advancing lesions are delayed by this defence reaction. A sclerotic zone visible radiographically indicates a slowly progressing or arrested lesion

Dentine tubules in mature teeth are slightly smaller than bacterial cocci

Bacterial penetration of dentine toward the pulp can only take place after some dentine demineralisation

Demineralisation precedes bacterial invasion in dentine by a small and variable distance

Not all softened dentine must be removed during cavity preparation

The advancing front of bacterial penetration into dentine is irregular at a microscopic level

The relatively large mechanical instruments used to remove softened dentine will always leave some infected dentine behind. However, if sealed effectively below restorations, these bacteria will be rendered inert

Superficial infected dentine is denatured and cannot remineralise. Deeper affected dentine will remineralise even though it contains bacteria

It is not necessary to remove all infected dentine to place a restoration, only the dentine that cannot remineralise if sealed below the restoration. Therefore, caries removal should be more conservative / minimally invasive below a well-sealed adhesive restoration

Dentine matrix is denatured by bacteria in the superficial layers of the zone of destruction

This renders the dentine susceptible to chemomechanical caries removal using proprietary mixtures of sodium hypochlorite. This procedure removes only the most damaged carious dentine, a conservative approach that preserves the deeper layers that can remineralise

Dentine splits transversely along incremental lines of growth in the zone of destruction

Dentine caries in the outer zone of destruction is easily removed in large flakes with hand instruments

Caries indicator dyes stain softened as well as infected dentine They stain collagen

Adhering strictly to the dye protocol will remove remineralisable dentine that should be left in situ. Caries indicator dyes promote overcutting

Reactionary dentine forms slowly and varies markedly in amount, quality and permeability and is found below only half the lesions in permanent teeth (more frequent in primary teeth)

Reactionary dentine provides little protection below rapidly progressing lesions

Formation of reactionary dentine requires a good blood supply and healthy pulp

Less is formed in older individuals. Once the pulp is inflamed, the quality of any reactionary dentine is poor and it is unlikely to be of much benefit

Symptoms of pulpitis do not correlate well with caries activity, lesion size, pulpal inflammation or even direct pulp involvement

Pulp vitality may be lost without symptoms or with only mild symptoms. An assessment of the state of a pulp is desirable to plan restoration of a deep carious lesion but, if based on symptoms alone, is unlikely to be accurate

Lesions of root caries also have a surface remineralised layer

Avoid hard probing of apparently intact though discoloured surfaces, as for enamel caries

Bacteria penetrate dentine early in root caries lesions but are accessible to non-operative preventive measures

Removal of infected dentine is not always necessary to treat early root caries

Deciduous teeth have approximately half the thickness of enamel of permanent teeth, larger pulps, longer pulp horns and, at least initially, larger dentinal tubules

Caries progresses faster in primary teeth than in permanent teeth

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HARD TISSUE PATHOLOGY SECTION 1

Pulpitis and apical periodontitis PULPITIS ➔ Summary charts 5.1 and 5.2, pp. 79, 80 Pulpitis, inflammation of the dental pulp, is the most common reason for dental pain in younger persons. The usual cause is caries penetrating the dentine, but there are other possibilities (Box 5.1). Exposure during cavity preparation allows bacteria to enter the pulp and also damages it mechanically (Fig. 5.1). Fracture may either open the pulp chamber or leave so thin a covering of dentine that bacteria can enter through the dentinal tubules. A tooth may crack from masticatory stress, usually after weakening by restoration, and bacteria penetrate along the crack (Fig. 5.2). Thermal damage can trigger pulpitis following cavity cutting with insufficient cooling or following intermittent low-grade thermal stimuli conducted to the pulp by large unlined metal restorations. Chemical damage can result from older

Box 5.1  Causes of pulpitis • Dental caries • Traumatic exposure of the pulp • Fracture of a crown or cusp • Cracked tooth • Thermal or chemical irritation

Fig. 5.1  Traumatic exposure. The pulp has been exposed during cavity preparation, and dentine chippings and larger fragments have been driven into the pulp. The tooth was extracted before a strong inflammatory reaction has had time to develop, but it is clear that some inflammatory cells have already localised around the debris, which will have introduced many bacteria to the pulp.

5 

types of acidic restoration materials used without a cavity lining. Pulpitis, if untreated, is often followed by death of the pulp and spread of infection through the apical foramen into the periapical tissues to cause periapical periodontitis.

Clinical features The pulps of individual teeth are not precisely represented on the sensory cortex. Pain from the pulp is therefore poorly localised and may be felt in any of the teeth of the upper or lower jaw of the affected side. Rarely, pain may be referred to a more distant site such as the ear. Pulp pain is not provoked by pressure on the tooth. The patient can chew in comfort unless there is a large open cavity allowing food to distort or stimulate the dentine. Acute pulpitis  In the early stages the tooth is hypersensitive. Very cold or hot food causes a stab of pain that stops as soon as the irritant is removed. While inflammation progresses, pain becomes more persistent after the stimulus, and there may be prolonged attacks of toothache. The pain may start spontaneously, often when the patient is trying to get to sleep. The pain is partly due to the pressure on the irritated nerve endings from oedema within the rigid pulp chamber and partly due to release of pain-producing mediators from the damaged tissue and inflammatory cells. The pain at its worst is excruciatingly severe, sharp and stabbing in character. It is little affected by simple analgesics. The outcome of acute pulpitis is unpredictable. Acute pulpitis may be deemed irreversible on the basis of various features (see Table 5.1), but even then the pulp may sometimes survive. Although pulp death is the likely outcome, acute pulpitis may progress to chronic pulpitis, and early treatment can still preserve pulp vitality. A diagnosis of

Fig. 5.2  Cracked tooth. The pulp died beneath this crack, which was undetected clinically. Decalcification of the tooth and shrinkage on preparation of a section has revealed the crack.

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Table 5.1  Features of ‘reversible’ and ‘irreversible’ pulpitis Reversible pulpitis

Irreversible pulpitis

Pain in short, sharp stabs

Constant throbbing pain with sharp exacerbations

Stimulated by hot and cold or osmotic (sweet) stimuli

Spontaneous exacerbations, as well as hot and cold or osmotic (sweet) stimuli. In late stages cold may relieve the pain

Pain resolves after stimulus removed in seconds or a few minutes

Pain persists several minutes or hours after an exacerbating stimulus

irreversible pulpitis is considered an indication for extirpation of the pulp, but it must be recognised that the diagnostic criteria are poorly defined. Chronic pulpitis may develop with or without episodes of acute pulpitis. However, many pulps under large carious cavities die painlessly. The first indication is then development of periapical periodontitis, either with pain or seen by chance in a radiograph. In other cases, there are bouts of dull pain, brought on by hot or cold stimuli or occurring spontaneously. There are often prolonged remissions, and there may be recurrent acute exacerbations.

Pathology Pulpitis caused by early caries results from penetration of acid and bacterial products through the dentine, and later from a mixed bacterial infection penetrating to the pulp. There is no relationship between the severity or type of pain and the histological features. Histology shows all degrees of inflammation and even progression to pulpal necrosis regardless of pain. Acute closed pulpitis  Closed pulpitis refers to inflammation inside an intact closed pulp chamber. Histologically, there is initial hyperaemia limited to the area immediately beneath the irritant (Fig. 5.3). Infiltration by inflammatory cells and destruction of odontoblasts and adjacent pulp follow. A limited area of necrosis may result in formation of an abscess, localised by granulation tissue (Figs 5.4–5.7). Later, inflammation spreads until the pulp is obliterated by dilated blood vessels and acute inflammatory cells (Fig. 5.8). Necrosis follows when pressure occludes the apical vessels. Chronic closed pulpitis  The main features are a predominantly mononuclear cell infiltrate and inflammation more limited in extent. A small area of pulpal necrosis and pus formation may be localised by a well-defined wall of granulation tissue, and a minute abscess may thus form. The remainder of the pulp may still appear normal. Given time for the pulp to mount a reaction, as for instance beneath a relatively uncontaminated exposure, inflammation may become well localised. A partial calcific barrier may wall off the exposure with reactionary dentine around the margins, as seen following pulp capping. Calcific barriers can be seen radiographically as ‘dentine bridges’ and may also form apically following use of calcium hydroxide to induce apex closure. Unfortunately, the calcified layer is frequently incomplete and forms less of a barrier than might be thought (Figs 5.9 and 5.10). However, in successful cases, formation of a complete barrier of tubular reactionary dentine may allow preservation of the remainder of the pulp. The chief factor hampering pulpal survival is its enclosure within the rigid walls of the pulp chamber and, in fully

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Fig. 5.3  Pulpal hyperaemia. While bacteria are still some distance from the pulp, acid permeating along the dentinal tubules gives rise to dilation of the blood vessels, oedema and a light cellular inflammatory infiltrate in the pulp.

Fig. 5.4  Acute pulpitis. Low-power view showing occlusal caries penetrating to the pulp through a layer of reactionary dentine. There is a focus of acute inflammatory cells beneath the carious exposure in the pulp horn.

formed teeth, the limited aperture for the apical vessels. In acute inflammation, these vessels can readily be compressed by inflammatory oedema and thrombose. The blood supply of the pulp is thus cut off and it dies. This may be rapid in the case of acute pulpitis, or delayed in chronic lesions. The relatively prolonged survival of chronically inflamed pulps is shown by the persistence of symptoms during a long period. However, pulp death is usually the end result unless treatment is provided. Open pulpitis  Necrosis of the pulp from oedema compressing the blood supply is more likely when the walls of the chamber are intact. When there is a wide exposure or other drainage, or when there are incompletely formed open apices or multiple apices, the balance is tipped in favour of host defences, and a chronically inflamed pulp can survive despite heavy infection (Fig. 5.11).

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Pulpitis and apical periodontitis

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Fig. 5.5  Acute pulpitis. Beneath the carious exposure (top right) a dense inflammatory infiltrate is accumulating. More deeply, the pulp is hyperaemic, with dilated blood vessels.

Fig. 5.7  Acute caries and pulpitis. Infection has penetrated to the pulp. Part of the pulp has been destroyed, and an abscess has formed, containing a bead of pus.

Fig. 5.6  Acute pulpitis. Infection (dark lines of bacteria along tubules) has penetrated a thin layer of reactionary dentine on the roof of the pulp chamber causing inflammation throughout the pulp and pus to form in the pulp horn.

Fig. 5.8  Acute pulpitis: terminal stage. The entire pulp has been destroyed and replaced by inflammatory cells and dilated vessels.

Chronic hyperplastic pulpitis (pulp polyp)  In this rare condition, despite wide pulpal exposure, the pulp not merely survives but proliferates through the opening to form a pulp polyp. A pulp polyp appears as a dusky red or pinkish soft nodule protruding from the pulp to fill a carious cavity. It is painless but may be tender and bleed on probing. It should be distinguished from proliferating gingival tissue extending over the edge of the cavity by tracing its attachment (Fig. 5.12). When a pulp polyp forms, the pulp itself becomes replaced

by granulation tissue (Fig. 5.13). The surface of the polyp eventually becomes epithelialised and covered by a layer of well-formed stratified squamous epithelium. This protects the granulation tissue and allows inflammation to subside and the granulation tissue to mature into fibrous tissue. The same degree of pulpal proliferation can occasionally be seen in teeth with fully formed roots (Fig. 5.14) but is most common in children. As in open pulpits, this is because open apices provide a better blood supply and prevent the pulp from dying as a result of pulpal oedema.

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A

Fig. 5.9  Calcific barriers. (A) Pulpitis with formation of a barrier of thick reactionary dentine in the pulp horn, but with an abscess immediately below it. The rest of the pulp is inflamed. (B) Higher-power view of a calcific barrier induced by calcium hydroxide direct pulp capping. In this case the barrier is thin, inflammation in the underlying pulp has not subsided and the pulp cap has failed.

B

Fig. 5.11  Open pulpitis. Beneath the wide exposure the pulp has survived in the form of granulation tissue, with the most dense inflammatory infiltrate immediately beneath the open surface.

Fig. 5.10  Pulp capping. This pulp capping has induced a thick layer of reactionary dentine (with regular tubules, best seen on the left hand side of the pulp chamber wall coronally) and reparative dentine with a more irregular structure (on the right of the pulp wall). Unfortunately these reactions do not produce a complete barrier, and failure of the procedure is indicated by the inflammatory cells concentrated below a gap in the barrier.

Management The chances of an inflamed pulp surviving are poor, and treatment options are limited (Box 5.2). As noted previously, the concept of irreversible pulpitis is considered useful for treatment planning, but criteria are poorly defined. Open pulpitis is usually associated with gross cavity formation, and it is rarely possible to save the tooth, despite the vitality of the pulp.

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Fig. 5.12  Pulp polyp. An inflamed nodule of granulation tissue can be seen growing from the pulp chamber of this broken down first permanent molar.

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Pulpitis and apical periodontitis

Box 5.3  Key features of pulpitis • Pulpitis is caused by infection or irritation of the pulp, usually by caries • Severe stabbing pain in a tooth, triggered by hot or cold food or starting spontaneously, indicates acute irreversible pulpitis • Pulp pain is poorly localised • Chronic pulpitis is often symptomless • Untreated pulpitis usually leads to death of the pulp and spread of infection to the periapical tissues

Key features of pulpitis are summarised in Box 5.3, and the sequelae of pulpitis are shown in Summary chart 5.1.

PULP CALCIFICATIONS Fig. 5.13  Pulp polyp. A hyperplastic nodule of granulation tissue is growing out through a wide exposure of the pulp. The surface is ulcerated, and the loose pulp has been replaced by the proliferation of fibrous tissue and vessels with inflammatory cells.

Pulp stones, rounded masses of dentine that form within the pulp, can be seen in radiographs as small opacities. In the past, they were thought to cause symptoms but do not. They are common in normal teeth but have an increased frequency in teeth affected by caries, trauma, orthodontic movement and other potential irritants. For unknown reasons, they are common in the teeth of patients with Ehlers-Danlos syndrome (Ch. 14), dentinal dysplasia type II (Ch. 2) and the rare disease tumoral calcinosis. Histologically, pulp stones consist of dentine with normal or incomplete tubule formation (Fig. 5.15). A distinction used to be drawn between free and attached pulp stones. However, this is frequently an illusion caused by a plane of section which fails to pass through the connection between the pulp stone and the pulp wall. Most are large rounded irregular calcifications, often based on a central nidus of unknown material. Others, referred to as diffuse calcifications, lie parallel with the pulp wall and are thought to be an age-related degenerative change. Pulp stones and diffuse calcification are of no clinical significance except insofar as they may obstruct endodontic treatment.

PERIAPICAL PERIODONTITIS, ABSCESS AND GRANULOMA ➔ Summary chart 5.2, p. 80 Fig. 5.14  Pulp polyp. In this broken-down molar, granulation tissue is proliferating from the pulp cavity and has acquired an epithelial covering over much of its surface, probably by shed epithelial cells from the mucosa seeding onto the surface. Note also the internal resorption (left) as a result of pulpal inflammation.

Box 5.2  Treatment options for pulpitis • If fractured or cracked, stabilise fracture and seal pulp temporarily • Removal of caries, obtundent or steroid dressing • Removal of caries and pulp capping • Pulpotomy in deciduous teeth • Endodontic treatment • Extraction • Analgesics are largely ineffective

Periapical inflammation is due to spread of infection, bacterial products or other irritants through the apex into the periodontal ligament following death of the pulp (Box 5.4). It characteristically causes tenderness of the tooth in its socket. Pulpal infection following caries is by far the most common cause (see Summary chart 5.2). Sometimes a necrotic pulp is sterile, as for instance following trauma that damages the apical vessels. In such cases, periapical periodontitis results from irritants and mediators from the necrotic tissue. Endodontic procedures can trigger periapical inflammation by perforation or pushing infected material or irritants such as hypochlorite through the apex. Provided the canal is clean and sealed, such acute episodes usually resolve quickly, unless large amounts of filling material remain beyond the apex. Occlusal trauma from an over-contoured restoration will also cause an acute but usually transient sterile apical

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A

B

Fig. 5.15  Pulp stones. (A) The dystrophic or diffuse pulp mineralisations often found as an age change. (B) Rounded nodules of calcified tissue, in this case resembling bone rather than dentine.

Box 5.4  Causes of apical periodontitis • Infection • Trauma • Chemical irritation

periodontitis. This will subside as the periodontal ligament remodels to accommodate the changed position of the tooth and the occlusal forces cause orthodontic movement of the tooth. The diagnosis of pulpal, periodontal and other pain in the teeth and alveolus is summarised in Summary chart 5.2.

ACUTE APICAL PERIODONTITIS ➔ Summary chart 5.1, p. 79 Spread of infection through the apex brings the causative bacteria from a protected site into an environment where the host can mount an effective host response. Acute inflammation and an immune reaction are triggered.

Clinical features The patient may give a history of pain due to previous pulpitis, and the associated tooth may be carious, restored or discoloured due to death of the pulp. Formation of inflammatory exudate in the periodontal ligament causes the tooth to be extruded by a minute amount and the bite to fall more heavily on it. The tooth is at first uncomfortable, then increasingly tender, even to mere touch. Hot or cold substances do not cause pain in the tooth unless some viable pulp remains, as it may in a multirooted tooth. Radiographs give little information because bony changes have had too short a time to develop. Immediately around the apex, the lamina dura may appear slightly hazy and the periodontal space may be slightly widened. When acute periodontitis is due to an acute exacerbation in a periapical granuloma (see later in this chapter), the granuloma can be seen as an area of radiolucency at the apex. While apical periodontitis remains a localised apical inflammatory change, no facial oedema or alveolar tender-

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Fig. 5.16  Acute apical periodontitis. In this early acute lesion, inflammatory cells, mainly neutrophil polymorphonuclear leucocytes, are seen clustered around the apex of a non-vital tooth. The inflammatory cells are spreading around and into bone, and there has only been time for a small amount of bone resorption to develop. This would be seen radiographically only as slight fuzziness of the apical lamina dura.

ness or other reactions develop. Their onset indicates progression to apical infection.

Pathology and sequelae Acute apical periodontitis is a typical acute inflammatory reaction with engorged blood vessels and packing of the tissue with neutrophils (Fig. 5.16). These changes are initially localised to the immediate vicinity of the apex. At this stage periapical periodontitis is usually treated, triggered by the severe toothache. Extraction of the causative tooth or extirpation of the pulp and root filling eliminates the source of infection and drains the exudate. These are the simplest and most effective treatments. Antibiotics should not be given for simple acute periodontitis if immediate dental treatment is available.

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Very rarely pulp remains viable and inflammation resolves. Only if pulp open to mouth and root apices open, resorbing or incomplete. Pulp polyp forms

Asymptomatic pulpitis

Symptomatic pulpitis

Asymptomatic pulp necrosis in one or more canals

Irreversible pulpitis or localised pulp abscess leading to pulp necrosis in one or more canals

Proliferation of rests of Malassez to form radicular cyst, usually asymptomatic until large

Periapical granuloma, chronic persistent inflammation, usually asymptomatic or with periods of exacerbation

Pulpitis and apical periodontitis

Summary chart 5.1  Sequelae of pulpitis.

Persistence of asymptomatic periapical granuloma

Periapical abscess resulting from establishment of virulent organism, passage of organisms through root apex, or reduced host resistance, always symptomatic

Infected cyst caused by virulent organism from pulp or communication with antrum, oral or nasal cavity

Drainage of pus, intraorally or extraorally, reduction in symptoms, leads to chronic persistent infection with periods of exacerbation unless treated

Acute soft tissue or fascial space infection, abscess, cellulitis or combination

Inadequate or inappropriate treatment with antibiotics, persistent infection

Rare but severe complications of lowgrade infection: infectious endocarditis and occasionally death, osteomyelitis

Rare but severe complications of virulent infection: Ludwig’s angina, cavernous sinus thrombosis, septicaemia and occasionally death

Rare but severe complications of virulent infection: Clostridium difficile infection, necrotising fasciitis etc., risk of death

If untreated, there are two possible outcomes depending on the balance between the virulence of the bacteria and the host defences. The usual outcome is that a chronic periapical granuloma forms (later in this chapter). However, if the bacterial load is high, species are virulent or host response is inadequate, the infection will progress to an apical (or dentoalveolar) abscess (Box 5.5).

ACUTE APICAL (DENTOALVEOLAR) ABSCESS The bacterial flora in the pulp chamber is virulent and anaerobic and can readily induce an abscess if sufficient

Box 5.5  Possible complications of acute apical periodontitis • Suppuration • Regional lymphadenopathy • Spreading infection

bacteria pass through the apex. The bacteria trigger acute inflammation, and pus starts to form and pain becomes intense and throbbing in character. At this stage, the gingiva over the root is red and tender, but there is no swelling while inflammation is confined within the bone. Unlike pulpitis,

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the pain of an apical abscess is accurately localised by the patient because periodontal ligament proprioceptors are triggered. An established abscess will usually either drain through a sinus and become chronic or, much more rarely, progress to osteomyelitis or cellulitis. Usually pus and exudate will burrow a sinus tract to an adjacent pocket, the alveolar mucosa or skin. Once infection escapes into the medullary cavity of the bone, oedema may develop in the soft tissues of the face (Fig. 5.17). Escape of pus to the skin is not common, but a classical presentation is the tracking of a sinus onto the skin near the chin as a result of a traumatically devitalised lower incisor (Figs 5.19–5.20). The regional lymph nodes may be enlarged and tender, but systemic symptoms are usually slight or absent. Escape of pus takes a few days after the onset of pain; this relieves the pressure and pain quickly abates. If the exudate cannot escape, it may distend the soft tissues elsewhere to form a soft tissue abscess or cellulitis as described in Chapter 9. Apical abscesses are polymicrobial infections and frequent cultivable isolates include Veillonella sp., Porphyromonas sp., Streptococcus sp., Fusobacterium sp. and Actinomyces sp. Despite the mixed nature of the infection, penicillins remain the most effective antibiotics, with metronidazole reserved for those allergic to penicillin. However, an apical abscess cannot be treated by antibiotics alone; the causative tooth or its pulp must be dealt with because bacteria in the pulp chamber are inaccessible to the drug.

Fig. 5.17  Oedema due to acute apical periodontitis. An acute periapical infection of a canine has perforated the buccal plate of bone causing oedema of the face; this quickly subsided when the infection was treated.

Summary chart 5.2  Diagnosis of pulpal, periodontal and other pain in the teeth and alveolus.

Toothache or pain felt in teeth or alveolus

Pain of pulpal origin

Pain of periodontal ligament origin

Sensitivity to sweet, hot or cold, poorly localised

Pain on biting or pressure on tooth, usually well localised to one or more teeth Neurological or vascular pain

Dentine hypersentivity

Cracked tooth or cusp

Pulpitis Tooth is vital or partially vital and may be hypersensitive to testing

Pain of short duration more or less limited to period of stimulus, particularly cold

Reversible pulpitis

Symptoms may be limited to duration of stimulus or persist for varying period afterward, caries or other cause Confirm diagnosis may be evident by identifying exposed dentine May resolve on or tooth wear and treating cause but applying once established appropriate may progress to treatment irreversible pulpitis, even after an asymptomatic period

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Irreversible pulpitis Poorly defined entity, usually identified by severe continuous or spontaneous pain Responds most reliably to extirpation of pulp or extraction

Shooting or electric shock-like pain on biting, often only on one cusp or in one direction, also when a fracture line involves periodontal ligament Confirm by identifying crack

Periapical periodontitis

Periodontal abscess

Sinusitis

Tenderness on Teeth vital unless pressure to previously devitalised teeth with for other reasons apices near sinus, usually concurrent or recent nasal or sinus symptoms, not usually severe pain Consider mimics of pulpitis such as Resolves on Resolves on Resolves on trigeminal neuralgia drainage or drainage and treatment of and the prodromal extirpation of pulp local treatment sinusitis symptoms of facial or extraction or extraction Herpes zoster infection Pain on pressure to single tooth, caries or other cause of pre-existing pulpitis may be present, periapical, lateral canal or furcation radiolucency only in longstanding cases

Neuralgic or psychogenic pain

Pain on pressure to single tooth, tooth vital, abscess in ligament visible or revealed by probing furcation or deep pocket

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Unusual localisation trigger or perceived cause, associated with depression, anxiety or delusional states, teeth vital unless previously devitalised for other reasons Consider atypical odontalgia, atypical facial pain, ‘phantom tooth’ etc., but only after excluding organic causes

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Fatal outcome PMID:8105884

CHRONIC APICAL PERIODONTITIS AND PERIAPICAL GRANULOMA ➔ Summary chart 5.1, p. 79

Fig. 5.18  Chronic apical abscess. Periapical bone resorption has developed as a result of inflammation. The area of radiolucency corresponds with the histological changes seen in figure 5.21.

The most frequent outcome is for a necrotic pulp to form a chronic periapical granuloma, a focus of chronic inflammation at the root apex. Most develop without symptoms, but they can also arise from acute apical periodontitis, particularly when it has been inadequately drained and incompletely resolved. A periapical granuloma is caused by frustrated healing. The granuloma itself is sterile in almost all cases, but bacteria and irritants from necrotic tissue remain in the pulp chamber, inaccessible to the host response. Small numbers of bacteria may occasionally pass through the apex but are quickly eliminated by the host defences. However, the continual trickle of irritants from the persistent reservoir of infection in the root canal prevents healing.

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Antibiotics alone fail PMID:16457000

Clinical features The tooth is non-vital and may be slightly tender to percussion, but otherwise, symptoms may be minimal. Many periapical granulomas are first recognised as chance findings in a routine radiograph (Fig. 5.18). The granuloma forms a ‘periapical area’ of radiolucency a few millimetres in diameter with loss of continuity of the lamina dura around the apex. In longstanding lesions there may be hypercementosis on the adjacent root or slight superficial root resorption. The margins of the radiolucency may appear fuzzy when inflammation or infection are active, but are usually well defined and appear sharp in larger lesions. Good demarcation alone is not evidence of cyst formation.

Pathology Fig. 5.19  A persistent skin sinus from a lower incisor rendered non-vital by a blow some time previously. This young woman was seen and treated unsuccessfully for 2 years by her doctor, surgeons and dermatologists before anyone looked at her teeth.

A periapical granuloma is a typical focus of chronic inflammation characterised by lymphocytes, macrophages and plasma cells in granulation tissue. It is important to recognise that a periapical granuloma does not contain true granulomas histologically. The term granuloma is a historic description for granulation tissue, in the same way that the word is used in pyogenic granuloma. Inflammation is densest in the centre close to the root apex, and there is an uninflamed layer of fibrous tissue around the periphery separating the inflamed tissue from the bone. Osteoclasts resorb the bone to make space for the granuloma. There may be a central cavity with a few neutrophils, but no pus and no infection (Figs 5.21 and 5.22). Inflammation may trigger epithelial rests of Malassez in the adjacent periodontal ligament to proliferate (Fig. 5.23), and this is the mechanism by which radicular cysts develop (Ch. 10).

Treatment and sequelae

Fig. 5.20  Non-vital incisor teeth, in this case as a result of trauma. Haemorrhage and products of autolysis of the pulp discolour the dentine and darken the teeth.

A periapical granuloma will resolve if the causative necrotic pulp is removed, so extraction or endodontic treatment are the two options. Persistence after root canal treatment indicates treatment failure and retreatment or apicectomy may be required (Fig. 5.24). Without treatment, the most likely outcome for a periapical granuloma is that it will persist largely unchanged.

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Fig. 5.23  Epithelial proliferation in an apical granuloma. Inflammation induces proliferation of odontogenic epithelium in rests of Malassez in the periodontal ligament. This change may lead to cyst formation (Ch. 10).

Fig. 5.21  Chronic periapical abscess. At the apex of the non-vital tooth (top centre of picture) is an abscess cavity surrounded by a thick fibrous wall densely infiltrated by inflammatory cells, predominantly neutrophils. Periapical bone has been resorbed and the trabeculae reorientated around the mass.

Fig. 5.22  High-power view of an apical granuloma showing neutrophils, lymphocytes and plasma cells in loose oedematous fibrous tissue.

There may be acute inflammatory exacerbations with symptoms from time to time, often insufficient to cause a patient to seek treatment. The risk of leaving an untreated periapical granuloma is that it will develop into an acute periapical abscess. This is unpredictable, and granulomas that have been asymptomatic for decades may suddenly develop into an abscess. During any of these acute abscess exacerbations, a sinus may form. Sinus formation reduces pressure and usually allows the infection to persist as a chronic low-grade infection. Sinuses will normally heal when the cause is treated and do not require excision. Otherwise, they may drain intermittently and heal after each acute exacerbation. Successful treatment is followed by resolution of inflammation, reforming of the lamina dura and periodontal

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Fig. 5.24  Low-power detail shows the effects of apicectomy. The chronic inflammatory reaction has entirely cleared. New bone has formed to replace the excised apex with a new continuous periodontal ligament. The root filling material at the apex has been lost in preparing the section because it is too hard to cut.

ligament and bone around the apex. In rare cases, there is healing only by fibrosis. This is more frequent in the maxilla than mandible and when inflammation has resorbed the overlying cortical bone. Fibrous healing to produce an apical scar is seen radiographically and appears similar to a persisting granuloma, causing a potential problem in diagnosis. Persistence of a periapical granuloma following root treatment is very occasionally due to the presence of bacteria

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Box 5.6  Possible outcomes of chronic apical periodontitis • Periapical granuloma formation • Radicular cyst formation • Suppuration, sinus formation or spread • Periodic acute exacerbations of inflammation of infection Spontaneous resolution does not occur.

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within the granuloma. Although most periapical granulomas are sterile, in a very small number of cases Actinomyces or other organisms can form a biofilm on the outer root surface or free-floating colonies in the centre of the granuloma. This must be distinguished from an acute periapical abscess. The organisms in ‘extraradicular infection’ remain localised, cause persistent low-grade inflammation but do not form pus or cause a spreading infection. Extraradicular infection usually has to be eliminated by apicectomy or extraction. Outcomes are summarised in Box 5.6 and Summary chart 5.1.

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HARD TISSUE PATHOLOGY SECTION 1

Tooth wear, resorption, hypercementosis and osseointegration

6 

TOOTH WEAR

Abrasion

Tooth wear is a widely used although rather non-specific and somewhat misleading term that includes the processes of non-carious tooth damage or ‘tooth surface loss’. The processes of attrition, abrasion and erosion cause tooth wear. In any one affected patient, more than one of these processes is often active.

Abrasion is wear of the teeth by an abrasive external agent. The most common form is occlusal wear from an abrasive diet and is frequent in developing countries and in ancient skulls. Abrasion of the necks of the teeth buccally is seen mainly in the elderly as a consequence of overly vigorous tooth brushing or use of an abrasive dentifrice. A horizontal brushing action is often blamed, but the evidence is slim, and once a groove develops, the brush bristles are deflected into it regardless of technique. Abrasion affects both enamel and root dentine, but the softer dentine is abraded more easily. The exposed dentine is shiny and smooth, polished by the abrasive. Eventually, grooves worn into the necks of the teeth can be so deep as to extend into the site of the original pulp chamber, by then obliterated by reactionary dentine to protect the pulp (Figs 6.2 and 6.3). The crown of the tooth may even break off without exposing the pulp. Cervical abrasion can hamper endodontic treatment by causing pulpal obliteration just below cervical level. A switch to a minimally abrasive toothpaste is essential.

Multifactorial aetiology PMID: 24993256

Attrition Attrition is wear from tooth-to-tooth contact and affects the tips of cusps and incisal edges most severely (Fig. 6.1). Attrition is a normal physiological process, and wear increases with age. Mamelons are soon lost from incisors, and by middle age attrition will have worn through the enamel on many male individuals’ incisal edges and canine cusp tips. Attrition is increased when fewer teeth take the masticatory load or when the enamel is malformed. Attrition is enhanced in those with bruxism and on teeth in premature occlusion. Attrition is often said to be worse with a coarse diet, but if the diet itself is abrasive, the effect is mixture of attrition and abrasion. Reactionary dentine forms in response to this slow process and protects the pulp (Figs 4.32 and 4.33). Dentinal tubular sclerosis prevents dentine hypersensitivity resulting from pure attrition. Pure attrition almost never needs treatment; if wear is significant, abrasion or erosion should be suspected.

Fig. 6.1  Attrition. Excessive wear of the occlusal surfaces of the teeth, as a result of an abrasive diet. The site of the pulp of several teeth is marked by reactionary dentine which is porous and stained. Teeth remain vital.

Fig. 6.2  Attrition and abrasion. Chronic physical trauma to the teeth produced by chewing and over-vigorous use of a toothbrush. The incisal edges of the teeth have worn into polished facets, in the centres of which the yellowish dentine is visible. The necks of the two nearest teeth have been deeply incised by tooth brushing, also exposing dentine. The pulp has been obliterated by secondary dentine formation, but its original site can be seen in the centre of the exposed dentine.

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Fig. 6.3  Mixed pattern tooth loss. In this case, elements of erosion and abrasion are present. Note the shiny polished surface produced by abrasion.

Fig. 6.4  Localised abrasion caused by opening hair grips.

A variety of habits may also cause localised abrasion such as pipe smoking and opening hairpins or holding pins (Fig. 6.4). These take years to develop because such items are not very abrasive. When abrasion appears extensive, it is important to ensure that there is not an element of erosion.

Erosion Erosion is progressive solubilisation of tooth substance by exposure to acid. Enamel is completely dissolved and dentine demineralised, softened and rendered prone to abrasion and attrition. Erosion is an increasing problem, and when tooth wear is severe, there is usually a significant erosive component.

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The most common cause is dietary acids from over-consumption of carbonated soft drinks or fruit juices, or both (Fig. 6.5). Carbonated drinks are buffered to maintain their acidity, and this enhances the solubilisation effect. Colatype drinks and red wine have a pH of approximately 2.5, and fruit juices approximately 3.5. Carbonated water is acid but with minimal buffering capacity and so is not damaging. Health concerns are reducing consumption of these drinks, but the focus is on calorie content rather than acidity. The average UK citizen drinks 100 litres of such drinks a year. Erosion tends to be in those with high consumption, but there is concern about erosion in children and the effects of lifelong low-level exposure. Approximately half of the fruit juice in the UK is drunk by children, and a third of 6-yearolds and a quarter of 12-year-olds have some degree of erosive tooth wear. In the United States, consumption of carbonated drinks has been in slow decline for 10 years while consumers switch to fruit juices for health reasons, but these can be even more damaging in excess. Chronic regurgitation of gastric secretions, typically as a consequence of chronic pyloric stenosis, is a potent erosive challenge. The affected tooth surfaces are often but not always the palatal surfaces of the upper teeth (see Fig. 34.1). Similar damage can result from self-induced vomiting. The latter is characteristic of bulimia, a psychological disorder (see Ch. 40). In the past, industrial exposure to corrosive chemicals was a significant cause of dental erosion. This is now of only historical interest, but exposure to wine in wine tasters and acid swimming pool water can all induce erosion as an occupational hazard. Some tooth-whitening products have an acid pH (most are alkaline) and are best avoided because prolonged application in trays can be very damaging. Saliva has a protective effect, and dry mouth increases the risk of erosion. Patients should not brush their teeth until 1 hour after an acid exposure to avoid abrasion contributing to the tooth wear. Erosion is worse on maxillary teeth, on occlusal, palatal and labial surfaces. Minor degrees are easily missed. Cusp tips are lost and become dimpled; the curvature of buccal and palatal surfaces is flattened and then rendered concave. Palatal enamel loss leaves the incisal labial enamel as a thin, sharp ridge with abnormal translucency and colour and a tendency to chip away in small fragments. Once enamel is lost, exposed dentine wears away much faster by the combination of erosion and abrasion. Eventually the clinical crowns of all teeth are short, and vertical dimension is reduced. Treatment should be conservative. Identifying the cause and instituting a preventive regime through diet analysis and medical history determines the intervention. Wear is slow. Study models, photographs and follow up can be used to assess treatment effect, and restorative intervention may only be required for cosmetic reasons. Dentinal hypersensitivity is a common finding because erosion opens exposed dentinal tubules. This is reduced by fluorides and removal of the cause. If patients cannot stop acid drinks, a reduced intake can be rendered safer by drinking through a straw. If interocclusal space is reduced, a Dahl-type appliance may generate space required for restorations when wear is very severe. Those with regurgitation or bulimia need medical referral. Diagnosis and treatment PMIDs: 22240686, 22281629, 22322760, 22361546 Erosion intrinsic causes PMID: 24993266

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Fig. 6.5  Erosion. Saucer-shaped defects on the labial enamel resulting from acid drinks being trapped between the upper lip and teeth. See also Fig. 34.1.

Abfraction Abfraction is a theoretical concept that has never been proven to apply to human teeth in normal function. The hypothesis is that occlusal stress is concentrated around the cervical region of the tooth, flexing and microfracturing the cervical enamel. The enamel is supposed to be weakened as a result, prone to fracture away, and predisposed to abrasion. It is difficult to see how such a mechanism could contribute to abrasion of the more elastic dentine. Abfraction PMID: 24250083

BRUXISM Bruxism is the term given to periodic repetitive clenching or rhythmic forceful grinding of the teeth. Some 10%–20% of the population report the habit, but the incidence rises to 90% when intermittent subconscious grinding is included. Bruxism has an equal sex incidence, is more common in children and young adults and uncommon after middle age. The aetiology is unknown but probably multifactorial. Bruxism is also common in those with disability (Ch. 39). Grinding the teeth is often a subconscious response to frustration and, although usually then brief, may be acquired as a more prolonged habit and damage the teeth. Bruxism is divided into nocturnal and daytime types. In nocturnal bruxism, the teeth are clenched or ground many times each night but for only a few seconds at a time. Bruxism is performed during light sleep, and the movement is a grinding movement that can be heard by a bystander. The forces exerted and the total time of occlusal contact are much longer than physiological occlusal contact. Those who indulge in bruxism during the day may grind, clench, or perform other parafunctional habits such as cheek, tongue or nail biting or tongue thrusting in addition. The last of these can be seen to cause a crenellated lateral border of the tongue. The daytime bruxing movement tends to be clenching rather than grinding and is not usually audible. Symptoms, if any, worsen while the day progresses. Daytime bruxism is seen more frequently in females. Whether it is a response to stress is controversial. Bruxism is often performed in a protrusive or lateral excursion so that the forces are borne on few teeth and in an unfavourable direction. The resulting attrition can be deeply destructive, particularly in a Class II division 2 incisor relationship. The signs of bruxism are shown in Box 6.1.

Only the grinding itself is diagnostic and may be unknown to the patient. The attrition caused could look like that of physiological wear. Bruxism is variably associated with muscle pain and headaches. The muscle pain of bruxism is felt in the morning and is the same as muscle pain after exercise. However, most ‘bruxists’ experience no pain, and pain does not correlate with the severity of the grinding or clenching. Bruxism is often considered to be linked to pain dysfunction syndrome, but the association is not strong (Ch. 14). It has also been suggested that bruxism may result from occlusal interference, but bruxism may even be carried out with complete dentures. Bruxism has been linked to a number of medical conditions. It is common in learning disability, Down’s syndrome, cerebral palsy, Parkinson’s disease and autism, but causative associations are difficult to prove in such a common condition. A number of drugs are associated with bruxism, or at least with repetitive mandibular movements, including dopamine antagonists, tricyclic antidepressants, amphetamines, caffeine and drugs of abuse, particularly ecstasy (MDMA).

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Box 6.1  Features and effects of bruxism • Noise during grinding (nocturnal bruxism) • Attrition, wear facets and occasionally sensitivity • Fracture of cusps and restorations • Increased (adaptive) mobility of teeth • Hypertrophy of masseter and anterior temporalis muscles • Sometimes, although rarely, myalgia and limitation of jaw movement • Sometimes, although rarely, tenderness on palpation of masticatory muscles

Management Bruxism should be treated conservatively, and any intervention should be reversible. Reassurance and explanation are often all that are required, and stress management such as relaxation, hypnosis or sleep advice may be tried. Any restorative or implant treatment must be planned taking the extra occlusal load into account because bruxism is associated with high failure rates of restorations such as veneers and also predisposes to cusp fractures. Appliances are widely prescribed, but there is no firm evidence to support their use. Claims that appliances act by changing the vertical dimension, relieving occlusal interference, repositioning the condyles, changing mandibular posture or preventing periodontal ligament proprioception are unproven, and their mechanisms of action are unknown. Nevertheless, appliances frequently appear to be effective, and they can be useful to protect against severe attrition. Appliances may be attached to upper or lower arches, including flat posterior bite planes and various types of occlusal splints. All should be worn at night only and initially for 1 month. If there is no improvement, treatment should be discontinued to prevent adverse effects on the soft tissues and occlusion. If effective, the appliances may be worn intermittently during exacerbations. Soft vacuum-formed appliances are inexpensive and readily fitted as a short-term diagnostic aid but are quickly worn out by a determined bruxist. Any type of appliance can occasionally worsen bruxism. If bruxism

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appears related to anxiety, a short course of an anxiolytic may help break the habit. Occlusal adjustment has been shown to be ineffective and should be avoided. Appliances probably do not help daytime bruxism. Botulinum toxin to reduce the power of the masticatory muscles is an as yet unproven treatment. Sleep bruxism PMID: 26758348

RESORPTION OF TEETH Teeth can be resorbed by osteoclasts in the same way as bone. The cells are often referred to as odontoclasts, although they develop from the same precursors as osteoclasts and are differentiated only because they resorb teeth and are slightly smaller. Precursor cells are present in the periodontal ligament and in the dental pulp and can be triggered to migrate to the tooth surface and differentiate into odontoclasts by specific mediators. Odontoclasts resorb and remove dentine by the same mechanisms as osteoclasts resorb bone (Fig. 6.6), excavating Howship’s lacunae along the resorbed surface. Resorption is intermittent, and odontoclasts may not always be present as they disappear during inactive periods. Whenever resorption takes place, there is usually some attempt at repair by apposition of cementum or bone and resorption follows a cyclical progression. The pattern of intermittent resorption and repair can occasionally lead to ankylosis, in which a tooth becomes fused to the surrounding bone. This may be seen in both permanent and deciduous teeth but causes more problems in the deciduous dentition because the jaw is still growing. Ankylosis will markedly delay shedding of the tooth and eruption of the permanent successor. The ankylosed tooth submerges as the alveolus grows around it, and there may be space loss as distal teeth tip into the space. Submerged

Fig. 6.6  Resorption during periapical periodontitis. Active osteoclastic resorption of dentine is continuing in the presence of inflammatory exudate. This is a common change but usually minor in extent.

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teeth need to be removed surgically. Ankylosis in the permanent dentition is often associated with replacement resorption, leading to eventual loss of the tooth.

Resorption of deciduous teeth The deciduous teeth are progressively loosened and ultimately shed by resorption as a physiological process. The cyclical nature of resorption causes the looseness of the teeth to vary before they are shed. It used to be thought that pressure from the permanent successor induced resorption, but it is now known that the follicle of the permanent successor produces soluble factors that control the resorption of both the bone and deciduous tooth root in the path of eruption. When a permanent successor is absent, resorption of deciduous tooth root starts later than normal and progresses much more slowly. However, it does usually progress until eventually the tooth is lost. The main complication of resorption of deciduous teeth is ankylosis and submergence (see previous text). Occasionally resorption from the lateral aspect of the root cuts off a fragment that remains buried. This can either be resorbed or may eventually exfoliate like a small sequestrum of bone.

Resorption of permanent teeth All teeth have microscopic areas of resorption and repair of no significance on their root surface, but more extensive resorption of permanent teeth is pathological. There are various causes (Box 6.2). The most common are inflammation and pressure from malpositioned teeth (Fig. 6.7). A minor degree of inflammatory resorption is common on root apices associated with periapical granulomas. Occasionally, this is a prominent feature leading to concern over the diagnosis (Fig. 6.8). Resorption of teeth by lesions such as tumours and cysts is often said to indicate malignancy. However, resorption may result from simple pressure, and benign cysts and neoplasms may cause resorption if they are present for sufficient time. The quality of the resorption is more important in defining a possible malignant neoplasm. Resorption by malignant neoplasms is typically rapid, irregular and described as ‘moth-eaten’ radiographically. Cementum is most readily resorbed, whereas enamel is the most resistant tissue, but sometimes the crown of an impacted tooth may be completely destroyed, although this takes many years (Fig. 6.9). Immature permanent teeth are resorbed more quickly because the dentine is less heavily mineralised and the dentine around open apices is very thin.

Box 6.2  Important causes of resorption of permanent teeth • Periapical periodontitis. The most common cause, but is usually slight • Impacted teeth pressing on the root of an adjacent tooth • Unerupted teeth. During the course of years these may undergo resorption or hypercementosis, or both • Replanted teeth. These are sometimes rapidly and grossly resorbed • Pressure from cysts and neoplasms • Idiopathic. External or internal

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Fig. 6.7  Gross root resorption of two upper central incisors induced by an unerupted canine that has migrated across the midline.

Fig. 6.9  Resorption of unerupted third molars. The crowns are hollowed out, and little more than the enamel of the upper molar remains. (By kind permission of Mrs J Brown.)

Fig. 6.8  Inflammatory resorption of the root apex induced by periapical periodontitis resulting from the non-vital pulp.

Idiopathic resorption Idiopathic resorption of permanent teeth may start from the pulpal surface or the external surface. Either can produce the clinical feature of ‘pink spot’, a rounded pink area where the vascular pulp has become visible through the enamel overlying the resorbed dentine. A pink spot centrally in the crown suggests internal resorption, and one close to the gingival margin suggests external resorption. Idiopathic resorption often affects several teeth, sometimes many, and additional lesions should be sought radiographically when one is found. Mechanisms and diseases PMID: 20659257

Fig. 6.10  Idiopathic internal resorption. In this unusually severe example, resorption affects the roots of three lower incisors. Note the smooth outline and process centred on the pulp.

Internal resorption is an uncommon condition in which dentine is resorbed from within the pulp. Resorption tends to be localised, producing the characteristic sign of a welldefined rounded area of radiolucency in the crown or midroot (Fig. 6.10). Resorption is often detected by chance in a routine radiograph. The cause is unknown, but it may occasionally follow trauma, caries or restoration. Inflammation is often present in the pulp, and some consider this presentation a type of inflammatory resorption.

Treatment is to remove the pulp and fill the root before too much dentine is lost, the root is perforated or the crown fractures off. External resorption may be localised to one tooth or generalised, the latter often affecting a group of teeth but sometimes the whole dentition. The cause is unknown, although a mild degree of inflammation is often suspected. Usually, a limited area of the root is attacked from its external surface near the amelocemental junction (Figs 6.11 and

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Fig. 6.11  Idiopathic external resorption. Resorption frequently starts at the amelocemental junction. In this case, the pulp is exposed.

Fig. 6.13  Idiopathic resorption. A grossly resorbed central incisor with a widely perforated pulp wall. The pulp has been replaced by granulation tissue, and bony repair tissue has been laid down more deeply.

Fig. 6.12  Idiopathic external resorption. A localised area of destruction of dentine produced by osteoclastic activity. The cavity is filled with fibrous tissue containing some inflammatory cells superficially. The pulp shows no reaction, and the sparing of the circumpulpal dentine until a late stage is a characteristic feature of external resorption.

6.12) and resorption penetrates almost to the pulp. A very thin band of circumpulpal dentine may be preserved, but if the resorption defect communicates with a pocket or the crevice, bacteria may enter the pulp. Resorption may extend up into the crown (Fig. 6.13), producing a pink spot (Fig. 6.14). Accessible defects may be amenable to restoration with mineral trioxide or other materials, but long-term success is unpredictable. Generalised resorption usually starts either at the amelodentinal junction or near the apex. Over the course of

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Fig. 6.14  Pink spot. External resorption has resorbed dentine below the cervical enamel, producing a pink spot by the probe tip. This is a subtle and early lesion. The crowns in Fig. 6.10 would be obviously pink. (By kind permission of S Patel and D Vaz de Souza. From Patel, S., Harvey, S., Shembesh, et al., 2016. Cone beam CT in endodontics. Quintessence Int.)

years, the roots of multiple teeth may be destroyed. The lost tissue is partially repaired by bonelike tissue. Devitalising teeth does not slow progress, and no treatment is effective. A minor degree of external resorption is common around the apex following orthodontic treatment, particularly when fixed appliances are used to move the root apex or high forces are used. Replacement resorption is a form of slow progressive external resorption in which the tooth is gradually replaced by bone. Replacement resorption follows ankylosis, luxation injuries and avulsion and re-implantation. Following injury there is a short period of inflammatory resorption proportional to the severity of the injury. This can often be treated

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After trauma PMID: 7641622

HYPERCEMENTOSIS Cellular cementum has a low turnover rate to maintain the fibre attachments of the periodontal ligament. Cementoblast precursor cells lie in the periodontal ligament and are recruited for normal turnover and to repair root fractures or resorption defects. New cementum is added to the surface without significant resorption so that the normal thickness of the cementum increases slightly with age. Cementum is essentially bone, but unlike bone has no vascular supply and no innervation because it has no medullary spaces. Apposition of excessive amounts of cementum is not uncommon and has several possible causes (Box 6.3), of which inflammation is probably the commonest pathological cause (Fig. 6.15). Acromegaly and calcinosis are also reported to cause hypercementosis, but the effect is rare and not significant. Hypercementosis is usually noted radiographically, with widening of roots, usually in their apical third to produce a blunt root tip. The periodontal ligament space and lamina dura is intact around the cementum. Hypercementosis is not associated with ankylosis. Increased thickness of cementum is not itself a disease, and no treatment is necessary. If hypercementosis is gross, as in Paget’s disease, extractions become difficult (Fig. 6.16). The cementoblastoma (Ch. 11) is a benign neoplasm

Box 6.3  Causes of hypercementosis • Ageing • Increased occlusal load • Over-erupted teeth • Periapical periodontitis. A common cause but minor in amount. Close to the apex there is usually a little resorption, but coronally cementum is laid down, forming a shoulder • Functionless and unerupted teeth. Hypercementosis and resorption may both be present • Paget’s disease. Alternating, irregular apposition and resorption, with apposition predominating, produce an irregular mass of cementum on the root with a histological ‘mosaic’ pattern • Cementoblastoma and cemento-osseous dysplasia are distinct diseases (Ch. 11)

of cementoblasts that can appear like hypercementosis radiographically, but there is root resorption and a characteristic presentation. Cemento-osseous dysplasia (Ch. 11) is also a distinct condition easily confused with hypercementosis. The lesions previously called cementomas are dealt with in Chapter 11. Concrescence is hypercementosis that causes fusion of the roots of adjacent teeth (Figs 6.17 and 6.18). It is rarely noticed until an attempt is made to extract one of the teeth. The two teeth are then found to move in unison and surgical intervention becomes necessary.

PATHOLOGY OF OSSEOINTEGRATION Osseointegrated implants have revolutionised dentistry and are also used to retain facial prostheses, obturators and bone-conduction hearing aids. Osseointegration is defined as a direct structural and functional connection between viable bone and the surface of a load-bearing implant. This is possible only by using

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by using calcium hydroxide dressings if the resorption is apical. However, when the injury to the periodontal ligament is severe, healing occurs by recruitment of precursor cells from the adjacent bone marrow causing ankylosis. If more than a small area of the root surface is involved by the ankylosis, the tooth effectively becomes part of the bone, and the normal physiological mechanisms of continuous bone turnover lead to progressive replacement of dentine by bone. The resorption progresses relentlessly and traumatised incisors in children can be completely lost in less than 5 years. In adults the process is slower but still essentially irreversible. Replacement resorption is always associated with ankylosis. Teeth have an abnormal percussive note, no mobility and loss of lamina dura and periodontal ligament radiographically.

Fig. 6.15  Hypercementosis as a result of apical inflammation.

Fig. 6.16  Hypercementosis in Paget’s disease. An irregular craggy mass of bonelike cementum has been formed over thickened regular and acellular cementum.

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Fig. 6.17  Concrescence. Two upper molars fused together by cementum.

Fig. 6.18  Concrescence. Histological section of fused teeth reveals that the teeth are joined by cementum and not dentine.

implants made from a limited number of metals, principally titanium, niobium and some of their alloys. The correct implant shape is also necessary to provide maximum surface area and transmit load effectively to the bone. Successful osseointegration is achieved by bone growing to contact or almost to contact the implant. No periodontal membrane is present, and the implant is held tightly by friction and a thin layer of collagen and proteoglycan bone matrix about 100 nm thick (Fig. 6.19). The implant surface does not itself induce bone formation but, in medullary bone, both trabeculae of bone and marrow spaces may contact the implant and the bone and implant become chemically bonded together. When an implant is placed into bone, much of the initial resistance to movement comes from tight apposition of the

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Fig. 6.19  Successful osseointegration. Bone (unstained right) in contact with implant thread (left). The tiny gap between the two is not appreciated with light microscopy.

thread in the cortical bone. In the medulla, the implant is surrounded by blood and platelets are activated as in a normal healing response. The healing response recruits new osteoblasts from the surrounding bone and marrow and new blood vessels from the marrow. These form woven bone from the edge of the trephine hole toward the implant (distance osteogenesis), stopping just short of the implant. Bone precursors also attach to the implant, lay down bone matrix on it and form bone in direct contact with it (contact osteogenesis). Both types of healing occur around any one implant, but it is considered that the greater the area of contact osteogenesis, the better. Contact osteogenesis requires migration of the bone precursor cells through the organising clot to the implant surface, and fibrin adhesion to the implant is critical for this process. Once bone is formed, it undergoes a process of slow remodelling and increases the bonding of bone to the implant. The cortical bone support is important to stabilise the implant through the early healing phase, and it is helpful that this bone remodels very slowly. The force required to remove implants increases over several months after placement as healing and remodelling progress. Because there is no periodontal ligament, there are no proprioceptive or pain fibres. There is no possibility of implant movement to cushion acute impact or to allow movements to adapt to functional forces. Thus, implants placed in growing jaws submerge like ankylosed teeth or move unpredictably, and orthodontic movement is not possible. However, bone trabeculae do remodel around an implant in response to stress transmitted directly to the bone. Implants pass through the mucosa without allowing bacteria into the tissues because they develop a periodontal cuff that bears some similarity to the normal gingiva. Again, there are no collagen fibres joining the soft tissue to the implant. Instead, a dense cuff of collagen fibres runs circumferentially around the implant or its abutment. A non-keratinised junctional epithelium forms against the titanium surface, and a gingival sulcus of variable depth may be present. This epithelium is derived from the surrounding mucosa and adheres to the implant through

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Review osseointegration PMID: 12959168

Implant failure and peri-implantitis Failure of implants is defined by progressive bone loss and increasing mobility and usually manifests shortly after placement or initial loading. Increased probing depths are often also present. Failure of integration during the healing

Box 6.4  Factors associated with implant failure and relative contraindications to implant placement • Incomplete facial growth • Uncontrolled diabetes • Contraindications to surgery, e.g. bleeding tendencies • Smoking • Patients prone to osteomyelitis • Sclerotic bone or bone disease at site • Previous radiotherapy to the jaws • Previous intravenous bisphosphonate treatment • Poor quality bone at site • Thin cortex • Sparse trabeculation • Osteoporosis • Active periodontal disease or poor oral hygiene • Mucosal disease • Possibly, high-risk patient for infective endocarditis?

A

B

period may be caused by movement, such as from that from early loading, or placement outside the cortex with perforation or dehiscence. Failure in the longer term is principally from bone loss as a result of excessive loading or peri-implantitis. Excessive loading may result from bruxism, non-axial forces from poorly designed superstructures or having too few implants to resist normal occlusal forces. Excessive loading tends to cause deep angular bone loss around the implant. The mechanisms are unclear, but may involve microfractures of the superficial bone around the implant. Fracture of the implant itself is rare. Plaque-induced inflammation and bone loss around implants is called peri-implantitis, and the microbial flora and host responses are similar to those in gingivitis and periodontitis. Infrabony pockets do not develop because there are no contact points or interdental papillae to form a local plaque trap. Bone loss is horizontal or forms a broad saucer-shaped defect that affects the entire implant circumference (Fig. 6.20). Peri-implant disease affects approximately 6% of all implants placed, rising to 20% after 10 years. Peri-implantitis is preceded by peri-implant mucositis, the equivalent of gingivitis with inflammation limited to the surface. Some degree of mucositis is found in 80% of individuals with implants, but in most patients this does not progress to bone loss. It is also possible, although much rarer, for implants to develop an apical peri-implantitis. This affects approximately 1%–2% of all implants placed, more commonly in the mandible. It presents as an apical radiolucency similar to a periapical granuloma, sometimes with pain, swelling and a sinus tract. The likely cause is persistence of apical inflammation from the pre-existing tooth. Other causes of failure are listed in Box 6.4. In addition, implants are more likely to fail in the maxilla than the mandible, if there is movement during healing, or if the bone is overheated by the drill during placement. Poor quality bone is often blamed for failure, often on grounds of minimal cortical thickness. However, implants can be successful in medullary bone with little cortex. Relatively avascular or sclerotic bone that heals poorly is probably a greater risk.

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hemidesmosomes in the same way as normal junctional epithelium adheres to tooth. There are said to be no absolute contraindications to implant placement, but the factors listed in Box 6.4 should be considered potential problems because they are associated with a higher rate of implant failure. The infective endocarditis risk is unknown. Implant placement is a sterile procedure of lower risk than manipulating teeth and, provided the implants are well maintained, the risk of infection is very low.

Fig. 6.20  Peri-implantitis. There is pocketing with a bead of pus exuding onto the gingival margin and a broad ring of bone loss evident radiographically. These older cylindrical coated implants were prone to peri-implantitis. (Courtesy of Professor R Palmer.)

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Fig. 6.21  Gross infection around old types of implant. There is a subperiosteal implant in contact with almost all the maxillary alveolus. Note the extensive bone loss below it, visible most clearly at the left tuberosity. There are two blade implants in the mandible, both with bone loss extending down the stem to involve the blade. The patient is at risk from severe infection and continued bone destruction until the implants are removed. (Courtesy of Professor R Palmer.)

The question of whether it is possible to mount a true allergic reaction to titanium dental implants is a controversial issue. Implants are made of alloys containing aluminium, vanadium or other metals to increase the strength. Cases of implants being associated with skin reactions and a peri-implantitis like inflammation are recorded, but the mechanisms are unclear. Titanium, in pure form, appears an unlikely allergen. Occasionally, patients are seen with non-osseointegrated implants such as blade implants or pins of various metals. These older types of implant usually failed rapidly as a result of infection (Fig. 6.21).

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Box 6.5  Complications of implant placement • Incorrect placement • Perforation of cortex, haematoma • Antral or nasal perforation, sinusitis • Damage to inferior dental neurovascular bundle • Infection, acute and chronic • Consequent alveolar bone loss • Complications of associated surgery • Oroantral communication following sinus lift procedures

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HARD TISSUE PATHOLOGY SECTION 1

Gingival and periodontal diseases THE NORMAL PERIODONTAL TISSUES The periodontal tissues have a complex anatomy specialised to resist masticatory forces and seal around the teeth (Box 7.1). The epithelium of the free and attached gingiva is stratified squamous and thinly parakeratinised. The epithelial attachment is made by the junctional epithelium adhering to enamel (Fig. 7.1), achieved by the cells secreting a basement membrane onto the enamel and attaching to it by hemidesmosomes. The attachment to the enamel appears histologically as a clear cuticle (Fig. 7.2). It forms an effective seal, protecting the underlying connective tissues. The epithelial attachment is so firmly adherent to the tooth surface that tension tears through the epithelium itself rather than pulling the epithelium from the tooth (see Fig. 7.2). Junctional epithelium has a high turnover rate, and the epithelial attachment is constantly reformed as the basal cells divide, mature and move upward. This results in higher permeability than other parts of the gingiva, potentially allowing the passage of molecules to and from the connective tissues.

Fig. 7.1  Gingival sulcus and epithelial attachment. This sagittal section of a specimen from a woman of 27 years shows the normal appearances. Enamel removed by decalcification of the specimen has left the triangular space. The epithelial attachment forms a line from the top of the papilla to the amelocemental junction; its enamel surface, the actual line of attachment, is sharply defined. The gingival sulcus, minute in extent, is formed where the papilla curves away from the line of the enamel surface. There is hardly any inflammatory infiltrate.

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When periodontitis develops, the attachment migrates apically and attaches to cementum by the same mechanisms. The junctional epithelial cells are believed to have an important role in regulating and modulating local immunological and inflammatory responses. The attached gingiva is firmly bound down to the underlying bone to form a tough mucoperiosteum. Its stippled

Box 7.1  Anatomical regions of normal healthy gingival tissue • Junctional epithelium. Extends from the amelocemental junction to the floor of the gingival sulcus and forms the epithelial attachment to the tooth surface • Sulcular epithelium. Lines the gingival sulcus and joins the epithelial attachment to the free gingiva • Free gingiva. Coronal to the amelocemental junction and attached gingiva and includes the tips of the interdental papillae • Attached gingiva. Extends apically from the free gingiva to the mucogingival junction and is bound down to the superficial periodontal fibres and periosteum

Fig. 7.2  The strength of the epithelial attachment. On this tooth the epithelial attachment has migrated on to the surface of the cementum as a result of periodontal disease. The epithelium has been torn away from the tooth, but the tear is within the junctional epithelium, leaving some of its cells still adherent to the cementum and attached by a clear cuticle. A similar strength is seen when the junctional epithelium is attached to enamel.

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Box 7.2  Principal fibres of the periodontal ligament • Oblique fibres form a suspensory ligament from socket to root in coronal to apical directions • Horizontal fibres form a dense group attaching neck of tooth to rim of socket • Transeptal fibres of the horizontal group are not attached to alveolar bone but pass superficial to it and join adjacent teeth together. They protect the interdental gingiva by resisting forces that would otherwise separate the teeth and open the contact points • Gingival fibres form a cuff round the neck of the tooth supporting the soft tissues. They resist separation of the gingivae from the tooth and help to prevent formation of pockets

appearance is due to the intersections of its underlying epithelial ridges at the junction with the connective tissue and the bundles of collagen inserted into it. The alveolar mucosa is the thin mucosa extending from the sharply-demarcated mucogingival junction into the sulcus. It has a smooth surface, darker colour and overlies loose mobile fibrous tissue. Underlying blood vessels can often be seen through the epithelial layer. It should not be confused with alveolar ridge mucosa, the gingiva of an edentulous ridge. Classic description anatomy PMID: 5005682 Anatomy of periodontium ISBN-13: 978-0723438120

Gingival and periodontal fibres The periodontal ligament comprises densely packed bundles of collagen fibres running from tooth to bone interspersed by loose connective tissue containing wide blood vessels and nerves. Compression of the ligament forces blood out through channels in the lamina dura into adjacent medullary bone, producing a viscoelastic cushion against compression and tension. The normal thickness of the periodontal ligament is approximately 0.1–0.3 mm. The principal fibres are arranged in a series of fairly welldefined groups (Box 7.2). The periodontal ligament fibres are embedded in cementum at their inner ends and in the lamina dura at their outer ends. New fibres replacing those that have aged, or forming in response to new functional stresses, are attached by apposition of further layers of cementum, which becomes thicker with age. The lamina dura is a layer of cortical bone continuous, at the margin of the sockets, with the cortical bone of the alveolus.

Gingival crevicular fluid (exudate) In health, a minute amount of fluid can be collected from the gingival margins. Crevicular fluid is an inflammatory exudate, and the amount increases greatly with the degree of inflammation. Its composition changes while inflammation develops, initially being more of a transudate of tissue fluid, but in established inflammation containing more immunoglobulin (Ig), IgM, other serum proteins and neutrophils and macrophages. Crevicular fluid is not a secretion (there are no glands in this region). Even in apparent health, there are always a few inflammatory cells in the gingiva and a very minor degree of inflammation.

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Table 7.1  Simplified international workshop classification of periodontal diseases Dental plaque-induced gingival diseases Gingivitis associated with dental plaque only Gingivitis modified by systemic factors puberty-associated gingivitis menstrual cycle-associated gingivitis pregnancy-associated gingivitis diabetes mellitus-associated gingivitis Gingivitis associated with leukaemia and other blood disorders Gingival diseases modified by medications Drug-modified gingival enlargement Gingival diseases modified by malnutrition Ascorbic acid-deficiency gingivitis Non-plaque-induced gingival lesions Infections, bacterial, viral fungal Hereditary gingival fibromatosis and other genetic conditions Gingival manifestations of dermatological disease Mucocutaneous disease Allergic reactions Traumatic lesions, factitious, iatrogenic, accidental Foreign body reactions Chronic periodontitis, plaque induced, localised or generalised Aggressive periodontitis, localised or generalised Periodontitis as a manifestation of systemic disease haematological disorders associated with genetic disorders Necrotising gingival diseases Combined periodontal-endodontic lesions Local predisposition to plaque-induced gingival diseases/ periodontitis

CLASSIFICATION OF PERIODONTAL DISEASES The classification of gingival and periodontal diseases is complex and confusing. The terms gingivitis and periodontal disease usually refer only to plaque-related inflammatory disease. However, there are also diseases that predispose to periodontitis and conditions that, though not induced by plaque, are worsened by it. Other diseases as diverse as tuberculosis or lichen planus may affect the gingivae occasionally. Classifications are often designed for research rather than clinical use and lose most of their value in the need to leave nothing out. Currently, a widely accepted classification is that of the 1999 International Workshop for a Classification of Periodontal Diseases, a simplified version of which is shown in Table 7.1. Classification PMID: 10896458

CHRONIC GINGIVITIS Chronic gingivitis is asymptomatic, low-grade inflammation of the gingivae, induced by bacterial plaque growing along the gingival margin. The cause is inadequate oral hygiene, sometimes exacerbated by local plaque traps. Gingivitis should be cured by effective oral hygiene. Chronic gingivitis always precedes development of chronic periodontitis, but not all gingivitis will progress. The distinguishing feature between chronic gingivitis and the onset of periodontitis is loss of bone at the alveolar crest. Until this happens, and probably for a short period afterward, chronic gingivitis can generally be cured by plaque control. By contrast, loss of bone in periodontitis is essentially irreversible.

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Fig. 7.3  Severe gingivitis. A florid, bright-red band of gingival inflammation results from very poor oral hygiene. Thick accumulations of plaque are visible on all tooth surfaces.

Box 7.3  Factors contributing to or exacerbating chronic gingivitis Local • Poor tooth cleaning technique • Dental irregularities providing stagnation areas • Restorations or appliances causing stagnation areas Systemic • Pregnancy • Down’s syndrome • Poorly controlled diabetes mellitus

Clinical features The gingivae become red and slightly swollen with oedema along the gingival margin (Fig. 7.3). Chronic hyperplastic gingivitis is a term sometimes given to chronic gingivitis in which the gingiva appears to enlarge. This is a result of inflammatory oedema rather than genuine tissue hyperplasia and largely resolves with treatment. Both local and systemic factors can exacerbate chronic gingivitis (Box 7.3).

Pathology By definition, inflammation in gingivitis is restricted to the gingival margins and does not affect the periodontal ligament or bone (Fig. 7.4). The development of gingivitis has been arbitrarily divided histologically into ‘initial’, ‘early’ and ‘established’ phases (Boxes 7.4 and 7.5), whereas the fourth ‘advanced’ stage refers to chronic periodontitis. It must be appreciated that these stages are artificially distinguished, being largely based on animal studies and experimental gingivitis studies in humans. They simply reflect the stages of development of chronic inflammation as would be seen at any body site. By the standard of the very slow rate of disease progression in a patient, all these stages are very rapid early events.

Microbiology Although gingivitis and periodontitis are caused primarily by microbial plaque, these diseases are not simple infections. The causative organisms remain largely outside the

Fig. 7.4  Chronic gingivitis. The epithelial attachment remains at the level of the amelocemental junction, and inflammatory cells are concentrated below the junctional epithelium and extend into the deeper gingiva, around the interradicular fibres. The alveolar crest is not resorbed.

Box 7.4  ‘Initial stage’ chronic gingivitis • Develops within 24–48 hours of exposure to plaque • Plaque related to gingival sulcus • Vasodilatation • Infiltration predominantly of neutrophils • Leakage of exudate into gingival sulcus • Clinically appears healthy After 1 week, the ‘early’ phase starts with epithelial hyperplasia and development of a deepened crevice. Inflammation is then visible clinically.

Box 7.5  Established chronic gingivitis • Develops after 2–3 weeks • Dense, predominantly plasmacytic infiltrate • Infiltrate fills but limited to interdental papillae • Destruction of superficial connective tissue fibres • Deepened gingival crevice • Epithelial attachment remains at or near amelocemental junction • Alveolar bone and periodontal ligament remain intact After about 3 weeks, the advanced stage is characterised by extension of plaque into the crevice, loss of bone and disruption of the periodontal ligament and pocketing.

tissues and induce inflammation by soluble factors and triggering immune responses. There is a complex hostmicrobial balance in which the largely commensal organisms survive but have their growth limited by the host response. In achieving this, the host responses induce bystander damage of the periodontium. The biofilm of

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Box 7.6  Key pathogenic features of dental plaque • Is a biofilm, a consortium of microbial species • Contains many species in a stable ecology • Adapts to external stimuli, is dynamic • Forms extracellular polysaccharide matrix • Has different constituent flora in aerobic and anaerobic sites

plaque has been considered by some to be the equivalent of one enormous organism; it is more than the sum of many individual bacterial species stuck together by polysaccharide. The key pathogenic features of dental plaque are shown in Box 7.6. Traditionally, plaque has been investigated by microbiological culture. Over the past several decades, this technique has allowed identification of more than 300 organisms in plaque and provided data to propose many as potential pathogens for periodontitis. However, many organisms in plaque are not cultivable. Data on these species have been obtained by molecular methods, identifying new and uncultivable species by nucleic acid sequencing. This has revealed a much greater complexity than was appreciated by even the most careful culture techniques and has led to the concept that disease is most closely related to the overall microbial flora at any site, rather than its constituent species. This led to the concept of dysbiosis, in which changes in inflammation and flora are interdependent, and change together to promote tissue destruction. The concept of the microbiome, the total of all organisms at any site, has particular value in periodontitis, where the flora can differ markedly between sites only a millimetre or two apart, and the metabolism of the same organisms can differ in different sites in the plaque. The microbiome is defined and characterised entirely by nucleic acid sequencing, and specific organisms are often described together in groups with similar metabolic requirements or with similar characteristics. This approach is enhanced by sequencing the bacterial RNA to identify what proteins the bacteria are synthesising, providing further information on what individual species are actually doing in plaque. Using these techniques, more than 1100 species are found in the mouth but only approximately a quarter are characterised named species and more than two-thirds have never been cultivated. Organisms not previously considered to be found in the mouth are frequently detected, including pathogens from other body sites. Healthy (uninflamed) gingivae. The plaque is supragingival and thin (10–20 cells thick). Gram-positive bacteria predominate and include Actinomyces species, Rothia, viridans streptococci and Streptococcus epidermidis. In elderly patients in periodontal health, Gram-positive bacteria, particularly streptococci, form the largest single group (50% of the predominant cultivable flora), whereas Gram-negative bacteria only account for 30%. The latter include Porphyromonas and Fusobacterium species. Early (and experimental) gingivitis. If toothbrushing is neglected for several days, plaque grows in thickness and is typically 100–300 cells thick. In the earliest stages, bacteria proliferate, but the plaque remains Gram positive in character, and Actinomyces species become predominant.

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Fig. 7.5  Large deposits of subgingival calculus, showing the layered structure resulting from incremental deposition, adhering to the tooth roots on each side of the picture. The calculus has a brown colour as a result of blood and bacterial pigment within it. A thick layer of plaque, stained dark blue, adheres to the deep surface of the calculus.

Chronic gingivitis. With time, Gram-negative organisms become increasingly prominent and the plaque becomes more anaerobic. Veillonella, Fusobacterium and Campylobacter species become conspicuous, and the Gram-negative anaerobes normally considered to be associated with disease appear. These change the metabolic nature of the whole plaque as discussed later in this chapter, and chronic inflammation results. Oral microbiome PMID: 27857087 Biofilm ecology PMID: 26120510 Calculus  Calculus is calcified plaque. The calcification is less significant than the adherent biofilm of plaque on its surface. However, calculus distorts the gingival crevice and, by extending the stagnation area, promotes retention of greater amounts of plaque (Fig. 7.5). In gingival health and gingivitis, calculus is almost exclusively supragingival and forms opposite the orifices of the major salivary glands in the lower incisor and upper first molar areas. It cannot be removed by the patient and provides a rough, plaqueretentive surface. Several compounds, such as pyrophosphates, added to dentifrices have been shown to reduce calculus formation to variable degrees.

Management Chronic gingivitis is readily recognisable from the clinical features already described, supported by probing to assess bleeding and exclude loss of attachment. Radiographs show intact crestal alveolar bone. The diagnosis is confirmed by resolution of gingivitis when effective oral hygiene measures (including calculus removal, effective toothbrushing and interdental cleaning habits) become established (Figs 7.6 and 7.7). Any local exacerbating factors must be dealt with if possible.

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Periodontitis is present once inflammation extends beyond the gingiva to involve the periodontal ligament and resorb the crestal bone. Periodontitis is always preceded by gingivitis, and gingivitis persists in the presence of periodontitis. Chronic periodontitis is the chief cause of tooth loss in later adult life, but symptoms are typically minimal. Many patients remain unaware of the disease until teeth become loose. Despite generally improving oral health, severe periodontitis still affects 10%–15%, and moderate periodontitis affects approximately half of the adult population in the UK.

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Clinical features Fig. 7.6  Accumulation of plaque stained after 24 hours by disclosing solution.

Fig. 7.7  The effects of tooth brushing in the same patient. Plaque remains interdentally in most areas, explaining why gingivitis is often localised here.

Systemic predisposing factors Pregnancy Pre-existing gingivitis may become more severe from the first 2 months of pregnancy (see Fig. 36.8). If oral hygiene is poor, inflammatory erythema, bleeding and oedema can be very florid. Swelling accentuates false pocketing. These changes are considered to result from the effects of oestrogens and progesterone on gingival vessels, but there is also evidence of an altered bacterial flora, probably due to these and other pregnancy-related compounds being bacterial nutrients. Pregnancy gingivitis can be much ameliorated or abolished by a strict oral hygiene regimen and improves after parturition. The most florid presentation is a localised pyogenic granuloma (see Fig. 36.9) or ‘pregnancy epulis’. These develop and grow very rapidly but respond to simple excision after parturition. A pregnancy epulis always develops in a background of pregnancy gingivitis.

Other conditions A number of predisposing factors to periodontitis are discussed later in the chapter. All of these also predispose to gingivitis.

Chronic periodontitis is initially asymptomatic. In the early stages patients may complain only of gingival bleeding or an unpleasant taste. Periodontitis is a potent and common cause of halitosis. The clinical presentation depends on the level of oral hygiene. When hygiene is moderately good, the gingiva may not appear significantly inflamed, and there are few visible clues to the destruction hidden below the surface. When hygiene is poor, the additional plaque present subgingivally incites intense inflammation; the congested gingival margins become purplish-red, flabby and swollen. Loss of attachment leads to pocketing so that a probe can be passed between teeth and gingiva. In untreated or severe disease, the interdental papillae detach from the teeth. As pockets deepen, the papillae are destroyed and the gingival margin tends to become straight with a swollen, rounded edge. Calculus forms in pockets, trapping more plaque, and bone loss renders the teeth mobile. Teeth tend to drift out of alignment and are dull to percussion and eventually become increasingly loose. In a florid untreated case, bleeding follows minimal pressure, pus may be expressed from pockets and teeth may eventually exfoliate spontaneously. In some patients, recession is the predominant sign, especially where the gingival tissues are thin. Pocket formation may be limited, but the gingival margin migrates apically with loss of attachment, tooth support and a similar outcome.

Radiography The earliest change is loss of definition and blunting of the tips of the alveolar crests. Bone resorption usually progresses in a predictable manner. In early periodontitis bone levels remain the same along a row of teeth (horizontal bone loss; Fig. 7.8). Later complex patterns of bone loss may develop as more bone is lost at sites of greater inflammation, localised by the underlying anatomical features of teeth and bone, local plaque traps and calculus. Thus, horizontal bone loss predominates where bone is thin, but vertical or angular bone defects develop where alveolar bone is thicker.

Aetiology The aetiology of periodontitis appears to be primarily the long-term persistence of gingivitis. Lack of treatment, poor oral hygiene and local plaque traps preventing plaque removal are key. Persistence of inflammation leads to a vicious cycle in which swelling and false pocketing promote plaque retention, and the more protected subgingival environment fosters development of a more anaerobic plaque. As more of the gingival soft tissues become inflamed, the inflammation extends close to the crestal bone, causing bone loss and migration of the epithelial attachment onto

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Box 7.7  Pathological processes in chronic periodontitis • Chronic inflammation • Destruction of periodontal ligament fibres • Resorption of alveolar bone • Migration of the epithelial attachment toward the apex • Formation of pockets around the teeth • Formation of subgingival plaque and calculus

Box 7.8  Bacterial species associated with chronic periodontitis • Aggregatibacter (Actinobacillus) actinomycetemcomitans • Fusobacterium nucleatum* • Porphyromonas gingivalis* • Prevotella intermedia* • Prevotella melaninogenica* • Eikenella corrodens • Tannerella forsythia* • Treponema denticola, Treponema socranskii, and other spirochaetes* • Parvimonas micra* • Prevotella nigrescens* • Campylobacter rectus* • Eubacterium nodatum* *anaerobes Fig. 7.8  Early and severe horizontal bone loss in advanced chronic adult periodontitis.

cementum. Chronic periodontitis, once established, is self-perpetuating. For reasons that are unclear, there is wide individual variation in susceptibility. The main features of the pathology of chronic periodontitis are summarised in Box 7.7.

Microbiology As noted previously, the microbial flora in gingivitis is a highly complex and stable ecosystem of interdependent bacterial species in a matrix of polysaccharides, forming an adherent biofilm. In comparison, the environment in a pocket has a lower oxygen concentration and fewer salivary nutrients and cannot be colonised by many of the bacterial species in supragingival plaque. The pocket is first colonised by facultative anaerobic Gram-positive organisms, cocci, then rods and filaments. Once these are established, Gramnegatives and true anaerobes, which are less adherent, can colonise the plaque. Eventually a ‘climax community’ of organisms is established, adapted to anaerobic conditions and nutrients from the pocket exudate. This takes months or years. No organism is ideally adapted to the environment and to survive all must form an interdependent ecosystem in which they can exchange nutrients and avoid the toxins bacteria secrete to gain an advantage over their competitors.

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At the tooth surface the bacteria are mainly Gram positive and adherent. By contrast, plaque related to the pocket wall is less densely packed but involves many Gram-negative bacteria, including anaerobes and spirochaetes and those thought to be associated with disease (Box 7.8). In the past there have been three hypotheses about how the plaque bacteria cause disease. The non-specific plaque hypothesis suggested that the total bulk of plaque present rather than the particular species was important. Conversely, the specific plaque hypothesis proposed that the individual species were important. Microbiological culture studies often associate particular species with disease, but also show that all implicated species can be found in healthy sites. No simple answer emerges from culture studies, leading to the multiple pathogen theories that implicate combinations of specific organisms, particularly Porphyromonas gingivalis, Tannerella forsythia and Treponema denticola. While these and other bacteria are clearly associated with pockets that show progressive disease, it may be simply because they are well adapted to the environment provided by the inflammation and tissue destruction. Despite a huge literature, whether these organisms are actually important remains controversial, and constant reclassification complicates their terminology. Several species listed in Box 7.8 were listed in the previous edition of this book under different names. Non-specific plaque theory PMID: 3540019 Specific plaque theory PMID: 15143484 Newer hypotheses based on microbiome sequencing data and in vitro experiments support an even more complex

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Table 7.2  Possible virulence factors of plaque bacteria Type of factor

Examples

Enzymes

Collagenase, trypsin, fibrinolysin, hyaluronidase, chondroitin sulphatase, heparinase, ribonuclease and deoxyribonuclease. Immunoglobulin proteases

Cytotoxic metabolic products

Indole, ammonia and hydrogen sulphide

Specific toxins

Powerful leukotoxins (particularly that of Aggregatibacter actinomycetemcomitans), epitheliotoxins (Porphyromonas gingivalis and Prevotella intermedius)

Endotoxin

From all Gram-negative bacteria, more potent from some species than others

Bone-resorbing factors

Actinomyces viscosus bone-resorbing factor

Ecological plaque hypothesis PMID: 12624191 and 16934115 Porphyromonas gingivalis PMID: 24741603 Aggregatibacter actinomycetemcomitans PMID: 20712635 A further complication arises from the detection of viruses in periodontitis. It is now thought that viral infections in the tissues synergise with the bacterial flora in disease. Similar synergy is thought to occur in other bacterial diseases such as sinusitis following viral infection. Some viruses produce cytokine analogues and viruses can interfere with neutrophil, macrophage and complement activity. Epstein–Barr virus, cytomegalovirus and other herpesviruses are particularly associated with localised and generalised aggressive periodontitis and acute necrotising ulcerative gingivitis but are also found in chronic periodontitis. In such cases, the virus may be infecting lymphocytes in the gingiva (reflecting prior systemic infection and latency) or the epithelium, but virus is also found in the subgingival plaque. Although their role is controversial, possible mechanisms by which viral infection of lymphocytes could alter inflammatory processes are known. Viruses in periodontitis PMID: 26980964 Not only does the flora induce inflammation, but the flora depends on the inflamed environment. Treating periodontitis with anti-inflammatory drugs alone alters the flora, excluding anaerobes that depend on blood as a nutrient when inflammation and bleeding subside.

Microbial virulence factors Many potential virulence factors are known to be produced by periodontal micro-organisms (see Table 7.2). These include enzymes, toxins and bone-resorbing factors, but individually these are of only theoretical importance. It is probably the total production by the plaque biofilm that is important and, as noted earlier in this chapter, it may require specific circumstances to switch on synthesis of these factors. In general, it is the organisms listed in Box 7.8 that are known to produce the widest range and largest amounts of such virulence factors. Some are highly specific in action, such as the Aggretibacter actinomycetemcomitans leukotoxin, whereas others such as endotoxin or lipoteichoic acid are cell wall components with a broad range of proinflammatory activity, including activation of phagocytes, complement and bone resorption.

Pathology A number of fundamental pathological principles of periodontitis are important in understanding the disease and its treatment:

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theory. It is suggested that the colonisation of plaque by these disease-associated species changes the plaque ecosystem. All the bacterial species implicated in periodontitis have many virulence factors and compete with other species in plaque for nutrients such as iron. The less virulent species, which might be found normally in healthy or slowly progressing sites, start to express their own virulence factors to survive. As a result, the nature of the whole plaque metabolism may shift to a more pathogenic ecosystem in which many of the bacterial species adapt and become pathogenic. One important implication of this theory is that plaque might be returned to a non-pathogenic form by treatment targeted at specific species.

Bacteria remain largely in the pocket. The vast majority of the bacteria in periodontitis and gingivitis are in the subgingival plaque. Here organisms have a relatively protected environment outside the body, plentiful nutrients and a protective plaque ecosystem of interdependent species. It is usually assumed that the inflammation in the pocket wall is mediated by soluble bacterial factors penetrating the tissues and by bystander damage resulting from immune reactions. Bacteria can penetrate the tissues. However, it is known that bacteria can penetrate the tissues, and this is best demonstrated by the bacteraemias associated with toothbrushing and tooth movement. It seems likely that the bacteria that are pushed into the tissues would elicit a much more intense inflammatory reaction and so bacterial penetration may be associated with periods of tissue damage. Some bacteria also have the ability to invade the tissues, both into the epithelial cells of the junctional epithelium and beyond. Species including P. gingivalis, T. forsythia, F. nucleatum, A. actinomycetemcomitans and T. denticola can be found in tissues in small numbers, and some have developed mechanisms to invade the epithelial cells, downregulate their virulence factors and survive and even multiply inside the cell, where there are plentiful nutrients and the bacteria are protected from the host immune system. The invading bacteria are able to develop a new commensal balance with the host cells, move from cell to cell and develop resistance to the antibacterial mechanisms inside the epithelial cell. Only a tiny minority of the plaque flora has this invasive capability, and it is possible that invasion happens only from time to time. However, the intracellular bacteria would be protected from antibiotics and removal by root debridement and so potentially become important. Bacterial invasion can be found in healthy, as well as diseased gingival sites, and its importance is unclear. Subgingival calculus  Calcification of plaque in a pocket produces subgingival calculus. The deposits are thin, more widely distributed, harder, darker and more firmly attached than supragingival calculus. Calculus appears laminated histologically, reflecting incremental mineralisation. The colour is caused by incorporated of blood breakdown products into the plaque before calcification. Subgingival calculus helps perpetuate chronic periodontitis. It retains a reservoir of bacteria, helping to sustain inflammation, and acts as a barrier to healing. Effective removal also acts

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Fig. 7.9  Transition from chronic gingivitis to periodontitis. No pocket has yet formed, but the epithelial attachment has extended on to the cementum and inflammation has induced epithelial hyperplasia, as evidenced by development of rete processes, normally absent in junctional epithelium.

as a surrogate marker for thorough root surface decontamination and is important in achieving good treatment outcomes. Chronic inflammation  Neutrophils migrate continually into pockets though junctional epithelium, probably rendering it permeable to bacterial products as a result. Plasma cells typically predominate in the tissues, accompanied by lymphocytes. Inflammatory cells infiltrate the gingival connective tissue and spread between the bundles of collagen fibres (Figs 7.9 and 7.10). Dense sheets of these cells accumulate, especially under the pocket lining epithelium, close to the plaque and calculus. Pocketing  depends on the thickness of the gingival tissues. When plaque extends along the tooth surface and the overlying gingiva is thin, the gingiva is lost, producing recession. Thick gingiva is more resilient and becomes undermined by the destruction extending down the root, producing pocketing (Fig. 7.11). Pockets protect the plaque from removal by abrasion or tooth cleaning and expose a large surface area of tissue to irritation by bacteria and their products. Pockets also favour the growth of anaerobic pathogens. Pockets surround the teeth. One wall is formed by cementum, there may be three bone walls or soft tissue walls depending on size and bone loss. The pocket lining epithelium is continuous with the gingival epithelium at the pocket mouth and is often hyperplastic but very thin. At the base of the pocket the epithelium forms the epithelial attachment. ‘Ulceration’ of the lining is often described but rarely seen histologically. If it develops, it seems likely that it heals rapidly. Epithelial migration  The epithelial attachment migrates from enamel on to cementum, forming the floor of the pocket (Figs 7.12 and 7.13). The attachment to cementum is strong, and a clear refractile cuticle formed by the epithelium can sometimes be seen joining the epithelium to the root surface (see Fig. 7.2). The length of the epithelial attachment is variable but may extend over several

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Fig. 7.10  Established chronic periodontitis. In this woman of 33 years, periodontal pockets have extended onto cementum and inflammatory cells fill the interdental gingiva.

millimetres. It probably detaches and re-forms intermittently depending on the degree of inflammation. Destruction of periodontal fibres  Collagen fibres are destroyed progressively from the gingival margin down to the level of the floor of the pocket, but only in a localised zone around the pocket. Beyond this, there is fibrosis resulting from inflammation, but the extra collagen is not organised into functional bundles to support the tooth or gingiva. Destruction of alveolar bone  starts at the alveolar crest. The bone crest recedes just in advance of the floor of the pocket. The zone of inflammation in the gingiva or around the pocket is invariably separated from the underlying bone by a thin zone of uninflamed fibrous tissue (see Fig. 7.12). Inflammatory cells are never in contact with the bone and resorb it remotely using soluble factors or other cell signalling mechanisms to activate normal osteoclastic resorption. It has been suggested that the inflammatory cells may extend to alveolar bone and periodontal ligament during periods of active disease, but histological evidence for this is lacking. Osteoclasts are rarely seen, probably because their action is intermittent and the rate of bone destruction extremely slow. The result of bone loss is deep pockets and loss of attachment (Fig. 7.14). Innate immune mechanisms are thought to be critically important, particularly the non-specific responses of neutrophils and macrophages to bacteria. These are probably responsible for preventing bacterial invasion of the tissues, and their importance is seen in the rapid destruction associated with neutrophil deficiency diseases such as PapillonLefèvre syndrome, Down’s syndrome and diabetes mellitus. Neutrophils secrete many potent antibacterial compounds, in the pocket often as ‘neutrophil extracellular traps’, complexed with DNA. Adaptive immune mechanisms are involved in periodontal disease, as they are in every microbial disease. However, effective responses are hampered by the fact that the target bacteria lie outside the body in the pocket, where the environment is controlled by the bacteria and not the host.

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Normal supporting tissues

False pocket

Infrabony pocket (vertical or angular bone loss)

Suprabony pocketing (horizontal bone loss)

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Fig. 7.11  Pocket formation in periodontal disease. A simplified diagram to show the relationship between periodontal soft tissues and alveolar bone in the different presentations of periodontal disease.

It seems likely that humoral responses are the most important, cell-mediated immunity playing a role only within the tissues in maintaining and controlling inflammation. Antibodies produced against plaque bacteria may mediate opsonisation and killing of bacteria by neutrophils and macrophages in the pocket and can also activate complement in the pocket, though probably with little effect. The bacteria in the biofilm on the tooth are protected by the matrix. Unattached bacteria near the pocket wall may be more susceptible. Overall, it is clear that the immunological reactions in chronic periodontitis are protective. The importance of the immune responses is seen in HIV infection, in which periodontal destruction may be greatly accelerated and acute invasive infections develop. Bystander damage always accompanies inflammatory diseases. It may be more prominent when excessive activation of neutrophils, macrophages, complement and other inflammatory and immunological mechanisms is triggered by bacterial factors. Cytokines secreted by inflammatory cells often have damaging effects, such as bone resorption triggered by interleukin 1 and 6 and tumour necrosis factor alpha. However, damage by these host mechanisms is minor, and disease progression is very slow; inflammation and immunity are overall protective. When inflammation is suppressed, as for instance in smokers, periodontitis progresses more quickly. Episodic and chronic nature of destruction A remarkable feature of periodontal disease is that tissue destruction is so slow, despite the presence of huge numbers of bacteria in periodontal pockets. In an otherwise healthy person, it is not uncommon for half a century to pass before 1 cm of alveolar bone is lost. Although overall slow, it is clear that

destruction progresses in rapid spurts. These may be triggered by reduction in host defences or perhaps by poorly understood ecological and virulence changes in the plaque flora driven by changes in the subgingival environment. Review pathology of periodontitis PMID: 24762896 Review host defence PMC: 4510669 Neutrophil NETs PMID: 26442948

Systemic predisposing factors Many diseases and habits are said to predispose to gingivitis and periodontitis. The role of pregnancy has been noted in the section on gingivitis. More are discussed later in the section on systemic disease. However, few cause accelerated periodontitis. Most are immunosuppressive and cause acute infection around the teeth, and a few are structural and cause early exfoliation of teeth, but the mechanisms and clinical picture are quite different from plaque-induced disease in normal individuals. Two factors that do genuinely appear to represent a more severe form of the typical disease are smoking and diabetes. Others are shown in Box 7.14.

Smoking Smokers have greater susceptibility to periodontitis but, paradoxically, less inflammation is evident clinically. The reasons for this are not understood, but smoking is known to interfere with inflammatory and immune reactions, probably by activating endothelial and inflammatory cells in the lungs and circulation, and by inducing them to secrete cytokines and other compounds inappropriately. Also, nicotine is a vasoconstrictor, although its effects on the gingiva

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Fig. 7.13  Chronic periodontitis. Higher-power view showing the epithelial attachment lying against cementum. Note how collagen has been lost from the areas containing inflammatory cells.

Fig. 7.12  Chronic periodontitis. The amelocemental junction lies at the top of the picture covered by plaque and calculus that extend into the upper pocket. The epithelium of the pocket wall is hyperplastic and irregular, but at the base of the pocket, the lining epithelium forms an epithelial attachment tightly apposed to the cementum. The alveolar bone crest shows resting and reversal lines indicating remodelling during phases of bone loss and recovery. A broad band of uninflamed densely fibrous tissue, almost scar tissue, separates the bone from the inflamed tissue.

have proved difficult to measure. Overall, smokers have greater loss of attachment, early tooth loss and respond less well to treatment. The relative risk is high, even if only a few cigarettes are smoked each day. It has been estimated that one cigarette a day produces as much attachment loss as 1 year of untreated disease in a non-smoker. All forms of tobacco smoking have the effect, and continuing to smoke reduces the effectiveness of treatment. Smokeless tobacco use also promotes periodontal destruction but by direct vascular and abrasive effects. Smoking 11021635

and

periodontitis

PMID:

9722693

and 

Diabetes mellitus Diabetes increases the risk of periodontitis approximately threefold. Disease severity is directly related to hyperglycaemia and poorly controlled diabetics, particularly those with glycosylated haemoglobin levels above 9%, suffer worst. Both type 1 and type 2 diabetes predispose. In well-controlled diabetes, acceleration of gingivitis may not be noticeable. The links between periodontitis and

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Fig. 7.14  Advanced chronic periodontitis. The cementum on the pocket walls is covered with a thin layer of plaque. The epithelium of the pocket lining is hyperplastic, and the pocket extends beyond the lower edge of the picture.

diabetes are probably explained by a reduction in neutrophil function and excessive cytokine responses to bacteria by macrophages. In recent years, it has become clear that diabetics with periodontitis are also more at risk of other diabetic complications such as nephropathy and ischaemic heart disease. It has been suggested that periodontal inflammation or pathogenic bacteria may account for these links, and it has been shown that periodontitis can predict the other

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Diabetes and periodontitis PMID: 16881798

Osteoporosis It seems logical that reduced bone mineral density in osteoporosis would predispose to alveolar bone loss in periodontitis, but the relationship has proved difficult to investigate, and the association remains contentious and any effect must be small. The association may be difficult to show because the reduced bone density mostly affects women after the menopause, and periodontitis is a very slowly progressing disease.

General principles of management of chronic periodontitis The main components of the management of periodontal disease are summarised in Box 7.9. Management largely depends on time-honoured, manual methods of plaque control. Effective daily plaque removal by the patient is imperative for success. Conscientious toothbrushing and interdental cleaning with aids such as floss (if there is minimal disease), wooden sticks or small interproximal brushes, as necessary, are required. These simple measures will bring about complete resolution of simple gingivitis as mentioned earlier. Anything hampering plaque control, particularly calculus and faulty restorations, should be dealt with. Other conditions promoting stagnation (Box 7.10) may be more difficult to eliminate.

Treatment of periodontal pockets The initial aim is to produce a root surface to which the pocket wall and gingival tissue may reattach. This requires a clean root and resolution of inflammation in the pocket wall. The key methods are therefore thorough plaque control and subgingival scaling or root debridement, which remove all (or almost all) calculus and some superficial cementum to ensure elimination of plaque from any surface irregularities. Root debridement cannot remove subgingival plaque entirely, but it reduces bacterial bulk, disturbs the plaque environment, renders the pocket more aerobic and changes the composition of the plaque flora. It is not intended to ‘plane’ the root surface and remove absorbed toxins. Following these procedures, inflammation reduces, the tissues shrink and the pocket lining junctional epithelium reattaches to the cementum and enamel surface to produce a ‘long epithelial attachment’ extending from the level of the old pocket floor to the gingival margin. The long epithelial attachment is firm, shallower probing depths result, and it is sufficiently robust to remain in place for the life of the patient provided supragingival plaque is controlled. However, reattachment of connective tissue to the tooth with a reformed periodontal ligament cannot be expected with these treatments. Bone loss will remain, collagen fibres will not reattach to cementum and the functional periodontal ligament is reduced in length. Some recession also usually results from reduction of gingival inflammation, reducing pocket depth from the coronal end. Successful reduction in probing depths and bleeding can be expected if the initial pocket was less than 5 mm in

Box 7.9  General principles of management of periodontal disease • Prevention is most effective • Control of bacterial plaque • Establishment of healthy gingival contour accessible to plaque control • Minimisation of periodontal tissue loss • Use of antibiotics in selected cases • Mucogingival surgery in selected cases

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complications. Several studies have shown that effective periodontal disease treatment can improve diabetic control, though the effect is small. There is a role for dental practitioners to identify patients with undiagnosed diabetes on the basis of their periodontitis and refer them for diagnosis.

Box 7.10  Factors promoting stagnation and persistence of plaque • Calculus • Overhanging restorations • Food packing due to faulty contact points • Irregularities of the teeth • Mouth breathing • Pocketing • Extension to the furcation

Box 7.11  Factors compromising subgingival plaque removal • Excessive pocket depth • Convoluted root morphology, furcations • Inaccessible root surfaces (e.g. distal surfaces of posterior teeth) • Operator competence Failure of benefit from root debridement is shown by: • Bleeding or exudation of pus on probing the depth of pocket • Increasing probing depths • Deterioration of bone levels seen radiologically

depth. Failure to achieve clinical improvement is usually due to either a lapse in plaque control by the patient or failure to remove all subgingival plaque (Box 7.11). If this happens, more aggressive treatment may be required, but will still only be effective if plaque is controlled by excellent oral hygiene. When root debridement fails, a variety of surgical and other adjunctive techniques are available. The earliest form of resective surgery was gingivectomy. This is still a useful procedure, particularly in patients with false pockets due to fibrous gingival hyperplasia or drug-associated gingival overgrowth who may be unresponsive to non-surgical treatment. However, simple gingivectomy causes loss of attached gingiva and is poor cosmetically. Flap operations  Surgical approaches usually depend on elevation of flaps and are designed to facilitate cleaning of the root. Inflamed tissue is curetted away, and the root surfaces are cleaned. The flaps are then sutured back around the necks of the teeth. The flap can be replaced at or near the preoperative level, or it can be repositioned apically so that it just covers the alveolar crest. The former approach requires that the flap must reattach to the denuded root surface by a long epithelial attachment. Apical placement

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of the flap may produce a poor cosmetic result and expose complex root forms, but removes the pocket. Reattachment (‘regenerative’) surgery  The goal of this technique is formation of cementum to anchor periodontal fibres to the root surface. This ideal result (‘new attachment’) would obviously be the most satisfactory method of treatment. A new connective tissue attachment can only form if cells from the remaining healthy periodontal ligament repopulate the root surface. In practice, the pocket lining epithelium proliferates quickly and grows and attaches to the root before new attachment can form. Insertion of a barrier membrane between the flap and root surface may prevent epithelial and gingival connective tissue ingrowth (‘guided tissue regeneration’). Many membrane types, both resorbable and non-resorbable can be used. Guided tissue regeneration is more effective than simple flap surgery in reducing probing depths and forming bone, but there is considerable variation in results, little or no histological evidence of new functional periodontal ligament being formed and no evidence of clinical benefit. Additional bone-inducing graft materials such as demineralised freeze-dried bone allograft, enamel matrix derivatives and recombinant human platelet-derived growth factor are not yet considered reliable at inducing attachment, but may have some value in reduction of pocket depths in selected cases. Limitations of periodontal surgery  Meta-analyses show that both surgical and non-surgical treatment have similar outcomes when the standard of plaque control is high. Surgery in shallow pockets causes further attachment loss, and surgery is not beneficial until probing depths reach 6 mm. Even scaling and root debridement in shallow pockets less than 3 mm causes attachment loss.

Role of antibiotics Antibiotics can disturb the bacterial flora but cannot eliminate it. The biofilm is mostly dead bacteria and matrix; only viable and unattached bacteria would be susceptible. The stable ecosystem of plaque protects bacteria from antibiotics but also prevents them recolonising the plaque if they can be eliminated, providing a potentially long term beneficial effect. Bacteria in a biofilm tolerate antibiotics better, but they are not intrinsically resistant. However, biofilms harbour so-called persister cells, non-growing bacteria that are unaffected by antibiotics and can re-establish infection once the antibiotic treatment ceases. Antibiotics are usually reserved for disease responding poorly to conventional treatment, usually with deep pockets. Overall, tetracyclines or a combination of metronidazole and amoxicillin seem to be the most effective. Tetracycline-containing plastic fibres and other antibiotic slow release systems have been placed in the gingival sulcus for direct delivery of a high local concentration but the former are no longer available and there is limited evidence to support use of the latter, perhaps because the agents are washed away by the flow gingival crevicular fluid. Tetracyclines are particularly effective in aggressive periodontitis (later in this chapter). Current evidence suggests that a 7–14 day course of metronidazole and amoxicillin after completion of debridement provides additional benefit for pocketing over 6 mm in depth. The benefit is 0.5–1 mm probing depth, and it is still detectable many months after treatment. Reductions of up to 3 mm are claimed for the deepest pockets. A strategy of ‘full mouth disinfection’ comprises topical intraoral applications of chlorhexidine with complete

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Box 7.12  Factors affecting prognosis of periodontal disease • Oral hygiene status and motivation • Degree of attachment loss • Age • Gender, worse in males • Smoking • Furcation involvement • Residual pocketing after treatment • Tooth vitality • Host resistance • Intensive maintenance treatment • Poorly defined genetic factors

subgingival debridement in 1 day to attempt to change the whole flora at once and prevent reinfection from untreated sites. There appears to be little enhanced benefit from this approach. Risks from antibiotic adverse effects and bacterial resistance must be weighed against their benefits and routine use for periodontitis cannot be justified. Antibiotic use PMID: 26427574

Treatment of advanced periodontal disease Once pocketing has extended beyond the point where treatment can be beneficial, the teeth should be extracted. Deep pockets are a source of sepsis that may have remote effects such as infective endocarditis. Making an early planned decision to extract teeth preserves bone for implants or dentures.

Prognosis in periodontal disease Predictions about the results of treatment are not completely accurate, especially in multirooted teeth, but some factors are known to be associated with tooth loss after treatment (Box 7.12). However, overall treatment is very effective if completed and maintained. Most teeth that are lost are extracted in the 5 years after treatment, and these are usually teeth that had adverse features at initiation of treatment. Much depends on the level of oral hygiene maintained by patients and whether they are sufficiently strongly motivated in the long term, together with factors affecting individual teeth, such tooth type, root length, root anatomy and degree of furcation involvement (Figs 7.15 and 7.16). Despite intensive investigation, there remains, for no clear reason, a ‘high-risk’ group for periodontitis who suffer more extensive bone loss than others of similar age.

Complications of chronic periodontitis Complications can be local or systemic (Box 7.13). Some systemic complications arise from the transient bacteraemia associated with mastication and tooth brushing. Bacteraemia is most severe when pockets are deep and inflamed, but it is still detectable in near heathy mouths. Infective endocarditis is the most significant complication and is discussed in Chapter 32. Severity of periodontitis is clearly associated with cardiovascular disease, mediated by the overall bacterial burden and not specific species. However, it remains unclear whether this association might be caused by smoking or

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Local • Periodontal abscess • Tooth mobility • Tooth loss through exfoliation Systemic • Infective endocarditis • Atherosclerosis and cardiovascular disease • Poor diabetic control • Preterm birth

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Box 7.13  Complications and possible complications of chronic periodontitis

Fig. 7.15  Infrabony pocket. A neglected dentition with a retained carious root and teeth with periodontitis. The middle tooth has an angular infrabony defect on one side, but only horizontal bone loss on its opposite side.

Fig. 7.17  Advanced periodontitis with recession. In this neglected mouth, deposits of plaque and supragingival calculus adhere to the exposed roots, which have active root caries. Probing depths are minimal despite disease progression.

other risk factors that are common to both diseases. A number of systemic infections are thought to contribute to atheroma through lipopolysaccharide and activation of systemic inflammatory mechanisms. Immune cross-reactivity between tissues and bacteria is often cited as a possible mechanism. Whether periodontal treatment can reduce atheroma or its complications is unclear and probably unlikely. The suggestion that periodontitis affects diabetic control can now be considered proven, and treatment of periodontitis appears to improve diabetic complications, at least as measured by surrogate blood markers. Periodontitis has also been associated with elevated risk of preterm birth and low birthweight. However, the numerous other potential confounding factors make this association difficult to investigate, and studies of periodontal treatment have failed to show any protective effect.

GINGIVAL RECESSION Fig. 7.16  Severe bone loss. Extensive bone loss with insufficient bone support for effective treatment. The tooth to the left of centre has infrabony pocketing extending almost to the apex, though the pulp remains vital.

Recession of the gingivae and exposure of the roots is common (Figs 7.17 and 7.18). It is progressive and so worsens with age, but it is not a feature of ageing itself and susceptibility varies. The major predisposing factor is thinness of the gingival tissue, so recession is worst around upper canines, lower incisors and lingual to lower molars. Loss of attachment in areas of thick tissue produces pockets whereas thin tissue is destroyed entirely. Recession cannot be reversed.

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The second significant problem with recession is dentine hypersensitivity from the exposed root. This results from additional demineralisation and can be tackled using fluoride or dentinal tubule blocking agents. Recession review PMID: 21941318

AGGRESSIVE PERIODONTITIS

Fig. 7.18  Periodontitis with recession. In this case, gingival destruction is almost as great as the degree of bone resorption so that excessively long clinical crowns have been produced. Supragingival calculus and a dense inflammatory infiltrate in the gingiva can be seen. The tooth to the left of the midline appears non-vital. Although the pulp cannot be seen, there is a periapical granuloma and apical inflammatory hypercementosis.

The exact cause of recession is unclear, but the most common association is with plaque-induced inflammation. One hypothesis suggests that epithelial proliferation of the junctional epithelium in inflammation results in an epithelial ‘bridge’ of rete processes extending to the external gingival epithelium across the narrow band of inflamed connective tissue. This is followed by remodelling of the gingival margin to preserve a normal epithelial thickness. Whether cervical abrasion caused by a stiff brush and abrasive toothpaste follows recession or causes it is impossible to ascertain, but the two are closely linked. Recession at the papilla, as opposed to in the thin buccal or lingual aspect of teeth is always associated with prior periodontitis. Other hypothetical causes include acid regurgitation and minor tooth movements. It is clear that the thin tissue is not resistant to any insult and recession often follows direct trauma from factitial injury, trauma from oral piercings, topical tobacco and betel quid. Receded gingival margins often appear relatively uninflamed.

Treatment of gingival recession Recession itself is asymptomatic and primarily of cosmetic concern. It is often self-limiting, no longer advancing once thicker bone is reached. Effective atraumatic cleaning is required to prevent additional inflammatory destruction. In most cases, recession is not associated with gingival inflammation because cleaning is effective. Free gingival grafting or connective tissue grafting combined with advanced buccal flaps can be used to cover the exposed root, but success requires good height of adjacent bone and soft tissues. Sometimes when recession extends past the mucogingival junction a graft may anchor the softer alveolar mucosa to bone and prevent rapid extension toward the apex.

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Aggressive periodontitis is defined as periodontitis characterised by rapid attachment loss and bone destruction in otherwise healthy patients. Often the destruction seems out of proportion to the small amounts of plaque present and there seems to be a clear association with the periodontal pathogens A. actinomycetemcomitans or P. gingivalis. A. actinomycetemcomitans leukotoxin-producing strains are claimed to be closely associated and can be isolated specifically from the sites of destruction. High concentrations of antibodies are found in the serum and gingival fluid. There is often a familial background to aggressive disease, and patients have slightly impaired neutrophil function, both chemotaxis and phagocytosis, or hyperreactive macrophages that produce excessive cytokines. However, these underlying factors do not cause other diseases or predispose to other infections and have been suggested to be induced by the periodontal flora. Although aggressive periodontitis is recognised by its rapid onset and progression, it seems to be self-limiting. After a period of rapid attachment loss, the disease process often slows and becomes indistinguishable from chronic periodontitis. Diagnosis is based on clinical and radiological features. The microscopic features are the same as in chronic periodontitis, and biopsy is not helpful in diagnosis.

Localised aggressive periodontitis This condition was previously known as localised juvenile periodontitis, and the changed name reflects that it may develop in adults, although almost all cases seem to start around puberty. It is uncommon, having a prevalence of approximately 1:1000, with those of African or AfroCaribbean descent more frequently affected. The characteristic feature is rapid breakdown of attachment on permanent first molars and incisors, often in a strikingly symmetrical pattern and in individuals younger than 30 years old. By definition, no more than two teeth other than incisors or first molars can be affected. Gingival inflammation is minimal or absent, and the main feature is drifting and loosening of teeth (Fig. 7.19). Deep, angular bone loss and displacement of the anterior teeth are typical findings (Fig. 7.20), and teeth may exfoliate spontaneously.

Generalised aggressive periodontitis When the disease process involves more than two teeth other than incisors and first molars, it is defined as generalised. These patients often lack the prominent antibody response to the typical periodontal pathogens, and while similar organisms to those in the localised form are present, there is a more mixed flora typical of late chronic periodontitis. It is unclear how many patients with the generalised form have progressed from the localised form.

Treatment of aggressive periodontitis Treatment must be aggressive because severely affected teeth may lose attachment rapidly and require extraction. Currently, early aggressive root debridement and antibiotic

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Fig. 7.19  Localised juvenile periodontitis. Drifting of upper central incisors due to gross loss of attachment. There is some marginal inflammation, but oral hygiene is good and the clinical appearance belies the periodontal destruction visible radiographically or on probing.

Immunodeficiencies • Down’s syndrome (Ch. 39) • Neutropaenia (Ch. 27) • Leukaemias (Ch. 27) • Leukocyte adhesion deficiency • Severe diabetes mellitus • HIV infection (Ch. 29) • Papillon–Lefèvre syndrome • Rare defects of neutrophil function Chediak Higashi syndrome Chronic granulomatous disease

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Box 7.14  Premature periodontal tissue destruction associated with systemic disease

Genetic syndromes • Hypophosphatasia (Ch. 13) • Ehlers–Danlos syndrome type VIII (Ch. 14)

healing in addition to periodontitis. Periodontitis becomes evident soon after tooth eruption, and while the underlying deficiency persists, treatment is ineffective. The only effective treatment is bone marrow transplantation. Other causes of childhood periodontitis that might cause similar presentations include neutropenia, leukaemia, hypophosphatasia, Papillon–Lefèvre syndrome, HIV infection and acrodynia (heavy metal poisoning). Prepubertal periodontitis PMID: 9673168

Fig. 7.20  Juvenile periodontitis. Young adult patient aged 20 years, showing severe bone destruction around three first permanent molars and upper and lower incisors. Probing depths exceeded 10 mm. (Courtesy Dr R Saravanamuttu.)

administration is the most successful approach and may be dramatically successful in the early stages of the disease. A. actinomycetemcomitans is particularly sensitive to tetracyclines and minocycline has been the traditional choice of antibiotic. However, better results are claimed with combination treatments of penicillins and metronidazole. Culture of subgingival flora has been suggested to tailor the antibiotic selection but is rarely available. Persistent pocketing often requires surgical treatment, and maintenance therapy is critical to prevent relapse. Because the disease has a strong genetic background, siblings should be screened for the disease. Aggressive periodontitis: DOI 10.1111/prd.12013and other articles in the same issue

‘PREPUBERTAL’ PERIODONTITIS Severe periodontitis in children is very unusual, and it is now thought that all periodontitis affecting the deciduous dentition has an underlying systemic cause, almost always a host defence defect and usually leucocyte adhesion deficiency. Leukocyte adhesion deficiency results from lack of functional surface adhesion receptors on neutrophils, macrophages or both, preventing these inflammatory cells from emigrating into inflamed or infected tissues. This causes recurrent skin and fungal infections and delayed wound

PERIODONTITIS AS A MANIFESTATION OF SYSTEMIC DISEASE A diverse range of diseases can present with periodontal destruction, some simply predisposing to conventional periodontitis and others causing distinctive patterns of destruction. Predisposing conditions such as diabetes have been previously dealt with and others fall into the category of aggressive periodontitis. All except Down’s syndrome are uncommon or rare, but are important to distinguish from early-onset periodontitis in that the underlying disorder may threaten the patient’s health or life. Recognised causes of premature periodontal destruction are summarised in Box 7.14 and are discussed in more detail in separate sections elsewhere. Agranulocytosis and acute leukaemia may also be associated with necrotising gingivitis and periodontal tissue destruction. Agranulocytosis is mainly a disease of adults, whereas the common childhood type of acute leukaemia (acute lymphocytic leukaemia) typically produces gingival enlargement rather than periodontal destruction. The importance of cyclic neutropenia has been greatly exaggerated. It is little more than a pathological curiosity, and early-onset periodontitis is by no means always associated. All these immunodeficiency disorders are typically associated with abnormal susceptibility to non-oral infections.

Down’s syndrome In Down’s syndrome, gingivitis is exacerbated by excessive plaque formation and difficulties in establishing effective toothbrushing habits. Progress to periodontitis between age 15 and 25 was usual in the past and early tooth loss was a frequent consequence (see Fig. 39.4), but enhanced

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Fig. 7.21  Periodontal abscess. The abscess is pointing on the alveolar mucosa well above the attached gingiva. The probe is inserted deeply in the pocket communicating with the abscess.

preventive regimes have proved effective and patients with Down’s syndrome now retain more teeth into adulthood. Multiple immunodeficiencies and ‘early ageing’ of the immune system contribute, and there is early colonisation by periodontal pathogens. Small teeth with short roots predispose to tooth loss. Calculus used to be considered prevalent, but recent data suggests this is simply a reflection of oral hygiene and not a feature of the syndrome.

Papillon–lefèvre syndrome Papillon–Lefèvre syndrome is an exceedingly rare autosomal recessive disorder. The main features are, typically, hyperkeratosis of palms and soles starting in infancy and earlyonset periodontal destruction caused by a loss-of-function mutation in the cathepsin C gene. Those with the disease are homozygous for the mutation and completely lack cathepsin C activity. Parents and carriers are heterozygous and have low cathepsin C activity but suffer no ill-effects. Cathepsin C is a lysosomal protease that plays an essential role in activating antibacterial compounds stored in an inactive form in neutrophils. Lack of activation impairs host responses to bacteria. Patients may also have intellectual impairment, intracranial calcifications, hyperhidrosis and recurrent skin infections. Diagnosis is by genetic screening.

PERIODONTAL (LATERAL) ABSCESS A periodontal abscess results from acute infection of a periodontal pocket. The alternative name of lateral abscess indicates that the abscess lies at the side of the tooth rather than apically. The causes are uncertain but probably related to factors that tip the host-bacterial balance in favour of the bacteria. Thus, it sometimes follows treatment such as root debridement when trauma to the pocket lining implants bacteria into the tissues or damage by a foreign body such as a fish bone or toothbrush bristle trapped in a pocket. Food packing down between the teeth with poor contact points may contribute. More often the cause is obscure and may be a change in the pocket flora or host defences. Pericoronitis is a form of periodontal abscess beneath the operculum of a partially erupted molar. More generalised chronic periodontitis is usually associated.

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Drainage through the pocket mouth is prevented by inflammatory oedema and soft tissue swelling.

Clinical features The onset is rapid. Gingival tenderness progresses to throbbing pain. The tooth affected is vital and tender to percussion. The overlying gingiva is red and swollen. Pus may exude from the pocket, but a deeply sited periodontal abscess may point on the alveolar mucosa, forming a sinus. The vitality of the tooth and its less severe tenderness usually distinguish a lateral abscess from acute apical periodontitis. The great depth of the pocket, from which pus may exude, helps make the diagnosis clear (Fig. 7.21). Radiographic changes are not visible until after approximately a week. A radiolucent area may then be seen beside the tooth.

Pathology The bony wall of the pocket is actively resorbed by many osteoclasts. There is dense infiltration by neutrophils and pus formation (Figs 7.22 and 7.23). The pocket deepens rapidly by destruction of periodontal fibres, sometimes to the apex of the tooth. Alveolar bone in the floor of the original pocket is destroyed, and the pocket extends rapidly. Occasionally, pus tracks apically or from a deeply sited pocket so that a facial abscess or cellulitis results.

Treatment A periodontal abscess should be drained, ideally through the pocket, by subgingival curettage and the root surfaces thoroughly debrided. Incision through the overlying gingiva is best avoided unless drainage through the pocket fails, as a permanent soft tissue fenestration may result. However, if periodontal disease is severe and widespread, it may be more appropriate to extract the affected tooth. After treatment, the site will have suffered a significant acute attachment loss.

ACUTE PERICORONITIS Incomplete eruption of a wisdom tooth produces a large stagnation area under the gum flap that anatomically

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Fig. 7.24  Pericoronitis. A pocket has formed between the gingiva and the crown of a partially erupted third molar, which is overlaid by the operculum.

Fig. 7.22  Acute periodontal abscess. There is well-advanced chronic periodontitis, but acute inflammatory changes have developed in this pocket with destruction of periodontal ligament and alveolar bone with formation of an abscess and a deep intrabony pocket (from a man of 55 years).

Fig. 7.25  Pericoronitis. Section through the operculum shows the heavy deposits of microbial plaque beneath it and along its anterior edge (left) (Gram stain).

Box 7.15  Factors contributing to pericoronitis • Impaction of food and plaque accumulation under the gum flap • An upper tooth biting on the gum flap • Acute ulcerative gingivitis (rarely)

Fig. 7.23  Periodontal abscess. Higher-power view of the floor of the pocket shows the purulent inflammation and gross resorption of alveolar bone extending to the apex.

mimics a pocket. It can easily become infected, causing pericoronitis. Several factors (Box 7.15) may contribute. Pericoronitis is caused by a mixed infection with various potential periodontal pathogens, particularly anaerobes.

Clinical features Young adults are affected. The main symptoms are soreness and tenderness around the partially erupted tooth (Figs 7.24

and 7.25). There is pain, swelling, difficulty in opening the mouth, lymphadenopathy, sometimes slight fever and, in severe cases, suppuration and abscess formation. Swelling and difficulty in opening the mouth may be severe enough to prevent examination of the area.

Management Food debris should be removed from under the gum flap by irrigation. The position of the affected tooth, its relationship to the second molar and any complicating factors should be determined by radiography. In mild cases, it may be enough for patients to keep the mouth clean and to use hot mouth rinses whenever symptoms develop, until the inflammation subsides. This may happen naturally by further eruption or by extraction of the tooth after the infection has been overcome.

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If radiographs show that the third molar is badly misplaced, impacted or carious, it should be extracted after inflammation has subsided. Spread of infection (cellulitis or osteomyelitis) may follow extraction of the tooth while infection is still acute, but is rare. When an upper tooth is biting on the flap, it is often preferable to extract it, especially if the lower tooth is ultimately to be removed. If there are strong reasons for retaining the upper tooth, the cusps can be ground sufficiently to prevent it from traumatising the flap. In the past, caustic agents such as trichloracetic acid were commonly used to reduce the operculum. This was very effective but carries a risk of accidental burns to adjacent mucosa or skin. Electrocautery may also be used. In severe cases, particularly when there is fever and lymphadenopathy, penicillin or penicillin and metronidazole should be given. Pus may track posteriorly from the operculum to cause serious fascial space infection as described in Chapter 9. In the pre-antibiotic era, acute infection from pericoronitis was a relatively common cause of death in young adults. Both treated and untreated acute pericoronitis may become chronic if the operculum remains. In the absence of further acute episodes, there is extensive bone loss around the partially erupted tooth and its neighbours so that the second molar can be compromised.

causes free bleeding. The severe halitosis, likened to rotting hay, is characteristic. Lesions remain restricted to the gingivae and supporting tissues. They mainly spread along the gingival margins and deeply, destroying interdental soft and hard tissues, but rarely spreading to alveolar mucosa. Deep spread can cause rapid destruction of both soft tissues and bone, producing triangular spaces between the teeth (Fig. 7.26). If treatment is delayed, the end result is distortion of the normal gingival contour, promoting stagnation and possibly recurrences or chronic periodontal disease.

Aetiology The bacteria responsible are a complex of spirochaetes and fusiforms (Fig. 7.27). These organisms are present in small numbers in the healthy gingival flora. With the onset of ulcerative gingivitis, both bacteria proliferate until they dominate the local bacterial flora. This, together with invasion of the tissues by spirochaetes seen by electron microscopy, and the sharp fall in their numbers with effective treatment indicate that they are the responsible agents. Nevertheless, it is still uncertain whether this

ACUTE NECROTISING ULCERATIVE GINGIVITIS Acute ulcerative gingivitis is a distinct and specific disease that can cause significant periodontal tissue destruction. The disease is also a complication of HIV infection as discussed in Chapter 29.

Clinical features The incidence of ulcerative gingivitis has declined sharply in the Western world in the last 60 years. It typically affects apparently healthy young adults, usually those with neglected mouths. Typical features are summarised in Box 7.16. Crater-shaped or punched-out ulcers form initially at the tips of the interdental papillae. Ulcers are sharply defined by erythema and oedema; their surface is covered by a greyish or yellowish tenacious slough. Removal of the slough

Box 7.16  Typical features of acute necrotising ulcerative gingivitis • Young adult males mainly affected • Often cigarette smokers and/or with minor respiratory infection • Cratered ulcers starting at the tips of the interdental papillae • Ulcers spread along gingival margins • Gingival soreness and bleeding • Foul breath • No significant lymphadenopathy • No fever or systemic upset • Smears from ulcers dominated by Gram-negative spirochaetes and fusiform bacteria • Responds to oral hygiene and metronidazole in immunocompetent patients

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Fig. 7.26  Acute necrotising ulcerative gingivitis. Characteristic features, a crater-shaped ulcer starting at the tips of the interdental papillae, and covered by an ulcer slough.

Fig. 7.27  A smear from an ulcer of acute necrotising ulcerative gingivitis shows the dense proliferation of Treponema vincentii and Fusobacterium nucleatum.

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Box 7.18  Differential diagnosis of acute necrotising ulcerative gingivitis • Primary herpetic gingivostomatitis (see page 235) • HIV-associated acute ulcerative gingivitis (see page 113) • Gingival ulceration in acute leukaemia or aplastic anaemia (see page 115)

‘fusospirochaetal complex’ is the sole cause of ulcerative gingivitis and other bacteria have been implicated (Box 7.17). Despite doubts about the precise identity of the bacterial cause of acute ulcerative gingivitis, it is clearly an anaerobic infection and responds rapidly to metronidazole. Host factors  Ulcerative gingivitis is a disease of otherwise healthy young adults usually with neglected, dirty mouths. However, ulcerative gingivitis may also develop in children having immunosuppressive treatment and in patients with HIV infection. Local factors appear to be important and ulcerative gingivitis does not appear to be transmissible. Ulcerative gingivitis (‘trench mouth’) was almost epidemic among soldiers in the 1914–1918 war and civilians subjected to bombing in the 1939–1945 war. Other evidence also suggests that stress may be a predisposing factor in this infection. Smoking and upper respiratory infections have also been implicated. However, ulcerative gingivitis is relatively rarely seen in the UK now (Box 7.18).

Treatment Oral hygiene and debridement are essential. A 3-day course of metronidazole or penicillin greatly accelerates resolution.   Once the acute phase has subsided, the oral hygiene and other associated risk factors must be addressed to lessen the risk of recurrence.

HIV-ASSOCIATED PERIODONTITIS HIV-associated ulcerative gingivitis is a severe form of acute ulcerative gingivitis associated with soft-tissue necrosis and rapid destruction of the periodontal tissues. It is typically intensely painful. There is little deep pocketing, because soft tissue and bone are destroyed virtually simultaneously. More than 90% of the attachment can be lost within 3–6 months, and the soft-tissue necrosis can lead to exposure of bone and sequestration. The pain of HIV-associated periodontitis is usually aching in character and felt within the jaw rather than in the gingivae. It may be felt before tissue destruction becomes obvious. HIV-associated gingivitis and periodontitis are

Box 7.19  Causes of gingival enlargement Fibrous gingival hyperplasia • Hereditary gingival fibromatosis • Drug-associated • Phenytoin • Calcium-channel blockers • Cyclosporin Inflammatory gingival swelling • Chronic ‘hyperplastic’ gingivitis • Pregnancy gingivitis • Leukaemic infiltration • Wegener’s granulomatosis • Sarcoidosis • Orofacial granulomatosis • Scurvy

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Box 7.17  Bacteria implicated in acute ulcerative gingivitis • Treponema vincentii • Fusobacterium fusiformis • Prevotella intermedia • Porphyromonas gingivalis • Selenomonas sputigena • Leptotrichia buccalis

usually generalised but are sometimes localised to one or more discrete areas. Bacteriologically, HIV-associated periodontitis resembles classical periodontitis in HIV-negative persons, but poor control of viral infections may also contribute. It is typically associated with a low CD4 count and a poor prognosis for the patient.

Management Debridement and removal of any sequestra under local anaesthesia, chlorhexidine mouth rinses, systemic metronidazole and analgesics may be effective. Additional broadspectrum antibiotics have been recommended by some, but increase the risk of thrush to which these patients are particularly susceptible. If thrush is present or develops, antifungal treatment is required. For persistent pain, oral analgesics are indicated. The condition of linear gingival erythema in HIV infection is caused by candidal infection in the gingival crevice and on the free gingiva.

GINGIVAL ENLARGEMENT Gingival swelling may be due to fibrous hyperplasia, inflammatory swelling or infiltration by other types of cells (Box 7.19).

Hereditary gingival fibromatosis Gingival fibromatosis is a feature of several heritable syndromes and is rare. As an isolated condition, hereditary gingival fibrosis is associated with mutation in the SOS1 gene, a signalling pathway protein. Gingival enlargement may precede eruption of the teeth or may not develop until later in childhood. The gingivae may be so grossly enlarged as completely to bury the teeth or prevent eruption. The tissue is pale, firm and smooth or stippled in texture (Fig. 7.28). Histologically, the gingival tissue consists of thick bundles of collagenous connective tissue with little or no inflammatory exudate (Fig. 7.29). When it develops as part of a syndrome, the most common association is hypertrichosis

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Fig. 7.28  Hereditary gingival fibromatosis. Fibrous overgrowth of the gingiva has covered the crowns of the teeth and almost buried them.

Fig. 7.30  Gingival hyperplasia due to phenytoin. Characteristically (and unlike Fig. 7.28), the fibrous overgrowth has originated in the interdental papillae, which become bulbous but remain firm and pale. Localised gross enlargement such as that around the upper central incisor may result and forms a plaque trap.

Other syndromes with generalised gingival enlargement due to other causes must be distinguished, such as hyaline fibromatosis and glycogen storage diseases. Fibrous enlargement of the tuberosity is a poorly understood bilateral fibrous growth of the maxillary alveolus posterior to the premolar teeth. Some cases may have mild forms of hereditary gingival fibromatosis, but onset and growth is usually in adulthood. Review PMID: 17189459

Drug-induced gingival overgrowth

Fig. 7.29  Gingival fibromatosis. Both the genetic and druginduced types share this histological picture of gross fibrous overgrowth. In this image the tissue has been stained with a Van Gieson stain that highlights the collagen red. Note the absence of inflammation.

and mental disability. In other syndromes a range of features may coexist, including coarse and thickened facial features, simulating acromegaly, epilepsy or deafness, and cherubism. The excess gingival tissue can only be removed surgically but is likely to re-form. Gingivectomy should be delayed as long as possible, preferably until after puberty, when the rate of growth of the tissues is slower. Maintenance of oral hygiene is important to prevent infection becoming established in the deep false pockets. However, inflammation is frequently insignificant.

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The antiepileptic drug phenytoin (Epanutin), calciumchannel blockers such as nifedipine and diltiazem (for hypertension or angina) and the immunosuppressive drug cyclosporin can cause hyperplasia of gingival fibroblasts. Phenytoin is the most potent stimulus with half of long term users affected to some degree. All drug-induced enlargement affects primarily the papillae, whereas hereditary forms are diffuse. The interdental papillae become bulbous and overlap the teeth (Fig. 7.30); they may eventually overgrow the occlusal or incisal level. Typically, the gingivae are firm and pale, and the stippled texture is exaggerated, producing an orange-peel appearance. Gingivitis contributes, and overgrowth of the gingivae can sometimes be prevented or kept under control by rigorous oral hygiene. Frequently, however, gingivectomy becomes necessary to allow cleaning or for cosmetic reasons. Management can be problematic if the epilepsy is associated with learning disability or when nifedipine and cyclosporin are combined, as in patients with renal transplants. Early changes can be seen after only 3 months of drug treatment, allowing intervention to prevent the condition. The mechanisms are unknown, and there may be a genetic predisposition. Histologically the tissues are densely fibrous. Web URL 7.1 article/1076264

Review:

http://emedicine.medscape.com/

PMID: Drugs and gingival overgrowth: 25680368 PMID: Management gingival overgrowth: 16677333

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Fig. 7.31  Localised juvenile spongiotic gingivitis. In this patient there are several patches, but often there is only one. Note how they do not necessarily involve the gingival margin. (Fig. 18-13 from Law, C.S., Silva D.R., Duperon, D.F, et al., 2014. Gingival disease in Childhood. In: Newman, M.G., Takei, H.H., Klokkevold, P.R., et al. (Eds.), Carranza’s clinical periodontology, twelfth ed. Saunders, Philadelphia, pp. 252-260.)

LOCALISED JUVENILE SPONGIOTIC GINGIVITIS

Fig. 7.32  Acute myelomonocytic leukaemia. The gingival swelling can be seen to be due to packing of the gingivae with leukaemic cells, immature and abnormal neutrophils or monocytes, stained dark blue. The periodontal tissues have broken down as a result of the poor resistance to infection.

This recently described condition is rare, distinctive and does not respond to improvement in oral hygiene. The features are sessile rounded nodules of bright red, sharply demarcated and soft stippled or slightly papillary mucosa extending from the gingival margin to the mucogingival junction or beyond, a few millimetres in diameter (Fig. 7.31). The buccal gingiva, usually maxillary, are most frequently involved, and most patients are female and between the ages of 6 and 18 years. The tissue bleeds easily. Most patients have a single focus. The histological appearances are also distinctive, resembling inflammation of the junctional epithelium with a slightly papillary hyperplasia of the epithelium. The true nature of this condition remains to be determined. One suggestion is that it is a zone where junctional epithelium extends to the gingiva. Lesions usually do not recur on excision, but whether they require any intervention or not is unclear. It can occasionally be found in adults. Description PMID: 18602289

PLASMINOGEN DEFICIENCY GINGIVITIS This rare inherited deficiency has a distinctive gingival presentation as described in Chapter 28.

OTHER INFLAMMATORY GINGIVAL SWELLINGS Chronic ‘hyperplastic’ and pregnancy gingivitis and drug induced overgrowth have been discussed previously. Wegener’s granulomatosis is an uncommon, vasculitic disease described in Chapter 33. Occasionally, the first sign is a characteristic form of proliferative gingivitis, bright or dusky red in colour and with a granular surface, to which the term ‘strawberry gums’ has been applied. Early recognition may be life-saving.

Fig. 7.33  Acute myelomonocytic leukaemia. The gingival margins are swollen and soft due to the leukaemic infiltrate.

Sarcoidosis and orofacial granulomatosis can give rise to generalised nodular gingival enlargement. These are discussed in Chapters 30 and 34, respectively. Acute leukaemia, particularly acute myelomonocytic leukaemia, causes gingival swellings. The abnormal white cells are unable to perform their normal defensive function and cannot control infection at the gingival margins. The abnormal leucocytes pack the area until the gingivae become swollen with leukaemic cells (Fig. 7.32). These cells are so defective that infection progresses, leading to ulceration and breakdown of the tissues. Clinically, the gingivae are swollen, shiny, pale or purplish in colour and frequently ulcerated (Fig. 7.33). Other signs of leukaemia (pallor,

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purpura or lassitude) may also be seen. Topical antibiotics or chlorhexidine and improved oral hygiene may lead to regression of the swelling (Fig. 7.34). Other features of leukaemia are discussed in Chapter 27. Scurvy causes grossly swollen and congested gingivae, and early tooth loss. Features are described in Chapter 35.

A

B Fig. 7.34  Acute leukaemia. (A) Gross leukaemic infiltration has caused the gingival margins to reach the incisal edges of the teeth. (B) The benefits of plaque control with an antibiotic mouth rinse and oral hygiene have restored the normal appearance, showing that these gingival manifestations are dependent on oral hygiene.

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Infections of the jaws

Severe infections of bone are uncommon despite the numerous pathogenic bacteria in the mouth and the easy access to the medullary cavity through tooth roots and extraction sockets. Indeed, the bone of the jaws appears remarkably resistant to osteomyelitis. Oral and perioral soft tissue infections almost always originate in teeth or periodontium and in the past particularly, but occasionally today, they can be life-threatening or fatal by direct or haematogenous spread. Infection has been considered curable for decades, but the rise of antibiotic resistance poses a threat to the population, and dentists have important roles to play in antibiotic stewardship. The processes of frustrated healing in a periapical granuloma are described in Chapter 5. Although the periapical granuloma is normally sterile, bacteria may enter the apical tissues sporadically to seed an infection. Dental extraction is often the precipitating factor in osteomyelitis, so understanding the normal healing processes is fundamental for prevention.

NORMAL HEALING OF AN EXTRACTION SOCKET Stages in the normal healing of a single-rooted tooth extraction socket are shown in Fig. 8.1. The first stage of healing is the formation of a clot. Normal clotting mechanisms produce a loose clot that fills the bony and soft tissue socket. Activated platelets trigger retraction of the clot, expressing fluid so that it becomes harder and shrinks below the level of the adjacent soft tissues, pulling any mobile soft tissue inward to reduce the area of the clot exposed. Clot retraction is usually complete in 4 hours, and the surface of the clot changes from shiny to matt. After retraction, the clot continues to stabilise by fibrin cross-linking, so avoiding rinsing is usually recommended for 24 hours. A socket containing early clot is shown at the top of Fig. 8.1(A). Much of the clot (1) is bright red from trapped erythrocytes, and the periodontal ligament can still be seen around the socket periphery (2). Lysis of the clot begins within 2 days, caused primarily by the fibrinolytic enzyme plasmin, generated by activation of plasminogen in the clot. A 2-day-old socket is shown in (B) and (C). In (B), the section is stained with haematoxylin and eosin and in (C) with a stain that shows fibrin in yellow, bone in red and the periodontal ligament in turquoise. The ligament is still sharply defined but, at higher power, the emigration of inflammatory cells into the clot would be seen. It is at this stage, when fibrinolysis has started but the clot is not well anchored to the wall, that the risk of dry socket from clot lysis or loss is highest. At 4 days, capillaries and fibroblasts (granulation tissue) are growing into the blood clot from the periphery so that it is now firmly fixed to the socket wall. Macrophages migrate into the clot and start to demolish it ready for replacement by granulation tissue. The surface of the clot is white and porous clinically. Bacterial enzymes

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have lysed the surface fibrin, and there are bacteria in the superficial fibrin, which gradually disintegrates. Epithelium at the gingival margin undergoes hyperplasia and starts to grow over the intact clot, below the surface debris. At 8 days (D), the socket is filled by granulation tissue (3) and the superficial layers contain inflammatory cells (4). The granulation tissue is soft or gelatinous and contains little collagen. It appears red if exposed (‘socket granulations’). The periodontal ligament is no longer clearly identifiable. The lamina dura of the socket (5) is intact but, at higher power, osteoclasts would be seen on its surface. There is early surface resorption. Depending on the surface area of the socket mouth, epithelial migration is complete between 7 and 10 days; in this socket it is delayed and there is inflammation at the surface. At 18 days (E), the socket is filled by granulation tissue and the fibroblasts within it have laid down a collagen network. The outline of the lamina dura is still visible (6) and woven bone is forming around the periphery of the socket. On the left, there is a thick layer of woven bone trabeculae (7) and a blue rim of cellular osteogenic tissue at the bone-forming front (8). By 6 weeks (F), the woven bone has filled the socket and is remodelling to lamellar bone (9). The outline of the lamina dura (10) persists for a very variable length of time, depending on the bone turnover rate. By 3 months, it is usually not detectable radiographically, but socket outlines may persist for years in the elderly. Wound healing review PMID: 20139336

ALVEOLAR OSTEITIS Alveolar osteitis (‘dry’ socket) is by far the most frequent painful complication of extractions. It is not really an infection but leads to superficial bacterial contamination of exposed bone and can progress to osteomyelitis, though extremely uncommonly. Osteitis simply means inflamed bone, not infection. Alveolar osteitis develops after 1%–2% of extractions, more frequently for lower-third molar extractions.

Aetiology Alveolar osteitis is frequently unpredictable and without any obvious predisposing cause, but numerous possible aetiological factors exist (Box 8.1). Alveolar osteitis is more likely to follow difficult disimpactions of third molars or traumatic extractions than uncomplicated extractions. However, the blood supply to the area often appears to be the critical factor. In healthy persons, alveolar osteitis virtually only affects the lower molar region, where the bone is more dense and less vascular than elsewhere. Alveolar osteitis is also an expected complication of extractions when the alveolar bone is sclerotic, as in Paget’s disease, after radiotherapy and where vascular disease causes ischaemia of the bone. Alveolar osteitis is also more

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Fig. 8.1  Stages in the normal healing of a single-rooted tooth extraction socket.

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Box 8.1  Predisposing factors for alveolar osteitis • Excessive extraction trauma • Limited local blood supply • Gingival infection such as acute ulcerative gingivitis, pericoronitis or abscess • Local anaesthesia with vasoconstrictor • Smoking • Oral contraceptives • Osteosclerotic disease: Paget’s disease, cementoosseous dysplasia • Radiotherapy • History of previous dry socket Fig. 8.3  Sequestration in a severe dry socket. Almost the whole of the lamina dura and attached trabeculae have become necrotic, forming a sequestrum. Healing is delayed while the sequestrum remains in place. Most dry sockets are not associated with sequestration, or with only small sequestra.

away, whitish, dead bone may be seen or may be felt as a rough area with a probe and probing is painful. The appearance of an empty socket and exposed bone is diagnostic. Sometimes the socket becomes concealed by granulations growing in from the gingival margins, narrowing the opening and trapping food debris. Pain often continues for a week or two, or occasionally longer. Sequestration of the socket wall may sometimes be seen radiographically (Fig. 8.3), but a radiograph performs no useful purpose except to exclude retention of a root fragment.

Pathology

Fig. 8.2  Dry socket. Typical appearances of chronic alveolar osteitis; the socket is empty, and the bony lamina dura is visible.

frequent in susceptible patients when local anaesthesia is used, as a result of vasoconstriction. The immediate cause is early loss of clot from the extraction socket due to excessive local fibrinolytic activity. The alveolar bone and gingiva have a high content of fibrinolysin activators (plasmin), that are released when the bone is traumatised, degrading the clot and leaving the socket empty. Once the clot has been destroyed, bacterial colonisation from the mouth is inevitable, and bacterial enzymes contribute to clot lysis. The oestrogen component of oral contraceptives enhances serum fibrinolytic activity and interferes with clotting, and its use is associated with a higher incidence of alveolar osteitis.

Clinical features Patients aged 20–40 years are most at risk, and women are more frequently affected. Pain usually starts a few days after the extraction, but sometimes may be delayed for a week or more. It is deep-seated, severe and aching or throbbing. The mucosa around the socket is red and tender. There is no clot in the socket, which contains, instead, saliva and often decomposing food debris (Fig. 8.2). When debris is washed

Infected food and other debris accumulates in direct contact with the bone. Bone damaged during the extraction, particularly the dense bone of the lamina dura, dies. The necrotic bone and socket lodge bacteria which proliferate freely in the avascular spaces unhindered by host defences. In the surrounding tissue, inflammation prevents spread of infection beyond the socket walls. Dead bone is gradually separated by osteoclasts, and sequestra are usually shed in tiny fragments. Healing is slow. Granulation tissue cannot grow in from the socket walls and base until the necrotic bone is removed. Although there is no infection within the tissues, the colonisation of the socket and sequestra by oral bacteria probably contributes to pain and slow healing. Anaerobes are thought to be significant and can produce fibrinolytic enzymes. However, antibiotics including metronidazole have not been shown to either prevent dry socket or speed healing reliably. Only chlorhexidine rinsing preoperatively has been shown to reduce incidence.

Prevention Preventive measures are shown in Box 8.2. Because damage to bone is an important predisposing factor, extractions should be carried out with minimal trauma. Immediately after the extraction the socket edges should be squeezed firmly together and held for a few minutes until the clot has formed. In the case of disimpactions of third molars, where alveolar osteitis is more common, prophylactic antibiotics are sometimes given. Their value is unproven, and there is no indication for using antibiotics for routine dental extractions. However, in patients who have had irradiation for oral

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Box 8.2  Prevention of dry socket • Preoperative infection control • Scaling teeth before extraction • Chlorhexidine rinsing preoperatively and for 3 days postoperatively • Atraumatic extraction • Adherence to postoperative instructions • No rinsing or forceful spitting • No hot fluids • No smoking • Postoperative antibiotics only for those at particular risk

cancer or have sclerotic bone disease, postoperative antibiotic cover should be given and the tooth removed surgically to cause as little damage as possible to surrounding bone. Antibiotics are given primarily to prevent osteomyelitis rather than dry socket. There remain a few patients especially prone to alveolar osteitis, which follows every extraction under local anaesthesia including regional blocks. In such patients, dry socket may be preventable if general anaesthesia is used, although this is difficult to justify clinically.

Box 8.3  Alveolar osteitis: key features • The most common painful complication of dental extractions • Loss of clot normally filling extraction socket • Loss of clot may be due to excessive local fibrinolytic action or bacterial enzymes or both • Bare, whitish lamina dura exposed in socket • Pain relieved by irrigation and repeated dressing of socket • Dead bone usually shed as crumblike fragments • Eventual healing of socket from its base by granulation

Box 8.4  Acute osteomyelitis of the jaws: potential sources of infection • Periapical infection • Pericoronitis • Fracture through periodontal pocket or open to the mouth • Acute necrotising gingivitis in noma • Penetrating, contaminated injuries (open fractures or gunshot wounds)

Treatment It is important to explain to patients that they may have a week or more of discomfort. It is also important to explain that the pain is not due, as patients usually think, to a broken root. Local conditions strongly favour persistence of infection, and the aim of treatment is to control symptoms until healing is complete, usually after approximately 10 days. Treatment is to keep the open socket clean and to protect exposed bone from excessive bacterial contamination. The socket should be irrigated with mild warm antiseptic or saline to remove all food debris. Chlorhexidine must not be used; allergy to chlorhexidine in this situation can be fatal. It is then traditional to place a dressing into the socket to deliver analgesia and close the opening so that further food debris cannot enter the socket. Many socket dressings have been formulated and should be antiseptic, obtundent, adhere to the socket wall, and be absorbable. Whatever is used, the minimum dressing to close the socket opening is used because dressing packed hard into the socket will delay healing. Non-absorbable dressings must be removed as soon as possible to allow the socket to heal. A dressing may only last 1–2 days, and the whole process needs repeating until pain subsides, normally after one or two dressings. Frequent hot saline mouthwashes also help keep the socket free from debris. Key features of alveolar osteitis are summarised in Box 8.3. Dry socket review PMID: 18755610 and 12190139

OSTEOMYELITIS OF THE JAWS Unlike the long bones, osteomyelitis in the jaws is almost always of local origin and not caused by blood-borne infection. The classification of osteomyelitis is somewhat confusing, with a range of overlapping conditions. Their names are more descriptions of their clinical presentation based on the chronicity of the infection and effects on the bone.

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There are no strict definitions, and not all cases can be easily categorised. Syphilitic, actinomycotic and tuberculous osteomyelitis of the jaws are distinct entities, but largely of historical interest.

ACUTE OSTEOMYELITIS ➔ Summary charts 5.1 and 13.1 pp. 79, 222 In acute osteomyelitis bacteria and inflammation spread through the medullary bone from a focus of infection. By far the most common cause is spread of infection from a periapical infection, but there are other potential sources of infection (Box 8.4). The jaws are resistant to osteomyelitis, and most patients have a predisposing cause. These may be local factors, usually causing sclerosis and reducing the vascularity of the bone, or systemic predispositions to infection. The most important are summarised in Box 8.5. The effect of immunodeficiency is variable, and acute osteomyelitis of the jaw is uncommon in HIV infection.

Clinical features Most patients with osteomyelitis are adult males, who have more dental infections than females. Almost all cases affect the mandible, which is less vascular than the maxilla. Early complaints are severe, throbbing, deep-seated pain and swelling with external swelling due to inflammatory oedema. Later, distension of the periosteum with pus and, finally, subperiosteal bone formation cause the swelling to become firm. The overlying gingiva and mucosa is red, swollen and tender. Associated teeth are tender. They may become loose, and pus may exude from an open socket or gingival margins. Muscle oedema causes difficulty in opening the mouth and swallowing. Regional lymph nodes are enlarged and tender and anaesthesia or paraesthesia of the lower lip, caused by pressure on the inferior dental nerve, is characteristic.

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Box 8.5  Important predisposing conditions for osteomyelitis Local damage to or disease of the jaws • Radiation damage • Causes of osteosclerosis • Paget’s disease • Fibro-osseous lesions, particularly cemento-osseous dysplasia • Osteopetrosis Impaired immune defences • Poorly controlled diabetes mellitus • Sickle cell anaemia • Chronic alcoholism or malnutrition • Drug abuse • Tobacco smoking • Malignant neoplasms and their treatment

Fig. 8.5  High-power view of a sequestrum showing non-vital bone (the osteocyte lacunae are empty) and eroded outline with superficial lacunae, produced by osteoclastic resorption, and a dense surface growth of bacteria.

Pathology

Fig. 8.4  Osteomyelitis of the mandible following dental extractions. The outlines of the extraction sockets can be seen, together with dense sequestra of bone lying in a poorly circumscribed radiolucency.

Frequently, the patient remains surprisingly well but, in the acute phase, there may be fever and leucocytosis. Radiographic changes do not appear until after at least 10 days, and radiographs can provide little useful information before this time except to identify a local predisposing cause. Later, there is loss of trabecular pattern and areas of radiolucency indicating bone destruction and sometimes widening of periodontal ligament. Affected areas have ill-defined margins and a moth-eaten appearance similar to a malignant neoplasm (Fig. 8.4). Areas of dead bone appear as relatively dense areas which become more sharply defined as they are progressively separated as sequestra. Later, in young persons particularly, subperiosteal new bone formation causes a buccal swelling and appears as a thin, curved strip of new bone below the lower border of the jaw in lateral or panoramic radiographs. Osteomyelitis of the newborn is a distinctive variant affecting the maxilla shortly after birth and is potentially fatal. The cause is either birth injuries or uncontrolled middle ear infection. Other than in children, the maxilla is very rarely affected. Osteomyelitis of newborn PMID: 15125285

Acute osteomyelitis is a suppurative infection with a mixed bacterial flora, much of which forms a biofilm on sequestra of bone. Oral bacteria, particularly anaerobes such as Bacteroides, Porphyromonas or Prevotella species, are important causes. Staphylococci may be responsible when osteomyelitis follows an open fracture and the bacteria enter from the skin. The mandible has a relatively limited blood supply and dense bone with thick cortical plates. Infection and acute inflammation cannot escape, and the pressure spreads infection through the marrow spaces. It also compresses blood vessels confined within the rigid boundaries of the vascular canals. Thrombosis and obstruction then lead to further bone necrosis. Dead bone is recognisable microscopically by lacunae empty of osteocytes and medullary spaces filled with neutrophils and colonies of bacteria that proliferate in the dead tissue (Fig. 8.5). Pus, formed by liquefaction of necrotic soft tissue and inflammatory cells, is forced along the medulla and eventually penetrates the cortex to reach the subperiosteal region by resorption of bone. Distension of the periosteum by pus stimulates subperiosteal bone formation, but perforation of the periosteum by pus and formation of sinuses on the skin or oral mucosa are rarely seen in developed countries and after effective treatment. At the boundaries between infected and healthy tissue, osteoclasts resorb the periphery of the dead bone, which eventually becomes separated as a sequestrum (Fig. 8.6). Once infection starts to localise, new bone forms around it, particularly subperiosteally. Where bone has died and been removed or shed as sequestra, healing is by granulation tissue with formation of woven bone in the proliferating connective tissue. After resolution, woven bone is gradually replaced by compact bone and remodelled to restore normal morphology. Osteomyelitis early diagnosis PMID: 21982609

Management The key factor is to assess whether the infection is limited to the jaws or may be spreading systemically. A severely ill or very pale patient and a very high temperature suggest possible systemic spread and indicate a need to check for an underlying predisposing disease and consider blood

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Box 8.7  Acute osteomyelitis of the jaws: key features • Mandible mainly affected, usually in adult males • Infection of dental origin; anaerobes are important • Pain and swelling of jaw • Teeth in the area are tender: gingivae are red and swollen • Sometimes paraesthesia of the lip • Minimal systemic upset • After about 10 days, radiographs show moth-eaten pattern of bone destruction • Good response to prompt antibiotic treatment and debridement Fig. 8.6  Late-stage chronic osteomyelitis. A sequestrum trapped in a cavity within the bone. It is surrounded by fibrous tissue containing an infiltrate of inflammatory cells. Surgical intervention is needed to remove an infected sequestrum such as this.

Box 8.6  Summary of management of acute osteomyelitis Essential measures • Bacterial sampling and culture • Vigorous (empirical) antibiotic treatment • Drainage • Analgesics • Give specific antibiotics once culture and sensitivities are available • Debridement • Remove source of infection, if possible Adjunctive treatment • Sequestrectomy • Decortication if necessary • Resection and reconstruction for extensive bone destruction

culture to exclude septicaemia. The main requirements are summarised in Box 8.6. Bacteriological diagnosis  A specimen of pus or a swab from the depths of the lesion must first be taken for culture and sensitivity testing, ideally by using an anaerobic sampling technique. Antimicrobial treatment  Immediately after a specimen has been obtained, vigorous antibiotic treatment should be started. Initially, penicillin, 600–1200 mg daily can be given by injection (if the patient is not allergic), with metronidazole 200–400 mg every 8 hours. Clindamycin penetrates avascular tissue better and is frequently effective. The regimen is adjusted later in the light of the bacteriological findings. Debridement  Removal of foreign or necrotic material and immobilisation of any fracture are necessary if there has been a gunshot wound or other contaminating injury. Drainage  Pressure should be relieved by tooth extraction. Local analgesia is usually impossible in the presence of acute infection, but the earlier any causative tooth can be removed the better. Drainage may be achievable through the root canal as a temporary measure. If so, it may be possible to retain and restore the tooth at a later date. Alternatively bur holes through the cortex or decortication, as

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necessary, allow the exudate to drain out into the mouth or externally, reducing the pressure and preventing infection from being pushed further through the medullary bone. Such surgical drainage is rarely used now that high-dose and high-potency antibiotic regimes are available. Removal of sequestra  Dead bone should not be forcibly separated, and vigorous curetting is inadvisable but, in the late stages, a loosened sequestrum may have to be removed. Teeth should be extracted only if loosened by tissue destruction. With effective antibiotic treatment, areas of non-vial bone may not sequestrate and will be incorporated back into the healing bone. However, sequestra colonised by a bacterial biofilm will always eventually be shed. Adjunctive treatment  Decortication or hyperbaric oxygen therapy, or both, may be attempted, particularly in radiationassociated osteomyelitis, although the effectiveness of hyperbaric oxygen is unproven. However, these are usually performed for chronic disease after other measures have failed.

Complications and resolution Acute osteomyelitis usually resolves fully following aggressive treatment. Anaesthesia of the lower lip usually recovers with elimination of the infection. Rare complications include pathological fracture caused by extensive bone destruction, chronic osteomyelitis after inadequate treatment, cellulitis due to spread of exceptionally virulent bacteria or septicaemia in an immunodeficient patient. Key features of acute osteomyelitis of the jaws are summarised in Box 8.7. Review treatment PMID: 8229407

CHRONIC OSTEOMYELITIS ➔ Summary charts 5.1 and 13.1 pp. 79, 222 Chronic osteomyelitis is much more common than acute osteomyelitis and arises from infection by weakly virulent bacteria or in avascular bone. Most cases develop without a prior acute phase, and only rarely does acute osteomyelitis lead to chronic osteomyelitis. When it does, it usually follows inadequate treatment. Like the acute condition, there are usually predisposing factors such as those listed in Box 8.5. However, local bone sclerosis or irradiation are factors much more likely to predispose to chronic osteomyelitis than acute.

Clinical features The picture is often dominated by persistent ache or pain, often relapsing, during a long period with a bad taste from

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Infections of the jaws

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Fig. 8.7  Chronic osteomyelitis. The extent of destruction is much more readily apparent than in acute osteomyelitis. Note the sequestra lying close to the lower border and the peripheral sclerosis. A slight convexity of subperiosteal new bone formation is evident below the lower border.

pus draining to the mouth through sinuses. In more active phases there is swelling, increased pain and discharge, and increased tooth mobility. There may be exposed bone. Initially the original focus of infection can be identified, but chronic osteomyelitis may persist after its removal and the chronic infection becomes self-perpetuating in the bone. Radiographic appearances are variable but sometimes distinctive (Fig. 8.7) with patchy and poorly defined radiolucency and sclerosis, sometimes resembling a malignant neoplasm. Sequestra may be identified, and there may be a periosteal new bone layer (see proliferative periostitis later in this chapter).

Pathology Chronic osteomyelitis is a suppurative infection, but suppuration is generally limited and may cease in quiescent periods. Persistent low-grade infection is associated with chronic inflammation, activation of osteoclastic bone destruction and granulation tissue formation. Healing is frustrated by inability of the inflammation and immune response to access bacteria in dead avascular bone and by the slow separation of dead bone as sequestra. Sequestra will usually separate spontaneously during months or years and may be several centimetres in length. If antibiotic treatment is effective, sequestra may be sterilised and become reincorporated into healing bone. Conversely, infection may spread widely through abnormal bone or in a debilitated host but never develop the florid features of acute osteomyelitis (Fig. 8.8). Chronic osteomyelitis is resistant to treatment and must be treated aggressively to overcome the factors noted previously that favour persistence of infection. The source of infection must be removed. Prolonged antibiotic treatment is the mainstay of treatment and must continue for at least 6 weeks and be tailored to the sensitivity of the microorganisms. If sequestra are large, they must be removed surgically, and ideally all non-vital bone should be removed. Sometimes this requires corticectomy, which has the added

Fig. 8.8  Sequestration of the entire mandible following chronic osteomyelitis of odontogenic origin.

Box 8.8  Chronic osteomyelitis of the jaws: key features • Mandible mainly affected • Infection of dental origin • Low-grade pain • Sclerosis or avascular bone often a predisposing factor • Resistant to treatment • Prolonged antibiotic treatment required • Role for surgery to remove sequestra and sclerotic bone

advantage of opening the bone to healing from the periosteum. Thus, surgical intervention plays a much greater role in chronic than acute osteomyelitis. The response is slow, and antibiotics may be required for several months. If infection persists despite treatment, implantation of antibioticimpregnated plastic beads provides a local slow release of antibiotic in high concentrations. Key features of chronic osteomyelitis are shown in Box 8.8

DIFFUSE SCLEROSING OSTEOMYELITIS This is an even lower intensity of infection, without formation of pus, in which low-virulence organisms or repeated inadequate antibiotic treatment may lead to longstanding widespread osteomyelitis. The presence of infection is not obvious, and chronic low-level dull pain and swelling are often not severe enough to immediately suggest osteomyelitis. The main features are radiographic. There is extensive patchy sclerosis of the mandible, poorly localised and without a clear focus of radiolucent infection. Diffuse sclerosing osteomyelitis is a controversial condition. In the past it has been confused with florid cementoosseous dysplasia, and this confusion is understandable. The radiological features are similar, and the sclerosis of cemento-osseous dysplasia predisposes to infection. Diagnosis is difficult and should only be made when it is

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Box 8.9  Diffuse sclerosing osteomyelitis: key features • Affects adults • No sex predilection • Affects mandible almost exclusively • Patchy diffuse sclerosis in the alveolar process • Changes more marked around sites of periapical or periodontal chronic inflammation • Persistent ache or pain but no swelling • Radiographically resembles but is distinct from florid cemento-osseous dysplasia • May be a presentation of the SAPHO (synovitis, acne, pustulosis, hyperostosis and osteitis) syndrome Pathology • Bone sclerosis and remodelling • Scanty marrow spaces and little or no inflammatory infiltrate, although adjacent to areas of inflammation

Fig. 8.9  Sclerosing osteitis. A focal zone of sclerosis associated with periapical inflammation from a non-vital lower first molar. (Courtesy of Mr EJ Whaites.)

Treatment • Elimination of originating source of inflammation, but sclerotic areas remain radiographically

clear that there is infection present and not on the basis of radiological features alone. Biopsy may confirm inflammation in medullary spaces but is best avoided because of the risk of introducing further infection into the sclerotic bone. Some cases may be part of syndromes of ‘primary chronic osteomyelitis’, syndromic combinations of synovitis, acne, pustulosis, hyperostosis and osteitis (SAPHO syndrome) or its childhood form of chronic recurrent multifocal osteomyelitis (CRMO). These cause zones of patchy radiolucency and sclerosis without clinical infection. These conditions are difficult to diagnose and require specialist investigation. It is not always clear whether the presentation is infectious at all. It has been suggested that the condition is due to tendon and periosteal inflammation rather than infection. Treatment is to deal with any possible foci of infection with local measures and antibiotics. The key features of diffuse sclerosing osteomyelitis are shown in Box 8.9. Review of causes PMID: 3171740 SAPHO syndrome PMID: 24237723 Tendoperiostitis PMID: 1437057

CHRONIC LOW-GRADE FOCAL OSTEOMYELITIS AND SCLEROSING OSTEITIS ➔ Summary charts 5.1, 13.1 and 12.2 pp. 79, 222, 203 In some cases, a focus of osteomyelitis is so small or caused by such low-virulence organisms that the clinical presentation is dominated by the local bone reaction to the infection rather than the infection itself. Focal sclerosing osteomyelitis is commoner in the young because their bone is better vascularised and produces more reactive bone deposition around the infection. Suppuration and widespread infiltration of marrow spaces by inflammatory cells are absent, and bacteria are not readily cultivable. The key feature is a poorly defined zone of bony sclerosis. Centrally there is a nidus of infection, but it can be impossible to see it on plain

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Fig. 8.10  Sclerosing osteitis. Multiple foci of sclerosis around non-vital teeth, superficially resembling florid cemento-osseous dysplasia. (Courtesy of Professor MP Foschini.)

radiographs, although it may be visualised on cone beam computed tomography (CT). Sclerosing osteitis is a term given to a localised area of sclerosis without evidence of infection. These are probably a reaction to inflammation rather than infection and are frequently seen around the roots of non-vital teeth (Fig. 8.9), if multiple resembling lesions of cemento-osseous dysplasia (Fig. 8.10). No treatment is required for the bone, but the causative tooth will usually prove to be non-vital and may be extracted or root-filled. Key features of sclerosing osteomyelitis are listed in Box 8.10. Sclerosing osteitis PMID: 23880262

OSTEORADIONECROSIS When the predisposing cause for any type of osteomyelitis is radiotherapy, the condition is called osteoradionecrosis. Radiotherapy induces endarteritis of vessels causing a marked reduction in bone vascularity, inhibiting an effective host response to infection and reducing the sclerotic response to infection. The risk of osteoradionecrosis rises with the radiation dose. At the normal doses of radical radiotherapy given for most oral carcinomas, approximately 60–65 Gy, approximately 5% of patients may suffer this distressing complication. Only directly irradiated bone is at

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Pathology • Dense sclerotic bone with scanty connective tissue or inflammatory cells Treatment • Elimination of the source of inflammation by extraction or endodontic treatment

Box 8.11  Prevention of osteoradionecrosis • Before radiotherapy all patients should have a dental examination • Institute aggressive preventive regime of diet change and fluoride • All potential foci of infection must be aggressively treated, usually by extraction • Sockets must be epithelialised before radiotherapy starts • Other treatment should be completed in a low risk ‘window’ of 10 weeks after radiotherapy • Dentures and postoperative obturators must not traumatise mucosa • Close monitoring for dental infection and to prevent trauma continues for life • Extractions in irradiated bone must be atraumatic • Antibiotics are required after any oral surgical procedure until healing is complete

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Box 8.10  Focal sclerosing osteomyelitis: key features • Bony reaction to low-grade periapical infection • Children and young adults affected • Premolar or molar region of mandible affected • Bone sclerosis associated with a non-vital or pulpitic tooth • Localised but uniform radiodensity related to tooth with widened periodontal ligament space or periapical area • No expansion of the jaw

PROLIFERATIVE PERIOSTITIS

Fig. 8.11  Chronic osteomyelitis secondary to radiotherapy. Part of the necrotic portion of the mandible is visible, having ulcerated through the skin.

risk, and it is almost always the mandible affected, following irradiation of oral or major salivary gland cancers. The causative bacteria are oral flora and periodontal pathogens, which gain entry to the bone after minor trauma, dental infection or tooth extraction. The mucosa is atrophic and heals poorly after radiotherapy. Infection spreads rapidly and is difficult to treat. The clinical and radiographic features are those of chronic osteomyelitis (see Fig. 8.11) except that healing is impaired, sequestra separate much more slowly and there is no periosteal reaction. The course is often prolonged, and surgical intervention and aggressive antibiotic therapy are usually required. Pentoxifylline, a tumor necrosis factor antagonist, and hyperbaric oxygen are claimed to aid healing, but results are variable and the latter is very expensive and not widely available. Unfortunately treatment is not always successful, and lowgrade grumbling osteomyelitis may persist for the rest of a patient’s life. Prevention is key, and the dentist plays an important role (Box 8.11). Treatment PMID: 23108891 Risk of development PMID: 22669065 Prevention after extraction PMID: 21115324

Proliferative periostitis is not an infection, but a response to it. Inflammation or infection causes the periosteum of the surrounding bone to become active and lay down layers of new bone around the cortex as a healing response. This new bone is rapidly formed and less well-mineralised than the normal cortex and may expand the bone by up to a centimetre or more in thickness. The process is intermittent, producing multiple layers that can be seen radiographically as ‘onion-skinning’. The ability to produce large amounts of periosteal new bone is more or less limited to children and adolescents. In older patients it forms more slowly and during a longer period. Chronic osteomyelitis in children and adolescents is often dominated by the periosteal reaction, which can be florid enough to cause facial asymmetry. Proliferative periostitis develops over malignant neoplasms and foci of osteomyelitis, so the underlying cause must be identified. When it is osteomyelitis, vague pain is typical, and the focus of infection or a small sequestrum may only be detected on cone beam CT. Key features are listed in Box 8.12. Clinical description PMID: 289735 Signs and causes PMID: 9768431

MEDICATION-RELATED OSTEONECROSIS OF THE JAWS (MRONJ) Previously called bisphosphonate-related osteonecrosis, this condition is now known to be induced by a variety of drugs that inhibit either osteoclast activity or angiogenesis. It is also known as antiresorptive-related osteonecrosis (Box 8.13). The majority of patients affected are elderly and have metastatic malignant disease because this is the main indication for the causative drugs (Box 8.14). Steroid use and smoking can also contribute. Bisphosphonates are prescribed to prevent osteoclastic bone resorption and thus the enlargement of bony metastases and development of pathological fractures. The drugs are concentrated in osteoclasts and bound into bone matrix

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Box 8.12  Proliferative periostitis key features • Children and adolescents mainly affected • Usually associated with periapical but sometimes other inflammatory foci • Periosteal reaction affecting lower border of mandible causing ‘onion skin’ thickening and swelling of bone • Sometimes incorrectly called Garrè’s osteomyelitis* Pathology • Parallel layers of highly cellular woven bone interspersed with scantily inflamed connective tissue • Small sequestra sometimes present Treatment • Eliminate focus of infection • Bone gradually remodels after 6–12 months *Garrè’s (note correct accent and spelling) osteomyelitis is a misnomer. In his original description he made no mention of proliferative changes in the lesion, X-rays had not then been invented, and he provided no histological back-up. This historic term has no place in current usage. Reference PMID: 3041342

Box 8.13  Drugs associated with jaw osteonecrosis • Antiresoptive • Bisphosphonates Alendronate Pamidronate Risendronate Zolendronate And other high potency types • Denosumab (antibody RANKL inhibitor) • Antiangiogenic • Tyrosine kinase inhibitors Sorafenib Sunitinib • Bevacizumab (vascular endothelial growth factor inhibitor) • Rapamycin (mTOR [mechanistic target of rapamycin] inhibitor)

by osteoblasts, where they remain active in bone for many years, being slowly released on bone turnover*. The osteoclast inhibition also delays bone healing. Osteonecrosis is associated with the most potent bisphosphonates administered intravenously, and oral doses for osteoporosis carry a much lower risk. Exactly why bisphosphonates cause areas of bone to become non-vital is unclear. It has been thought that the drugs cause sterile necrosis, which then becomes infected. However, it is also possible that the effect is an osteomyelitis from the outset, modified by reduced healing capacity of the bone. The jaws are particularly at risk because of their poor blood supply in the elderly, potential foci of dental infection and covering of thin easily traumatised mucosa, but other bones have been affected. Bisphosphonates inhibit osteoclasts and also inhibit angiogenesis and are frequently used to treat metastases to bone, particularly from multiple myeloma, breast and prostate carcinoma. This is highly effective, constraining growth of metastases and inhibiting pathological fractures and their consequences, particularly nerve injury from spinal collapse. Risk is associated with high-potency bisphosphonates such as alendronate, pamidronate and zoledronate, especially when administered long term and in high doses intravenously. Osteonecrosis affects approximately 1% of patients on these regimes, although occasional cases have also been reported following oral administration for osteoporosis. The risk of developing MRONJ following a single extraction in a patient who has had intravenous high potency bisphosphonates is 0.5%. In two-thirds of patients a dental extraction is the precipitating factor, and in most of the remainder there is no identifiable trigger. A striking presentation is painless exposed bone (Figs 8.12 and 8.13); some patients may experience no acute symptoms or infection for prolonged periods. Once infection is introduced, the condition develops into acute or chronic osteomyelitis depending on the virulence of the organism and resistance of the patient. The drugs cause reduced bone turnover so that sequestra of necrotic bone separate very slowly and healing is inhibited. Later complications can include oroantral and cutaneous fistulas with suppuration. The organisms colonising the dead bone are a mixed flora of oral bacteria in a biofilm. Common species are Actinomyces, streptococci, Serratia, and enterococci, and facultative anaerobes predominate. As noted previously, it is unclear whether infection or necrosis is the primary disease process. Review PMID: 16243172 and 20508948

Management Box 8.14  Risk factors for bisphosphonate-induced osteonecrosis • Intravenous high-dose bisphosphonate treatment usually for bone metastases or hypercalcaemia of malignancy • Immunosuppression from chemotherapy or steroids • Anaemia • Dental surgery or sepsis, ill-fitting dentures and poor oral hygiene • Female patients • Elderly patients • Smoking

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Prevention of infection is paramount. Potential problems should be eliminated before bisphosphonate treatment, infective foci eliminated and teeth of dubious prognosis removed. Some authorities also suggest removal of tori and sharp ridges if prone to denture trauma.

*Bisphosphonate-induced osteonecrosis resembles the toxic necrosis of bone called phossy jaw, a scourge of match factory workers in Victorian times who ingested white phosphorus (P4). They frequently died or lost a whole jaw from osteonecrosis. Public outrage and a famous strike in East London forced improvements in factory conditions and the introduction of the (slightly) safer red phosphorus match. Both white phosphorus and the two phosphonate groups in bisphosphonate drugs mimic pyrophosphate and act as inhibitors of enzymes that act on it.

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A

A

B Fig. 8.12  Exposed necrotic bone in bisphosphonate-induced osteonecrosis, (A) following extraction and (B) apparently spontaneous. Despite exposure of large areas of necrotic bone, there is no overt infection in these early lesions. (From Ruggiero, S.L., Fantasia, J., Carlson, E. 2006. Bisphosphonate-related osteonecrosis of the jaw: background and guidelines for diagnosis, staging and management. Oral surg oral med oral pathol oral radiol 102, pp. 433–441.)

After drug treatment, patients at risk are identified through their medical history. Additional predisposing factors will help gauge their risk (Box 8.5). Caries and periodontitis must be controlled. Ideally, all surgical dentistry should be avoided for as long as possible after drug administration. There is a role for attempting what might otherwise be considered heroic restorations and endodontics to avoid extractions. If extractions cannot be delayed, they are probably best followed by postoperative antibiotics and chlorhexidine rinses until the sockets are fully epithelialised. Unfortunately, these precautions are not always successful, and sometimes extraction of a tooth reveals an apparently already non-vital socket that does not bleed. Discontinuation of the bisphosphonates either before extractions or long term does not appear to help because their effects last at least a year after administration and may be permanent. Management of established MRONJ is largely empirical. There is no reproducibly successful treatment, and the aim is to manage pain and favour the very slow healing that will take place if infection can be controlled. When bone is exposed but symptoms are minimal, long-term chlorhexidine mouth rinses reduce pain and the risk of infection. Attempts to remove necrotic bone surgically usually worsen the condition, and sequestra should only be removed when mobile. Uncomfortable sharp edges may be reduced with a bur. If there is infection or soft tissue swelling, aggressive and long-term antibiotic therapy based on the results of antibiotic culture and sensitivity is required to restore a stable chronic condition that can be controlled with topical treatments. If infection cannot be controlled, then more aggressive antibiotic regimes combined with surgery may be necessary. Severe complications including extraoral sinuses

B Fig. 8.13  Bisphosphonate-induced osteonecrosis. Non-healing extraction sockets in a breast cancer patient receiving bisphosphonate treatment. (A) There are minimal changes initially, but 12 months later, (B) there is a large sequestrum still incompletely separated extending from the premolar region, just above the lower border cortex and involving most of the ramus. (From Ruggiero, S.L., Fantasia, J., Carlson, E. 2006. Bisphosphonate-related osteonecrosis of the jaw: background and guidelines for diagnosis, staging and management. Oral surg oral med oral pathol oral radiol 102, pp. 433–441.)

and pathological fractures may require surgical intervention. Many patients remain surprisingly asymptomatic, but managing pain may require potent analgesics in the short term. Management PMID: 25234529 Management .pub2

Cochrane

DOI:

10.1002/14651858.CD008455

TRAUMATIC SEQUESTRUM This is a rare but well-described oddity that often causes confusion in clinical diagnosis. It is also known as mylohyoid ridge sequestrum because the most common site is on the posterior part of a sharp mylohyoid ridge, inferior to the third molar (Fig. 8.14). Here the mucosa is thin and prone to trauma, and a traumatic ulcer can lead to devitalisation of a small area of the underlying cortical bone. This slows ulcer healing, but the dead bone eventually separates and the ulcer heals spontaneously. The sequestrum is usually only 1–2 mm in size. Mandibular tori may be similarly affected.

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Fig. 8.15  Sclerotic bone island in the posterior mandible, a relatively dense example. The periphery may be sharply or less well-defined. (Courtesy Mr EJ Whaites.)

Fig. 8.14  Traumatic sequestration. Cone beam computed tomography axial view through lower molars showing loss of a small fragment of cortical bone lingual to the distal root of the last molar, caused by sequestration following trauma to the posterior edge of the mylohyoid ridge.

No treatment may be required. Once the sequestrum is loose, it may be removed to speed healing. Case series PMID: 8515988

including the jaws. They are sometimes seen by chance in routine, particularly panoramic, radiographs (Fig. 8.15). They appear to be a normal anatomical variant and should not be mistaken for a low-grade bone infection (particularly if first noticed after a surgical procedure). They resemble sclerosing osteitis but are not associated with a focus of infection or inflammation. Histologically, they comprise an island of normal but dense cortical bone within the medullary cavity. Operative interference should be avoided. Repeat radiographic follow up will confirm the diagnosis as the appearance will not change. Large case series PMID: 21912499

SCLEROTIC BONE ISLANDS These areas of sclerosis, also known as dense bone islands, enostoses or idiopathic osteosclerosis, are found in all bones

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Although there are many types of facial infection, the vast majority are odontogenic, that is, they arise by spread of infection from a tooth or the periodontium.

pyrexia. No specific treatment is required for a face enlarged by oedema. It resolves quickly when the causative tooth is dealt with.

PERIAPICAL (DENTOALVEOLAR) ABSCESS

‘FASCIAL’ OR TISSUE SPACE INFECTIONS

Usually a non-vital pulp produces no more consequence than an asymptomatic and sterile periapical granuloma. Untreated, these may produce intermittent pain in periods of acute inflammation and persist as chronic inflammation with periods of exacerbation of symptoms. However, infection may eventually develop into an acute periapical infection with abscess formation. In an abscess, bacteria cause localised tissue necrosis, and pus forms by the action of neutrophil proteolytic enzymes. The process is localised by granulation tissue forming the abscess wall. The surrounding soft tissues become oedematous with inflammatory exudate. Once an apical abscess is established, it is unlikely to resolve spontaneously. It might be expected that the infection and oedema would spread through the path of least resistance into medullary bone and cause osteomyelitis, but this is unusual. For reasons that are not clear, the exudate usually tracks toward the adjacent cortex and perforates it, through the action of osteoclasts activated by the inflammation, and drains into the mouth. The oedema in the periodontal ligament causes slight extrusion of the tooth, which comes into premature occlusion, is painful on biting and tender to percussion. There is throbbing intense pain, distinct from the sharp excruciating pain of any acute pulpitis that preceded pulp necrosis. Drainage of pus and exudate into the mouth, usually through the alveolar mucosa or gingiva, releases pressure, and the pain reduces to a dull ache. The regional lymph nodes may be enlarged and tender, but systemic symptoms are usually slight or absent. Apical abscesses are polymicrobial infections and frequent cultivable isolates include Veillonella, Porphyromonas, Streptococcus, Fusobacterium and Actinomyces species. Despite the mixed nature of the infection, penicillins remain the most effective antibiotics, with metronidazole reserved for those allergic to penicillin. However, an apical abscess cannot be treated by antibiotics alone; the causative tooth or its pulp must be dealt with because bacteria in the pulp chamber are inaccessible to the drug. Local dental treatment is usually effective without the addition of antibiotics.

When pus from an apical abscess or pericoronitis breaks out into soft tissue, its path is guided by muscle attachments and fascia. These can divert the path of drainage away from the mouth into the tissues of the face, where pus and spreading infection can localise in the ‘fascial spaces’. Anatomical descriptions of these spaces imply that fascia is a well-organised fibrous sheet dividing the face and neck into defined compartments and spaces. In reality, there are no spaces, but the inflammation and infection tend to localise reproducibly in tissue planes bounded by subcutaneous tissue, the masticatory muscles and muscles of the neck and the carotid sheath (Box 9.1). The fascial spaces are only potential spaces enlarged by accumulation of exudate or pus. Because the spaces have a large volume, pressure in the exudate is reduced, and it tends to accumulate rather than burrow onward to the surface. When the space is distended, its blood supply is disrupted, and the environment becomes avascular and anaerobic, favouring infection and inhibiting host defences. Nature of fascial spaces PMID: 23913739 Health services implications PMID: 22819453

Review and sequelae PMID: 21602052

COLLATERAL OEDEMA Even while the infection is limited to the bone, and continuing after it drains intraorally, there is oedema of the adjacent soft tissues (Fig. 9.1). Oedema is a purely inflammatory reaction, and the swollen tissues contain no bacteria. In children oedema is very prominent and gives the impression of cellulitis of the face, but the oedema is soft, unlike the firm brawny swelling of spreading infection, and there is no

Fig. 9.1  Oedema due to acute apical periodontitis. An acute periapical infection of a canine has perforated the buccal plate of bone causing oedema of the face; this quickly subsided when the infection was treated.

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The fascial spaces extend from the base of the skull to the mediastinum, and the inflammatory exudate acts as a vehicle to spread the infection into potentially life-threatening sites. The large volume of exudate and bacterial load produce pyrexia, toxaemia and symptoms of pain and trismus. There Box 9.1  The main structures directing spread of infection in the face and neck • Muscles • Buccinator • Mylohyoid • Masseter • Medial pterygoid • Superior constrictor of the pharynx • Fascia • Investing layer of fascia • Prevertebral fascia • Pretracheal fascia • Parotid fascia • Carotid sheath

is a risk of spread to remote sites through lymphatics or blood vessels. Once an infection penetrates into the tissue planes, it may spread or become localised depending on the causative bacteria and the resistance of the host. Infection from teeth tends to localise reproducibly in the spaces listed in Table 9.1, but it will be noted that these spaces intercommunicate and infection may involve several of them (Figs 9.2 and 9.3).

FACIAL CELLULITIS ➔ Summary charts 5.1 and 34.1 pp. 79, 461 The great majority of fascial space infections are in the form of cellulitis in which, unlike a localised abscess, bacteria spread through the soft tissues (Fig. 9.4). Cellulitis causes gross inflammatory exudate and tissue oedema, associated with fever and toxaemia. Before the advent of antibiotics, the mortality was high. If treatment is delayed, the disease can still be life-threatening through airway compromise or erosion of the carotid sheath when the lateral pharyngeal space is involved. In Ludwig’s angina particularly, airway obstruction can quickly result in asphyxia.

Table 9.1  Tissue spaces commonly involved by dental infection* Space

Anatomy

Usual sources of infection

Submental

Between mylohyoid and the skin, platysma and investing layer of fascia. Contains the submental lymph nodes

Lower incisors

Submandibular

Between mylohyoid, and the skin, platysma and investing layer of fascia and between the hyoglossus and body of mandible. It contains the submandibular gland and submandibular lymph nodes and communicates anteriorly with the submental and posteriorly and upward into the sublingual space

Lower canine, premolar and molar teeth, when their apices lie below the mylohyoid attachment

Sublingual

Between hyoglossus and the tongue muscles medially and mylohyoid and the body of mandible laterally. Contains the sublingual gland. Communicates posteriorly with the submandibular space around the posterior free edge of the mylohyoid around the submandibular gland and duct

Lower incisor and canine teeth. Molars less frequently when apices are above the mylohyoid attachment

Buccal

Between buccinator muscle and the overlying skin, platysma and fascia. Posteriorly limited by ramus of mandible and masseter. Contains the buccal pad of fat. Communicates posteriorly with the pterygomandibular space

Usually upper molar and premolar teeth, sometimes lower molars when their apices lie below the buccinator attachment

Submasseteric

Between the lateral surface of the ramus of the mandible and the periosteum with masseter muscle

Rarely involved, usually from pericoronitis around the lower third molar

Parotid

Contains the parotid gland, bounded by superficial fascia and base of skull

Only involved by spread from other spaces

Pterygomandibular

Between the medial surface of the ramus of the mandible and the medial pterygoid muscle with the lateral pterygoid forming its roof and the parotid gland posteriorly. Contains the lingual and inferior dental nerves and communicates upward with the infratemporal fossa

Pericoronitis around distally inclined lower third molars or upper third molars

Lateral pharyngeal

Between superior constrictor with the styloid muscles and medial pterygoid or submandibular gland. Limited posteriorly by the vertebral fascia. Contains the carotid sheath, along which infection can track to the mediastinum. Anteriorly there is communication along styloglossus with the sublingual and submandibular spaces

Pericoronitis around the lower third molar (and infections in the tonsil)

Canine fossa

In the canine fossa, bounded by the muscles of lips and face

Upper lateral incisors, canines or first premolars, including periodontal abscesses

Palate

Between the mucosa with periosteum and palatal bone

Upper molars

*The canine fossa and palate are not classed as tissue spaces, but pus frequently collects at these sites.

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Sublingual salivary gland Sublingual space Mylohyoid Submandibular salivary gland Submandibular space

Fig. 9.2  Paths of infection spread from lower molars. By penetrating the lingual plate of the jaw below the attachment of mylohyoid infection immediately enters the submandibular space. Below the mylohyoid is the main body of the submandibular salivary gland with its deep process curving around the posterior border of the muscle; infection from the third molar can follow the same route to enter the sublingual space.

Buccinator

Pterygo-mandibular raphe

Fig. 9.4  Cellulitis. Infection spreading through the tissues is accompanied by a dense infiltrate of neutrophils, macrophages and fibrin exudate, here separating muscle bundles in a facial muscle. The muscle bundles are normally closely packed with minimal space between them.

Pathology The bacterial flora is similar to the dentoalveolar abscess from which it is derived, but with a greater proportion of anaerobes such as Porphyromonas, Prevotella and Fusobacterium and anaerobic streptococcal species. Infection spreads mainly from mandibular third molars, whose apices are closely related to several fascial spaces. In the early stages the infection does not localise, but after antibiotic treatment or time for a host response to develop, and depending on the organisms, small locules of pus develop scattered in the tissues. Cellulitis, as opposed to abscess, is more frequent in patients with immunocompromise.

Ludwig’s angina Superior constrictor of pharynx

Fig. 9.3  Paths of infection from the third molar. The diagram shows the lingual aspect of the jaw and indicates how infection penetrating from the lingual plate of bone can enter the sublingual space above, or the submandible space below, the mylohyoid muscle, which forms the major structure of the floor of the mouth. Moreover, because this point is at the junction of the oral cavity and pharynx, infection can also spread backward to reach the lateral surface of superior constrictor, the lateral pharyngeal space.

Ludwig’s angina* is a severe form of cellulitis that usually arises from the lower second or third molars. It involves the sublingual and submandibular spaces bilaterally, almost simultaneously, and readily spreads into the lateral pharyngeal and pterygoid spaces and can extend into the mediastinum. The main features are rapidly spreading sublingual and submandibular cellulitis with painful, brawny swelling of the upper part of the neck and the floor of the mouth on both sides (Fig. 9.5). With involvement of the parapharyngeal space, the swelling tracks down the neck (Figs 9.6 and 9.7) and oedema can quickly spread to the glottis.

The characteristic features are diffuse swelling, pain, fever and malaise. The swelling is tense and tender, with a characteristic board-like firmness. The overlying skin is taut and shiny. Pain and oedema limit opening the mouth and often cause dysphagia. Systemic upset is severe with worsening fever, toxaemia and leucocytosis. The regional lymph nodes are swollen and tender.

*Wilhelm Friedrich von Ludwig described the condition in 1836. He was physician to the royal family of King Wilhelm I, King of Prussia and the first German emperor. Although sometimes considered to have died of the condition that bears his name, this appears unlikely. PMID: 16696873

Mylohyoid

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Fig. 9.5  Ludwig’s angina. Incision and drainage of the front of the neck to relieve the pressure of exudate which compromises the airway. The neck is grossly swollen, shiny and dusky in hue; the edges of the wound have pulled apart, indicating the distension of these normally lax tissues.

Fig. 9.7  Ludwig’s angina. There is cellulitis and gross oedema of the right submandibular and sublingual spaces extending on to the left side and into the neck and parapharyngeal space. (By kind permission of Professor JD Langdon.)

Fig. 9.6  Facial cellulitis arising from an infected upper tooth. The tissues are red, tense and shiny, and the patient is incapacitated by the systemic effects of infection. (By kind permission of Professor JD Langdon.)

Swallowing and opening the mouth become difficult, and the tongue may be pushed up against the soft palate. Oral obstruction or oedema of the glottis causes worsening respiratory obstruction. The patient soon becomes desperately ill, with fever, respiratory distress, headache and malaise.

Management The principles of treatment for cellulitis are to provide immediate aggressive antibiotic treatment to prevent further spread of infection and to remove the causative tooth or deal with pericoronitis as soon as possible. Teeth with apical infection are usually removed, draining any pus localised in the bone. Teeth can sometimes be preserved by obtaining drainage through the pulp chamber, but teeth cannot be left open for more than 48 hours because this will compromise the success of subsequent root treatment, making retention pointless. For this reason, many teeth are extracted, and emphasis must be on effective drainage. Impacted teeth with pericoronitis must be dealt with after the infection has resolved because surgery cannot be performed in an infected field without risking further spread. General anaesthesia

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may be required for extractions as local anaesthetic may not be effective in the inflamed tissues. Antibiotic treatment is empirical initially with highdose penicillins, but a sample for culture and sensitivity must be obtained before commencing treatment in case a change of antibiotic is required subsequently. Occasionally bacterial species unresponsive to first-line antibiotics are found. Drainage plays little role in treatment of pure cellulitis because there is no collection of pus. However, when there is potential compromise of the airway or a suggestion that pus may be localising (see later in this chapter), then drains may be placed to relieve tissue tension. A microbiological sample can be obtained at the same time. In Ludwig’s angina, or when the airway is compromised by any infection, the main requirements are immediate admission to hospital, securing the airway by tracheostomy if necessary, procurement of a sample for culture and sensitivity testing, aggressive antibiotic treatment and drainage of the swelling to reduce pressure. Key features of fascial space infections are summarised in Box 9.2. Ludwig’s in children PMID: 19286617 Fatal outcome PMID: 17828174 Airway compromise PMID: 10326823

FACIAL ABSCESS Depending on the micro-organisms and effectiveness of host defences, pus from an apical abscess or pericoronitis may localise in the tissues to form a discrete abscess rather than spreading. Systemic signs are less marked and inflammation and swelling less extensive in abscess than in cellulitis. The collection of pus is surrounded by compressed fibrous and granulation tissue, which prevent spread but also natural drainage. Eventually an abscess will point to a surface and drain spontaneously, but this is best prevented

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by early intervention because formation of a sinus to the skin is usually followed by disfiguring scarring. When pus starts to collect in the tissues, the brawny diffuse swelling of oedema and cellulitis can still be present, but a localised zone of softening develops over the pus, with a darker red zone of inflammation. Pyrexia increases. If left too long before drainage, the overlying skin becomes fluctuant just before the abscess drains spontaneously. The principles of management of abscess are the same as for cellulitis, except that early surgical drainage of pus is essential. Small abscesses may resolve with high-dose antibiotics alone, but better and more rapid resolution will follow surgical drainage in most cases.

ANTIBIOTIC ABSCESS The antibiotic abscess or ‘antibioma’ is an abscess that has been controlled but not eliminated by antibiotic treatment. This may arise after inadequate, often prolonged intermittent antibiotic treatment, particularly at insufficient dose. It may also arise from effective antibiotic treatment provided without ensuring that a collection of pus has been drained. The pus can be rendered sterile or nearly so, and the surrounding granulation tissue matures to dense scar tissue, producing a thick zone of fibrosis around the pus. The patient has a hard mass, with puckering of the skin if superficially located, and either mild symptoms of intermittent pain and swelling or no symptoms at all. Treatment may be conservative, but resolution takes many months, and it is usually better to excise the whole mass. Drainage alone removes any residual infection, but the main signs arise from the fibrosis. Antibioma is commoner in countries where antibiotics are available without prescription. Microbiology antibiotic choice PMID: 16916672

NECROTISING FASCIITIS ➔ Summary chart 5.1 p. 79 Necrotising fasciitis is an uncommon, rapidly spreading, potentially lethal infection causing necrosis and rapid dissolution of subcutaneous tissues and fascia with loss of attachment of the overlying skin. Muscles are relatively spared. Rarely, the infection can have a dental source and may threaten the airway. Most patients are of middle age or older, and the majority have some kind of predisposing factor such as immunosuppression, steroid use, chronic disease or smoking.

The virulence factors of the causative organisms seem to be the key factor. Many types of bacteria, both aerobic and non-aerobic, can be responsible. Samples usually reveal mixed infections; a quarter of cases are caused by single organisms, usually Group A streptococci or staphylococci, particularly methicillin-resistant Staphylococcus aureus. The remainder have a mixed flora including anaerobic pathogens such as Porphyromonas and Prevotella species. Clinically, there is initially a rapidly spreading area of erythema of the skin. The margins soon become ill defined. Thrombosis and necrosis cause the skin to become painful and oedematous, dusky red then purplish and black. Undermining of the skin causes separation from the underlying connective tissue and accumulation of subcutaneous gas, which may be visible on radiographs. The airway may need protection by tracheostomy, and immediate admission to hospital is required. Unusually in an infection, aggressive surgery is required as soon as the condition is recognised. The extent of undermining of the skin should be explored and widely opened to drainage, debridement and for removal of necrotic tissue. Penicillin and metronidazole or clindamycin should be given empirically until bacteriological findings dictate alternatives. Hyperbaric oxygen provides additional benefit, if available. Untreated or ineffectively treated, necrotising fasciitis proceeds to systemic spread of infection with toxic shock and death.

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Box 9.2  Fascial space cellulitis: key features • Potentially life-threatening infections due to spread of bacteria into tissue planes • Infection usually arises from lower second or third molars • Ludwig’s angina comprises bilateral involvement of sublingual and submandibular spaces and readily spreads into lateral pharyngeal and pterygoid spaces • Affected tissues swollen and of board-like hardness • Severe systemic upset • Glottic oedema, carotid sheath erosion or spread into the mediastinum may be fatal

Case report PMID: 23821623 Microbiology and management PMID: 10760723

CAVERNOUS SINUS THROMBOSIS ➔ Summary chart 5.1 p. 79 Cavernous sinus thrombosis is an uncommon lifethreatening complication of infection that can sometimes originate from an upper anterior tooth, the sinuses or nose. The path of infection from the anterior teeth is to the canine space, and then by retrograde flow through the low-pressure venous system around the eye to the cavernous sinus. Infection may also spread to the cavernous sinus from the posterior aspect following infection in the infratemporal fossa, again via the venous system. Skin abscesses on the face are another source of infection. Clinically, gross oedema of the eyelid is associated with pulsatile exophthalmos due to venous obstruction. Cyanosis, proptosis, a fixed dilated pupil and limited eye movement develop rapidly. There is pain around the eye, over the maxilla and headache with vomiting in late stages. The patient is seriously ill with rigors, a high swinging fever and deteriorating sight. Early recognition and treatment of cavernous sinus thrombosis are essential. The main measures are use of prolonged intravenous antibiotics, drainage of pus and removal of any causative tooth. Anticoagulation is no longer used. In developed countries, aggressive antibiotic treatment has reduced the mortality to 20%, but spread to the contralateral sinus followed by meningitis or clotting in the cerebral sinuses are potentially fatal complications. Without antibiotics, almost all cases are fatal. As many as half of survivors may lose the sight of one or both eyes, even when correctly treated. Progression is often very rapid, with death in less than 24 hours if untreated. Case report PMID: 2685213 Treatment PMID: 22326173

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NOMA (CANCRUM ORIS, NECROTISING STOMATITIS) Noma** is a severe oral infection, starting in the gingiva as acute necrotising ulcerative gingivitis and extending onto and destroying part of the jaw or face. It progresses rapidly and may be fatal if inadequately treated. Noma is so widespread in sub-Saharan Africa as to have become a subject for a World Health Organization project, which has estimated the overall incidence in Africa to be nearly 150,000 cases a year. Smaller numbers of cases have been reported from South America and the Far East. The main bacteria isolated are anaerobes including Fusobacterium necrophorum, Prevotella intermedia and spirochaetes. F. necrophorum is a commensal in the gut of herbivores and also a cause of necrotising infections in animals. It may play an important role in noma in Africa as a result of patients living in close proximity to and often sharing drinking water with cattle. The flora is often referred to as a ‘fusospirochaetal complex’ because no particular species alone appears to account for the disease, which is a true polymicrobial infection. Malnutrition due to poverty and climatic disasters is the major factor in the aetiology. Other factors are poor oral hygiene and other infections, particularly measles and herpesviral diseases. Noma affects children younger than 10 years. The few cases in adults are likely to be secondary to HIV infection, but it remains a rare complication despite the immune deficiency. Noma starts within the oral cavity from an acute necrotising ulcerative gingivitis or a painful, small, reddish-purple spot or indurated papule that ulcerates. There is extensive oedema. The infection and necrosis extend outward, rapidly destroying soft tissues and bone (Fig. 9.8). Diffuse oedema of the face, foetor and profuse salivation are associated. While the overlying tissues become ischaemic, the skin turns blue-black. The gangrenous area becomes increasingly sharply demarcated and ultimately sloughs away. Muscle, invaded by the micro-organisms, undergoes rapid necrosis associated with only a weak inflammatory response (Fig. 9.9). The slough is cone-shaped, with its apex superficially so that the underlying destruction of hard and soft tissues is more extensive than external appearances suggest. The slough separates, the bone dies; sequestration and exfoliation of teeth follow. A gaping facial defect is left (Fig. 9.10) that heals poorly with scarring and distortion of tissues (Fig. 9.11).

Fig. 9.8  Noma. In the maxilla there is extension of necrotising gingivitis into the alveolar process and in the lower arch anteriorly, resulting in destruction of much of the lower lip.

Fig. 9.9  Noma. Muscle has been invaded by spirochaetes and fusiforms. There is rapid necrosis and only a light inflammatory response of neutrophils.

Management Malnutrition and underlying infections must be treated. A combination of penicillin or an aminoglycoside and metronidazole will usually control the local infection, but light surgical debridement of necrotic soft tissue is also needed. After control of the infection and recovery of health, reconstructive surgery is usually required to prevent permanent disfigurement. However, there is a significant mortality, almost all cases if untreated and 5%–10% if treated. Noma mechanisms PMID: 12002813 Noma review PMID: 16829299

**Noma was first described in 1595 in Holland where, as in other parts of Europe, severe malnutrition and debilitating diseases were widespread. The term ‘noma’ was coined in 1680. Since then, noma has virtually disappeared from Europe.

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Fig. 9.10  Noma. A six-year-old child with noma extending onto the lips and cheek. (From Srour, M.L., Wong, V., Wyllie, S. 2014. Noma, actinomycosis and nocardia. In: Farrar, J., White, N.J., Hotez, P.J., et al. eds. Manson’s tropical diseases. St. Louis: Elsevier, pp. 379-384.e1.)

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Fig. 9.12  Actinomycosis. Individual branching filaments of Actinomyces seen at high power as blue threads in the edge of this sulphur granule stained with Gram stain. The red objects on the left are inflammatory cells on the surface of the colony.

Major infections of the mouth and face

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Fig. 9.11  Noma. A sixteen-year-old showing the long-term effects of facial tissue loss following noma at age 4 years. (From Srour, M.L., Wong, V., Wyllie, S. 2014. Noma, actinomycosis and nocardia. In: Farrar, J., White, N.J., Hotez, P.J., et al. eds. Manson’s tropical diseases. St. Louis: Elsevier, pp. 379-384.e1.)

ACTINOMYCOSIS Actinomycosis is a chronic, suppurative infection caused by Actinomyces sp. Although common in the past, it has become rare. Half of all cases of actinomycosis affect the face and neck. Clinically, men are predominantly affected, typically between the ages of 30 and 60 years. A chronic soft tissue swelling near the angle of the jaw in the upper neck is the usual complaint. In the past this would progress to a duskyred or purplish, firm and slightly tender swelling with multiple discharging sinuses. Pain is minimal. In the absence of treatment, a large fibrotic mass can form, covered by scarred and pigmented skin, on which several sinuses open. However, such a florid picture is rarely seen now. Currently, the usual clinical features are a persistent subcutaneous collection of pus or a sinus, unresponsive to conventional, short courses of antibiotics.

Pathology

Fig. 9.13  Actinomycosis. This single, complete loculus was from an early case of actinomycosis that followed dental extraction. The colony of actinomyces with its paler staining periphery (a ‘sulphur’ granule) is in the centre; around it is a dense collection of inflammatory cells, surrounded in turn by proliferating fibrous tissue. It will be apparent that an antibiotic cannot readily penetrate such a fibrous mass and must be given in large doses to be effective.

The key microbiological signature is the presence of Actinomyces israelii or Actinomyces gerencseriae in a mixed infection with aerobic and anaerobic organisms. These are slow-growing aerobic organisms, and simple conventional cultures may only grow the accompanying organisms, usually coagulase-negative staphylococci, S. aureus and both α- and β-hemolytic streptococci. This may lead to a false-negative diagnosis, and pus samples for culture must be sent to the laboratory with a form indicating a suspicion of actinomycosis; otherwise the true nature of the infection may be missed. A. israelii is a long filamentous Gram-positive bacterium, not a fungus as its name suggests. The classification of this genus of bacteria is complex, and many so-called oral Actinomyces are now reclassified and not thought pathogenic. However, pathogenic species can still be isolated from the

mouth and are the likely source for actinomycosis of the head and neck. Injuries, especially dental extractions or fractures of the jaw, can provide a pathway and sometimes precede infection but, in fact, rarely do so. Most patients will have been previously healthy. Actinomycosis spreads by direct extension through the tissues and does not follow tissue planes or spread to lymph nodes like other odontogenic infections. The infection is chronic and suppurative. In the tissues, colonies of Actinomyces form rounded colonies of filaments with peripheral, radially arranged club-shaped thickenings (Fig. 9.12). Neutrophils mass round the colonies, pus forms, chronic inflammatory cells surround the pus and an abscess wall of fibrous tissue forms (Fig. 9.13).

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The abscess eventually points on the skin, discharging pus in which so-called sulphur granules (colonies of Actinomyces) may be visible with the naked eye as yellow flecks. The abscess continues to discharge, infection spreads laterally to cause further abscesses and surrounding tissues become fibrotic. Untreated, the area can become honeycombed with abscesses and sinuses, in widespread fibrosis. Microbiology PMCID: PMC4094581

Extraradicular actinomycosis PMID: 12738954

Management Actinomycosis should be suspected if a skin sinus fails to heal after a possible focus has been found and eliminated. A fresh specimen of pus is needed. A positive diagnosis can rarely be made without ‘sulphur granules’, which may be found by rinsing the pus with sterile saline. The laboratory should be warned that actinomycosis is suspected to enable appropriate media to be used and the culture maintained long enough for these slow-growing organisms to be detected. Frequently, penicillins will have been given but in doses insufficient to control the infection. This makes subsequent bacteriological diagnosis difficult. In the correct clinical setting, empirical treatment as actinomycosis is logical even if bacteriological confirmation is not forthcoming. The mainstay of treatment is penicillin, which should be continued for a minimum of 4–6 weeks, renewed as necessary, because pockets of surviving organisms may persist in the depths of the lesion to cause relapse. Abscesses should be drained surgically as they form and sinuses excised. Combined surgical and antibiotic treatment is most effective. For patients allergic to penicillin, erythromycin can be given. Healing leads to scarring and puckering of the skin at the sites of sinuses, and these often have to be excised for cosmetic reasons. The key features of actinomycosis are given in Box 9.3. Review PMID: 9619663 Treatment PMID: 25045274 Biopsy diagnosis PMID: 24870370

Other ‘actinomycoses’ Infections with other non-pathogenic filamentous Grampositive bacteria can be misclassified as actinomycosis. Examples are extraradicular infection in periapical

Box 9.3  Actinomycosis: key features • Rare chronic infection by filamentous bacterium, usually Actinomyces israelii • Infection spreads through the tissues to produce multiple abscesses and sinuses, in severe cases • More usually now, there is only a localised subcutaneous collection of pus • Microscopy shows large radially arranged colonies of actinomyces • Pus forms centrally and connective tissue forms an abscess wall • Sulphur granules (colonies of Actinomyces) from the pus are best for culture • Responds to prolonged treatment with penicillin • Surgical drainage of locules of pus may be needed

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granulomas, in which a colony of bacteria very occasionally grows beyond the root apex. The colony is like a sulphur granule, but isolated in the cavity where it may remain localised for a long period to cause failure of root canal treatment. Similar colonies may be found in tonsil crypts and growing around sequestra as they exfoliate into the mouth. However, none are spreading infections, none require intensive antibiotic treatment and none are true actinomycosis.

THE SYSTEMIC MYCOSES Deep tissue oral mycoses are rare in Britain but may be seen in immunocompromised patients or in those from endemic areas such as South America and other tropical regions (Box 9.4). Cryptococcosis is the most common mycosis in AIDS and is sometimes the presenting disease. Clinically, most of the systemic mycoses can cause oral lesions at some stage, and often then give rise to a nodular and ulcerated mass, which can be tumour-like in appearance (Fig. 9.14). The most characteristic oral infection is the nodular mulberrylike gingival hyperplasia and ulceration of paracoccidioidomycosis, or South American blastomycosis, a fungal infection of lungs, lymph nodes, bone and mucosa that is endemic in Brazil (Fig. 9.15). Clinically, this has a superficial resemblance to gingival lesions of Wegener’s granulomatosis. Microscopically, most systemic mycoses give rise to granulomas similar to those of tuberculosis, but there may also be abscess formation. Characteristic yeast forms or hyphae may sometimes be seen with special stains such as periodic acid–Schiff (PAS) (Fig. 9.16). However, microscopy may not be diagnostic, and culture of unfixed material may be

Box 9.4  Some systemic mycoses that can affect the mouth • Histoplasmosis • Rhinocerebral mucormycosis • Rhinocerebral aspergillosis • Cryptococcosis • Paracoccidioidomycosis (South American blastomycosis)

Fig. 9.14  Histoplasmosis. The gross nodular swelling of the tongue and ulceration are typical of many of the systemic mycoses.

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Major infections of the mouth and face

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A A

B Fig. 9.15  South American blastomycosis. Characteristic nodular enlargement of gingiva seen in the upper image (A); note extension to labial mucosa. The lower figure (B) shows nodular lesions and erythema extending onto the palate. (Courtesy of Dr RS Gomez and Dr BC Durso.)

Fig. 9.16  Histoplasmosis. Part of an oral biopsy under high power, showing numerous typical round yeast forms with their clear haloes (periodic acid–Schiff stain).

B Fig. 9.17  Mucormycosis. The tissue is necrotic and infiltrated by the very pale, broad, knobbly branching hyphae of Mucor spp., seen as broad ribbons or circles in cross-section (arrowed). These are difficult to see in routine stains (A) but revealed by Grocott staining, which stains their cell walls black (B).

frequently fatal outcome. The causative fungi are environmental, often soil saprophytes that can only infect a debilitated or immunocompromised host. Many unrelated genera and species, including Mucor sp. and Rhizopus sp., can cause the infection, and the name of the condition is difficult to align with the organisms; mucormycosis and zygomycosis are considered synonymous. Most patients have poorly controlled diabetes, iron overload or a cause for immunosuppression. The infection often starts in the sinuses or nose from inhaled spores. The fungi invade blood vessels and so cause rapidly spreading tissue necrosis and large tissue defects (Fig. 9.17). Treatment requires surgical clearance and aggressive antifungal treatment, but a third of patients have a fatal outcome. Review PMID: 8464609 and 18248590

necessary. Treatment requires systemic antifungal drugs, which have significant adverse effects. Systemic mycoses in HIV PMID: 1549312 Histoplasmosis case reports PMID: 23633697 and 23219033 Paracoccidioidomycosis PMID: 8164159 and 8464610

Mucormycosis This rare disease is the most significant deep mycosis of the head and neck because of its rapid progression and

SYSTEMIC INFECTIONS BY ORAL BACTERIA The mouth harbours a great variety of microbes and virulent pathogens, particularly in periodontal pockets, but high levels of immunity and the fact that many of these organisms can only thrive in a mixed bacterial ecosystem keep the infection localised. It is almost always in the immunocompromised that oral commensals can spread and cause septicaemia or remote infections.

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Infective endocarditis

Lung and brain abscesses

A special example of a systemic infection of dental origin is infective endocarditis, which can occasionally follow dental operations, particularly extractions, and cause irreparable damage to heart valves (Ch. 32).

Some of these abscesses are due to oral anaerobic bacteria that are probably aspirated during sleep to cause a lung abscess and then a secondary brain abscess. Isolated brain abscesses caused by oral bacteria are recognised but difficult to explain.

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HARD TISSUE PATHOLOGY SECTION 1

Cysts in and around the jaws

Cysts are the most common cause of chronic swellings of the jaws. A cyst comprises a wall of fibrous tissue and a central lumen, or space, lined by epithelium. Cysts are more common in the jaws than in any other bone because only the jaws contain epithelium, remaining after tooth formation. Definition  Cysts are pathological fluid-filled cavities lined by epithelium.

CLASSIFICATION OF CYSTS There are many types of cyst, and those in the head and neck are difficult to classify neatly and comprehensively. There is not currently a complete classification that is accepted internationally. A classification based on the current WHO classification is given in Box 10.1. Cysts can be classified into two groups based on the origin of the epithelium that lines the central cavity. Odontogenic cysts are lined by odontogenic epithelium derived from the

Box 10.1  Cysts of the jaws, face and neck ODONTOGENIC CYSTS Cysts of inflammatory origin Radicular cyst Residual radicular cyst Inflammatory collateral cysts Cysts of developmental or unknown origin Dentigerous cyst Eruption cyst Odontogenic keratocyst Orthokeratinised odontogenic cyst Lateral periodontal cyst Botryoid odontogenic cyst Glandular odontogenic cyst Calcifying odontogenic cyst Gingival cysts Gingival cyst of infants Gingival cyst of adults NON-ODONTOGENIC CYSTS Incisive canal cyst Nasolabial cyst Sublingual dermoid cyst Thyroglossal duct cyst Branchial cyst Foregut cysts

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dental lamina. This epithelium originates by proliferation of rests of Serres, reduced enamel epithelium or rests of Malassez. Odontogenic cysts, therefore, can only affect the tooth-bearing regions of the jaws. Odontogenic cysts account for most cysts of the jaws. By far the most common is the radicular cyst, and this and the dentigerous cyst are common enough to present regularly in general dental practice (Box 10.2). Odontogenic cysts can be further divided into inflammatory and developmental types depending on their cause. In reality, most of the developmental cysts are of unknown cause, and the developmental aetiology is assumed. Some of the developmental cysts are caused by specific gene mutations. Non-odontogenic cysts are lined by other types of epithelium, and they are usually developmental in origin. Some of the odontogenic tumours also contain cystic spaces lined by epithelium and need to be taken into account in differential diagnosis (Ch. 11). Although the classification of cysts provides a logical way to list and understand them, it has little bearing on diagnosis and treatment, which are determined by the individual cyst type. It is not possible to identify odontogenic epithelium under the microscope unless it has basal cells resembling ameloblasts or fortuitously forms Rushton bodies (hyaline bodies), an enamel matrix-like secretory product that can only be formed by odontogenic epithelium (Fig. 10.11). Web URL 10.1 Odontogenic epithelium residues: http://obm  .quintessenz.de/obm_2004_03_s0171.pdf Incidence of cysts PMID: 23766099 There are many other causes of circumscribed areas of radiolucency in the jaws that mimic cysts (Box 10.3). General reference work ISBN-13: 978-1405149372

Box 10.2  Relative frequency of different types of jaw cyst Radicular* 45% Residual radicular 7% Dentigerous 16% Odontogenic keratocyst 10% Incisive canal 10% Collateral 3% Lateral periodontal clinical guidelines

14 Disorders of the temporomandibular joints and trismus

Palpation of the temporal artery will aid exclusion of giant cell arteritis.

Web URL 14.2 NICE guidance: http://cks.nice.org.uk/ and enter TMJ in search box Web URL 14.3 US Guidance for the young: http://www  .aapd.org/media/policies_guidelines/g_tmd.pdf Web URL 14.4 Evidence-based diagnosis: http://www.rdc  -tmdinternational.org/ and follow menus to TMD assessment/ Diagnosis

Acute temporomandibular pain dysfunction In patients with an acute onset there is often a clear cause such as trauma or a prolonged period of forced mouth opening, usually for dental surgery. In such cases analgesics, soft diet and reassurance with instructions to avoid yawning or forced opening for 2 months are usually sufficient.

Giant cell arteritis (temporal arteritis) Giant cell arteritis is an autoimmune inflammatory disease of large arteries, particularly the cranial arteries causing swelling and narrowing of the lumen. Clinically, women older than 55 years are predominantly affected. The disease may start with malaise, weakness, low-grade fever and loss of weight. Severe throbbing headache is the most common symptom. The temporal artery is the artery most frequently affected and becomes red, tender, firm, swollen, and tortuous on palpation. In 20% of patients, there is ischaemic pain in the masticatory muscles, that worsens on mastication, sometimes called ‘jaw claudication’.* This characteristic combination of headache and pain on mastication can be misdiagnosed as temporomandibular joint dysfunction. Ophthalmic artery involvement is found in as many as half of patients and can cause disturbance of vision or sudden blindness. Soft tissue infarcts may result, sometimes in the tongue. Histologically, the arterial media and intima are oedematous and inflamed and contain macrophages and multinucleate giant cells. Intimal damage leads to formation of thrombi, and the internal elastic lamina becomes disrupted *The term is based on the intermittent claudication in the calves on arterial insufficiency, but is something of a misnomer because claudication means limping.

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Fig. 14.10  Giant cell (temporal) arteritis. The structure of the artery is disrupted by inflammatory cells, and the lumen is much reduced in size.

Fig. 14.12  Giant cell (temporal) arteritis. At high power, multinucleate giant cells, lymphocytes and neutrophils may be seen among the remnants of the artery’s internal elastic lamina (arrowed).

quickly effective and should be continued until the ESR falls to normal.

Polymyalgia rheumatica GC EL

Half of patients with temporal arteritis have this more extensive condition with weakness, stiffness and pain of the shoulder or pelvic girdles associated with malaise and low fever. The ESR is usually greatly raised. General review PMID: 23579169

Tetanus and tetany

Fig. 14.11  Giant cell (temporal) arteritis. At higher power the internal elastic lamina of the artery may be seen together with giant cells, lymphocytes and neutrophils in the media. GC, giant cell; EL, elastic lamina.

and eventually destroyed for short lengths of the artery (Figs 14.10–14.12). Healing is by fibrosis and partial recanalisation of the thrombus. General review PMID: 24461386 Intraoral involvement PMID: 9483933 and 21176820

Management Biopsy is not required for diagnosis in a typical presentation, and treatment should not be delayed because blindness, which develops in as many as 50% of untreated patients, makes it essential to start treatment early. If a biopsy is required, it must be at least 1 cm and ideally 3 cm long to ensure that it includes the short lengths of affected wall necessary for diagnosis. Systemic corticosteroids should be given on the basis of inflamed scalp vessels and a high (>70 mm/hour) erythrocyte sedimentation rate (ESR). Corticosteroids are usually

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These are rare causes of masticatory muscle spasm. Lockjaw (trismus) is a classical early sign of tetanus which, although rare, must be excluded because of its high mortality. The trismus is associated with extreme muscle contraction and typically causes spasms of a few minutes at a time. This possibility should be considered whenever a patient develops acute severe limitation of movement of the jaw without local cause, but has had a penetrating wound, particularly a contaminated one, in the previous 4 weeks. Immunisation has almost eradicated the disease in developed countries. Tetany is most likely to be seen as a result of anxiety and hyperventilation. Tetany is usually associated with typical carpal spasm, and tapping on the facial nerve may trigger spasm of facial muscles (Chvostek’s sign). Tetanus with trismus, case PMID: 26869628

PAIN REFERRED TO THE JOINT Salivary gland disease, otitis externa, otitis media and mastoiditis are potent causes of pain referred to the temporomandibular joint. Temporomandibular joint dysfunction illustrates referred pain from muscles of mastication, and any disease in these muscles may produce joint pain; indeed joint and ear pain may be referred from almost anywhere in the sensory distribution of the trigeminal nerve. Excluding dental causes for any ear or joint pain is therefore an essential step in diagnosis.

DISLOCATION The temporomandibular joint may become fixed in the open position by anterior dislocation, when the condyle

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Fig. 14.13  Dislocation of the jaw. Radiography of the temporomandibular joint of the patient seen in Figs 14.14 and 14.15 showed complete dislocation of the condyle in front of the eminentia articularis. (Figures by courtesy of the late Professor I Curson.)

slides over the anterior articular eminence. Causes include forcible opening of the mouth by a blow on the jaw or during dental extractions under general anaesthesia. Epileptic patients sometimes also dislocate during seizures. A minority of patients have a small articular eminence or lax joint capsule and dislocate relatively easily, for instance on yawning. This may be frequent in conditions with generalised ‘floppy joints’ such as Ehlers–Danlos and Marfan’s syndromes. Dislocation is very painful, and the dislocation should be reduced immediately if possible, but muscle spasm and guarding by the patient tend to maintain the dislocation. The traditional method to reduce the dislocation is to press downward and backward on or behind the lower posterior teeth with the thumbs while standing behind the patient. This is difficult and sedation may be required. Sudden reflex closing in a conscious patient risks a major bite injury to the thumbs, which must be protected with padding. Occasionally, the dislocation remains unnoticed and, surprisingly, a patient may tolerate the disability and discomfort for weeks or even months (Figs 14.13–14.15). In these cases, effusion into the joint, following injury, becomes organised to form fibrous adhesions. When this happens, manual reduction may be impossible and open surgical reduction, with division of adhesions, must be carried out. For recurrent dislocation, augmentation of the eminence by bone graft or down-fracture of the zygomatic arch to enlarge the eminence are overall the most successful procedures Review PMID: 25483448

Fig. 14.14  Longstanding dislocation of the jaw. The teeth had been extracted about a month previously; in spite of the patient’s inability to close her mouth and the distorted appearance, the dislocation remained unrecognised.

Disorders of the temporomandibular joints and trismus

14

Fig. 14.15  Reduction of the dislocation (performed by open operation because of development of fibrous adhesions) restores the patient’s normal appearance and movements of the jaw.

hyper-extensibility of the skin, lax joint capsules and ligaments, impaired healing and scar formation. Six main types are recognised, all with slightly different combinations of features (see Table 14.1). Not all patients have typical lax skin and joints. Pulp stones seem to affect only some families and are not closely associated with any one type. Short roots and small teeth are also reported. Wrist mobility may impair toothbrushing, leading to poor oral health. Review oral features PMID: 17052632

Ehlers–Danlos syndrome Ehlers–Danlos syndrome (see also Ch. 2) is a heritable disease of collagen formation causing, among other features,

Oral and TMJ effects PMID: 15817074 Case, multiple dental defects PMID: 16937863

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Table 14.1  Types and features of Ehlers-Danlos syndrome Type

Inheritance and gene

Features

Dental significance

Classical

Autosomal dominant mutations in collagen V

Skin and joint hypermobility Poor healing

Mitral valve prolapse predisposes to endocarditis Temporomandibular joint (TMJ) dislocation frequent Pulp stones

Hypermobility

Autosomal dominant, possibly mutation in collagen 3

Skin and severe joint hypermobility

TMJ dislocation frequent Early-onset arthritis

Vascular

Autosomal dominant, mutation in collagen 3

Thin skin, arterial and bowel rupture, bruising, joints mostly unaffected

Bleeding risk Marked gingival bleeding on toothbrushing Occasional rapidly progressing periodontitis Poor healing after surgery or trauma TMJ dislocation

Kyphoscoliosis

Autosomal recessive, mutation in PLOD collagen processing enzyme gene

Joint hypermobility, muscle hypotonia, progressive scoliosis from birth

Poor healing

Arthrochalasia

Autosomal dominant, mutations in collagen 1

Severe joint hypermobility

TMJ dislocation

Dermatosparaxis

Autosomal recessive, mutations in collagen 1 processing enzyme gene

Severe skin fragility and sagging skin

Poor healing

Periodontal or type VIII

Genetically heterogeneous

As classical with rapidly progressive periodontitis

Premature loss of permanent teeth and marked alveolar bone resorption

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SOFT TISSUE DISEASE SECTION 2

Diseases of the oral mucosa: mucosal infections Few diseases are specific to the oral mucosa. Mucosal changes can be part of an underlying systemic disease, a marker of internal malignancy or of almost no significance. Occasionally mucosal signs indicate potentially lifethreatening disease. The oral mucosa has a limited range of responses to injury. The epithelium may thicken (acanthosis), thin (atrophy), proliferate (hyperplasia), keratinise, separate or break down to form an ulcer. This restricted range of changes means that many oral diseases appear similar. The end result in many diseases is ulceration.

ULCERS ➔ Summary charts 15.2, 16.2 and 16.3 pp. 253, 280, 281 Many oral diseases are characterised by ulcers. An ulcer is a break in the continuity of the epithelium, exposing the connective tissue to the oral environment. Ulcers may have sharp well-defined borders or ragged margins, but all are covered by a grey-yellow fibrin slough. The slough has a characteristic appearance, and with experience is readily distinguished from the brighter white colour of keratinisation. Ulcers have a superficial bacterial contamination by oral flora, but the tissue below very rarely becomes infected. The rapid turnover of oral epithelium allows uncomplicated ulcers to heal rapidly. Important causes are summarised in Table 15.1. General review diagnosis ulcers PMID: 26650694

HERPESVIRUS DISEASES The herpesvirus group can cause many oral and head and neck diseases, listed in Table 15.2. All herpesvirus infections

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are more common in immunosuppression, particularly HIV infection. Infection can then be more severe, persistent or recurrent.

PRIMARY HERPETIC STOMATITIS ➔ Summary chart 15.2 p. 253 Primary infection (systemic infection in a non-immune individual) is caused by Herpes simplex virus, usually type 1. Herpes viruses have been considered almost ubiquitous. Free virus is transmitted by close living conditions, through saliva in early childhood. In underdeveloped communities, 90% of individuals have been exposed to the virus by adolescence, as demonstrated by antibody levels. In the UK, the proportion of the population who are exposed to the virus before the age of 20 years, and are therefore immune, has reduced to 60%. The consequence is that though the incidence of herpetic stomatitis has declined, but it can now be seen in adolescents or adults, as well as in children.

Clinical features The great majority of primary infections are subclinical or completely asymptomatic. Only 1% of those infected develop any symptoms, and these are often minimal. Most patients with clinical infection are children aged younger than 6 years. In clinical disease, vesicles develop on the oral mucosa approximately 1 week after transmission. The hard palate, gingiva and dorsum of the tongue are favoured sites (Figs 15.1–15.3). The vesicles are dome-shaped, tense and filled with clear fluid and increase from 1 mm in diameter to 2–3 mm. There are usually tens or more than 100 tiny vesicles. Rupture of vesicles after a day or two leaves circular, sharply defined, shallow ulcers with yellowish or greyish

Table 15.1  Important causes of oral mucosal ulcers Vesicular and immunobullous diseases

Ulceration without preceding vesiculation

Infectious

Primary herpetic stomatitis Herpes labialis Herpes zoster and chickenpox Hand-foot-and-mouth disease Herpangina

Measles Glandular fever Tuberculosis Syphilis

Non-infectious

Pemphigus vulgaris Mucous membrane pemphigoid Linear IgA disease Dermatitis herpetiformis Bullous erythema multiforme

Traumatic Aphthous stomatitis Behçet’s disease HIV-associated mucosal ulcers Lichen planus Lupus erythematosus Eosinophilic ulceration Wegener’s granulomatosis Some mucosal drug reactions Carcinoma (Ch. 20)

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Table 15.2  Herpesvirus diseases relevant to dentistry Human Herpesvirus type

Common name

Diseases

1

Herpes simplex

Primary herpetic stomatitis Herpes labialis Herpetic whitlow

This chapter

2

Herpes simplex

A rarer cause of oral diseases as type 1, more commonly genital infections of similar type

This chapter

3

Varicella zoster

Chicken pox Shingles (zoster)

This chapter

4

Epstein–Barr virus

Infectious mononucleosis (glandular fever) Hairy leukoplakia Lymphoma Nasopharyngeal carcinoma Hodgkin’s disease Mucosal ulcers

Infectious mononucleosis Ch. 31 Hairy leukoplakia Ch. 18

5

Cytomegalovirus

Salivary infection in neonates

This chapter

8

Kaposi sarcoma virus

Kaposi sarcoma Multicentric Castleman’s disease

Kaposi sarcoma Ch. 25 Castleman’s disease Ch. 31

Fig. 15.1  Herpetic stomatitis. Pale vesicles and ulcers are visible on the palate and gingivae, especially anteriorly, and the gingivae are erythematous and swollen.

Fig. 15.3  Acute herpetic gingivostomatitis. There is diffuse reddening of the attached gingiva with ulceration in the lower incisor region extending beyond the attached gingiva.

a degree of fever and systemic upset with enlarged cervical lymph nodes. This can be severe, particularly in adults. Oral lesions usually resolve within a week to 10 days, but malaise can persist so long that an adult may not recover fully for several weeks. Clinicopathological features PMID: 18197856

Pathology

Fig. 15.2  Herpetic stomatitis. A group of recently ruptured vesicles on the hard palate, a characteristic site. The individual lesions are of remarkably uniform size, but several have coalesced to form larger irregular ulcers.

floors and red margins. Initially round, the ulcers enlarge and coalesce to produce more irregular but shallow ulcers. The gingival margins are swollen and red, with or without ulcers. Symptoms depend on extent of ulceration, but the ulcers are painful and often interfere with eating. There is usually

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The DNA virus targets epithelial cells, and replication leads to cell lysis. Clusters of infected cells break down to form the vesicles in the upper epithelium (Fig. 15.4). Virusdamaged epithelial cells with swollen nuclei and marginated chromatin (ballooning degeneration) are seen in the floor of the vesicle and in direct smears from early lesions (Fig. 15.5). Infected cells fuse with normal adjacent cells, spreading the infection and forming multinucleate cells. Later, the full thickness of the epithelium is destroyed to produce a sharply defined ulcer (Fig. 15.6) associated with an inflammatory infiltrate.

Diagnosis The clinical picture is usually distinctive (Box 15.1). A smear showing virus-damaged cells provides additional

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Fig. 15.6  Herpetic ulcer. The vesicle has ruptured to form an ulcer (right) and the epithelium at the margin contains enlarged, darkly staining virus-infected cells liberating free virus into the saliva.

Fig. 15.4  Herpetic vesicle. The vesicle is formed by accumulation of fluid within the prickle cell layer. The virusinfected cells, identifiable by their enlarged nuclei, can be seen in the floor of the vesicle, and a few are floating freely in the vesicle fluid.

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Box 15.1  Herpetic stomatitis: key features • Usually caused by Herpes simplex virus type 1 • Transmitted by close contact • Usually affects children younger than 6 years • Vesicles, followed by ulcers, affect any part of the oral mucosa • Gingiva usually involved • Lymphadenopathy and fever of variable severity • Smears from vesicles show ballooning degeneration of viral-damaged cells • Rising titre of antibodies to HSV confirms the diagnosis • Supportive treatment important • Aciclovir very effective if given in first 48 hours

Obtaining a definite diagnosis may not be essential. Hand, foot and mouth disease and herpangina (later in this chapter) produce similar features and, if mild, all are treated only by supportive measures.

Treatment

Fig. 15.5  A smear from a herpetic vesicle. The distended degenerating nuclei of the epithelial cells cluster together to give the typical mulberry appearance.

diagnostic evidence. A rising titre of antibodies reaching a peak after 2–3 weeks provides absolute but retrospective confirmation of the diagnosis, as can viral culture of vesicle fluid. In cases of severe disease, when the patient is immunosuppressed or complications such as spread to the eye are suspected, rapid definitive diagnosis can be obtained by PCR DNA amplification, ELISA assays or electron microscopy. These virus-specific tests reveal that approximately 15% of cases are caused by the type 2 virus that normally causes genital infection, but the symptoms, signs and treatment are identical.

Patients feel very unwell, and children fail to eat or maintain fluid intake, sleep poorly and are fractious. Addressing these concerns is important for children and stressed parents. Because the disease is ultimately self-limiting, supportive treatment may be all that is required. Bed rest, soft bland diet, drinking through a straw and paracetamol elixir are effective. A sedative antihistamine such as promethazine will aid sleeping. Chlorhexidine mouthwash is sometimes used in an attempt to reduce pain by controlling secondary infection of ulcers. It also helps maintain gingival health while tooth brushing is impossible. The saliva is infectious, and transfer to the eye must be avoided because ocular herpes infections may develop into encephalitis by direct spread along the optic nerves. Treatment with antiviral drugs is highly effective, but only if administered during the first 48 hours or so after vesicles appear. Aciclovir is a nucleoside analogue that is only phosphorylated by viral DNA-encoded enzymes in infected cells. The activated drug blocks viral DNA synthesis, preventing viral replication. Aciclovir suspension can be used as a rinse and then swallowed for systemic effect or given in tablet form at 400 mg, five times per day for 5 days in adults and

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children older than 2 years. Aggressive treatment is essential in the immunosuppressed to prevent infection spreading onto the skin or eye and other complications. Valaciclovir is then preferred for its higher blood level and longer half-life. Unusually prolonged or severe infections or failure to respond to aciclovir suggest immunodeficiency, and herpetic ulceration persisting for more than a month is an AIDSdefining illness. Treatment PMID: 17379150 Web URL 15.1 NICE treatment guidance: http://cks.nice.org.uk/ herpes-simplex-oral

A

Latency Herpes simplex and zoster are neurotropic as well as epitheliotropic viruses. After the immune response develops and mucosal infection subsides, the virus can remain hidden from the immune response in the sensory nerves that supply the site of the primary infection. Virus is transported back along the nerves from the mucosa to the neurone cell bodies in the ganglia where it establishes a lifelong latent infection. During latency there are no symptoms, no virus replication occurs and the patient is not infectious. Reactivation of the latent infection depends on the host cell, not the virus, and triggers (discussed later in this chapter) switch the virus back into replicative infection, after which it travels back down the neurones to infect the skin or mucosa. Only a small proportion of the latently infected neurones are able to reactivate, so that recurrent lesions are focal. They are almost always on the lip (herpes labialis) but occasionally in the mouth or on the skin. Intraorally the palate is the most frequent site. Many in the population shed virus intermittently into saliva indicating activation of latent infection. They suffer no symptoms but can transmit the infection. Persistent infection and infectivity PMID: 17703961

HERPES LABIALIS ➔ Summary chart 15.2 p. 253 Herpes labialis is a secondary infection, that is an infection in an immune individual following reactivation of latent virus. In secondary infection the neutralising antibodies and T-cell responses produced in response to the primary infection are not protective because the virus travels along the nerves inside neurones to the new site. Reactivation of latent virus to produce a herpes labialis lesion (‘cold sore’) happens in up to 30% of the population, many more than have ever had a clinically evident primary infection. Recurrent lesions must therefore usually follow a subclinical infection. Triggering factors include the common cold, other febrile infections, exposure to ultraviolet light, menstruation, emotional stress, local trauma, hypothermia, dental treatment and immunosuppression, but often none is identified. Clinically, changes follow a consistent course with prodromal paraesthesia or burning sensations, then erythema at the site of the attack. Vesicles form after an hour or two, usually in clusters along the mucocutaneous junction of the lips and extending a short distance onto the adjacent skin (Fig. 15.7). The vesicles enlarge, coalesce and weep exudate. After 2 or 3 days they rupture and crust over, but new vesicles frequently appear for a day or two only to scab over and

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B Fig. 15.7  Herpes labialis. (A) Typical vesicles. (B) Crusted ulcers affecting the vermilion borders of the lips.

finally heal, usually without scarring. The whole cycle may take as long as 12 days. In the immunocompromised, lesions are larger, more painful and last longer. Secondary bacterial infection may induce scarring. Infectious virus is shed from the lesion until it is completely healed, so a dentist with a cold sore should not work. Recurrent infection can trigger erythema multiforme (Ch. 16).

Treatment The need for treatment depends on extent. Many stoical patients manage cold sores with over-the-counter preparations of minimal value. Docosanol is a fatty alcohol with a mild effect. In the UK aciclovir, 5% cream, is available without prescription and may be effective if applied before vesicles appear, when premonitory sensations are felt. Penciclovir, on prescription, applied every 2 hours is more effective. These agents must be dabbed and not rubbed onto the lesions to avoid spreading the infectious exudate more widely. Sunscreen on the lips prevents lesions in those susceptible to ultraviolet light reactivation. Patients who suffer frequent, multiple or large cold sores may benefit from more aggressive treatment with antiviral drugs. Repeated early high-dose treatment both treats the lesion and reduces the risk of future attacks. Vaccines are in trial and have greatest potential benefit in the developing world where herpes simplex infections are a common cause of blindness and are common sexually transmitted diseases. Web URL 15.1 NICE treatment guidance: http://cks.nice.org.uk/ herpes-simplex-oral

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Fig. 15.9  Herpes zoster. A severe attack in an older person shows confluent ulceration on the hard and soft palate on one side.

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Fig. 15.8  Herpetic whitlow. This is a characteristic non-oral site for primary infection as a result of contact with infected vesicle fluid or saliva. The vesiculation and crusting are identical to those seen in herpes labialis.

Herpetic whitlow Both primary and secondary herpetic infections are contagious. Herpetic whitlow (Fig. 15.8) is a skin infection in a non-immune host after inoculation from another infected site, either another individual or by autoinoculation. Children with a primary infection may transfer the infection by finger sucking. Before gloves became routine in dentistry it was an uncommon occupational hazard for dental surgeons and their assistants. Antiviral drugs should be prescribed as for a primary infection. Case and image PMID: 25337767

HERPES ZOSTER OF THE TRIGEMINAL NERVE ➔ Summary chart 15.2 p. 253 The varicella-zoster virus causes chickenpox in the nonimmune, mainly children (later in this chapter), while reactivation of the latent virus in nerves causes zoster (shingles), mainly in the elderly. The mechanism of latency is as described above for herpes simplex, but unlike simplex virus, reactivation is a relatively rare phenomenon, and most patients only ever suffer a single attack of zoster. Although zoster affects as many as one in three adults, the face and mouth are relatively unusual sites.

Clinical features Zoster usually affects adults of middle age or older. The first signs are pain and irritation or tenderness in the dermatome supplied by the nerve in which the virus has become latent. Unlike simplex infection there is severe neuralgic, often burning, pain initially while the virus replicates in the nerve

Fig. 15.10  Herpes zoster of the trigeminal nerve. There are vesicles and ulcers on one side of the tongue and facial skin supplied by the first and second divisions. The patient complained only of toothache.

and travels to the skin or mucosa. After 2–3 days the pain is felt in the skin and a vesicular rash develops, sharply limited to the dermatome. Facial rash or stomatitis is therefore limited at the midline. Vesicles are usually numerous and can become confluent and pass through the same sequence of rupture, ulceration, crusting and healing as described for herpes simplex infections over 7–10 days (Figs 15.9 and 15.10). The regional lymph nodes are enlarged and tender. Pain continues until the lesions crust over and start to heal, but secondary infection may cause suppuration and scarring of the skin. Malaise and fever are usually associated. In its prodromal phase the acute neuralgic pain of trigeminal nerve zoster is a classic mimic of pulpitis, and patients may well present for dental treatment. If no dental cause is evident, this possibility should be considered. This has given rise to the myth that dental extractions can precipitate facial zoster.

Pathology The varicella-zoster virus produces epithelial lesions similar to those of herpes simplex. A national programme of vaccination against varicella zoster started in the UK in 2013 for those aged between 70 and 80 years. Vaccination reduces attacks by approximately half and reduces severity in the remaining patients.

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Box 15.2  Herpes zoster of the trigeminal area: key features • A recurrent latent varicella zoster infection • Prophylactic vaccination available • Typically in the elderly • Pain precedes the rash • Facial rash accompanies the stomatitis • Lesions localised to one side, within the distribution of any of the divisions of the trigeminal nerve • Malaise can be severe • Can be life-threatening in immunosuppression • Treat with systemic aciclovir • Antibiotics if the rash becomes infected • Sometimes followed by post-herpetic neuralgia, particularly in the elderly

Post-herpetic neuralgia mainly affects the elderly and is difficult to relieve (Ch. 38). Case devitalisation teeth PMID: 16054735 Rare oral complications PMID: 20692192

Ramsay Hunt syndrome Ramsay Hunt** syndrome is reactivated zoster infection in the facial nerve. Virus is latent in the geniculate ganglion, which houses both sensory and motor fibres. On reactivation, patients develop facial paralysis, loss of taste on one side of the anterior tongue and vesicles on the tongue, hard palate and in the external auditory canal. It must be differentiated from Bell’s palsy. Treatment is as for zoster of the trigeminal nerve, but the chances of full recovery are lower than for Bell’s palsy.

CYTOMEGALOVIRUS ULCERS Management Herpes zoster is an uncommon cause of stomatitis, but readily recognisable (Box 15.2) without laboratory investigation, although viral culture and other more rapid tests such as polymerase chain reaction (PCR) are available if required. Mild attacks may require only analgesia and topical soothing cream. Facial infections are usually treated because of the risk of scarring and higher risk of complications. Oral aciclovir, 5 mg/kg, every 8 hours for 5 days is effective. The dose is doubled in the immunocompromised. The drug must be given at the earliest opportunity for maximum effect, ideally within 72 hours, and complemented with analgesics. Addition of prednisolone speeds recovery and reduces the incidence of post-herpetic neuralgia (Ch. 38). Any patient who is immunosuppressed, suffers complications, has eye involvement or bacterial infection of skin lesions or is very elderly should be managed in a specialist centre. Intravenous aciclovir may be required.

Cytomegalovirus, or herpesvirus type 5, is another almost ubiquitous virus that causes an acute primary disease and can remain latent to cause recurrent infection. Almost all infections are asymptomatic. In those few with clinical disease, primary infection resembles infectious mononucleosis, sometimes with painful swelling and infection of salivary glands. The main interest is cytomegalovirus ulceration of the oral mucosa in immunodeficiency, particularly in HIV infection. These ulcers show no specific clinical features but are usually large and shallow and solitary. In the immunosuppressed they heal slowly, and biopsy is usually undertaken to identify a cause. The virally infected cells have typical inclusions in their nuclei and can be identified on immunohistochemistry (see Fig. 1.8). Cytomegalovirus infection is treated with the aciclovir analogue ganciclovir or related drugs. Review oral signs PMID: 8385303 In immunosuppression PMID: 8705589

Treatment PMID: 19691461 Web URL 15.2 NICE guidance: http://cks.nice.org.uk/shingles #!scenario:1

HAND-FOOT-AND-MOUTH DISEASE ➔ Summary chart 15.2 p. 253

Complications

Hand-foot-and-mouth disease is a common viral infection caused by several related strains of enteric viruses, notably coxsackie A16 and enterovirus 71. These are RNA viruses spread by faecal-oral contact and, distantly, related to poliovirus. The disease is highly infectious and often causes minor epidemics among school children and an occasional parent or teacher, often in the autumn. The incubation period is probably between 3 and 10 days. The disease is unrelated to foot-and-mouth disease of cattle.

Zoster will occasionally cause tooth devitalisation and even bone necrosis in the affected area, during or after the clinical infection, particularly when the prodromal symptoms included toothache. Involvement of the tip and lateral tip of the nose indicates involvement of the external nasal branch of the nasociliary nerve, a branch of the ophthalmic division of the trigeminal that also supplies the cornea. This is Hutchinson’s sign*, and it indicates a high risk of ocular involvement and need for specialist treatment from the outset. Zoster in immunosuppression can be a lethal infection if encephalitis develops. Thus, zoster in the very elderly, organ transplant patients, those treated for malignant disease or in HIV infection require aggressive treatment and follow up. Vaccination is not possible in immunosuppression because it uses a live virus.

*This is named after the same Sir Jonathan Hutchinson (1828–1913) who described the characteristic incisors of syphilis and who has over a dozen eponymous signs, disease and syndromes named after him.

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Clinical features This is a mild viral infection characterised by ulceration of the mouth and a vesicular rash on the extremities. Regional lymph nodes are not usually enlarged, and systemic upset is typically mild or absent, but there may be diarrhoea and vomiting. The main features are small, scattered oral ulcers in all areas of the mouth, usually with little pain and an

**There is no hyphen in the name of this disease because it is named after James Ramsay Hunt (1872–1937), not after two people.

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Fig. 15.11  Hand-foot-and-mouth disease. The rash consists of vesicles or bullae on the extremities; in this patient they are relatively inconspicuous.

Box 15.3  Hand-foot-and-mouth disease: key features • Caused mainly by enteric viruses • Highly infectious • School children predominantly affected • Typically mild vesiculating stomatitis • Vesicles and erythema on palms and soles of feet • Rarely severe enough for dental opinion to be sought • No specific treatment available or needed • Herpangina is similar but with no rash and fewer ulcers

erythematous background. Unlike herpetic stomatitis, intact vesicles are rarely seen and gingivitis is not a feature. The rash develops after the oral ulcers and consists of vesicles, sometimes deep-seated, or occasionally bullae, mainly seen on palms and soles and around the base of fingers or toes, but any part of the limbs may be affected (Fig. 15.11). The rash is often the main feature, and such patients are unlikely to be seen by dentists. In some outbreaks, either the mouth or the extremities alone may be affected. The disease typically resolves within a week. No specific treatment is available or needed, but myocarditis and encephalitis are rare complications. Key features are summarised in Box 15.3. Clinical review PMID: 26087425

dermatology: a textbook of skin disorders of childhood and adolescence. Philadelphia: Saunders.)

MEASLES Measles, once a common childhood illness, is now rare following introduction of the UK national vaccination scheme, but there are still approximately 2000 cases each year due to poor uptake. Occasional epidemics still occur, but death from measles is now limited to adults, the immunocompromised or those with late complications. In the prodromal stage of measles, toward the end of a 14-day incubation period, Koplik’s spots form on the buccal mucosa and soft palate. These are characteristic pinpoint foci of epithelial necrosis on a red background (Fig. 15.12). Classically, while these break down into ulcers, the patient develops the typical fever and rash starting on the face. However, the spots are very variable, have been reported to be absent in vaccinated children and also to occur late in the disease. Recognising Koplik’s spots is therefore very helpful, but the oral lesions require no treatment. Measles is highly infectious and has many severe complications and in the UK is a notifiable disease. In the developing world and in the immunosuppressed it is potentially fatal and predisposes to noma (page 134). Case and image PMID: 25754702

Oral features PMID: 1061921

Case series, images PMID: 22236551

More severe variant PMID: 24932735

CHICKEN POX

HERPANGINA This can be considered related to hand-foot-and-mouth disease, and the features described above also apply. It is slightly less common than hand-foot-and-mouth disease and is caused by enteroviruses, of often the same types, but most often by coxsackie A strains. The presentation is a similar mild viral disease with a cluster of a few larger ulcers usually limited to the soft palate, tonsils or posterior mouth but no rash. As after hand, foot and mouth disease, occasional complications can occur. Herpangina review PMID: 20118685

Fig. 15.12  Koplik’s spots in measles. White pinpoint spots on an erythematous background, likened to the appearance of grains of salt. (Fig. 16.7 From Paller, A.S., and Mancini, A.J. 2011. Hurwitz clinical pediatric

Chicken pox is caused by infection with varicella-zoster virus in a non-immune host, usually a child younger than 12 years. The UK does not have a universal chicken pox vaccination scheme, and the disease remains endemic. An effective vaccine is available, but use is limited to protecting those at particular risk of complications. After a 2-week incubation period, there is malaise, nausea, fever, sore throat and the rash appears on the face and trunk producing intensely itchy blisters that break down into ulcers. The oral lesions are identical and usually appear before the rash and appear like herpes simplex vesicles and ulcers except that they tend to occur on the buccal mucosa

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and palate. There are normally only a few lesions, and numerous ulcers signify a more severe systemic infection. Treatment is mostly supportive, with aciclovir or related drugs if the diagnosis is made early enough. Review and cases PMID: 1068230 and 6931841

TUBERCULOSIS Mucosal infection is described here; tuberculous lymphadenopathy is dealt with in Chapter 31. The recrudescence of tuberculosis is partly a consequence of the AIDS epidemic, partly explained by multiple drug-resistant mycobacteria and partly due to the reduced effectiveness of the BCG (bacillus Calmette-Guérin) vaccination. Oral tuberculosis is rare and a complication of active pulmonary disease in which the mucosa is infected from the sputum. Open active tuberculosis is now rare and tends to be seen in elderly men with pulmonary infection and a chronic cough that has progressed unrecognised, those who have neglected treatment or are immunosuppressed. They are likely to show typical signs of pulmonary infection: chest pain, malaise, weight loss and haemoptysis. The typical lesion is an ulcer on the middorsum of the tongue; the lip or other parts of the mouth are infrequently affected. The ulcer is typically angular or stellate, with overhanging edges and a pale floor, but can be ragged and irregular (Fig. 15.13). It is painless in its early stages, and regional lymph nodes are usually unaffected. A second typical presentation is a non-healing extraction socket. The diagnosis is rarely suspected before biopsy. Case series PMID: 22014940 Review PMID: 20486998

Pathology Typical non-caseating tuberculous granulomas containing occasional Langhans type giant cells are seen in the floor of the ulcers (Fig. 15.14). Mycobacteria are sometimes identifiable in the oral lesion by using special stains but can be demonstrated more easily in the sputum. Chest radiographs usually show advanced infection. In tropical countries and in immunosuppression, similar features arise from fungal or atypical mycobacterial infections.

Management Diagnosis is confirmed by biopsy, chest radiography and a specimen of sputum. Mycobacterial infection is confirmed by culture or PCR. Interferon gamma release assays used in latent infection are not used to diagnose active infection. Oral lesions clear up rapidly if vigorous multidrug chemotherapy is given for the pulmonary infection. No local treatment is needed.

SYPHILIS As a result of contact tracing and early treatment, fewer than 150 cases a year of primary or secondary syphilis were seen in England and Wales in the 1980s. However, since the mid-1990s, the prevalence has risen steadily. There are currently approximately 3000 new cases of syphilis a year in the UK, the highest levels since the 1950s. There are 10,000 a year in the United States, but there is no accurate estimate for Africa where the incidence is highest. This increase is a worldwide trend, and the disease has, for example, become widespread in Eastern Europe. Most of these increases parallel rates of HIV infection, and most cases are in men who have sex with men. HIV infection predisposes to a fulminant form of the disease and also renders some diagnostic tests based on antibody levels inaccurate. Oral lesions in each stage of syphilis are clinically quite different from each other. Oral lesions in the UK probably often pass unrecognised outside specialist clinics.

Congenital syphilis Congenital syphilis arises when an infected mother transmits the infection to her child in utero. After almost vanishing in the developed world, congenital infection is

Fig. 15.13  A tuberculous ulcer of the tongue. The rather angular shape and overhanging edges of the ulcer are typical. The patient was a man of 56 with advanced but unrecognised pulmonary tuberculosis.

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Fig. 15.14  Tuberculous ulcer. At the margin, numerous pale staining granulomas are present in the ulcer bed. The darkly stained multinucleate Langhans giant cells are visible even at this low power.

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Fig. 15.15  Primary chancre. The lower lip is a typical site for extragenital chancres, but they are rarely seen.

now seen again, even in developed countries, and worldwide it causes the death of half a million infants each year. The widespread infection produces many signs and developmental disturbances, classically diffuse rash, rhinitis, radial scarring around the mouth and periostitis of many bones producing a saddle nose and frontal bossing. The classical triad of interstitial keratitis of the cornea, sensorineural hearing loss and dental anomalies is diagnostic. Dental anomalies are discussed in Chapter 2. UK incidence PMID: 26931054 US incidence PMID: 26562206

Fig. 15.16  Tertiary syphilis; gummas of the palate. Necrosis in the centre of the palate has caused perforation of the bone and two typical round punched-out holes.

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and lips. They are usually flat ulcers covered by greyish membrane and may be irregularly linear (snail’s track ulcers) or coalesce to form well-defined rounded areas (mucous patches). Condyloma lata are raised mucous patches that resemble large flat papillomas. Discharge from the ulcers contains many spirochaetes, and saliva is highly infectious. Serological reactions (see later in this chapter) are positive and diagnostic at this stage, and biopsy is diagnostic using T. pallidum-specific immunohistochemical stains.

Tertiary syphilis

Primary syphilis An oral chancre appears 2–8 weeks after infection and may form on the lip, tip of the tongue or, rarely, other oral sites. It consists initially of a firm nodule about a centimetre across (Fig. 15.15). The surface breaks down after a few days, leaving a rounded ulcer with raised indurated edges. Chancres are usually solitary, and multiple lesions suggest immunosuppression. A chancre is typically painless, but regional lymph nodes are enlarged, rubbery and discrete. A biopsy may only show non-specific inflammation, but sometimes there is conspicuous perivascular infiltration by plasma cells. If infection is suspected, immunohistochemical staining can reveal the treponemal organisms in the epithelium, but the diagnosis is easily missed if not suspected. Diagnosis is best made by serological tests or polymerase chain reaction. Direct examination of smears from oral lesions is not recommended because Treponema pallidum cannot be confidently distinguished from other oral commensal spirochaetes. After 8 or 9 weeks the chancre heals, often without scarring.

Late-stage syphilis develops in patients approximately 3 or more years after infection in as many as a third of untreated patients but not in those treated effectively. The onset is insidious, and during the latent period the patient may appear well. The late tertiary stage is now very rare. Leukoplakia of the tongue may develop during this late stage (Ch. 19) and other effects of syphilis such as aortitis, tabes or general paralysis of the insane may be associated. The characteristic oral lesion is the gumma, usually of the palate, tongue or tonsils. This starts as a swelling a few to several centimetres in diameter sometimes with a yellowish centre that undergoes necrosis, leaving a painless indolent deep ulcer. The ulcer is rounded, with soft, punched-out edges. The floor is depressed and pale (wash-leather) in appearance. It eventually heals with severe scarring that may distort the soft palate or tongue, perforate the hard palate (Fig. 15.16) or destroy the uvula. Microscopically, there is non-specific inflammation with endarteritis and sparse granulomas. However, the appearances can be completely non-specific, and diagnosis depends on laboratory tests.

Secondary syphilis

Review oral lesions PMID: 20596972 and 15953910

The secondary stage develops 1–4 months after infection. It typically causes mild fever with malaise, headache, sore throat and generalised lymphadenopathy, soon followed by a rash and stomatitis. The rash is variable but typically consists of asymptomatic pinkish (‘coppery’) macules, symmetrically distributed and starting on the trunk. It may last from a few hours to several weeks, and its presence or history is a useful aid to diagnosis. Oral lesions, which rarely appear without the rash, mainly affect the tonsils, lateral borders of the tongue

Case series PMID: 24045192 Tertiary syphilis cases PMID: 24891485

Management Management of syphilis in the dental setting is limited to maintaining suspicion to identify cases and screening diagnosis in secondary care. Definitive diagnosis and treatment must be provided by specialists. Clinical diagnosis and biopsy diagnosis with confirmation of Treponema by

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immunohistochemistry is the likely pathway in most cases presenting to dentists as the diagnosis is not usually suspected and a biopsy may well be taken. When the diagnosis is suspected, specialist testing must be sought as interpretation of the results is complex. The organism cannot be cultured, and serological tests are used. Until recently the specific fluorescent antibody tests and T. pallidum haemagglutination or particle agglutination assays were the most specific. Although widely used, the VDRL test is a screening test of low positive predictive value and multiple tests had to be used. Gradually these tests are being replaced by PCR- based rapid molecular assays of very high sensitivity and specificity. Tests indicate the infection, but not the stage. Benzathine penicillin is the drug of choice, an intramuscular preparation with slow absorption. Syphilis in HIV infection requires more aggressive treatment.

CANDIDOSIS Candidosis* is caused by several species of candida that are normal commensals in the mouths of a third or more of the normal population, and many more in denture wearers and the elderly. This candida ‘carriage’ is not associated with symptoms or disease. Candida sp. is dimorphic. Carriage is associated with the yeast (‘blastospore’) form and only the invasive hyphal form causes disease. The reasons for the organism switching to a pathogenic form are unclear, but disease seems to follow some change to the oral environment. Thus, host factors are probably more important than fungal factors. The most common pathogenic species is Candida albicans; Candida glabrata, tropicalis and krusei and other less frequent species account for some 25% of disease between them. Some of the less frequent isolates are reported to be more likely to develop resistance to antifungal drugs, but this remains a relatively rare problem clinically. The concept that candidosis is a ‘disease of the diseased’ dates back to 1868, and many medical factors are recognised to predispose to infection (Box 15.4). These are likely to

Box 15.4  Oral candidosis: important predisposing factors • Extremes of age • Immunodeficiency (diabetes mellitus, HIV infection, chemotherapy) • Immunosuppression (including steroid inhalers) • Anaemia, of any type • Suppression of the normal oral flora by antibacterial drugs • Xerostomia • Denture wearing • Smoking • High carbohydrate diet • Epithelium with increased keratin, for instance in lichen planus • Almost any severely debilitating illness

influence adhesion of the yeast form to the epithelial cells, which seems to trigger development of invasive hyphae. When the yeasts adhere, they trigger host cell receptors to activate an innate host response and attract neutrophils into the epithelium. Hyphae are only able to invade a limited distance into the epithelium, only within keratin and the upper prickle cell layer. Oral candidosis is a very superficial infection, explaining its mild symptoms. Microbiology candida biofilms PMID: 21134239 Controversies in candidosis PMID: 22998462 There are various classifications of candidosis, but in reality these diseases merge into one another and can coexist. Thus, infection causes a spectrum of presentations, rather than many diseases (Box 15.5). The commonest forms are thrush, chronic hyperplastic candidosis and denture stomatitis. Chronic mucocutaneous candidosis is discussed later in this chapter and in Chapter 36.

Thrush ➔ Summary chart 15.1 and 19.1 pp. 252, 314 Thrush**, a disease recognised by Hippocrates, is also sometimes called the acute pseudomembranous type of candidosis because of the thick white layer of candidal hyphae, dead and dying epithelial and inflammatory cells and debris that covers the mucosa like a membrane. Thrush is common in neonates, caused by lack of an immune response and infection acquired during passage through the birth canal. It is also common in the very elderly and the very debilitated and on the soft palate of asthmatic steroid inhaler users who spray their palate rather than inhale the drug. It may also follow antibiotic treatment. Rarely, persistent thrush is an early sign of chronic mucocutaneous candidosis or candida-endocrinopathy syndrome (Ch. 36). Clinical features Although classified as acute, thrush may have a rapid onset or develop insidiously from a chronic infection and in the immunosuppressed it may become chronic. Thrush forms soft, friable and creamy coloured plaques on the mucosa (Fig. 15.17), and the pseudomembrane can be scraped or wiped off exposing the erythematous mucosa below. This differentiates thrush from chronic forms of candidosis in which the white surface layer is keratin. The extent of pseudomembrane varies from isolated small flecks to

Box 15.5  Spectrum of oral candidosis Acute candidosis • Thrush • Acute antibiotic stomatitis Chronic candidosis • Denture-induced stomatitis • Chronic hyperplastic candidosis • Chronic mucocutaneous candidosis • Erythematous candidosis Angular stomatitis

*Candidosis not ‘candidiasis’ because it is a mycosis. Named fungal infections usually end in –osis, for instance histoplasmosis and cryptococcosis. The ‘-iases’ are in general parasitic infections such as trypanosomiasis.

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**Thrush is not a mere nickname or household term but is a medical term of respectable antiquity though its origin is uncertain.

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15 Diseases of the oral mucosa: mucosal infections

A

Fig. 15.17  Thrush. The lesions consist of soft, creamy patches or flecks lying superficially on an erythematous mucosa. This soft palate distribution is particularly frequent in those using steroid inhalers.

B

Fig. 15.19  Thrush. At high power the components of a plaque may be clearly seen. The surface layers of the epithelium are separated by inflammatory oedema and are colonised by fungal hyphae (A) and infiltrated by neutrophils (B).

Fig. 15.18  Direct scraping from thrush. The tangled mass of gram-positive hyphae of Candida albicans is diagnostic. A few yeast cells may be present as well, but it is the large number of hyphae that is diagnostic.

widespread confluent plaques and the buccal mucosa, palate and dorsal tongue are the most commonly affected sites. Angular stomatitis is frequently associated, as it is with any form of intraoral candidosis. The condition is not painful; rather it is uncomfortable, sometimes with a bad taste or burning sensation.

Box 15.6  Thrush: key features • Acute candidosis • Painful • Secondary to various predisposing factors (Box 15.4) • Common in HIV infection and indicates low immunity • Creamy soft patches, readily wiped off the mucosa • Smear shows many Gram-positive hyphae • Histology shows hyphae invading superficial epithelium • Responds to topical antifungals or itraconazole

Management

The infection itself is managed by dealing with any identifiable predisposing factors, and this alone may allow thrush to resolve. However, usually a course of topical antifungal is first line treatment. The treatments for candida infection, and their indications are given in Appendix 15.1. A search must also be made for the predisposing condition(s) in the medical history and oral examination, and they must be removed or ameliorated if possible. Denture wearers will benefit from the denture hygiene regime outlined below for denture-induced stomatitis. Anaemia or some cause of immunosuppression, usually HIV infection, should be suspected when thrush is seen in an adult in whom there is no detectable predisposition. These are also suggested by failure to respond to treatment or recurrent disease. In immunosuppression specialised advice must be sought as recurrent thrush indicates marked suppression and extension to the oesophagus is a significant complication.

The diagnosis is made on clinical features supported by microscopy of a scraping.

Web URL 15.3 NICE treatment guidance: http://cks.nice.org.uk/ candida-oral

Pathology A Gram- or periodic acid-Schiff (PAS)-stained scraping from the pseudomembrane shows large masses of tangled hyphae, detached epithelial cells and neutrophils (Fig. 15.18), and this test is diagnostic. Biopsy is not necessary but would show hyperplastic oedematous epithelium infiltrated by neutrophils. Staining with PAS shows many candidal hyphae growing down through the epithelial cells to the upper prickle cell layer (Fig. 15.19). More deeply, the epithelium is hyperplastic, with long slender rete processes extending down into the corium and a lymphoplasmacytic infiltrate below. Key features are summarised in Box 15.6.

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Angular cheilitis ➔ Summary chart 15.1 p. 252 Angular cheilitis or angular stomatitis is an infection at the commissure of the lips, typically caused by leakage of candida-infected saliva at the angles of the mouth. It can be seen with thrush in infants, in denture wearers, in association with chronic hyperplastic candidosis or alone. It is a characteristic sign of candidal infection. Clinically, there is mild inflammation at the angles of the mouth with painful fissuring or cracking and sometimes a soft crust. The morphology of the lips, commissure and skin contribute to the condition. The commissure is normally dry and lightly keratinised, but in patients with angular cheilitis it is usually wet, either from saliva leakage or from deliberate licking or application of Vaseline or similar materials. This allows candida to infect the epithelium. In the elderly the commissure communicates with folds of skin caused by loss of elasticity and sagging of the facial tissues with age and angular cheilitis may then extend onto the skin (Fig. 15.20). Management Angular cheilitis is a mixed infection. Candida is found in as many as 90% of cases, but the proportion varies in different populations, being higher in denture wearers. Staphylococci, streptococci or other pathogens are frequently present and exactly which organisms are causative is unclear. Treatment is targeted at treating the intraoral reservoir of candidal infection using local measures and antifungal drugs as appropriate. In mild cases this alone causes angular stomatitis to resolve. Miconazole gel is the ideal first-line treatment for the commissures as it has additional activity against several Gram-positive bacterial species including staphylococci and can be expected to successfully treat almost all cases. Failure is more likely due to incomplete treatment of the intraoral infection, but if this appears controlled, changing to 2% fusidic acid cream for the angles on assumption of staphylococcal or streptococcal infection is logical. There is a particularly high proportion of patients with anaemia as a predisposing cause in angular cheilitis and iron, folate and B12 levels should be checked. In the edentulous and those with loss of lip support with prominent skin folds, attempts to correct vertical dimension or thicken the labial flange cannot usually remove these susceptible areas. Dermal fillers haven been tried but so far remain without a good evidence base.

Fig. 15.20  Angular stomatitis. Cracking and erythema at the commissure is due to leakage of saliva containing Candida albicans, constantly reinfecting the saturated skin.

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Erythematous candidosis ➔ Summary charts 15.1 and 19.3 pp. 252, 316 This term is now applied to any candidal infection that produces red mucosa. Originally the name was used to describe the chronic red form of candidosis seen on the palate and gingiva of HIV-positive patients (see Fig. 29.5). However, the name was not very specific, and similar changes can arise in the immunocompetent. The term is now taken to include a number of presentations with a primarily red mucosa, either localised or generalised. There may be occasional white flecks on the red background, but no ‘pseudomembrane’ (Fig. 15.21). If a candidal infection produces a red area but does not fit the descriptions of the specific conditions listed in Box 15.7, it can simply be described as erythematous candidosis. Such lesions are usually on the hard palate, dorsum of the tongue and soft palate and are usually associated with immunosuppression or steroid inhalers as an underlying factor. Web URL 15.3 NICE treatment guidance: http://cks.nice.org.uk/ candida-oral

Acute antibiotic stomatitis ➔ Summary chart 15.1 p. 252 This condition is also known as antibiotic sore mouth and acute atrophic candidosis. It follows overuse or topical oral use of antibiotics, especially broad-spectrum drugs such as tetracycline. These suppress the normal oral flora that competes with Candida in the mouth. Clinically, the whole mucosa is red and sore, but the tongue is typically worst affected and appears smooth, having lost its filiform papillae. A few flecks of thrush may be present. Resolution may follow withdrawal of the antibiotic but is accelerated by topical antifungal treatment. A similar generalised candidal erythema can also be a consequence of xerostomia and is a typical complication of Sjögren’s syndrome. Box 15.7  Types of erythematous candidosis • Acute antibiotic stomatitis • Median rhomboid glossitis • Denture stomatitis • Erythematous candidosis

Fig. 15.21  Erythematous candidosis. Irregular patches of erythema on the palate of a patient using a steroid inhaler.

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Fig. 15.22  Glossitis in antibiotic-induced candidosis. The tongue is red, smooth and sore as in anaemia, but the appearance results from inflammation and oedema. Similar changes affect other parts of the mouth, and there is angular cheilitis.

Diseases of the oral mucosa: mucosal infections

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Fig. 15.24  Median rhomboid glossitis. There is a whitish patch of depapillation with sharply demarcated borders in the midline of the tongue.

Fig. 15.23  Median rhomboid glossitis. The typical lozengeshaped area of depapillation in the midline of the tongue.

Web URL 15.3 NICE treatment guidance: http://cks.nice.org.uk/ candida-oral

Median rhomboid glossitis ➔ Summary charts 15.3 and 19.3 pp. 252, 316 Median rhomboid glossitis produces a red patch in the midline of the dorsum of the tongue at the junction of the anterior two-thirds with the posterior third, classically in a diamond shape. It has previously been proposed to be developmental, but it is not seen in children and has nothing to do with persistence of the tuberculum impar or development of the thyroid. However, not all lesions can be shown to be infected with candida. It seems that this form is a very low level infection. Infection is probably intermittent and permanently damages the mucosa so that it loses its ability to form papillae and appears red even when infection is inactive. Clinically, median rhomboid glossitis is seen in adults and is typically symptomless. Its colour ranges from pink to red, and the affected area loses its filiform papillae (Fig. 15.23). Usually the patch is flat or appears slightly depressed, but in longstanding lesions it may develop nodules. In the few cases with more intense infection, white flecks may be seen (Fig. 15.24). A florid lesion may appear worrying and be mistaken for a carcinoma, particularly when nodular, but squamous carcinoma virtually never develops at this site.

Fig. 15.25  Median rhomboid glossitis. There is hyperplasia with elongate rete processes, hyperparakeratosis and an inflammatory infiltrate of lymphocytes and plasma cells in the connective tissue. There are no signs of candidal infection.

One factor that may predispose to infection at this site is that, in many individuals, this part of the tongue rests against the soft palate, trapping saliva, and so is not as selfcleansing as the rest of the tongue. Sometimes a matching patch of candidosis is present on the soft palate. Histologically, the appearances are variable. The primary change is epithelial atrophy with loss of filiform papillae and often broad parallel-sided rete process hyperplasia. Fungal hyphae should be sought but are often not found (Fig. 15.25). Below the epithelium in longstanding cases there is a broad band of dense scarred fibrous tissue (Fig. 15.26). Case series and images PMID: 21912494 Case series PMID: 366496

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A Fig. 15.26  Median rhomboid glossitis with epithelial hyperplasia, light inflammation below and a band of scar tissue (A).

Box 15.8  Denture-induced stomatitis: key features • Candidal infection promoted by well-fitting upper denture • Enclosed mucosa is cut off from protective action of saliva • Mucosal erythema sharply restricted to area covered by the denture • Angular stomatitis frequently associated • Hyphae proliferate in denture–mucosa interface • Diagnosis by smear of mucosa or denture • Resolves after elimination of Candida albicans by antifungal treatment Fig. 15.27  Typical denture stomatitis. Clear demarcation between the erythema of the mucosa covered, in this instance, by an orthodontic appliance and the palate behind the posterior margin is clearly seen.

Management Diagnosis is based on clinical appearance, and reassurance is usually the main requirement. Antifungal treatment does not usually resolve the lesion and should not be considered unless a scraping is positive for hyphae on microscopy. Nodular or lobulated lesions do not resolve on antifungal treatment. A biopsy should not be required.

Denture-induced stomatitis ➔ Summary charts 15.1 and 19.3 pp. 252, 316 A well-fitting upper denture cuts off the underlying mucosa from the protective action of saliva and provides a space in which the oral flora, including candida, can proliferate freely. In susceptible patients, particularly smokers, this can promote candidosis, seen as a symptomless area of erythema. The erythema is sharply limited to the area of mucosa occluded by the upper denture or orthodontic appliance (Fig. 15.27). Similar inflammation is not seen under the more mobile lower denture, which allows a relatively free flow of saliva beneath it. The exact relationship between the denture, candidal infection and denture-induced stomatitis remains somewhat contentious. In the past, the denture has been seen as the cause, either through poor fit, ‘allergy’ or irritation. Candida infection is definitely present, but hyphal forms are sparse and the inflamed mucosa may be reacting to either candida or bacteria in the biofilm adherent to the denture. Biopsy shows inflammation in the tissues and very sparse fungal hyphae at the surface. Evidence for the importance of candida comes from the fact that angular stomatitis is frequently associated.

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Management The clinical picture is distinctive, but the diagnosis can be confirmed by finding candidal hyphae in a smear from the inflamed mucosa or the fitting surface of the denture. Quantification of candida in saliva is of little value as candidal carriage is common and counts are higher in denture wearers. The infection responds to antifungal drugs but recurs unless the denture factors are addressed. Topical agents such as nystatin can only gain access to the palate if the patient leaves out the denture while the medication is in the mouth. Systemic fluconazole is often used. Porosity voids in methylmethacrylate denture bases also harbour C. albicans and dentures may therefore form a reservoir that can reinfect the mucosa. Elimination of C. albicans from the denture base is important and can be achieved by soaking the denture in dilute chlorhexidine mouthwash overnight. A key predisposing factor is night wear of dentures. Ceasing this alone may allow resolution. A simpler alternative is to coat the fitting surface of the denture with miconazole gel while it is being worn. The denture should be removed and scrubbed clean at intervals and miconazole re-applied three times a day. This treatment should be continued until the inflammation has cleared and C. albicans has been eliminated. This is likely to take 1–2 weeks, but patients should be warned not to continue this treatment indefinitely. Resistance to miconazole is growing and the oral gel can be absorbed. This regime is contraindicated in patients taking warfarin or phenytoin because miconazole enhances their effects. Lack of response may be due to poor patient compliance or to an underlying disorder, particularly iron deficiency. Systemic antifungal drugs without local measures are ineffective. Key features are summarised in Box 15.8.

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Fig. 15.28  Chronic hyperplastic candidosis. The typical site is the postcommissural buccal mucosa. This florid infection is white and nodular, clinically raising concern about potential malignancy. Most are flat and white only.

Fig. 15.30  Electron micrograph showing two candidal hyphae (very dark) growing through superficial keratinocytes of the oral mucosa. Note how they penetrate through the cells and do not grow around them.

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Fig. 15.29  Chronic hyperplastic candidosis. Thin parakeratin at the surface, long parallel-sided rete processes and a few inflammatory cells immediately below the epithelium (left). At higher power (right), a few candidal hyphae are in the keratin, appearing as magenta-coloured tubes in cross section in periodic acid Schiff (PAS) stain.

Web URL 15.3 NICE treatment guidance: http://cks.nice.org.uk/ candida-oral Treatment PMID: 24971864

Papillary hyperplasia of the palate Extensive nodular fibroepithelial hyperplasia of the palate has often been considered a complication of candidosis, but candida alone is not the cause. This condition is discussed in Chapter 24. Cause PMID: 6938680

Chronic hyperplastic candidosis ➔ Summary charts 15.1, 19.1 and 19.2 pp. 252, 314, 315 The alternative name of candidal leukoplakia reveals the controversial nature of this condition, in which chronic low level candidosis induces a localised zone of epithelial keratosis. Unfortunately, candida will also readily infect the keratotic lesions of true leukoplakia (Ch. 19) to produce the same clinical appearance. As many leukoplakias have no specific features, it may not be possible to tell these two

situations apart. However, a white patch caused entirely by candidal infection carries a minimal risk of developing squamous carcinoma.

Clinical features Adults, typically males of middle age or older, are affected, and most are smokers. The usual sites are the postcommissural buccal mucosa and the dorsum of the tongue. The plaque is variable in thickness, often rough or irregular in texture and tightly adherent. It will not rub off. Angular stomatitis may be confluent with plaques on the postcommissural mucosa. When the candida infection is more florid, lesions develop an erythematous background or speckling and resemble speckled leukoplakia, a high-risk lesion for developing carcinoma (Fig. 15.28).

Pathology The surface epithelium is parakeratotic and contains candidal hyphae. They are often sparse and elicit little or no inflammatory response, just a few neutrophils focally. PAS stain shows the hyphae growing (as in thrush) directly

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through the epithelial cells of the keratin layer (Figs 15.29 and 15.30) to the prickle cell layer, but no further. Candida induces mild hyperplasia, and often there is rete hyperplasia with long parallel-sided processes. Inflammation in the connective tissue is mild. If dysplasia is present on biopsy, the lesion is a leukoplakia with superimposed candidal infection and not chronic hyperplastic candidosis.

Management After confirmation of the diagnosis by histology or a scraping for hyphae, antifungal treatment is provided, but eradication of infection is difficult in this chronic infection. Usually miconazole gel is effective, but may need supplementing with a systemic antifungal drug such as fluconazole for two weeks. Accompanying angular cheilitis needs concurrent treatment, and denture hygiene and efforts to reduce the oral load of candida are required as described for denture stomatitis. Underlying anaemia may contribute and should be treated first, and ideally smoking should cease. These interventions not targeted to the lesion itself are often the key to success. Long-term intermittent antifungal therapy may be required. Excision of the candidal plaque alone is of little value, as the infection can recur in the same site even after skin grafting. If, after all these interventions, the plaque remains, consideration must be given to the fact that it may be a leukoplakia with superimposed candida infection and require follow up as a potentially malignant lesion. Although a potential for malignant change exists, the risk is low.

Fig. 15.31  Chronic mucocutaneous candidosis. Extensive red and white patches throughout the oral mucosa and angular cheilitis.

Review PMID: 12907694

Chronic mucocutaneous candidosis syndromes ➔ Summary chart 15.1 p. 351 These syndromes are all rare, but difficult to manage. Classification is complex now that many types can be classified by their causative genes. The significance of these conditions is to recognise them when chronic Candida infection presents with very florid involvement, particularly of skin, nails and mucosa, proves resistant to treatment, or presents in childhood or adolescence. All seem to be caused by immunodeficiency that is relatively selective for fungi or candida in particular, and one type is autoimmune. Family history is variable.

Fig. 15.32  Chronic mucocutaneous candidosis. Damage to fingernails through chronic infection in one of the more severe types.

Review PMID: 20859203 Autoimmune polyendocrine syndrome I or endocrine candidosis syndrome is defined by hypoparathyroidism,

Box 15.9  Features of autoimmune polyendocrine syndrome I • Genetic: usually autosomal recessive • Hypoparathyroidism • Adrenocortical insufficiency • Chronic mucocutaneous candidosis • Type 1 diabetes • Autoimmune keratitis of the eye • Malabsorption and diarrhoea • Autoimmune hepatitis

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Fig. 15.33  Chronic mucocutaneous candidosis. At high power the thick parakeratin layer at the surface of this lesion is seen to be invaded by numerous fungal hyphae, as seen in simple chronic hyperplastic candidosis.

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General review PMID: 15141045 Other types of mucocutaneous candidosis are recognised, with variable inheritance, severity and specific gene defects. Some arise from autoimmune failure as a result of major histocompatibility complex gene mutations, and others are associated with autoantibodies to interleukin 17, STAT1 mutations reducing levels of interleukin (IL)-17 or other cytokines, or defects that compromise killing of candida by neutrophils. Mild forms are indistinguishable from sporadic cases of chronic hyperplastic candidosis (Figs 15.31–15.33). More severe forms may have susceptibility to bacterial infection or a range of other diseases. Thymoma and myasthenia gravis are associated with those types with autoantibodies against IL 17.

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15 Diseases of the oral mucosa: mucosal infections

adrenocortical insufficiency and chronic mucocutaneous candidosis, though many other features can present before the classical features are evident (Box 15.9). Inheritance can be autosomal recessive or dominant, and onset is in the first two decades of life. Failure of an immune regulator gene allows autoreactive T cells to escape deletion in the thymus during development. There are multiple autoantibodies to endocrine glands and against interferons, which are diagnostic. Candidosis is usually the presenting feature with thick plaques and red areas at any or all sites in the mouth, spreading to the pharynx and oesophagus. This form of candidosis is potentially malignant, and 20% of patients may develop oral or oesophageal carcinoma. Treatment of the candida infection must be aggressive and involves multiple agents. In children care must be taken to avoid finger sucking as infection will spread to wet skin and may be intractable. Hypoplastic dental defects are frequently also present.

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Topical antifungals intraorally and also applied to angles of mouth. If recurs consider additional infection with Staph, aureus.

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Check for underlying causes especially anaemia if recurrent or resistant to treatment

If recurrent or resistant to treatment check for underlying causes e.g. anaemia, steroid inhaler. Consider HIV infection if thrush extends to pharynx or oesophagus

Topical antifungal therapy sufficient. Ensure denturewearing does not compromise treatment (see Denture stomatitis)

Angular stomatitis

Miconazole gel is then indicated

Thrush

Scanty hyphae on smear

Soft white flecks and plaques. Readily wiped off leaving an erythematous background

Many hyphae and neutrophils on smear

Cracking and reddening at the angles of the mouth

If recurrent, the most likely reason is failure to comply with treatment regime

Attempt to eradicate candida from denture surface—improve cleaning, soak in chlorhexidine or diluted hypochlorite at night. Cease night wear. Miconazole gel or cream may be applied to denture (though the simpler measures are as effective)

Topical antifungal therapy usually ineffective. Consider systemic antifungal therapy if symptomatic, otherwise review may be sufficient

Failure of treatment and recurrence likely

Topical antifungal therapy usually ineffective. Consider systemic antifungal therapy in immunosuppression. Review with treatment of acute exacerbations may be sufficient

Consider biopsy to exclude other lesions (especially if nodular) or confirm diagnosis if smears negative

Highly suggestive of immunosuppression especially HIV

Topical antifungal therapy. Stop any causative antibiotics if possible or change to a narrower spectrum drug

Topical antifungals, e.g. nystatin used with denture out.

Median rhomboid glossitis

Erythematous candidosis

Atrophic candidosis

Scanty or no hyphae on smear

Depapillated and sometimes nodular white and/or red patch in midline dorsum of tongue

Denture-induced candidosis

Scanty hyphae on smear

Circumscribed dull red areas, particularly on the palate

Scanty hyphae on smear

Generalised mucosal redness. Possibly associated with xerostomia or antibiotic treatment

Scanty hyphae on smear

Red area beneath denture or appliance, sharply delineated at its margin, with or without angular cheilitis

Summary chart 15.1  Summary of the types of oral candidal infection and their management.

Failure of treatment and recurrence likely. Consider systemic antifungal if extensive. Consider excision if dysplasia present

Biopsy to exclude or assess dysplasia. Treat with miconazole gel or systemic antifungal

Chronic hyperplastic candidosis

Limited to mouth

Candida endocrinopathy syndrome, diffuse chronic mucocutaneous candidosis or familial mucocutaneous candidosis syndromes (rare)

Childhood onset

Resistance to treatment. Monitor for associated disorders that may require treatment

Late-onset chronic mucocutaneous candidosis (rare) or candidosis thymoma syndrome

With signs of immunodeficiency

Adult onset

Firm scraping shows scanty hyphae on smear

Leukoplakia-like lesion

Candidal infection of oral mucosa and/or lips

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Systemic steroids indicated if severe, topical if mild and limited to mouth. Symptomatic treatment if already healing. Stop any potentially causative drug

Probably erythema multiforme

Consider herpetiform aphthous ulceration

Treatment for aphthous ulceration indicated

Recent history of drug associated with erythema multiforme, possibly malaise, may be rash with target lesions or bullous eruption, lips often crusted with blood or ulcerated

No malaise or fever, no rash, no drug history, often ventral tongue affected

Previous attack of similar ulcers. Ulcers heal completely between attacks

Probably herpangina

Sore throat, mild systemic upset, ulcers in oropharynx and soft palate. Usually a child

Symptomatic treatment for ulceration, bed rest, ensure adequate fluid intake. Avoid contact with other individuals

Probably hand, foot and mouth disease

Rash on hands and feet (especially palms and soles) but not elsewhere. Usually a child

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Systemic aciclovir if vesicles still present, in first few days of attack or in the immunocompromised. Symptomatic treatment if ulcers present for more than a few days. Analgesia for pain which may be severe, avoid infectious fluid from vesicles being spread onto skin or eye. Seek opthalmic opinion if eye involved. Avoid contact with other individuals

Probably Herpes simplex primary infection

Systemic aciclovir if vesicles still present, in first few days of attack or in the immunocompromised. Symptomatic treatment if ulcers present for more than a few days. Bed rest, adequate fluid intake, avoid contact with other individuals

Topical or systemic aciclovir if in prodromal phase or vesicles still present, especially in first few days of attack or in the immunocompromised. Symptomatic treatment if ulcers present for more than a few days. Avoid infectious fluids from vesicles being spread onto skin or eye or to other individuals

Recurrent (secondary) Herpes simplex infection

Repeated episodes at mucocutaneous junction of lip or nares

Diseases of the oral mucosa: mucosal infections

Unilateral vesicles, ulcers or rash on face in distribution of a branch of a nerve, usually one or more trigeminal divisions. Usually elderly patients

Ulcers affecting any part of the mucosa. Systemic upset may be severe with fever and lymphadenopathy

Single episode of ulcers preceded by vesicles. Sometimes malaise and fever

Multiple ulcers. Acute onset. Ultimately self-limiting

Summary chart 15.2  Differential diagnosis and management of the common and important causes of multiple oral ulcers with acute onset.

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Appendix 15.1  Recommendations are aligned with NICE guidance http://cks.nice.org.uk/candida-oral Confirm diagnosis with smear (most types) or biopsy (chronic hyperplastic candidosis) unless presentation is typical Check history for predisposing causes which may require treatment If candidosis is recurrent or not responsive to treatment, test for anaemia, folate and vitamin B12 deficiency and perform a urine test for diabetes If a denture is worn: • Stop night-time wear • Check denture hygiene and advise • Soak denture overnight in antifungal (dilute hypochlorite, chlorhexidine mouthwash) or, less effective, apply miconazole gel to denture fit surface while worn If a steroid inhaler is used, check it is being used correctly, preferably with a spacer. Advise to rinse mouth out after use.

Drug treatments

Presentation

Generalised or severe

Localised or mild infection including chronic hyperplastic form Angular stomatitis

Miconazole gel 20 mg/mL Drug of choice Fluconazole 50 mg/day for 7 days, repeated if necessary. Apply QDS** if lesion and regime or Nystatin suspension 100,000 localised units/mL (less effective)

Apply miconazole gel 20 mg/mL QDS to the angles of the mouth 10 days or fusidic acid cream

Immunosuppression or otherwise resistant to treatment* Start with miconazole or nystatin, consider fluconazole 50 mg/day for 7–14 days

Notes

Amphotericin is no longer Most effective if lesion Must treat intraoral Itraconazole has a recommended as first-line accessible for application infection higher risk of adverse treatment in primary care due For recurrent infection in white simultaneously. This effects and is not to poor evidence base and is patches fluconazole may be is always present recommended for use no longer available in the UK required simultaneously even if not evident in primary care Fluconazole is reserved for severe infections because of the risk of resistance Cautions Avoid in liver dysfunction and Miconazole oral gel is No adverse effects if Seek advice before those taking drugs absorbed, particularly if only small amounts prescribing for metabolised by the liver applied to denture fit surface. are applied as those on including warfarin, statins and Avoid in liver dysfunction described above immunosuppressive some immunosuppressants. and those taking drugs drugs, especially Avoid in pregnancy metabolised by the liver ciclosporin including warfarin, statins and some immunosuppressants. Avoid in pregnancy If there is conspicuous papillary hyperplasia of the palate, consider treatment (cryosurgery or excision) after treatment when inflammation has subsided. The irregular surface predisposes to recurrence of candidosis. *Candidal resistance to azole drugs is possible, but failure of treatment is more likely to result from non-compliance with local measures such as denture wear and cleaning or an untreated underlying condition. **Quater in die sumendus, meaning take four times a day.

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Diseases of the oral mucosa: non-infective stomatitis ULCERS ➔ Summary charts 16.2 and 16.3 pp. 280, 281 Ulcers are breaks in the continuity of the epithelial covering of the body, and their general features are discussed at the start of Chapter 15. Clinically, dividing ulcers into those that are persistent and those that are recurrent is a useful first step in differential diagnosis. Most oral ulcers heal after a few days to 2 weeks depending on their size, more rapidly on the floor of mouth or buccal mucosa than on the palate or gingiva. Recurrent oral ulcers are those that recur singly or in crops at the same or different sites. Recurrent ulcers have few common causes. It is important to distinguish recurrent oral ulceration, which has a few causes, from recurrent aphthous ulceration (recurrent aphthous stomatitis), which is a specific condition. General review diagnosis ulcers PMID: 26650694

TRAUMATIC ULCERS ➔ Summary charts 16.2 and 16.3 pp. 280, 281 Traumatic ulcers are usually caused by biting, denture trauma or chemical trauma and arise at trauma-prone sites such as lip, buccal mucosa or adjacent to a denture flange. They are tender, have a yellowish-grey floor of fibrin slough and red margins (Fig. 16.1). Inflammation, swelling and erythema are variable, depending on the cause and time since trauma. There is no induration unless the site is scarred from repeated episodes of trauma. Occasionally, a large ulcer is caused by biting after a dental local anaesthetic (see Fig. 39.1). Biting trauma may produce two small adjacent ulcers matching cusps of upper and lower opposing teeth. Chemical trauma is usually accidentally self-inflicted or iatrogenic. Etchant, hypochlorite and silver nitrate are just

16 

a few of the caustic agents used in dentistry that can cause mucosal ulcers after sometimes quite short contact time. Some patients continue to believe that aspirin is effective for toothache if held against the alveolus to dissolve. The result is local whitening caused by epithelial necrosis, followed by ulceration. Traumatic ulcers heal in days after elimination of the cause. If they persist for more than 10 days without reduction in size and symptoms, or there is any other cause for suspicion as to the cause, biopsy should be carried out to exclude other diseases. Biopsy is not otherwise helpful because the histological features are of non-specific inflammation and repair only.

Eosinophilic ulcer (atypical or traumatic eosinophilic granuloma) This condition may present as a deep ulcer or as a mass with an ulcerated surface. The cause is unknown, but an unusual response to trauma is suspected. A history of trauma is not always present. Eosinophilic ulcers have a worrying presentation, often resembling carcinoma and exceeding 10 mm in diameter and enlarging rapidly before stabilising. The ulcers are usually on the tongue but also develop on the gingivae and, occasionally, other sites. Most are in adults of middle age or older, but a characteristic presentation is in infants in the first year of life where erupting lower incisors repeatedly traumatise the ventral tongue or lower lip on feeding (RigaFede disease). A concerning feature is failure to heal, and eosinophilic ulcers may persist for many months, during which the cellular inflammatory infiltrate below expands, raising the ulcer above the adjacent mucosa. Such nodular ulcerated lesions are sometimes called traumatic ulcerative granulomas (with stromal eosinophilia) and can mimic lymphoma histologically. In practice, lesions usually heal spontaneously within 3–10 weeks, but biopsy will often trigger more rapid resolution.

Pathology Biopsy is usually undertaken to exclude carcinoma or malignant disease because of size, induration and failure to heal. It is therefore unfortunate that the histological appearances can also be worrying and somewhat resemble some types of lymphoma. A mixed inflammatory infiltrate of eosinophils and pale macrophages and endothelial cells extends deeply, disrupting underlying tissues, and there may be suspicion of cytological atypia and mitotic activity. Eosinophilic ulcer case series PMID: 8515985 Traumatic ulcerative granuloma PMID: 3884130 and 9415340

Fig. 16.1  A large traumatic ulcer on the lower lip. Note the colour of the fibrin slough, distinct from the keratin of a white patch, and the well-defined epithelial margin with minimal inflammation.

Factitious ulceration (self-inflicted oral ulcers) Factitious ulcers in the mouth are rare and usually associated with psychosocial disorders in which the patient gains ‘benefit’ from producing their lesions in some way or

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Box 16.1  Features suggestive of factitious oral lesions • Lack of correspondence with any recognisable disease • Bizarre configuration with sharp outlines • Usually in an otherwise healthy mouth • Clinical features inconsistent with the history • In areas accessible to the patient

another. Rarely, factitious oral ulceration has been a prelude to suicide. The usual presentation is a non-healing ulcer in the anterior mouth, often easily visible, caused by repeated physical trauma, but presentation and methods of inducing the injury are diverse (Box 16.1). Even self-extraction of teeth has been reported. Biopsy may be performed to exclude organic disease. Underlying emotional disturbance is typically well concealed, and definitive diagnosis is often difficult. Self-harm is also a recognised manifestation of a variety of medical conditions: autism, familial dysautonomia, Lesch-Nyhan and Tourette syndromes and other causes of learning difficulties. Unintended factitious injury can also follow repetitive habits such as picking at the gingival margin with a fingernail, but the degree of trauma is then minor and ulcers rarely develop.

RECURRENT APHTHOUS STOMATITIS ➔ Summary charts 15.2 and 16.2 pp. 252, 280 Recurrent aphthae constitute the most common oral mucosal disease and affect as much as 25% of the population at some time in their life. Many cases are mild, and no treatment is sought. There are three presentations of recurrent aphthous stomatitis (often called recurrent aphthous ulceration or just recurrent aphthae), each of which is defined by its clinical presentation. Ulcers similar and sometimes identical to aphthous stomatitis can be a feature of other diseases or syndromes. Whether these are truly aphthous stomatitis is unclear (Table 16.1).

Table 16.1  Diseases in which the ulcers have the features of recurrent aphthous stomatitis (not including those associated through deficiency states) Disease

Features

Behçet’s disease

See text

MAGIC syndrome

Mouth And Genital ulcers with Inflamed Cartilage, a variant of Behçet’s disease with relapsing polychondritis

PFAPA syndrome

Periodic Fever, Aphthous stomatitis, Pharyngitis, and cervical Adenitis, a disease of young children of unknown cause, usually treated with steroids, ultimately self-limiting. Probably a genetic auto-inflammatory disease. Monthly fever rising as high as 41°C for 3–5 days with mucosal inflammation and enlarged nodes

HIV infection

Often associated with ulcers of major aphthous type

Box 16.2  Typical features of recurrent aphthae • Onset frequently in childhood but peak in adolescence or early adult life • Attacks at variable but sometimes relatively regular intervals • Most patients are otherwise healthy • A few have haematological defects • Most patients are non-smokers • Usually self-limiting eventually • Ulcers often preceded by a prodromal phase • Ulcers almost never occur on keratinised mucosa

PFAPA case series PMID: 24237762 and 19889105 MAGIC case series PMID: 4014306

Clinical features Ulcers frequently start in childhood. Recurrences increase in frequency until early adult life or a little later, then gradually wane. Recurrent aphthae are rare in the elderly, particularly the edentulous unless affected by a haematological deficiency. The great majority of patients are of high or middle socioeconomic status and are non-smokers. Many patients have prodromal symptoms of pricking or sensitivity at the site for a few hours or a day before the ulcer forms. There is a brief period of erythema before the ulcer appears. The ulcers have a smooth sharply defined margin with an erythematous rim in the enlarging phase. The erythematous rim reduces once the ulcer reaches its full size, and while it heals, the margin becomes irregular or less well defined. Typical features common to all types of recurrent aphthae are summarised in Box 16.2.

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Fig. 16.2  Aphthous stomatitis, minor form. A single, relatively large shallow ulcer in a typical site. There is a narrow band of periulcer erythema. These features are non-specific, and the diagnosis must be made primarily on the basis of the history.

Minor aphthous stomatitis is the most common type, and the usual history is one or crops of several painful ulcers recurring at intervals of a few weeks. Aphthae typically affect only the non-keratinised mucosa, usually the labial and buccal mucosa, sulcuses, or lateral borders of the tongue (Fig. 16.2). Individual minor aphthae persist for 7–10 days, then heal without scarring. Often all ulcers in a crop develop and heal more or less synchronously. Unpredictable

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Fig. 16.3  Aphthous stomatitis, major type. This large, deep ulcer with considerable surrounding erythema has been present for several weeks.

Fig. 16.5  Recurrent aphthous stomatitis, herpetiform type. There are numerous small, rounded and pinpoint ulcers, some of which are coalescing. The surrounding mucosa is lightly erythematous and the overall picture is highly suggestive of viral infection, but the attacks are recurrent and no virus can be isolated.

Diseases of the oral mucosa: non-infective stomatitis

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Box 16.3  Types of recurrent aphthae Minor aphthae (Fig. 16.2) • The most common type • Non-keratinised mucosa affected • Ulcers are shallow, rounded, 3–7 mm across, with an erythematous margin and yellowish floor • One or several ulcers may be present Major aphthae (Fig. 16.3) • Uncommon • Ulcers frequently several centimetres across • Sometimes mimic a malignant ulcer • Ulcers persist for several months • Masticatory mucosa, such as the dorsum of the tongue or occasionally the gingivae, may be involved • Scarring may follow healing (Fig. 16.4)

Fig. 16.4  Recurrent aphthous stomatitis, major type. The same ulcer shown in Fig. 16.3, but healing. The ulcer is much smaller, but there is scarring and puckering of the surrounding mucosa.

remissions of several months may be noted. In severe cases, ulcers are more numerous, and new crops may develop and heal continuously at different sites, without remission. Major aphthous stomatitis is rare and causes single large ulcers or occasionally two or three at a time. These are much larger than in the minor form and persist for many weeks. They usually affect the soft palate, fauces, buccal mucosa and lateral tongue (Figs 16.3 and 16.4). This type may occasionally develop on keratinised mucosa. These ulcers heal with scarring. Ulcers can be designated as major form on the basis of either size or duration. A cut off of 10 mm is often taken as the upper limit of the minor form, but size should not be an absolute criterion. The pain of major aphthae can interfere with eating. Herpetiform aphthous stomatitis is also rare and causes crops of many tiny ulcers, as many as 100 at a time, usually in the floor of mouth and ventral tongue (Fig. 16.5). The

Herpetiform aphthae (Fig. 16.5) • Uncommon • Non-keratinised mucosa affected • Ulcers are 1–2 mm across • Dozens or hundreds may be present • May coalesce to form irregular ulcers • Widespread bright erythema round the ulcers background mucosa is red, giving a resemblance to herpetic ulceration, but viral infection is not the cause. The three types are summarised in Box 16.3.

Aetiology The main factors thought to contribute are shown in Box 16.4. None completely explain the disease, but different factors may apply to different individuals or subgroups of patients Genetic factors There is good evidence for a genetic predisposition. The family history is often positive, and the disease affects identical more frequently than non-identical twins. No genetic marker has been found. In the possibly related Behçet’s disease (see later in this chapter), the evidence for a genetic predisposition is much stronger.

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Box 16.4  Possible aetiological factors for recurrent aphthae • Genetic predisposition • Exaggerated response to trauma • Infections • Immunological abnormalities • Gastrointestinal disorders • Haematological deficiencies • Hormonal disturbances • Stress

Trauma Patients often blame ulcers on trauma. There is some evidence that minor trauma is more likely to develop into an ulcer in a susceptible individual, and most ulcers are on the less trauma-resistant lining mucosa. The evidence for this is stronger in Behçet’s disease. Infections There is no evidence that aphthae are directly due to any microbes either causing infection or triggering immune reactions. An extensive range of oral commensals, pathogens, bacteria, viruses and unusual organisms such as mycoplasmas and L-forms have been investigated fruitlessly. Immunological abnormalities The formation and healing of an ulcer involves inflammatory and immune mechanisms, but there is no evidence any are causal, and the disease is not autoimmune. There is no association with atopy or other known allergens despite many patients linking ulcers to dietary components. Aphthae lack virtually all features of typical autoimmune diseases. They also fail to respond reliably to immunosuppressive drugs and become more severe in the immune deficiency state induced by HIV infection. Gastrointestinal disease Aphthae are only rarely associated with gastrointestinal disease such as coeliac disease, and then as a result of a deficiency secondary to malabsorption, particularly of vitamin B12 or folate. Haematological deficiencies Deficiencies of vitamin B12, folate or iron have been reported in as many as 20% of patients with aphthae. Such deficiencies are more frequent in patients whose aphthae start or worsen in middle age or later, have more than three ulcers at a time or very frequent or unremitting attacks. In many such patients, the deficiency is latent, the haemoglobin is within normal limits, and the main sign is micro- or macrocytosis of the red cells. In patients who thus prove to be vitamin B12 or folate deficient, remedying the deficiency may bring rapid resolution of the ulcers. Hormonal factors In a few women, aphthae are associated with the luteal phase of the menstrual cycle, but there is no strong evidence that hormone treatment is reliably effective. Pregnancy is often associated with remission. ‘Stress’ Some patients relate exacerbations in times of stress, and some studies have reported a correlation. However, stress is notoriously difficult to quantify, and some studies have found no association. HIV infection Aphthous stomatitis is a recognised feature of HIV infection. Its frequency and severity are related to the degree of immune deficiency, as discussed later. Non-smoking It has long been established that recurrent aphthae are a disease, almost exclusively, of non-smokers, and this is one of the few consistent findings. Recurrent aphthae may also start when smoking is abandoned (but restarting does not induce remission), and quitting using

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Fig. 16.6  Recurrent aphtha. Section of an early ulcer showing the break in the epithelium, the inflammatory cells in the floor and the inflammatory changes more deeply where numerous dilated vessels can be seen.

nicotine supplements seems to prevent this. The reasons are unclear. In brief, therefore, deficiencies of iron, folate or B12 are the most significant predisposing factors because these may be secondary to another more significant condition and because addressing them may cure or ameliorate the condition.

Pathology Biopsy plays no role in the diagnosis except to exclude carcinoma in the case of clinically worrying major aphthae or to exclude viral infection in herpetiform aphthae. If performed, biopsy in the prodromal phase reveals an initial lymphocytic infiltration of the epithelium, followed by destruction of the epithelium and non-specific acute and chronic inflammation (Fig. 16.6). Aphthae are not preceded by vesicles.

Diagnosis Diagnosis is almost exclusively by history, primarily recurrences of self-healing intraoral ulcers at fairly regular intervals. Almost the only other condition with this history is Behçet’s disease. Usually, increasing frequency of ulcers brings the patient to seek treatment. A detailed history of the ulcer number, shape, size, site, duration, frequency of attacks is required. Most patients appear well, but haematological investigation is particularly important in older patients and those with recent exacerbations in frequency of crops, ulcer size or pain. Routine blood indices are informative, and usually the most important finding is an abnormal mean corpuscular volume (MCV). If macro- or microcytosis is present, further investigation is necessary to find and remedy the cause. Treatment of vitamin B12 deficiency or folate deficiency is sometimes sufficient to control or abolish aphthae. Applying the most sensitive tests of iron, folate and B12 deficiency identifies more patients who can benefit from treatment, and they will often respond to supplementation despite apparently having very mild or early deficiency. Key features for diagnosis are shown in Table 16.2. Medical conditions associated PMID: 9421219

Management Apart from the minority with underlying systemic disease, treatment is empirical and palliative only. Despite

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History

Check for

Comments

Recurrences Pattern? Minor, major or herpetiform type? • Onset as child or teenager • Family history • Distribution only on non-keratinised mucosa • Signs or symptoms of Behçet’s disease (ocular, genital, skin, joint lesions) (Box 13.4)

The history is all-important

• •

Examination

Discrete well-defined ulcers Scarring or soft palate involvement suggesting major aphthae

Exclude other diseases with specific, appearances, e.g. lichen planus or vesiculobullous disease

Anaemia, iron, red cell folate and vitamin B12 status History of diarrhoea, constipation or blood in stools suggesting gastrointestinal disease, e.g. coeliac disease or malabsorption

Used to exclude underlying conditions, especially in patients with onset in later life

• •

Investigations

• •

numerous clinical trials, no medication gives completely reliable relief. Low-potency and topical agents should be tried first. Some patients report that changing toothpastes is helpful. Reassurance and education Patients need to understand that the ulcers may not be curable but can be made bearable with symptomatic treatment. Reducing the number of attacks is more difficult to address, but some treatments are successful, particularly if attacks are frequent. The condition usually wanes eventually of its own accord, although after many years. Corticosteroids Some patients get relief from hydrocortisone, 2.5 mg, oromucosal tablets allowed to dissolve next to the ulcer three times per day. These low-potency corticosteroids adhere to the mucosa to provide a high local concentration of drug and are suitable for use in dental practice. They probably reduce the painful inflammation but do not speed healing much or reduce frequency of attacks. They are best applied in the very early, asymptomatic stages. Triamcinolone dental paste (Adcortly in Orabase) is no longer available in the UK and is superseded by the previously mentioned mucosal adhesive tablets. Tetracycline mouth rinses Trials in both Britain and the United States showed that tetracycline rinses significantly reduced both the frequency and severity of aphthae. Best reserved for herpetiform aphthae. The contents of a tetracycline capsule (250 mg) can be stirred in a little water and held in the mouth for 2–3 minutes, three times daily. However, there are few easily soluble tetracycline preparations, and use carries a risk of superinfection by Candida albicans. Chlorhexidine A 0.2% solution has also been used as a mouth rinse for aphthae. Used three times daily after meals and held in the mouth for at least 1 minute, it has been claimed to reduce the duration and discomfort of aphthous stomatitis. Topical salicylate preparations Salicylates have an antiinflammatory action and also have local effects. Preparations of choline salicylate in a gel can be applied to aphthae. These preparations, which are available over the counter, appear to help some patients. Local analgesics These provide only symptomatic relief, but benzydamine mouthwash or spray helps some patients. Topical lidocaine or benzocaine sprays and gels are more effective but can only be used in limited doses and for a short time. They do not require prescription in the UK. Treatment of major aphthae Major aphthae, whether or not there is underlying disease such as HIV infection, may

sometimes be so painful, persistent and resistant to conventional treatment as to be disabling. Reportedly effective treatments include azathioprine, cyclosporin, colchicine and dapsone, but thalidomide is probably most reliably effective. Their use may be justified for major aphthae even in otherwise healthy persons if they are disabled by the pain and difficulty of eating. However, such drugs can only be given under specialist supervision. Complementary and experimental treatments Common, relatively inconsequential diseases that are difficult to treat will always be used to promote treatments without a good evidence base. While the disease remits spontaneously and unpredictably, and measurement of symptoms is imprecise, it is difficult to prove whether treatments are either effective or ineffective. Possible treatments for recurrent aphthae are summarised in Appendix 16.1.

Diseases of the oral mucosa: non-infective stomatitis

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Table 16.2  Checklist for diagnosis of recurrent aphthae

RAS review PMID: 21812866 and 17850936 Disease associations PMID: 22233487 Cochrane review treatment PMID: 22972085

BEHÇET’S DISEASE ➔ Summary chart 16.2 p. 280 Behçet’s disease was originally defined as a triad of oral aphthous stomatitis, genital ulceration and uveitis. However, it is a systemic vasculitis of small blood vessels and affects many more organ systems than suggested by this limited definition. The importance of making the diagnosis is indicated by the life-threatening risk of thrombosis, of blindness or brain damage.

Clinical Behçet’s disease is particularly common in Turkey (Behçet was a Turk), central Asia, the Middle East and Japan but is less common in emigrants from these areas and is rare in those from Europe, the Americas and Africa. This matches the geographic incidence of the human leukocyte antigen (HLA) B51 allele (see later in this chapter). Patients are usually young adult males between 20 and 40 years old. Patients suffer one of four patterns of disease: Mucocutaneous Oral aphthae are the most consistent feature, are not distinguishable from common aphthous stomatitis and may be of any of the three types. There is

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Table 16.3  The International Criteria for Behçet’s Disease 2010 together with their overall incidence in all patients*

Fig. 16.7  Erythema nodosum. This is the commonest skin manifestation of Behçet’s disease. (From Habib, F., 2004. Clinical Dermatology: A colour guide to diagnosis and therapy, fourth ed. Mosby, Philadelphia.)

Sign group

Criteria

Points

Incidence

Oral aphthous stomatitis

Three attacks or more in one year

2

80%†

Genital ulceration

Recurrent ulcers or scarring

2

80%

Ocular lesions

Uveitis or retinal vasculitis

2

50%

Skin lesions

Follicular pustular rash or erythema nodosum

1

75%

Central nervous system involvement

Any involvement

1

10%

Vascular manifestations

Superficial phlebitis, deep vein thrombosis, large vein thrombosis, arterial thrombosis, and aneurysm

1

30%

1

5-60%‡

Positive pathergy test (optional to include)

*A score of 4 or more points predicts Behçet’s disease with 95% certainty, 98% if the pathergy test is performed. Incidence of features varies between populations. †100% using older criteria, previously a requirement for diagnosis. ‡The higher figure is for patients from the middle East and central Asia.

Thrombosis of vessels causes raised intracranial pressure, blurred vision and headache. Ocular This type may also be solitary or accompany other types. There may be uveal inflammation or vasculitis and thrombosis of the retinal arteries, either of which can lead rapidly to blindness if not treated. Behçet’s review PMID: 23597962 and 23007742

Aetiology

Fig. 16.8  Thrombophlebitis in Behçet’s disease. Inflammation and pigmentation highlight the sites of veins (arrow) and their valves.

often genital ulceration and a variety of rashes including erythema nodosum (Fig. 16.7) and vasculitis (Fig. 16.8). Arthritic Joint involvement with or without mucocutaneous involvement. The large weight-bearing joints are most affected. There is pain, but no destructive arthritis and only a few joints are involved. The pain may be relapsing or constant. Neurological This type may occur with or without other features and is usually a late stage. Vasculitis within the brain causes a variety of neurological symptoms including sensory and motor disturbances, confusion and fits.

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The aetiology is unknown, but the disease has features including circulating immune complexes, high levels of cytokine secretion and activation of lymphocytes and macrophages in the circulation. These suggest an immunemediated reaction, and it is presumed that this may be a response to an unknown infectious agent, possibly through immune cross reaction between pathogen and host heat shock proteins. The racial distribution suggests a strong genetic component and HLA tissue types are linked, most strongly to HLA-B51. This is a common allele and so is not of use in diagnosis but can predict ocular lesions. Behçet’s update PMID: 26487500

Diagnosis and management Oral aphthae are frequently the first manifestation. Behçet’s disease should therefore be considered in the differential diagnosis of aphthous stomatitis, particularly in patients in a racial group at risk, and the medical history should be checked for the features shown in Table 16.3. The frequency of other manifestations is highly variable.

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A

Diagnostic criteria PMID: 23441863 Treatment PMID: 24614278 Treatment is difficult and requires a multidisciplinary approach. Ciclosporin and tacrolimus are the main treatments, with steroids for acute exacerbations. Thalidomide or topical tacrolimus are most effective for oral ulcers. Antitumor necrosis factor (TNF)α drugs such as infliximab are a promising recent option, but a wide range of treatments are used for specific conditions. Complications include blindness, rupture of large-vessel aneurysms, thrombosis and embolism, but in the absence of these and other significant complications, relapses become less frequent, and the disease may eventually burn out.

HIV-ASSOCIATED ORAL ULCERS Patients with HIV infection (Ch. 29) are susceptible to severe recurrent aphthae that are not otherwise distinguishable from common aphthae. They may be of any of the three types, but most are either major or herpetiform aphthae. With declining immune function, the ulcers become more frequent and severe. Aphthae are no more frequent in HIV infection than in the normal population and are classified with group 3 lesions (Ch. 29). Ulcers whose presentation does not match the three patterns of aphthae are classified just as ‘HIV ulceration’ (previously ‘atypical’ ulceration). Biopsies should be taken from non-healing ulcers to exclude opportunistic infections and other HIV-associated conditions including lymphoma, Epstein-Barr virus or cytomegalovirus ulcers and deep fungal infections. Treatment with potent topical steroids is frequently effective. In severe cases ulcers require the higher potency drugs listed for aphthous ulcers, often systemically (Appendix 16.1). Antiretroviral therapy reduces severity and incidence of HIV-associated aphthae. Description PMID: 1545960 Treatment PMID: 9154767 and 14507229 HIV-associated lesions PMID: 24034072

Diseases of the oral mucosa: non-infective stomatitis

As a result, there are no absolute criteria or reliable tests for the diagnosis, but in a dental setting, aphthous stomatitis in combination with any two of the other major features can be regarded as likely indicators meriting referral of the patient. Tests are not helpful in diagnosis, apart from the pathergy test. The test is positive if there is an exaggerated response to a sterile needle puncture of the skin. However, the test must be interpreted by an experienced clinician and tends to be positive only in Mediterranean patients. Moreover, a positive pathergy test does not correlate with the presence of oral lesions or with the overall severity of the disease and is rarely positive in patients from the UK. It is also not entirely specific for Behçet’s disease. The International Criteria for Behçet’s Disease System is shown in Table 16.3.

B Fig. 16.9  Nicorandil-induced ulcer. The ulcer appears sharply demarcated and has no well-organised slough or granulation tissue in the base (A). Healing took 9 weeks after drug withdrawal and a scar remains (B). (From Yamamoto, K., Matsusue, Y., Horita, S., et al., 2011. Nicorandil-induced oral ulceration: report of 3 cases and review of the Japanese literature. Oral Surg. Oral Med. Oral Pathol. Oral Radiol. Endod. 112, 754–759.)

appear within 18 months of starting the drug, often a few weeks, and are usually solitary on the lateral tongue, buccal mucosa, gingivae or fauces. Perianal or vulval skin are the usual skin sites. Ulcers can arise at relatively low doses, although they are commoner at higher dose. The oral ulcers have a characteristic clinical appearance and are strikingly painful (Fig. 16.9). They are deep, with a punched-out or overhanging margin, and range from 1–3 cm in diameter. They may be mistaken for major aphthae or carcinoma. Ulcers do not usually respond to local medications and persist for several months unless the drug is withdrawn, when they heal within a few weeks depending on their size. Nicorandil is known to delay wound healing, and biopsy shows reduced formation of granulation tissue in the ulcer base. However, the features are non-specific, and biopsy does not aid diagnosis other than to exclude other causes. Case series PMID: 11174596, 10397662 and 15920586

NICORANDIL-INDUCED ULCERS The potassium channel activator Nicorandil, used to dilate arterioles in angina, causes ulcers of skin and oral mucosa. Ulcers have been reported to affect 5% of patients on the drug, but this is likely an overestimate. Ulcers usually

LICHEN PLANUS AND SIMILAR CONDITIONS Lichen planus is a common chronic inflammatory disease of skin and mucous membranes. Although in most patients

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Table 16.4  Lichen planus and lichenoid processes Lichen planus

The prototypical disease pattern with no cause found

Lichenoid reaction

A disease that appears as lichen planus clinically and histologically but has a defined cause, usually a drug or a topical agent

Lupus erythematosus

A distinct disease, but one that shares clinical and histological features with lichen planus. When these features are incomplete, it may not be possible to distinguish it from either lichen planus or a lichenoid reaction

Graft versus host disease

A distinct disease following bone marrow transplant. Its clinical and histological features mimic lichen planus

Lichen sclerosus et atrophicus

A rare and distinct disease. Its clinical and histological features mimic lichen planus but skin lesions are usually characteristic

Epithelial dysplasia

Lesions of leukoplakia and erythroplakia are occasionally indistinguishable clinically from lichen planus or lichenoid reactions. The relationship between lichen planus and oral carcinoma is discussed later in this chapter.

the features are characteristic, they are varied and not very specific. A number of other diseases appear similar or identical. This is confusing both clinically and terminologically. Pathologists often group these conditions under the umbrella term of ‘lichenoid processes’ based on their histopathology, but in clinical parlance ‘lichenoid’ is usually reserved for conditions that mimic lichen planus clinically. The terms used here are shown in Table 16.4, but it has to be accepted that is it is sometimes impossible to differentiate these causes when only oral lesions are present.

‘DESQUAMATIVE GINGIVITIS’ ➔ Summary chart 19.3 p. 316 Desquamative gingivitis is a clinical description, not a diagnosis. Its meaning is inflamed gingiva with peeling of the surface epithelium, and the most common causes are lichen planus, mucous membrane pemphigoid or pemphigus. In clinical practice, peeling is usually only detected in pemphigoid, but the term tends to be used for any gingivae that appear red or raw across the full width of gingiva, whether or not peeling can be seen or revealed in the history. Using this definition, lichen planus is the commonest cause. Gingiva around varying numbers of teeth can be affected (see Figs 16.10, 16.25 and 16.31). The gingivae appear smooth, from matt dull red to shiny bright red and translucent due to the thinness of the atrophic epithelium. When lichen planus is the cause, there may be white flecks on the red background. Peeling or blistering may be seen as bullae or small tags of epithelium at the margins of zones of epithelial separation. The appearances are strikingly different from simple marginal gingivitis. The correct underlying diagnosis should be confirmed by biopsy. Review causes PMID: 18166088

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Fig. 16.10  Desquamative gingivitis caused by lichen planus. A well-defined band of patchy erythema extends across the full width of the attached gingiva around several teeth. This change may be localised or widespread. Within the red areas faint white flecks and striae are sometimes visible.

LICHEN PLANUS ➔ Summary charts 16.1, 16.3, 19.1, 19.2 pp. 266, 281, 314, 315 Lichen planus is a very common chronic inflammatory disease of skin and mucous membranes found in 1%–2% of the population. It mainly affects patients of middle age or older and is slightly more common in females.

Aetiology and pathogenesis The aetiology of lichen planus remains unknown. This may well be because there are many different causes producing the same clinical and histological outcome. In contrast, the pathogenesis is relatively well understood. Basal cells in epidermis and mucosal epithelium are destroyed by an immunologically mediated process in which cytotoxic T cells (CD8+), and smaller numbers of helper T cells, migrate into the basal layers and destroy the basal cells. It is unclear whether this process is driven by an antigen-specific mechanism or not, or whether it is autoimmune or a reaction to an extrinsic antigen in the tissues. The T cells destroy the basal cells either by direct cytotoxicity using perforin and enzymes released directly onto the cell, or through secretion of tumour necrosis factor α or other cytokines. The basal epithelial cells die by apoptosis. This leaves the epithelium with fewer proliferating cells to renew itself, and it becomes thinner. It also destroys the cells best adapted to adhere to the connective tissue. Prickle cells take the place of the basal cells, but production of the basement membrane is compromised. The basement membrane is important in maintaining the basal epithelial cells and signalling between connective tissue and epithelium. Loss of this interaction inhibits repair and weakens the attachment of epithelium, sometimes causing it to separate. The thin epithelium becomes keratinised. Epithelial damage and signalling by cytokines attract lymphocytes to form a dense band-like infiltrate below the epithelium. This is a more mixed infiltrate than in the epithelium. CD4+ helper cells predominate, with smaller numbers of cytotoxic CD8+ T cells. The process is in a state of balance. When destruction of basal cells dominates, the epithelium becomes atrophic or ulcerates, non-specific inflammation supervenes and

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Diseases of the oral mucosa: non-infective stomatitis

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Fig. 16.11  Dermal lichen planus. This, the flexor surface of the wrists, is a characteristic site. The lesions consist of confluent papules with a pattern of minute white striae on their surface.

symptoms increase. When the immunological reaction wanes, the remaining basal cells proliferate and recover, the epithelium thickens and becomes more heavily keratinised and symptoms may vanish. What causes this cyclical course is unclear, but patients often identify stress and trauma, including dental treatment, as factors causing the condition to flare up. There is a poorly understood link between hepatitis C and lichen planus. This association is only found in countries with a high incidence of hepatitis C such as Southern Europe and Japan. The cause may be either an immunological cross reaction or a T cell immune response against hepatitis C virus replicating in oral epithelium. There is a suggestion that anti-HCV treatment may cause this type of lichen planus to resolve. This supports the concept that lichen planus may be the consequence of immune reactions to a variety of systemic, topical or epithelial antigens, and not a single disease. General review PMID: 25216164 Detailed pathogenesis PMID: 12191961

Skin lesions During the course of the disease, about one-third of patients have skin lesions only, one-third have oral lesions only and the remaining third have both. Skin lesions are typically purplish papules, 2–3 mm across with a glistening surface marked by minute fine ‘Wickham’s striae’* and are usually itchy. Typical sites are the flexor surface of the forearms and especially the wrists (Fig. 16.11), shins and small of back. Skin lesions help in diagnosis if present but can be identical in drug-induced lichenoid reactions. Skin lesions are relatively easy to treat with steroids, and many patients only suffer them for a few years. It is therefore important to ask about previous rashes when taking a history.

Oral lesions The oral lesions have a characteristic but not entirely specific appearance and distribution (Figs 16.12–15). Lesions are usually bilateral and very often symmetrical, sometimes strikingly so (Fig. 16.15). The buccal mucous membranes, particularly posteriorly, are by far the most frequently affected site, but lesions may spread forward *Louis Wickham (1861–1913) was a French dermatologist and pathologist. The name applies to the striae on skin and oral mucosa.

Fig. 16.12  Lichen planus, striate pattern. This is the most common site and type of lesion, a lacy network of white striae on the buccal mucosa. The lesions are usually symmetrically distributed.

almost to the commissures. The next most common site is the tongue, either the lateral margins or, less frequently, the dorsum. The gingivae are often affected, at least focally, by desquamative gingivitis (mentioned previously), and this is fairly frequently the only oral site involved. Only gingiva around teeth is affected; lichen planus resolves on extraction of teeth and rarely affects edentulous ridges. The floor of the mouth and palate are usually uninvolved and apparent extension to floor of mouth should raise suspicion of either misdiagnosis (of a potentially malignant dysplastic process) or a drug reaction. Depending on the balance between destruction and resolution, the disease presents with a range of appearances. These are not different types of lichen planus, only presentations or phases of disease. Any one patient may have several presentations that change from one pattern to another over time. The patterns help determine treatment need but have no other significance. Unlike skin lesions, oral lesions are difficult to treat, and most patients will suffer oral lesions for life, although severity may wane with age. Reticular lichen planus comprises a meshwork pattern of striae, fine white lines caused by keratinisation, between 0.1–2 mm wide that criss-cross randomly. They are sharply defined snowy white and form lacy, radiating or annular patterns (Fig. 16.12). They may occasionally be interspersed with minute, white papules. If the keratinisation is thick, striae may be felt as slightly raised and patients feel them as roughening or a ‘dry’ area. Atrophic lichen planus produces red areas of epithelial thinning (Fig. 16.13), often combined with striae. The inflamed submucosa is visible through the thin epithelium, appearing red. Ulcerated lichen planus is often incorrectly called erosive lichen planus. Erosions result from loss of the epithelial surface, as in pemphigus. Conversely, the ulceration in lichen planus results from severe basal cell destruction to the extent that the epithelium cannot renew itself and ulcers develop. The ulcers are shallow and irregular and

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Fig. 16.13  Lichen planus, atrophic type. There are shallow irregular zones of ulcer and erythema surrounded by poorly defined striae.

Fig. 16.14  Severe erosive lichen planus. Thick plaques of fibrin cover extensive ulcers on the dorsum of the tongue in this case.

covered by a smooth, slightly raised yellowish layer of fibrin (Figs 16.14 and 16.15). Ulcers are usually surrounded by atrophic areas, and striae may be seen around the margins. Plaques are solid areas of keratinisation and often affect the dorsum of the tongue or the buccal mucosa. They are clinically indistinguishable from other leukoplakias, but there are usually other types of lichen planus elsewhere in the mouth to aid diagnosis. Desquamative gingivitis is most commonly caused by lichen planus. The gingivae appear shiny, inflamed and smooth across the full width of the attached gingiva (see Fig. 16.10). The gingivae are occasionally the only site of lichen planus Bullous lichen planus results from separation of the epithelium because of loss of basal cells and the weakened basement membrane. Gingiva is the site most likely to produce blisters, but they quickly break down into ulcers leaving small tags of epithelium at the ulcer margin. This is not a special type of lichen planus, but it does require

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Fig. 16.15  Ulcerated lichen planus of the tongue. Two extensive areas of shallow ulceration have formed symmetrically on the tongue. Lingual involvement is seen usually in severe cases where the buccal mucosa and other sites are affected.

Box 16.5  Oral lichen planus: typical features • Females account for at least 65% of patients • Patients usually older than 40 years • Untreated disease can persist for 10 or more years • Lesions in combination or isolation, comprise: • Striae • Atrophic areas • Ulcers • Plaques • Common sites are: • Buccal mucosae • Dorsum of tongue • Gingivae • Lesions usually bilateral and often symmetrical • May be cutaneous lesions or history of rash • Asymptomatic lesions require no treatment • Usually, good symptomatic response to corticosteroids • No curative treatment

differentiation from the other immunobullous diseases (discussed later in this chapter). Typical features of lichen planus are summarised in Box 16.5. Clinical features management PMID: 16269024

Pathology Histologically, a series of common features are seen in varying proportions matching the clinical presentations. There is usually a dense sharply defined band-like infiltrate of lymphocytes running along beneath the epithelium. Smaller numbers of lymphocytes infiltrate the basal cell layers and are seen adhering to basal cells undergoing apoptosis. Apoptotic bodies are seen along the basement membrane, and where they cluster there are ‘holes’ in the epithelium from loss of basal cells (liquefaction degeneration is a historical term for this: there is no liquefaction).

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16 Diseases of the oral mucosa: non-infective stomatitis

Box 16.6  Lichen planus: typical histological features White lesions (striae) (Figs 16.16–16.18) • Hyperkeratosis or parakeratosis • Apoptotic degeneration of the basal cell layer • Compact, band-like lymphoplasmacytic (predominantly T cell) infiltrate cells hugging the epithelial-connective tissue interface • CD8 lymphocytes predominate in the epithelium Atrophic lesions (Fig. 16.19) • Severe thinning and flattening of the epithelium • Minimal or no keratin • Marked destruction of basal cells • Compact band-like, subepithelial inflammatory infiltrate hugging the epithelial-connective tissue interface

Where basal cells are completely destroyed, prickle cells form the basal layer, and the basement membrane is thickened. The epithelium may be thin if basal cell destruction dominates. If the process is mild and there is minimal basal cell destruction, the epithelium may thicken and show prominent keratosis. The processes are sharply defined laterally. A cross cut stria shows a short zone of keratinisation overlying a matching zone of basal cell loss and underlying infiltrate. Complete loss of epithelium and non-specific inflammation are seen in ulcers. Typical histological features of keratotic and atrophic lesions are summarised in Box 16.6 and shown in Figs 16.16–16.19.

Fig. 16.16  Lichen planus. The rete ridges have the characteristic pointed (sawtooth) outline which is frequent in the skin but uncommon in mucosal lichen planus.

Diagnosis The diagnosis can usually be made on the history, the appearance of the lesions and their distribution, ideally confirmed by biopsy. A biopsy is usually considered mandatory for any oral white lesion to exclude dysplasia but is often avoided in completely typical lichen planus. This is acceptable provided follow up is to be provided, and the problem of malignant transformation is understood (discussed later in this chapter). Biopsy is required in plaque-type lesions or when lesions are in any other way unusual. Differential diagnosis is from other lesions described in this section and is summarised in Summary chart 16.1. Diagnosis and management PMID: 23399399 Controversies PMID: 22788669

Management There is no treatment for the underlying disease process; treatment is symptomatic to manage any flare up in severity and complications. Asymptomatic striae and keratotic lesions usually require no treatment. Atrophic and ulcerated lesions are painful, are sensitive to acid, spicy or irritant foods and can make eating difficult. There are several treatment options. It is usual to start with low-potency topical treatments. Medium-potency steroids should be provided in a specialist centre, not only because of the adverse effects of the drugs but because the more severe disease may benefit from a broader range of treatments.

Fig. 16.17  Lichen planus. The basement membrane is thickened, and lymphocytes from the dense infiltrate below emigrate into the basal cells of the epithelium where they are associated with focal basal cell degeneration.

No best treatment PMID: 22242640

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Fig. 16.18  Lichen planus. Lymphocytes infiltrating the basal cells are associated with basal cell apoptosis, loss of a prominent basal cell layer and prickle cells abutting the basement membrane. A cluster of apoptotic bodies is visible (arrows), each consisting of a shrunken bright pink cell with a condensed and fragmented nucleus.

Fig. 16.19  Lichen planus. The epithelium is atrophic and greatly thinned. A well-demarcated, dense, broad band of lymphocytes extends along the superficial corium immediately below the epithelium.

Summary chart 16.1  Differential diagnosis of oral lichen planus and conditions which mimic it clinically.

Lichen planus-like white striae with or without atrophic areas or erosions

History of drug associated with lichenoid reaction

Oral lesions unilateral, closely associated with a restoration. Resolves on replacement with another material

Biopsy oral lesions suggests lichenoid reaction Probably lichenoid reaction. Make diagnosis on clinical and pathological features

No positive drug history or systemic illness

Symptoms and signs of lupus erythematosus: fever, myalgia, arthritis, glomerulonephritis, raised ESR, thrombocytopenia, anaemia, rashes as below

Oral lesions bilateral and sometimes symmetrical

Oral lesions unilateral, primarily soft palate or lips affected

No rash, or in a minority itchy purple papules on wrists, shins or small of back, or history of similar rash

Rash: malar (butterfly) rash, or well-defined erythematous scaling patches, especially scalp and hands

Biopsy oral lesions typical of lichen planus

Biopsy oral lesions suggest lupus erythematosus Probably lupus erythematosus. Check all features compatible with diagnosis

Lichen planus

Skin and/or oral lesions only Localised lupus erythematosus

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Box 16.7  Checklist for management of lichen planus • Reassure patients that the condition is not usually of great consequence despite the fact that it can cause constant irritating soreness. Tell patients that the severity waxes and wanes unpredictably and the condition may persist for many years • Always check for drugs which might cause a lichenoid reaction. This is indistinguishable clinically but may respond to a change of medication • When inflammation worsens or symptoms become more severe, consider the possibility of superinfection with Candida • Biopsy lesions that appear unusual, form homogeneous plaques or are in unusual sites • Check for skin lesions that may aid diagnosis • Be aware that squamous carcinoma may develop in lesions, although very rarely. • Follow up lesions associated with reddening, and any unusual in site, appearance or severity

16 Diseases of the oral mucosa: non-infective stomatitis

Reassurance and education Patients need to understand that lesions will persist for many years, but that symptoms can be managed. They can be reassured that lichen planus is not infectious. Education about the risks of malignant transformation is difficult given the uncertainties surrounding this, but the risk is extremely low. Patients need to be told to return if the pattern changes or symptoms worsen. Oral hygiene Gingival lichen planus is difficult to treat. Sensitivity prevents toothbrushing, but accumulation of plaque worsens inflammation and symptoms. Chlorhexidine mouthwash may be useful to get the condition under control, and non-astringent toothpaste will produce less sensitivity. However, such toothpastes may not contain fluoride, and alternative sources may be required. Buccal mucosal lesions can also be worsened by plaque if the affected mucosa rests against the teeth. Topical low-potency steroids A few patients gain benefit from hydrocortisone, 2.5 mg, oromucosal adhesive tablets, used as described for aphthous stomatitis, but these are only suitable for mild localised and intermittently atrophic disease. Chlorhexidine mouthwash Because at least some symptoms are the result of bacterial surface colonisation of atrophic mucosa or ulcers, some patients benefit from chlorhexidine. Topical medium-potency steroids These are the mainstay of treatment for most lesions with atrophy or ulcers and are used short term to control disease exacerbations in mild disease. Localised lesions are best managed with a topical agent. Triamcinolone is no longer available in orabase (Adcortyl), but a gel to apply to the lesions is available without prescription in some countries. However, this is not very effective because it does not stick well. A better alternative is aerosol inhalers such as beclomethasone, as used for asthma. Approximately six puffs each day from an inhaler can be used to deliver enough of the corticosteroid to an ulcer. For gingival lesions, application of steroid gels in a vacuum formed tray increases effectiveness by keeping high doses in contact with affected mucosa for longer periods. For most patients with moderate disease, 0.5 mg betamethasone dissolved in 5–10 mL water and used as a mouthwash for 1-2 minutes four times daily before spitting out, is effective. Topical high-potency steroids For more severe or generalised disease, a mouthwash preparation is required to reach a wide area of mucosa. Because mouthwashes are only in contact with the mucosa for a limited time, high-potency steroids are required. Patients should not rinse, but hold the preparation in the mouth for a minute over the affected mucosa and then spit it out to avoid systemic effects. Fluocinonide or clobetasol are often used. Clobetasol cream can be mixed 1:1 with plain orabase to make a topical preparation, but it is difficult to apply, messy and the orabase formulation can be considered uncomfortable in the mouth. Systemic steroids Systemic prednisolone is used for severe disease. Patients can also use topical preparations but swallow the dose for an initial period of 1–2 weeks to get severe disease under control and then continue with topical application. Disease-modifying agents These are potent and partly experimental treatments often not supported by a good evidence base, but they can be dramatically effective in some cases. Cyclosporine and tacrolimus are available as topical and systemic agents. Mycophenolate immunosuppression is also used.

Unproven and ineffective remedies abound because the disease remits unpredictably, and benefit is difficult to measure. There is a strong placebo effect to any treatment in mild disease. Monitoring for complications is critical. Candidal infection is frequent because of increased keratinisation and steroid treatment. A sudden exacerbation of symptoms or a switch from keratotic to atrophic or ulcerated form may well indicate superimposed candidosis. A scraping for hyphae is diagnostic, and antifungal treatment alone is likely to allow the lichen planus to return to its less symptomatic state. A checklist for the management of lichen planus is given in Box 16.7.

Vulvovaginal-gingival syndrome This is a very severe but uncommon pattern of lichen planus defined by atrophic and ulcerative involvement of genital mucosa and gingiva. Buccal mucosa and tongue are also frequently affected, and unusual sites such as scalp, oesophagus or eye are seen in 20% of patients. This form leads to scarring and significant complications outside the mouth. It is also resistant to treatment, often requiring higher-potency steroids or topical tacrolimus on non-oral sites. Cases and treatment PMID: 16781300 and 7979437

Malignant change in lichen planus The risk of, and possible frequency of, malignant change in lichen planus has long been controversial. It is currently accepted that patients with oral lichen planus have a risk of developing oral squamous carcinoma, but the risk is extremely low. It is certainly well below the 1% figures commonly reported and probably 10–100 times lower than this; otherwise the rate of malignant change would greatly exceed the actual incidence of oral cancer. Difficulty arises in assessing this risk for several reasons. First, lichen planus, as noted previously, has characteristic but not specific features, both clinically and histologically. Some dysplastic lesions have a streaky or ‘pumice’ appearance that can be mistaken for striae. Many cases of lichen planus are not subjected to biopsy, so the presence or

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Box 16.8  Features suggesting a lichenoid reaction • Onset closely associated with potential cause • Unilateral lesions or unusual distributions • Unusual severity • Widespread skin lesions • Localised lesion in contact with potential cause

absence of dysplasia from the outset cannot be confirmed. Plaque-type lichen planus is difficult to distinguish from a leukoplakia. It is the author’s experience that most cases of carcinoma arising in lichen planus are accounted for by misdiagnosis of mild degrees of dysplasia in lesions that clinically mimic lichen planus, particularly the early stages of proliferative verrucous leukoplakia. However, it is clear that a number of patients develop carcinoma in a background of keratosis and atrophy that either is lichen planus, is indistinguishable from it, or is misdiagnosed as it. Specific risk factors have not been identified, and both keratotic and atrophic lesions resembling lichen planus can give rise to carcinoma. Patients with lesions in unusual high-risk sites such as ventral tongue or floor of mouth or in smokers should be kept under review and changes in appearance regarded with suspicion. The diagnosis of lichen planus affecting the ventral tongue or floor of mouth should never be accepted unless there are typical changes elsewhere, even if the biopsy appears to indicate lichen planus. Two large studies PMID: 17112770 and 19362039 Prediction PMID: 27084261

LICHENOID REACTIONS ➔ Summary charts 16.1, 16.3, 19.1, 19.2 pp. 266, 281, 314, 315 This term is given to lichen planus-like lesions caused by a known trigger, usually a drug. Lichenoid reactions cannot be confidently distinguished from lichen planus either clinically or histologically. However, lichenoid reactions are often more severe and may possess one or more suggestive features (Box 16.8), though these apply mostly to severe reactions. In practice, trying to draw a distinct dividing line between lichen planus and lichenoid reactions is somewhat artificial. The diagnostic criterion would be resolution on removal of the stimulus, followed by relapse on replacement. However, whether the cause is a drug or an amalgam restoration, this may not be possible. Many patients with lichen planus are on potentially causative drugs, but their relevance is never determined. Lichenoid reactions may produce any of the patterns of lichen planus described previously.

Lichenoid drug reactions A very wide range of drugs can cause lichenoid reactions of the skin, mucous membranes or both (Box 16.9), and a complete drug history is mandatory in all patients thought to suffer from lichen planus. Often a causative drug is not even suspected because it has been taken without prescription and over-the-counter medication must also be sought in the history. Reactions may persist months or years after administration, especially after colloidal gold injection, so

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Box 16.9  Some drugs capable of causing lichenoid reactions These are only the more common causes: • Colloidal gold • Beta-blockers • Oral hypoglycaemics • Allopurinol • Non-steroidal anti-inflammatory drugs • Antimalarials • Methyldopa • Penicillamine • Some tricyclic antidepressants • Thiazide diuretics • Captopril

drugs taken in the preceding years should also be identified. The list in Box 16.9 is by no means exhaustive, but those listed are commonly implicated. Proof of causation requires withdrawal and re-challenge after healing, but the medical risk is hardly ever justified. Changing to another drug may be helpful, but alternatives from the same class of drug may also cause a reaction. The cause of drug reactions is unclear. It is possible that the drug itself becomes bound to the epithelial cells and elicits an antigen-specific response. It is also possible that the drug is metabolised idiosyncratically in the epithelium of susceptible patients, triggering the immune reaction. Biopsy can sometimes distinguish lichenoid reactions from lichen planus, but the distinction is relatively subtle and not completely specific. The role of biopsy is to exclude other conditions, rather than distinguish lichen planus from a lichenoid reaction. Lichenoid reactions are treated in exactly the same way as lichen planus with withdrawal of drug(s) if possible. Thus, the absolute distinction between lichen planus and a lichenoid reaction is not always necessary for treatment. Review PMID: 12494560

Topical lichenoid reactions Restoration reactions Topical lichenoid reactions to restorative materials are usually triggered by amalgam but may be to polymeric materials. The clinical appearances are similar or identical to lichen planus or lupus erythematosus, but lesions are localised to the mucosa in contact with, not just close to, restorations (Fig. 16.20). For this reason, most develop on the posterior buccal mucosa or posterior ventral tongue. Lesions may comprise only striae or a plaque, but more severe reactions have ulceration or atrophy centrally, surrounded by a zone of erythema and then striae. The more sharply defined a lesion is, the more atrophic or ulcerated, and the more closely related to a restoration, the more likely it is that the restoration is the cause and that its removal will be curative. Corroded amalgam restorations are those most likely to trigger reactions, but which components of restorative materials are responsible remains unclear. Several metals in amalgams are haptens, and patients with amalgam reactions are more likely to show hypersensitivity to metals on

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Amalgam reactions cases PMID: 2371051 Amalgam reactions review PMID: 2002442 Amalgam reactions treatment PMID: 12627099

Cinnamon stomatitis and plasma cell gingivitis

Fig. 16.20  Lichenoid reaction to amalgam. A patch of atrophy and striae in close association with a large amalgam. (From Allen, C.M., Camisa, C., 2012. Oral Disease. In: Bolognia, J.L., Jorizzo, J.L., Schaffer, J.V. (Eds.), Dermatology, third ed. Elsevier, Saunders, Philadelphia.)

Cinnamon is a common cause of topical lichenoid reactions in the United States where strong cinnamon flavours are popular and used extensively, including in toothpastes, chewing gums and confectionery. Although the histological features are lichen planus-like, the clinical appearance is more likely to be patchy irregular keratosis without significant erythema. Gingiva affected by cinnamon toothpaste or chewing gum reactions are bright red across the full width of the gingiva and onto adjacent alveolar mucosa, and a biopsy shows plasma cell dominated gingivitis. Plasma cells are common in simple gingivitis, but this condition has an unusually florid and extensive infiltrate. The diagnosis is based on clinical resolution after withdrawal of the allergen or irritant, not on the histopathological appearance. This condition is rare and can be also associated with a variety of other toothpastes and foods.

16 Diseases of the oral mucosa: non-infective stomatitis

of patients with amalgam-induced lesions will react to mercury, but a negative test does not rule out the diagnosis. Lichenoid reactions to restorations are confirmed when healing follows removal of the restoration. The decision whether to remove a restoration or not has to be made almost completely on clinical grounds.

Clinical and histology PMID: 1437042 Case series PMID: 3164031

GRAFT-VERSUS-HOST DISEASE In graft-versus-host disease, lymphocytes transplanted in a bone marrow transplant attack the recipient’s tissues. The histological appearances are identical to lichen planus, and diagnosis is made primarily on the basis of history and effects in other organs. Occasional cases of malignant transformation have been reported. Review oral lesions PMID: 9167093 Treatment PMID: 20859645

LUPUS ERYTHEMATOSUS ➔ Summary charts 16.1, 16.3 pp. 266, 281 Fig. 16.21  Lichenoid reaction to amalgam. The features are similar or identical to lichen planus. Amalgam reactions often have dense perivascular infiltrates of inflammatory cells deeper in the tissue, two of which are seen here.

skin testing. It is assumed that tiny amounts of these metals pass into the mucosa and bind to the epithelium to trigger the cell-mediated immune reaction. Biopsy often shows large sharply defined rounded perivascular infiltrates deep in the tissues and the epithelium is often very atrophic, but the features can be identical to lichen planus (Fig. 16.21). Patch testing for metal hypersensitivity is not completely specific as the skin can react to a substance that causes no reaction in the mouth. A majority

Lupus erythematosus is an autoimmune connective tissue disease with two main forms, systemic and cutaneous. Either can give rise to oral lesions that resemble oral lichen planus. Systemic lupus erythematosus has varied effects discussed in Chapter 30. Discoid lupus is essentially a skin disease with rare oral lesions. Clinically, oral lesions appear in approximately 20% of cases of systemic lupus and can, rarely, be the presenting sign (Fig. 16.22). Patients are usually female and the disease is more common in those of African descent. Oral changes are variable patterns of white and red areas. They may be identical to lichen planus, with ulcers, erythema and striae, although the striae are typically less well defined than in lichen planus. Features suggestive of lupus erythematosus are lesions forming a discrete patch,

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Fig. 16.22  Lupus erythematosus. The clinical presentation is often very similar to lichen planus, with ulceration, atrophy and striae. Lesions on the soft palate or with radiating striae, as here, should be investigated for lupus erythematosus.

Fig. 16.24  Lupus erythematosus. The histological picture is similar to that seen in lichen planus, with a subepithelial band of lymphocytes, basal cell degeneration and epithelial atrophy. The dense perivascular infiltrates of lymphocytes in the deeper tissues are characteristic of lupus erythematosus.

The lupus band test is immunofluorescent detection of a band of immunoglobulins and complement (C3) with a granular texture deposited along the basement membrane. It works well in sun-exposed skin but is usually negative in oral lesions and does not aid diagnosis. Diagnosis depends on clinical features and biopsy. Autoantibodies are helpful in systemic disease, particularly antibodies to double-stranded (native) DNA, antinuclear antibodies of other types and the anti-Smith (Sm) autoantibody. There may also be a raised ESR, anaemia and, often, leukopenia or thrombocytopenia. If only oral lesions are present, these tests are likely to be negative. However, they should be performed to ensure that a case of systemic lupus presenting with oral lesions is not missed, as systemic disease has significant complications. Oral lesions may respond to topical corticosteroids, but those in systemic disease tend to be resistant. Fig. 16.23  Lupus erythematosus stained with periodic acid– Schiff to show the thickened basement membrane.

General review PMID: 17307106 Oral lesions review PMID: 15567365

unilateral lesions, symmetrical ulcers with surrounding erythema and radiating striae. The most indicative presentation is patches of atrophy and keratosis on each side of the hard/soft palate or a single midline palatal patch. Palate is a site that lichen planus typically spares so this distribution aids diagnosis. Lesions often extend from gingiva to adjacent mucosa.

Pathology Histologically, the features are as lichen planus, with some subtle differences. If the lesion is associated with the systemic form of lupus erythematosus, there may be thickening of the basement membrane zone (Fig. 16.23) and around blood vessels due to fibrosis and inflammation triggered by deposition of antigen/antibody complexes. The inflammatory infiltrate is highly variable in density, may not be closely applied to the epithelium and typically extends deeply into the connective tissue and may have a perivascular distribution (Fig. 16.24). There may be oedema below the epithelium. In the epithelium, keratin may extend down inside rete processes and irregular rete hyperplasia with deep clusters of keratinising cells is characteristic. In florid cases, these changes can mimic dysplasia or carcinoma.

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Histological diagnosis PMID: 6584819

CHRONIC ULCERATIVE STOMATITIS This rare mucosal disease mimics lichen planus and is probably underdiagnosed. The cause is an autoimmune reaction with immunoglobulin (Ig) G antibodies to a protein called CUSP, an isoform of the p63 cell cycle control protein normally expressed in the nuclei of the mucosal epithelium. This protein plays many roles in cell cycle control, preventing apoptosis and controlling differentiation. Binding of the antibody could have many effects, but it seems that the pathogenic effect is causing the epithelium to separate from the connective tissue. Clinically, females older than 40 years are mainly affected. Lesions are usually shallow ulcers, erosions or erythema affecting the tongue. Buccal mucosa and gingiva are the next most frequently affected (Fig. 16.25). The lesions resemble lichen planus both clinically and histologically, even with striae in some cases. Skin involvement is uncommon. There are no features to differentiate chronic ulcerative stomatitis from lichen planus histologically.

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Fig. 16.25  Chronic ulcerative stomatitis. The appearance of desquamative gingivitis is identical to that caused by lichen planus, and only detection of the specific autoantibody by immunofluorescence can establish the diagnosis. (From Newman, M.G., Takei, H., Klokkevold, P.R., et al. 2012. Carranza’s Clinical Periodontology. Philadelphia:Saunders. Courtesy Dr Douglas Damm, University of Kentucky, Lexington)

Box 16.10  Chronic ulcerative stomatitis: key features • Females older than 40 years mainly affected • Lesions resemble lichen planus • Direct immunofluorescence shows autoantibodies to squamous epithelial nuclear protein • Chloroquine or hydroxychloroquine moderately effective

Immunofluorescence reveals the causative autoantibody, either bound in the tissues using direct, or in serum using indirect, immunofluorescence. The autoantibody is bound to the nuclei of the basal and suprabasal cells. Diagnosis starts by suspecting the condition in a patient with apparent severe lichen planus that does not respond to steroids. Immunofluorescence completes the diagnosis, or detection of circulating antibody by ELISA. Steroids are relatively ineffective. Hydroxychloroquine, originally an antimalarial drug but now used in rheumatoid arthritis and autoimmune disease, is considered the most effective treatment. However, resolution may be followed by relapses. Adverse effects of these drugs require treatment to be in a specialist centre. Key features of chronic ulcerative stomatitis are summarised in Box 16.10. Review PMID: 18593454 Diagnosis PMID: 19682320

IMMUNOBULLOUS DISEASES Immunobullous diseases are autoimmune diseases in which autoantibodies directed against components of the skin or oral epithelium produce blisters. These diseases were previously called vesiculo-bullous diseases (a vesicle is a small blister, and a bulla is one more than 10 mm diameter). The two main diseases are pemphigus and pemphigoid, each of which has several variants (Box 16.11). Other diseases of

different types producing vesicles and bullae include viral disease (Ch. 15), erythema multiforme and epidermolysis bullosa.

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Box 16.11  The immunobullous diseases • Pemphigus • Pemphigus vulgaris • Pemphigus foliaceous • IgA pemphigus • Drug-induced pemphigus • Paraneoplastic pemphigus • Pemphigoid • Bullous pemphigoid • Mucous membrane pemphigoid • Linear IgA disease • Drug-induced pemphigoid • Epidermolysis bullosa acquisita • Dermatitis herpetiformis

PEMPHIGUS VULGARIS ➔ Summary charts 16.2, 16.3 pp. 280, 281 Pemphigus vulgaris is an uncommon autoimmune disease causing vesicles or bullae on skin and mucous membranes.

Aetiology Pemphigus vulgaris is a classical autoimmune disease. Autoantibodies are directed against desmoglein 1 or 3, two proteins of the desmosomes that hold epithelial cells together. Mucosa is dependent only on desmoglein 3 for its integrity, and the relative abundance of the two types of autoantibody determines the relative effects on skin and mucosa. Circulating antibody can permeate into the epithelium where it binds to desmosomes and causes detachment of the cells from one another. The epithelium loses its cohesion and disintegrates. The process starts in the suprabasal and prickle cells, forming a vesicle in which fluid accumulates. Gradually vesicles enlarge to become bullae and eventually burst. Epithelial cells that have lost their attachment become rounded and fall into the bullae and can be seen in a smear of the fluid, in which they are known as acantholytic or Tzanck cells. When the bulla busts, a layer of basal cells remains stuck to the basement membrane because they are attached by hemidesmosomes, which do not contain desmogleins. However, these cells quickly become abraded, and an ulcer develops. Loss of the epithelium occurs almost without inflammation and without damage to the connective tissue so that there is only a limited wound healing response and tissue fluid exudes from the burst bulla. Protein, fluid and electrolytes can be lost in great quantities from affected skin, and the raw areas readily become secondarily infected. Untreated, the condition can be fatal when skin involvement is extensive.

Clinical Females aged 40–60 years are predominantly affected, and those of Indian and Jewish origin are predisposed. Blisters

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Fig. 16.26  Pemphigus vulgaris. Typical oral presentation with erythema, erosions and persistent ulcers. The surrounding epithelium is friable and disintegrates on gentle stroking.

Fig. 16.27  Pemphigus vulgaris. The edge of a bulla formed by separation of the epithelium just above the basal cells. There is acantholysis centrally, and a layer of basal cells remains, covering the dermal papillae.

Box 16.12  Pemphigus vulgaris: key clinical features • Females predominantly affected, usually aged 40–60 years • Lesions often first in the mouth but spread widely on the skin • Lesions consist of fragile vesicles and bullae • Ruptured vesicles form irregular erosions on the mucosa • Nikolsky’s sign may be positive • Widespread skin involvement is fatal if untreated • Good response to prolonged immunosuppressive treatment

first appear in the mouth in two-thirds of patients and then develop widely on the skin. Blisters on the skin have a tough layer of keratin as their roof and often persist for some time, filled with clear fluid, before bursting. Blisters in the mouth usually develop on the non-keratinised lining mucosa, and their roofs disintegrate quickly, leaving very painful erosions or superficial ulcers with ragged edges (Fig. 16.26). Progress of the disease is very variable. At its most rapid it progresses from widespread oral ulceration to involve the eyes and then skin in a few days, but some patients have oral blisters only for many months. Key clinical features are summarised in Box 16.12.

Management The diagnosis must be confirmed as early as possible. When skin blisters are present, the picture is distinctive. When oral ulcers suggest the disease but no blisters have been noticed, gently stroking the weakened epithelium of mucosa or skin can sometimes cause a vesicle or bulla to appear (Nikolsky’s sign). Diagnosis requires biopsy and immunofluorescence findings. Trauma on biopsy will cause disintegration of affected epithelium so that the specimen must be taken from perilesional mucosa. This will show splits and acantholysis (disintegration of the prickle cell layer) above the basal cells (Fig. 16.27). Immunofluorescence (Ch.1) confirms the

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Fig. 16.28  Pemphigus vulgaris. Frozen tissue stained with fluorescent antibody to immunoglobulin G shows green fluorescence along the lines of the intraepithelial attachments of the keratinocytes typical of pemphigus. (See Fig. 1.6.)

diagnosis and distinguishes the different variants (Fig. 16.28). In pemphigus vulgaris the autoantibody is seen to bind around the edges of prickle cells at the site of the desmosomes. A separate biopsy for immunofluorescence taken from apparently normal buccal mucosa is best. Histological findings are summarised in Box 16.13. Once the diagnosis has been confirmed, initial treatment is with systemic steroids, usually prednisolone starting at around 80–100 mg/day, plus azathioprine as a steroidsparing drug. Treatment must continue, reducing the dose after initial response, until all blisters are healed. Withdrawal too soon causes relapse, and a maintenance dose must be titrated against the patient’s response or the level

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Box 16.14  Mucous membrane pemphigoid: typical features • Females mainly affected and usually elderly • Oral mucosa often the first site • Involvement of the eyes, may cause scarring and blindness • Skin involvement absent or minimal • Indolent, non-fatal disease • Oral bullae are subepithelial and sometimes seen intact

MUCOUS MEMBRANE PEMPHIGOID ➔ Summary charts 16.2, 16.3 pp. 280, 281 of circulating autoantibody. Oral lesions respond more slowly than skin lesions. Almost all immunosuppressive drugs can be effective. The anti-CD20 drug rituximab depletes B lymphocytes, reducing autoantibody titres, and is effective in treatment-resistant cases. Eventually severity wanes, and patients may be maintained on low doses of steroid or immunosuppressants. Pemphigus vulgaris review PMID: 15888101 Controversies PMID: 22335787 Treatment PMID: 25934414 and skin 14632796

Pemphigus variants These resemble pemphigus vulgaris clinically, but differ in their histological features, target antigens and response to treatment. Pemphigus vegetans is a benign localised form of pemphigus vulgaris. IgA pemphigus has autoantibodies of IgA class instead of the usual IgG4, and mucosal involvement is rare. Pemphigus foliaceous has no mucosal involvement because the target antigen is only desmoglein 1. Occasionally drugs trigger pemphigus; many can, but penicillamine is the usual cause.

Paraneoplastic pemphigus Paraneoplastic pemphigus is a rare type of pemphigus seen in patients with malignant neoplasms, particularly lymphomas, leukaemias and Castleman’s disease. There is severe mucosal but variable skin involvement, often with extension to nasal or oesophageal mucosa or the eye. The pathogenesis is the same except that, in addition to the desmoglein autoantibodies, there are antibodies against other desmosome components such as desmoplakins and also antibasement membrane antibodies, producing a confusing clinical picture with features of pemphigus, pemphigoid and erythema multiforme. Histologically, the biopsy shows correspondingly mixed features with both suprabasal acantholysis and splitting along the basement membrane. Immunofluorescence is required for diagnosis. Indirect immunofluorescence using rat bladder as a substrate is the most specific test because it detects autoantibodies against the desmoplakin proteins. The malignant neoplasm is usually known, but a third of cases present with pemphigus and a search for an underlying malignancy must be made. This type of pemphigus is very difficult to treat, may be intractable and often fatal. Aggressive immunosuppression is required. Review PMID: 15063382 and 18940624

Diseases of the pemphigoid group are uncommon chronic autoimmune diseases causing bullae and painful erosions as a result of separation of epithelium from the connective tissue (Box 16.14). An obsolete name for mucous membrane pemphigoid is cicatricial pemphigoid, meaning scarring pemphigoid, but scarring is not a prominent feature in the mouth, unlike in the eye.

16 Diseases of the oral mucosa: non-infective stomatitis

Box 16.13  Pemphigus vulgaris: pathology • Loss of intercellular adherence of suprabasal prickle cells (acantholysis) • Formation of clefts immediately superficial to the basal cells • Extension of clefts to form intraepithelial vesicles (Fig. 16.27) • Rupture of vesicles and bullae to form ulcers • High titre of circulating antibodies to desmogleins • Binding of antibodies to desmosomes detectable by immunofluorescence staining

Aetiology In mucous membrane pemphigoid, the autoantibodies are directed against several basement membrane components, mostly against the BP180 antigen or less frequently integrins, laminin and type VII collagen. The antibodies are of IgG class and fix complement. Binding to the basement membrane causes complement activation, attracting and activating neutrophils to degrade the basement membrane. The result is that the epithelium falls off the connective tissue on the slightest trauma.

Clinical Mucous membrane pemphigoid affects mostly women and has onset between the ages of 50 and 80 years. Blisters develop on the oral mucosa and in the eye, and less frequently in the vagina, pharynx, nose, pharynx and oesophagus. Intraorally the common sites are gingivae, buccal mucosa, palate and tongue. Vesicles and blisters form and may be seen for a short while before they burst (Fig. 16.29) because the roof of the blister is formed by an intact resilient full thickness layer of epithelium, unlike the blisters in pemphigus. Bleeding into bullae can cause them to appear as blood blisters. However, the blisters soon break down to leave shallow ulcers with ragged margins (Fig. 16.30), sometimes with small flaps or tags of separated epithelium at their edges. Desquamative gingivitis (page 262) is a common manifestation (Fig. 16.31) and occasionally the only intraoral sign in mild disease. The severity is very variable. Individual erosions are very painful and heal slowly over several weeks, but new blisters and erosions develop continuously. The eye is involved less frequently that the mouth, producing conjunctivitis, erythema and erosions. Blisters inside the eyelids and over the sclera heal with scarring, distorting the lids and causing adhesions between the lids and the sclera. Approximately one-quarter of patients will develop eye lesions in the first 5 years of disease. Severity of eye involvement determines treatment because ultimately scarring can lead to blindness. The skin is very rarely involved. Clinical features are summarised in Box 16.14.

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Fig. 16.31  Desquamative gingivitis as a result of mucous membrane pemphigoid. There is patchy reddening involving the attached gingivae around several teeth and in places the erythema extends to the alveolar mucosa. Unlike desquamative gingivitis caused by lichen planus, no white flecks or striae are present. Occasionally, tags of separating epithelium may be found. Fig. 16.29  Mucous membrane pemphigoid, an intact bulla at the junction of the attached gingiva and alveolar mucosa. The bulla fluid is lightly blood stained and visible through the intact pale yellow epithelial roof.

Fig. 16.32  Mucous membrane pemphigoid. Biopsy from clinically normal mucosa. The full thickness of the epithelium has separated cleanly from the underlying connective tissue to form a microscopic fluid-filled bulla. The weakened attachment of epithelium to connective tissue has separated with the slight trauma involved in biopsy.

Fig. 16.30  Mucous membrane pemphigoid. Typical oral presentation with persistent erythema and ulceration of the palate. On close examination tags of epithelium are sometimes seen at the ulcer margins.

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In addition to the typical presentation, Nikolsky’s sign (page 272) is typically positive. The diagnosis is confirmed by biopsy and immunofluorescence microscopy and requires either an intact vesicle or a sample from the margin of a blister for best chance of positive immunofluorescence findings. Unfortunately, biopsy of such involved tissue is difficult because the epithelium may separate from the underlying tissue during biopsy, rendering it useless for diagnosis. Great care must be taken to obtain an intact specimen. A skin biopsy is preferable if skin lesions are present. Histologically, there is loss of attachment and separation of the full thickness of the epithelium from the connective tissue at basement membrane level. The roof of a bulla is formed by intact full thickness epithelium (Fig. 16.32). The floor is formed by connective tissue alone, infiltrated by inflammatory cells.

Direct immunofluorescence reveals the site of autoantibody binding, its immunoglobulin class and any complement activation. In almost all cases immunoglobulin IgG and/or complement component 3 can be found along the basement membrane (Fig. 16.33). When both IgA and IgG antibodies are present, the clinical course is usually more severe and resistant to treatment. Indirect immunofluorescence is less useful than in pemphigus as the autoantibodies circulate only at very low concentration. It is positive in just more than half of cases. Indirect immunofluorescence can be used to differentiate the target antigen by using a substrate of normal skin split along its basement membrane zone by incubation in concentrated salt solution. Whether the autoantibodies bind to the floor or roof of the split gives information on the localisation of the target antigen. Binding to the floor indicates the variant called epidermolysis bullosa acquisita (discussed later). Mild disease or disease in remission can often be effectively controlled with topical corticosteroids. Doses are low and without systemic effects, and application in a vacuumformed tray enhances effectiveness for gingival lesions. Moderate disease requires a high-potency steroid topically or dapsone if this is ineffective. If there is severe oral disease or involvement of other sites, systemic steroids with

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ERYTHEMA MULTIFORME ➔ Summary charts 15.2 and 16.2 pp. 253, 280 This mucocutaneous hypersensitivity reaction affects the mouth in many cases and, in patients presenting to dentists, oral lesions may be the only sign. Erythema multiforme is one of the few causes of recurrent oral ulceration and also produces blisters.

Aetiology

Fig. 16.33  Mucous membrane pemphigoid. Frozen tissue stained with fluorescent anti-C3 shows a line of fluorescence along the basement membrane indicating complement activation there. Intact mucosa is required for immunofluorescence, and biopsy is best performed in apparently normal mucosa, not in a lesion. (See Fig. 1.6.)

azathioprine as a steroid-sparing agent are used to induce remission before moving to less potent drugs. Nonresponsive disease requires immunosuppressants such as mycophenolate. Because of the possible risk to sight, ocular examination is necessary if early changes in the eyes are suspected. Minor eye involvement also responds to dapsone, but severe eye disease requires potent immunosuppression with steroids and azathioprine, cyclophosphamide, mycophenolate mofetil or infliximab to induce remission. General review PMID: 15984952 Treatment PMID: 22727107

Bullous pemphigoid Bullous pemphigoid is the commonest blistering disease of skin. It affects a similar population to mucous membrane pemphigoid, and the signs are similar. However, it affects the mouth in less than 10% of patients, producing the same superficial erosions as mucous membrane pemphigoid, and is treated in the same way. The eye is involved only very rarely.

Though the mechanism is unclear, erythema multiforme appears to be a cell-mediated hypersensitivity reaction. It is more likely in immunosuppression, HIV infection, systemic lupus erythematosus and during radiotherapy and chemotherapy. Erythema multiforme may be triggered by many agents (Box 16.15), but 90% of attacks are precipitated by an infection, usually herpes simplex infection. Patients with herpes infections as the trigger have a genetic predisposition, the HLA DQw3 allele. When patients have a triggering stimulus, it is usually 9–14 days before onset.

16 Diseases of the oral mucosa: non-infective stomatitis

the same way as bullous pemphigoid. The autoantibodies are directed against the collagen type VII anchoring fibrils below the basement membrane. Both skin and mouth are often involved, and there is a mucosa-predominant form.

Clinical Most patients are aged between 20 and 40 years, with a slight male predominance. Two forms are recognised. In the minor form only skin is involved and this is a relatively mild self-limiting condition. In the major form there are florid lesions on skin and oral, nasal and genital mucosae. There is acute onset, sometimes preceded by vague arthralgia or slight fever for a day in the major form. Then the characteristic ‘target’ lesions appear, initially on arms and legs and spreading centrally. Each is a well-defined red macule a centimetre or more in diameter. During a period of a few hours to days, the centre becomes raised, with a bluish cyanotic centre. In severe cases, skin lesions blister and ulcerate centrally. New crops of lesions develop during a period of approximately 10 days. Oral and lip lesions appear a few days into the attack, most commonly anteriorly in the mouth on the buccal and labial mucosa and tongue. Target lesions are not seen intraorally; the oral lesions are inflamed patches with irregular blistering and broad, shallow irregular ulcers. On the lips, fibrin oozes continually and forms haemorrhagic crusts. There is severe pain. Features are summarised in Box 16.16 and shown in Figs 16.34–16.36. General review PMID: 22788803 Oral review PMID: 17767983 and 24034067 Difference from Stevens Johnson PMID: 7741539 and 15567361

Other pemphigoid variants Linear IgA disease or linear IgA bullous dermatosis is a form of pemphigoid in which the autoantibodies binding to the basement membrane are of IgA class. Half of patients have intraoral blistering, and the eye may be involved. It can also arise in children. Lichen planus pemphigoides is a hybrid condition resembling both lichen planus and pemphigoid, usually affecting the skin and very occasionally the mouth. Epidermolysis bullosa acquisita is unrelated to the developmental condition epidermolysis bullosa and presents in

Box 16.15  Triggers for erythema multiforme • Herpes simplex infection, usually a cold sore • Genital recurrent herpes • Mycoplasmal pneumonia • Varicella zoster infections • Rarely drugs, penicillins

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Fig. 16.34  Erythema multiforme. Ulceration of the vermilion of the lip with bleeding, swelling and crusting is characteristic.

Fig. 16.35  Erythema multiforme. There is ulceration, erythema, sloughing of epithelium and a small vesicle centrally. The anterior part of the mouth and the lips are typically affected.

Box 16.16  Erythema multiforme: typical clinical features • Adolescents or young adults, particularly males, mainly affected • Lips frequently grossly swollen, split, crusted and bleeding (Fig. 16.34) • Widespread irregular fibrin-covered erosions and erythema in the mouth (Fig. 16.35) • Conjunctivitis may be associated • Cutaneous target lesions or erythematous patches (Fig. 16.36) • Attacks may recur at intervals of several months • Recurrent but usually ultimately self-limiting

Diagnosis and management Diagnosis relies on the typical presentation, history of previous recurrent episodes and a trigger, if present. When only the mouth is involved, a biopsy may be required, but the appearances are very variable and this aids most by excluding alternative causes.

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Fig. 16.36  Erythema multiforme. As the name suggests, the rash is variable and here shows only patchy erythema.

Fig. 16.37  Erythema multiforme. In this example there is necrosis of prickle cells, producing intraepithelial vesicles, much oedema but few inflammatory cells.

Fig. 16.38  Erythema multiforme. In this example there is a dense inflammatory infiltrate immediately below the epithelium and around blood vessels in the deeper corium. The epithelium is separating from the connective tissue, here along the basement membrane, and there is ulceration centrally.

The histological appearances are variable. There are lymphocytes below the epithelium and basal cell degeneration with apoptosis similar to that in lichen planus, but with additional acute inflammation and accumulation of oedema fluid in and below the epithelium, producing intraepithelial vesicle or bulla formation (Figs 16.37 and 16.38).

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of no significance, and it is not established whether it is an irritant or allergic phenomenon. The common sites are the lingual alveolar mucosa and buccal mucosa. Experimental series PMID: 8811477

OTHER MUCOSAL ALLERGIC RESPONSES Oral mucosa is rarely the site of allergic responses. Oral allergy syndrome is discussed in the next chapter. Case series PMID: 1437060

ORAL SIGNS IN REACTIVE ARTHRITIS The ‘classical’ presentation of reactive arthropathy, previously known as Reiter’s disease, comprises arthritis, urethritis and conjunctivitis. Sexually transmitted Chlamydia

16 Diseases of the oral mucosa: non-infective stomatitis

The attack usually lasts for 3 or 4 weeks and is selflimiting without treatment in the minor form. However, oral lesions are painful, interfere with eating and fluid intake must be maintained. Unless already resolving, lesions seem to benefit from treatment with corticosteroids. A short reducing dose of prednisolone starting at around 60 mg/day for 3 days, tapering off over a week, is frequently given but has no good evidence base. Chlorhexidine will prevent secondary mucosal infection and maintain gingival health while tooth brushing is impossible. Eye lesions require specialist treatment. Recurrences, usually at intervals of several months, for a year or two are characteristic and are sometimes increasingly severe. An attempt should be made to identify the trigger, though often none is identifiable. It is considered that recurrent herpes simplex infections trigger most cases, and whether or not this can be confirmed, treatment with continuous aciclovir for several months will suppress any triggering infection and confirm the link. In patients who have only oral lesions, mycoplasmal infection should be suspected and suppressed instead. Web URL 16.1 Treatment: http://emedicine.medscape.com/ article/1122915-treatment Web URL 16.2 Guideline: http://www.pcds.org.uk/clinical -guidance/erythema-multiforme

STEVENS JOHNSON SYNDROME ➔ Summary charts 15.2, 16.2 pp. 253, 280 This severe hypersensitivity reaction has many features in common with erythema multiforme but is now considered a separate entity on the basis of its severity, extent and causes. Toxic epidermal necrolysis is its most severe presentation. The mouth is always involved. Unlike erythema multiforme, the trigger is usually a drug and sometimes mycoplasmal infection. Many drugs are implicated, but the most frequent causes are sulphonamides, allopurinol, and anticonvulsants. Some genetic predispositions are known for individual drugs. Skin lesions are erythematous patches, target lesions or raised blisters that break down into ulcers with widespread detachment and loss of epithelium, sometimes in large sheets. Other organs may also be involved. Histopathology shows necrosis of the whole skin thickness by apoptosis with little inflammation. Treatment is controversial, with immunosuppressants, cyclosporine and antibiotics to control skin infection and cessation of causative drugs. There is a high risk of death when the area of skin involved in toxic epidermal necrolysis is great.

A

Review PMID: 26769645 Web URL 16.3 Management guideline Stevens Johnson Syndrome: http://www.bad.org.uk/healthcare-professionals/clinical -standards/clinical-guidelines

TOOTHPASTE-INDUCED EPITHELIAL PEELING Superficial epithelial desquamation can be mistaken for blistering by patients. It may be caused by detergents in toothpastes, particularly sodium lauryl sulphate, and is best managed by patient education and acceptance, or changing brand. However, the sloughing is often unnoticed or blamed on astringent or sharp foods. This condition appears to be

B Fig. 16.39  Reactive arthritis oral signs. There is erythema and patches of depapillation on the tongue, which when multiple resemble erythema migrans. (From Fehrnbach, M.J., Phelan, J.A., 2004. Immunity. In: Ibsen, O.A.C., Phelan, J.A. (Eds.), Oral Pathology for the dental hygienist, fourth ed. St Louis, Saunders.)

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infection or gut infections such as with Salmonella sp. or Shigella sp. usually precede arthritis by about 1–3 weeks. Patients are typically males between the ages of 20 and 40 years; 80% of them are HLA-B27 positive. Pain and swelling typically affect the knees, ankles and feet. Antibiotics are given to eliminate the gut or other triggering infections; non-steroidal anti-inflammatory drugs are frequently effective for controlling joint pain. The disease may be self-limiting or recurrent and progressively debilitating.

obvious, with nodes palpable and distinctively affecting only one side of the neck anterior to sternomastoid muscle. Almost every kind of rash except blisters can occur, but involvement of the soles and palms with peeling of skin from the tips of fingers and toes is a characteristic, but late, sign (Fig. 16.41). Oral changes arise early in the disease. Suspected cases should be referred to hospital urgently without waiting to

Dental aspects The temporomandibular joints can be involved with erosions but are not a major source of symptoms. Oral manifestations develop in 15% of patients and are characteristic and consist of scalloped or circinate white lines somewhat resembling erythema migrans but involving all or any part of the mouth and the genital mucosa. In other cases there may be shallow erosions. Lesions are typically painless and frequently unnoticed. General review: 18436339

MUCOCUTANEOUS LYMPH NODE SYNDROME (KAWASAKI’S DISEASE)

A

Kawasaki’s disease is a self-limiting necrotising systemic vasculitis of children with a particular propensity to attack the coronary arteries. It presents with stomatitis and cervical lymphadenopathy. Kawasaki’s disease is endemic in Japan, Taiwan, Korea and adjacent countries and affects patients with these genetic backgrounds living elsewhere. It is increasingly recognised in European Caucasian populations and is the leading cause of childhood-acquired heart disease in Europe since the decline of rheumatic fever. It affects 8 in every 100,000 children in the UK. The aetiology remains unknown. An infection is thought to trigger an immune reaction in those genetically predisposed, but many infections are implicated. Small and medium-sized arteries are involved, infiltrated by neutrophils that destroy the elastic lamina and endothelial lining, weakening the artery, which dilates to produce aneurysms. The features are summarised in Box 16.17. In a dental setting, presentation mimics childhood viral illnesses but the involvement of lips and diffuse erythema of tongue without ulcers are characteristic. The tongue is bright red with prominent papillae, producing the strawberry appearance (Fig. 16.40). The cervical lymphadenopathy is

B

Box 16.17  Typical features of Kawasaki’s disease • Children under 5 years old affected • Fever persisting for more than 5 days • Marked irritability and malaise (‘extreme misery’) • Generalised rash of variable type • Red, swollen and peeling palms and soles • Erythematous stomatitis with ‘strawberry tongue’ • Swelling and cracking of the lips and pharynx • Unilateral mass of swollen cervical lymph nodes • Abdominal symptoms frequently • Heart involvement in approximately 20%

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Fig. 16.40  Kawasaki’s disease. Hyperaemia, crusting and cracking of the lips (A), bright red tongue with prominent papillae (strawberry tongue, B) and facial rash. (From Paller, A.S., Mancini, A.J., 2016. Vasculitic disorders. In: Paller, A.S., Mancini, A.J. Hurwitz clinical pediatric dermatology. Elsevier, Amsterdam, pp. 495-508.e3.)

Fig. 16.41  Kawasaki’s disease. The desquamative rash that characteristically affects the fingers and toes and perineum 7–10 days after onset of fever. The fingers are red and swollen before peeling starts. (From Baselga, E., Hernandez-Martin, A., Torrelo, A., 2015. Immunologic, reactive, and purpuric disorders. In: Eichenfield, L.F., Frieden, I.J., Mathes, E.F., Zaenglein, A.L. (Eds.), Neonatal and infant dermatology. Saunders, Philadelphia, pp. 303-335.e10.)

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Dental presentation PMID: 10230100 and 2717153 Fig. 16.42  Chemical burn. The gingivae are white and necrotic following injudicious use of a caustic agent. On the patient’s right side full-thickness ulceration is present.

Treatment PMID: 26547265

MISCELLANEOUS MUCOSAL ULCERS Wegener’s granulomatosis Mucosal ulceration is occasionally a feature of this disease but mainly in its established stage (Ch. 33). Clinically, ulceration may be widespread but is otherwise nonspecific.

Oral reactions to drugs A great variety of drugs (see Box 16.9, Table 42.1 can cause mucosal reactions, either as local effects (Fig. 16.42) or

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see whether the fever persists more than 5 days, usually considered a required diagnostic criterion. Some patients have incomplete presentations with no fever, so a high index of suspicion is required. There is no diagnostic test. Intravenous immunoglobulin and steroids are the main treatment. Aspirin is still used despite the risk of Reye’s syndrome but without evidence of effect. Tumour necrosis factor blockade with infliximab is experimental but shows promise. Recovery takes many weeks or months, and the significant complications are coronary artery aneurysms and myocardial infarction. Treatment significantly reduces these complications, and early recognition and referral could be lifesaving. The overall mortality is around 1%.

through systemic mechanisms that are often obscure. Systemically mediated reactions include ulceration, lichenoid reactions and erythema multiforme.

More uncommon mucocutaneous diseases In many of these conditions, the oral lesions are rare or insignificant in comparison with the skin disease (Table 16.5).

Table 16.5  Some uncommon mucosal diseases Disease

Cause

Oral features

Treatment

Epidermolysis bullosa PMID: 19945630

Autosomal recessive – gravis type due to type VII collagen defect (junctional type usually lethal at birth)

Subepithelial bullae leading to severe intraoral scarring after minimal trauma especially in recessive types

None wholly effective. Protect against any mucosal abrasion

Pyostomatitis vegetans (see page 456) PMID: 14723710

Complication of inflammatory bowel disease particularly ulcerative colitis

Yellowish miliary pustules in thickened erythematous mucosa release pus, leaving shallow ulcers. Suprabasal clefting and intraepithelial vesiculation or abscesses containing eosinophils. Peripheral eosinophilia up to 20% of white cells

Control of inflammatory bowel disease or systemic prednisolone

Gonorrhoea PMID: 806627

N. gonorrhoeae sexually transmitted

Oropharyngeal erythema or ulcers, rarely seen

Requires specialist referral

Leprosy PMID: 17223587 and 17119765

Mycobacterium leprae

Oral ulcers or nodules. Seen mainly in Asia

Dapsone

Keratosis follicularis (Darier’s disease; warty dyskeratoma) PMID: 1931295

Genetic. Autosomal dominant

Intraepithelial bullae containing granulocytes and acantholytic cells. Pebbly lesions mainly of palate due to hyperkeratosis, acantholysis with ‘corps ronds’ and ‘grains’ (dyskeratosis) Can cause parotid duct stenosis

Oral lesions not troublesome but respond to retinoids

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Summary chart 16.2  Differential diagnosis of the common causes of recurrent oral ulceration.

Recurrent ulcers One or more oral ulcers that recur in attacks or sporadically. Individual ulcers heal spontaneously Single ulcer that recurs in same site

Affect many oral sites

Whole mouth, buccal mucosa or lips. Ulcers last 1–3 weeks. In some patients arise 5–15 days after a herpes simplex or other viral infection or administration of certain drugs. May have skin, genital or eye lesions

Probably traumatic ulceration. Check for cause and eliminate. If no response perform biopsy to exclude rare causes

Erythema multiforme

Ulcers fit none of these patterns

Ulceration fits one of the three patterns below

Crops of 1–5 ulcers on non-keratinised mucosa only Heal 7–10 days Minor aphthae

One or two ulcers, often larger than a centimetre in diameter. Heal in weeks or months. Often soft palate affected Major aphthae

Very many tiny ulcers, coalescing on a red background. No vesicles. No serological or other evidence of viral infection. Often ventral tongue, heal in 2–3 weeks Herpetiform aphthae

Consider the possibility of and exclude: Iron deficiency, folate deficiency, vitamin B12 deficiency, overt anaemia, coeliac and Crohn’s disease, Behçet’s disease, Reiter’s disease, neutropenia and, for major RAS, oral ulceration in HIV infection

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Check ulcers are truly recurrent. Consider causes of chronic ulceration such as lichen planus, vesiculobullous diseases and rare causes of recurrent ulceration such as recurrent viral infection

Vesicles or bullae may last many hours or a few days. Eye may be affected. Skin lesions rare

Oral lesions symmetrical and bilateral. May be itchy purple papular rash on flexor surfaces of wrists, small of back or shins Either history of drug associated with lichenoid reaction or close contact with amalgam or composite restoration or very extensive ulceration with rash

Probably lichen planus or lichenoid lesion

Ulcers associated with striae, rash or desquamative gingivitis

mebooksfree.com Symptomatic treatment or topical steroids, if severe. Skin lesions usually require only topical steroids

Refer for ophthalmologic opinion if eye signs or symptoms present

Systemic steroids required

Topical steroid or symptomatic treatment for oral lesions. Dapsone for severe or resistant cases

Indicates lichen planus

Indicates pemphigoid

Indicates pemphigus

Lichen planus histologically

Separation of epithelium at the basement membrane. Immunofluorescence shows IgG and complement C3 bound at basement membrane

Acantholysis histologically. Immunofluorescence shows IgG bound to surface of epithelial cells

Stop any potentially causative drug or remove any possible topical cause. Otherwise treat as lichen planus

Consider lichenoid reaction on the basis of clinical and histological findings

Histology similar to lichen planus but not typical

Treat oral lesions with topical or systemic steroids

Refer for medical management of systemic disease

Systemic lupus erythematosus

Present

If lip affected observe long term in case of malignant change

Treat oral lesions with topical or systemic steroids

Discoid lupus erythematosus

Absent, except perhaps for skin lesions

Search for autoantibodies and evidence of systemic disease

Histology suggests lupus erythematosus

Specific treatment

Carcinoma or other cause shown by biopsy

Biopsy

Possibly carcinoma, other malignancy or unusual causes, e.g. tuberculosis

Induration, destructive, signs of malignancy, risk site

No evidence of healing after 10 days

No further treatment

Traumatic ulcer

Resolution or evidence of healing at 10 days

Treat possible cause

Traumatic aetiology—sharp tooth, denture flange associated etc.

Single ulcer

Diseases of the oral mucosa: non-infective stomatitis

Consider carcinoma arising in lichen planus, especially if associated with other risk factors or clinical signs of malignancy

Lichen planus-like but not typical. Unusual features include unilateral lesion, localised lesion or unusual site

Palate or lip vermilion border affected. Striae tend to radiate from lesion. Possibly systemic signs of lupus erythematosus

Biopsy. Take fresh or frozen tissue for immunofluorescence tests if pemphigus or pemphigoid is suspected

Fragile, short-lived or ruptured vesicles or bullae. Epithelium may disintegrate when touched

Indicates a vesiculobullous disease

Ulcers preceded by vesicles or bullae on skin or in mouth. Nikolsky’s sign may be positive. Desquamative gingivitis may be present

Persistent ulcer(s)

Summary chart 16.3  Differential diagnosis and management of persistent oral ulceration.

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Appendix 16.1 Treatment for aphthous stomatitis • Exclude underlying causes, e.g. iron, vitamin B12 and folate deficiency. Treat these first • Exclude possibility of Behçet’s disease; if likely, refer to specialist centre • Select treatments appropriate to severity and patients’ expectations of treatment. Patients may need to try several before they find one that works well for them • Before drug treatment, reassure patients that aphthous stomatitis is common, not serious but troublesome with no significance for general health. Advise to avoid spicy, sharp and salty food and acid and carbonated drinks (or use a straw) when ulcers are present. Such reassurance and advice may be sufficient for those with only occasional ulcers • Select a treatment from those discussed in the following table. Those in the darker shaded boxes are not suitable for treatment in general dental practice because of the need to monitor for adverse effects but could be prescribed in conjunction with the patient’s medical practitioner • Preparations marked * are available without prescription in the UK • Note that children less than 6 years old cannot rinse and expectorate effectively Treatment

Instructions

Indication/problems

Covering agents, e.g. carboxymethylcellulose paste (Orabase)*, carmellose sodium*

Apply QDS to dried areas around ulcer with moist finger. Allow film to hydrate before contact with adjacent mucosa. Use as required Use according to manufacturer’s instructions

Infrequent ulcers anteriorly in sulci, ideally single ulcers. Handling is difficult, patient must be dextrous. Unpleasant texture and taste Symptomatic treatment only by protecting ulcer

Topical gels, e.g. Carbenoxolone (Bioral)*, choline salicylate (Bonjela)*, aminacrine and lignocaine (various)* Mouthwashes, e.g. obtundents (benzydamine)* or antiseptics (chlorhexidine)*

Use according to manufacturer’s instructions Hold in mouth for 1–2 minutes for maximum effect

Low-potency steroid, e.g. hydrocortisone adhesive mucosal tablets 2.5 mg

Hold pellet on ulcer and allow to dissolve in contact, QDS

Tetracycline mouthwash

Dissolve soluble tetracycline capsule contents (very few preparations available) 250 mg in 5–10 mL water and rinse for 2–3 minutes QDS 5 days 1 puff per ulcer QDS max, maximum 8 puffs per day

Steroid aerosols, e.g. beclomethasone dipropionate (100 micrograms/puff) Steroid mouthwash, e.g. betamethasone sodium phosphate

Systemic drugs, e.g. steroids, azathioprine, colchicine, thalidomide, intralesional steroid injection (major RAS only)

Dissolve 0.5 mg in 5 mL water and rinse for 2–3 minutes QDS from onset of prodrome and while ulcer or symptoms present. For severe ulceration may be used six times daily Various regimes

Ulcers must be accessible. Carbenoxolone is claimed to speed healing, but the others are symptomatic treatments only. Choline salicylate is not associated with Reye’s syndrome and may be used in children. Large amounts can cause salicylate poisoning in small children Infrequent ulcers or crops of ulcers (recurring .6-weekly), useful when ulcers are widely separated around the mouth or inaccessible to pastes and gels. Benzydamine is a symptomatic treatment only. Antiseptics may shorten healing time, presumably by reducing bacterial colonisation of the ulcer surface. Benzydamine may sting and chlorhexidine has unpleasant taste and causes staining Single ulcers or crops of clustered ulcers. Ulcer must be accessible, usually in sulcus. No significant adverse effects, safe in children. If used regularly have slight therapeutic effect and may reduce recurrence Apply as soon as prodromal symptoms start if possible Only useful for herpetiform ulceration. Not for those aged less than 16 years. Long courses predispose to candidosis

Useful to deliver potent steroids to inaccessible areas, e.g. oropharynx. Spreads dose fairly widely and so more useful in widespread ulceration from lichen planus than in RAS. Risk of steroid adverse effects with prolonged use Useful for widespread ulcers and when severity merits potent therapeutic treatment, e.g. crops of ulcers 6-weekly or more frequently, RAS major or severe pain. Significant risk of steroid adverse effects with prolonged use – important to spit out after use. In severe cases, dose may be swallowed for a short period for additional systemic effect Reserved for the most severe minor RAS, major RAS and ulcers refractory to other treatments. Colchicine and thalidomide are particularly effective in Behçet’s disease and RAS major Significant risk of adverse effects – reserved for treatment in specialist centres

QDS, Quater in die sumendus, meaning take four times a day.

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Tongue disorders

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Box 17.1  Clinical types of sore tongue • Glossitis • Anaemia • Candidal infection • Burning tongue and burning mouth ‘syndrome’ • Erythema migrans

The tongue can be involved in generalised stomatitis, as discussed in the previous chapter, but is also the site of lesions or the source of symptoms peculiar to itself. Soreness limited to the tongue has few causes (Box 17.1). Odd tongues, epidemiology PMID: 3466199

NORMAL STRUCTURES The tongue is easily visible, and normal structures may concern patients and healthcare professionals.

Furred tongue Some degree of furring is normal, caused by the filiform papillae and is more intense near the midline and posteriorly. Filiform papillae elongate continually from the base and are abraded by the diet. Bacteria adhere to the keratinised tips much more easily than to other parts of the mucosa, so that increased furring may be associated with a bad taste or halitosis. Furring is increased in smokers, in many systemic upsets, especially of the gastrointestinal tract, and in infections in which the mouth becomes dry and little food is taken. A furred tongue is often seen in the childhood fevers. Many of these causes are reversible, but a tongue scraper is an effective intervention. Filiform papillae also become long in black hairy tongue, discussed later.

Foliate papillae These bilateral, pinkish soft nodules on the lateral borders of the tongue contain taste buds and minor oral tonsils forming part of Waldeyer’s ring. They lie at the junction of the anterior two-thirds and the posterior third and sometimes become hyperplastic or inflamed and sore (see Figs 1.1 and 1.2).

Lingual varicosities Dilated tortuous veins are normal along the ventral surface of the tongue and tend to become more prominent with age (see Fig. 17.1). They lie superficially and raise the covering thin mucosa into soft sessile nodules and generally cause no problems, being only extremely rarely the site of thrombus formation. Case series PMID: 19540027

Fig. 17.1  Lingual varices. The formation of varicosities in the vessels of the undersurface of tongue and floor of mouth is a common finding with age.

ERYTHEMA MIGRANS ➔ Summary charts 19.1 and 19.3 pp. 314, 316 This common benign condition usually affects only the tongue, producing an appearance likened to a map of the world on the dorsum, hence its alternative common name of geographic tongue. The cause is unknown, and the condition is very common. Approximately 2% of the population are affected at any one time, but more than 20% will have an episode at some time in their life. It is seen at all ages but seems more frequent in young and middle age. There is a familial tendency. The condition has been postulated to be a manifestation of twenty or more diseases, but no association withstands scrutiny. One that is widely accepted in medical circles is that erythema migrans may be a subclinical manifestation of psoriasis, partly based on histological similarities. This remains unsubstantiated, and several lines of evidence suggest this is incorrect. Clinically, there are irregular, smooth, red areas on the dorsal tongue caused by loss of filiform papillae. Each patch starts as a small area on or near the lateral border and extends for a few days before healing, only to appear again in another area. The patches have a curved or semicircular shape centred on the lateral margin, a red rim and an enhanced white line around the edge. Several of these areas often coalesce to form a scalloped or geographic pattern (Figs 17.2 and 17.3). While lesions expand, they heal by regrowth of filiform papillae from the centre, and the moving pattern over a period of weeks confirms the diagnosis. Histologically, the centre of the patch shows thinning of the epithelium with loss of filiform papillae. At the periphery the epithelium has a zone of hyperplasia with long rete ridges and dense infiltration by neutrophils forming microabscesses in the superficial layers (Fig. 17.4). This keratin

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Fig. 17.2  Erythema migrans. Typical appearance with irregular depapillated patches centred on the lateral border of the tongue. Each patch has a narrow red and white rim.

Fig. 17.5  Lingual papillitis. One fungiform papilla appears white and is intensely painful.

and toothpaste during the active phase is usually all that can be suggested. After a period the condition usually resolves, sometimes for long periods, but in most patients it is transient and recurrent for decades. In a small minority of patients, other oral mucosae can be affected. The changes are not so obvious because there are no filiform papillae to lose, but the annular pattern of slowly moving white lines is the same. Erythema migrans is unrelated to the rash of Lyme disease called erythema chronicum migrans. Features PMID: 1804987

LINGUAL PAPILLITIS Fig. 17.3  Erythema migrans. The change of pattern can be seen, on a later occasion, in the same patient as in Fig. 17.2.

This condition, also known as transient lingual papillitis or fungiform papillitis, is very common in the population, but patients rarely seek treatment. One or a cluster of fungiform papillae become slightly swollen, white and intensely painful to touch (Fig. 17.5). The condition resolves spontaneously after a few days, sometimes after only one, and without an ulcer developing. The cause is unknown, but trauma and certain foods are usually blamed. A few patients have more diffuse involvement. Biopsy does not aid diagnosis and shows non-specific inflammatory changes. Description PMID: 8899785 and 19774866

HAIRY TONGUE AND BLACK HAIRY TONGUE Fig. 17.4  Erythema migrans. The edge of a lesion showing normal mucosa to the right and, to the left, the epithelium densely infiltrated by neutrophils. This epithelium at the advancing edge will be shed, leaving the depapillated red patch.

is seen clinically as the white line around the margin. The superficial layers of epithelium die and desquamate, enlarging the central atrophic zone and enlarging the patch. Most patients have no symptoms, but some complain of soreness, probably a result of epithelial thinning and inflammation. In such cases reassurance and precautionary exclusion of subclinical anaemia is prudent. Because there is no effective treatment, avoidance of spicy or astringent foods

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The filiform papillae can become elongate and hair-like, forming a thick fur on the dorsum of the tongue. The filaments may be several millimetres long. There is no clear distinction between a furred tongue and hairy tongue; this is a matter of degree. Hairy tongue is quite common, affecting as much as 1% of the population, and is commoner in heavy smokers and adults. No cause is known, but some patients report acute onset after radiotherapy, a stressful life event or debilitating illness. The condition is more marked down the centre of the anterior tongue. The colour of the ‘hairs’ ranges from pale brown to black in colour (Fig. 17.6). When the papillae are dark brown or black, the cause is colonisation by adherent pigment-producing bacteria. Onset of dark colour can follow

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Common causes • Anaemia • Vitamin B group deficiencies (especially B12) • Erythema migrans • Candidosis and median rhomboid glossitis (Ch. 15) • Lichen planus (Ch. 16)

17 Tongue disorders

Box 17.2  Causes of glossitis

Rare causes • Bacterial infection or commensal overgrowth • Scarlet fever (streptococcal infection) • Kawasaki disease (Ch. 16) • Glucagon secreting pancreatic tumours • Syphilitic glossitis of tertiary syphilis (Ch. 15)

ANAEMIC GLOSSITIS

Fig. 17.6  Hairy tongue. In this patient there are numerous elongate papillae but a brown rather than black pigmentation.

antibiotic treatment that disturbs the normal ecology of the oral flora, allowing overgrowth of pigmented species. Like a furred tongue, trapping of food particles and adherent bacteria may produce halitosis and a bad taste. Otherwise the condition is asymptomatic, although papillae may be long enough to trigger gagging in susceptible patients. Treatment is difficult. Pale hairy tongue may be mistaken for candidosis, but treatment with antifungals is inappropriate and ineffective. Tongue scraping is the best solution, with measures to reduce predisposing causes such as smoking or xerostomia. Review PMID: 25152586

Black tongue The dorsum of the tongue may sometimes become black without overgrowth of the papillae. This may be staining due to drugs, such as iron compounds used for the treatment of anaemia or bismuth from antacid preparations, but is then transient. Occasionally, the sucking of antiseptic lozenges causes the tongue to become black through overgrowth of pigment-producing organisms. Chlorhexidine mouthwash, coffee and other extrinsic agents also stain the dorsal tongue papillae preferentially.

Glossitis Glossitis means no more than inflammation of the tongue, but the term is confusingly applied to many conditions, not all of which are inflammatory in origin or particularly inflamed. Glossitis is used to describe erythematous changes, pain or burning, but these can also result from epithelial atrophy and several specific diseases. Causes of glossitis are listed in Box 17.2, and anaemia is discussed in Chapter 27.

A red, smooth and sore tongue is particularly characteristic of anaemia, but anaemic patients may also have an asymptomatic red tongue or a normally appearing but sore tongue. A high index of suspicion for anaemia must therefore be maintained. The cause is atrophy of the epithelium, which becomes thin and loses its filiform papillae, and therefore the keratinised parts of its surface. It then appears smooth and red. The possibility that candidosis, predisposed to by anaemia, might cause some of the oral symptoms should also be considered. Patchy red zones suggest candidosis; the atrophy of anaemia is more widespread.

Iron deficiency Three-quarters of patients with established iron deficiency have a painful tongue, and about a quarter have an atrophic tongue. Conversely, only 15% of patients with glossitis or soreness of the tongue are iron deficient when assessed by haemoglobin levels and reduced mean red cell volume. More sensitive measures of iron deficiency such as ferritin levels reveal deficiency before anaemia develops, and such subclinical deficiency is commonly found. It is also common in the normal population without symptoms, but those with a sore tongue are likely to benefit from supplementation. The glossitis is mild, with minimal redness and loss of papillae around the outside of the dorsal surface (Fig. 17.7). There is often angular cheilitis associated. Treatment is by supplementation. In severe cases there is rapid resolution of signs and symptoms with regrowth of papillae in a month, but mild cases require several months supplementation and respond slowly. Though dietary deficiency is common, all patients with these signs or confirmed deficiency should be investigated for a cause of blood loss. The sore tongue may herald no more than menstrual loss or haemorrhoids, but occasionally signals loss from an intestinal carcinoma or other significant cause. Blood loss is a more likely cause in adult males. Pain and iron deficiency PMID: 10555095

Paterson Kelly (Paterson Brown-Kelly) syndrome This combination of iron deficiency, dysphagia and a post cricoid oesophageal stricture is known as Plummer-Vinson syndrome in the United States. It affects middle-aged

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Fig. 17.7  Glossitis in iron-deficiency anaemia. The tongue is smooth, due to atrophy of the papillae, and is red and sore. Anaemia is the most common diagnosable cause of glossitis and must always be looked for by haematological examination.

Fig. 17.8  B12 deficiency. The tongue has generalised depapillation and toward the tip the typical ‘beefy’ appearance of severe deficiency. (From Tersak, J.M., Malatack, J.J., Ritchey, A.K., 2002. Haematology and oncology. In: Zitelli, B.J., Davis, H.W. (Eds.), Atlas of Pediatric Physical Diagnosis, fourth ed. Mosby, St Louis.)

women. Glossitis and angular cheilitis and obvious systemic signs of anaemia are usual. Several decades ago the syndrome was found in 7% of patients with overt iron deficiency, but it has reduced dramatically in incidence and is now extremely rare. Its main significance is the association with subsequent carcinoma of the pharynx and oesophagus. Review PMID: 16978405

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Glossitis of vitamin B12 deficiency is particularly florid, and the tongue is described as ‘beefy’ (Fig. 17.8). However, as with iron, subclinical deficiency can cause burning and lingual discomfort and often there are no obvious signs (Fig. 17.9). More than half of patients with pernicious anaemia have glossitis on presentation, but less than 10% of patients with glossitis have B12 deficiency. Patients may have macrocytosis without overt anaemia. If macrocytosis or deficiency are proven, symptoms usually resolve on supplementation by injection, pain rapidly and filiform papillae in a month or so. The underlying cause is usually an absorption defect rather than dietary deficiency. B12 deficiency is a particular risk after stomach bypass or other bariatric surgical procedures that reduce stomach mucosa, reducing intrinsic factor production. Other causes include proton pump inhibitors such as omeprazole, because they reduce stomach acidity, metformin, many antibiotics used long term, atrophic gastritis, small intestinal disease such as Crohn’s disease, alcoholism and autoimmune diseases such as Grave’s disease. The most common cause is lack of intrinsic factor in pernicious anaemia. Folic acid (‘folate’, vitamin B9) deficiency is the third most common deficiency to be associated with glossitis, affecting 2%–4% of patients. Again, subclinical deficiency can cause the signs and symptoms, and overt anaemia may not be present. Serum folate levels indicate the deficiency; red cell

Fig. 17.9  A largely normal-looking but slightly smooth and persistently sore tongue in a patient who had repeated but inadequate haematological investigations that failed to detect early pernicious anaemia.

folate level reflects total body stores and is a second-line test. Treatment is by dietary adjustment, it being difficult to be folate deficient as many foods are supplemented. Deficiency tends to affect the very elderly or alcoholics. Folic acid supplementation may be useful in these cases of overt anaemia, provided B12 deficiency is excluded first because supplementation in B12 deficiency could precipitate neurological damage. Riboflavin (vitamin B2) deficiency classically causes glossitis with angular stomatitis and these may also be seen less frequently in nicotinic acid (Niacin, vitamin B3) deficiency, but are rare. Blind prescribing or self-medicating with B vitamins for oral symptoms in an otherwise healthy patient is virtually invariably ineffective, and investigation is required for all cases with these signs or symptoms.

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B12 case report PMID: 17209796 Subclinical B12 deficiency PMID: 8600284

GLOSSODYNIA AND THE SORE, PHYSICALLY NORMAL TONGUE

around nerves, joints and in some organs. This interferes with function and can lead to organ failure. In the head and neck, amyloid of AL type is commonly deposited in the tongue where it almost always signifies myeloma or a pre-myeloma plasma cell disorder (Ch. 12). Small deposits form asymptomatic nodules, usually along the lateral borders, but more extensive amyloidosis makes the tongue enlarged and stiff, affecting speech and eating (Figs 17.11 and 17.12). The tongue then feels firm and the

17 Tongue disorders

General review nutritional deficiency PMID: 2693058 and 19735964

This presentation creates some of the most difficult problems in diagnosis and treatment. The symptoms are frequently part of the spectrum of burning mouth syndrome and atypical facial pain, but it is essential to exclude organic disease, particularly a haematological deficiency. These conditions are dealt with together in Chapter 38.

MACROGLOSSIA Important causes of an enlarged tongue are summarised in Box 17.3. In many syndromes and in patients with poor neuromuscular control or muscle tone, the tongue may appear large, but be of normal size with a forward posture.

AMYLOIDOSIS Amyloidosis is the deposition in the tissues of an abnormal protein with characteristic staining properties. Several different proteins have the ability to deposit as amyloid, which requires the molecules to align closely together and bind to form an insoluble and undegradable mass. The amyloid protein may deposit at the site of production or circulate to deposit in remote sites, usually the kidneys,

Box 17.3  Important causes of macroglossia • Congenital haemangioma or lymphangioma (Fig. 17.10 and Ch. 25) • Down’s syndrome (Ch. 39) • Cretinism (Ch. 36) • Acromegaly (Ch. 36) • Amyloidosis • Lingual thyroid (Ch. 36) • Mucopolysaccharidoses

Fig. 17.10  Macroglossia due to a congenital haemangioma.

Fig. 17.11  Amyloidosis. These slightly yellow nodules on the lateral border of an enlarged tongue are characteristic of amyloidosis.

Table 17.1  Selected types of amyloid* Type

Protein

Source

Effect / significance

AL

Immunoglobulin light chains

The usual source is neoplastic plasma cells in myeloma.

Deposition mainly in kidneys, but common in the tongue, affecting about a third of patients

SAA

Serum ‘amyloid A’ protein, an acute phase serum protein

Produced in chronic infections and inflammatory conditions such as rheumatoid arthritis, Crohn’s disease or tuberculosis

Rarely affects tongue, deposits mostly in liver and kidney

ATTR

Transthyretin, a serum protein

Usually a familial form associated with mutant protein

Deposits in muscle, kidney and heart, but rarely in tongue

AM

Β2 microglobulin, a cell surface protein

Serum levels rise dramatically during renal haemodialysis

Deposits mostly in joints and occasionally in tongue. Lingual deposits affect about 2% of patients on long-term dialysis

ACal

Calcitonin

Secreted in excess by medullary thyroid carcinoma

Deposited only in the tumour, aids diagnosis

Odontogenic epithelium in the calcifying epithelial odontogenic tumour (Ch. 11)

Deposited in the tumour, aids diagnosis, mineralises focally to produce radiopacities

ODAM Odontogenic ameloblastassociated protein

*Many more are known, but these are more common or more relevant.

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1 2

2 1 A

B

C

Fig. 17.12  Amyloid deposited in tongue mucosa. (A) The hematoxylin and eosin–stained section shows a broad band of amorphous tissue between the epithelium and underlying muscle (1). This stains bright red with eosin where it is densest (2). (B) Congo Red stain also stains the densest deposits red (arrows). (C) When the Congo Red section is viewed under polarised light, the amyloid shows green birefringence.

mucosa appears pale and yellowish as surface blood flow is reduced by deposition around vessels. Vessels cannot constrict properly, and petechiae and ecchymoses are seen in involved mucosa. Amyloid deposition in salivary glands produces xerostomia.

Management Biopsy is diagnostic. Amyloid appears as weakly eosinophilic, hyaline homogeneous material replacing the

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collagen and muscle of the mucosa and tongue and surrounding vessels. Amyloid stains with Congo Red and has a characteristic, usually apple-green, birefringence under polarised light (see Fig. 17.12). Various specialised techniques are used to distinguish the various types of protein that form amyloid (Table 17.1). Treatment is for the underlying condition, if that is possible. Surgical reduction has been required for massive macroglossia caused by amyloid. Reviews PMID: 15124168 and 23715681

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Fig. 17.13  Smooth atrophic tongue due to lichen planus. This is a late change due to longstanding disease. (See Ch. 16.)

Tongue disorders

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OTHER DISEASES AFFECTING THE TONGUE

Fig. 17.14  Median rhomboid glossitis, Median rhomboid glossitis, an active candidal infection or evidence of past infection. (See Ch. 15.)

Fig. 17.15  Glossitis in antibiotic sore tongue, a candidal infection. (See Ch. 15.)

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Fig. 17.16  Tongue in longstanding xerostomia. (See Ch. 22.)

Fig. 17.17  Traumatic ulcer. The tongue is a common site, here due to biting.

Fig. 17.18  Squamous carcinoma. The lateral tongue is a common site. (See Ch. 20.)

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Benign chronic white mucosal lesions There are many causes of white patches or diffuse whitening of the oral mucosa, and a small minority are potentially malignant. When confronted with a white lesion in the mouth, every clinician needs a list of oral white lesions in their mind for diagnosis so that the few with significant risk are identified quickly and accurately. The appearance of most mucosal white lesions is due to hyperkeratosis. Keratin absorbs moisture from saliva and then appears white. Apart from the lingual filiform papillae, visible keratinisation of any significant degree is abnormal in the mouth. Review oral white lesions PMID: 23600041

Leukoplakia A leukoplakia is a clinical term for a white patch. Understanding how this term is used and avoiding misuse is important. A leukoplakia is a predominantly white patch of the oral mucosa that cannot be characterised clinically or pathologically as any other definable lesion. This states clearly that leukoplakia is idiopathic – no cause is known because the patch cannot be characterised as any other definable lesion. Previous definitions included the fact that a leukoplakia cannot be wiped off, but the importance of this finding has been overemphasised. The intention is to exclude thrush (Ch. 15) in which the surface white pseudomembrane can be wiped off. However, not all types of Candida infection produce loosely adherent plaques, and this feature is of minimal diagnostic value. Unfortunately, the term leukoplakia is widely misused. To many it means a white patch that has a risk of malignant transformation to squamous carcinoma. This is true of only a tiny small minority, but a patient searching the internet with the term could easily become very frightened. The term also appears in the names of many specific diseases, such as oral hairy leukoplakia or candidal leukoplakia where the cause is known. Some prefer not to use the term at all, and simply saying ‘white patch’ instead avoids much of the confusion. Leukoplakia is only a clinical description, and it can be a useful label for a white patch on first presentation. However, once investigations and biopsy are complete, either a specific cause is known or a histological diagnosis can be given. The term is then redundant, unless used in the name of a specific entity. The majority of white patches, without malignant potential, are discussed here (Table 18.1). Current definition PMID: 17944749 New definition proposal PMID: 26449439

FORDYCE SPOTS ➔ Summary chart 19.2 p. 315 Fordyce spots or granules are sebaceous glands in the oral mucosa. They are normal rather than ectopic, appearing in at least 80% of adults, but perform no function in mucosa.

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Table 18.1  Important causes of benign mucosal white lesions Prevalence

Lesion

Cause

Common

Leukoedema Frictional keratosis Cheek biting Fordyce’s granules Stomatitis nicotina Thrush Lichen planus

Normal variation Friction Cheek biting Developmental Pipe smoking Candidal infection Unknown

Uncommon

Chemical trauma Hairy leukoplakia White sponge naevus Oral keratosis of renal failure Verruciform xanthoma Skin grafts

Caustic chemicals Epstein–Barr virus Genetic Uncertain Uncertain Iatrogenic

Fig. 18.1  Fordyce’s spots. Clusters of creamy, slightly elevated papules on the buccal mucosa.

They are soft, symmetrically distributed, creamy white spots from 0.5–2 mm in diameter, grow in size with age and are more prominent in the elderly (Fig. 18.1). The buccal and labial mucosa are the main sites, but sometimes the lips and, rarely, even the tongue are involved. Fordyce spots are more or less evenly spaced, but in some patients they are very prominent and can form a creamy white slightly raised plaque that is mistaken for a leukoplakia. However, they do not show the bright white colour of keratin, and the lightly yellow colour of the fat in the gland can be seen to be below the surface. Patients can be reassured that they are of no significance. If a biopsy is carried out, it shows normal sebaceous glands with two or three lobules but no hair follicle, as would be present in sebaceous glands on the skin (Fig. 18.2). And other oral sebaceous lesions PMID: 8355222

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Fig. 18.3  Frictional keratosis. A poorly defined patch of keratosis on the buccal mucosa is due to friction from the sharp buccal cusp of a grossly carious upper molar.

Fig. 18.2  Fordyce’s spots. Each spot is a histologically normal superficial sebaceous gland without a hair follicle.

LEUKOEDEMA ➔ Summary chart 19.2 p. 315 Leukoedema is a bilateral, diffuse, translucent white greyish thickening of the surface layers of the epithelium with an increase in thickness of parakeratin at the surface. The characteristic feature for diagnosis is that it disappears on stretching the mucosa. The buccal and labial mucosae are affected. Leukoedema is possibly normal; it is present to some degree in 90% of those of African descent. It is also sometimes seen in other races but is rarely as intense. It has been claimed to be caused by some unknown environmental insult, such as smoking, but is seen in non-smokers and children. Histologically, there is thickening of the surface layers of the epithelium with irregular parakeratinisation and the upper prickle cells show an enhanced ‘basket weave’ pattern caused by vacuolation of their cytoplasm. There is no oedema, intracellular or otherwise, and no inflammation. Treatment is unnecessary. The main significance is not to overreact and perform a biopsy without good reason. Review PMID: 1460680 Epidemiology and causes PMID: 3926975

FRICTIONAL KERATOSIS ➔ Summary charts 19.1 and 19.2 pp. 314, 315 White patches can be caused by prolonged mild abrasion of the mucous membrane by such irritants as a sharp tooth or dentures. At first, the patches are pale and translucent (Fig. 18.3), but with prolonged friction become dense and white, usually with a smooth surface. Common sites are buccal mucosa and edentulous alveolar ridge, particularly behind the last

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Fig. 18.4  Frictional keratosis. Some degree of frictional keratosis is almost universal on edentulous alveolar ridges when teeth are not replaced.

standing molar (Fig. 18.4). The buccal linea alba is a normal frictional keratosis. Excessive trauma will cause an ulcer, and the margins of a traumatic ulcer are often surrounded by a zone of frictional keratosis where the degree of trauma is less.

Diagnosis and management The diagnosis is usually obvious from the cause. The patch fades gradually into surrounding normal mucosa without sharply defined margins. Removal of the irritant causes the patch to disappear. Frictional keratosis is completely benign. Biopsy is necessary only if the patch persists or there are other clinical indications, such as smoking. If performed, the epithelium shows hyperplasia, thickening of the prickle cell layer and para or orthokeratosis but no dysplasia (Fig. 18.5). More intense friction may be associated with mild inflammation, but often there is none. Ridge keratosis PMID: 18158926 General review white lesions PMID: 23600041

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Fig. 18.7  Stomatitis nicotina (smoker’s palate). There is a generalised whitening with sparing of the gingival margin. The inflamed openings of the minor salivary glands form red spots on the white background.

Fig. 18.5  Frictional keratosis. There is a slight hyperplasia of the basal cells and a thick layer of orthokeratin at the surface.

of the buccal, labial and lateral tongue mucosa can be interposed between the teeth. The damage is very superficial and usually along the occlusal line. The diagnosis should be obvious from the clinical appearance and history of the habit, which is rarely unconscious. Biopsy is not indicated. If performed on a tongue lesion, care must be taken not to mistake the histological features for those of oral hairy leukoplakia as both conditions induce enlarged pale epithelial cells in the prickle cell layer. Review PMID: 19070760

STOMATITIS NICOTINA ➔ Summary chart 19.1 p. 314 Previously known as smokers’ palate, or pipe smoker’s keratosis, this condition has become rare now that pipe and cigar smoking have declined. It appears to be a reaction to the heat of smoking, which in these habits is directed at the posterior palate. Changes take many years to develop. Only the heaviest of cigarette smokers can produce similar alterations.

Clinical features

Fig. 18.6  Cheek biting. There is whitening of the buccal mucosa and a shredded surface.

CHEEK AND TONGUE BITING ➔ Summary charts 19.1 and 19.2 pp. 314, 315 Habitual biting trauma is distinct from frictional keratosis and traumatic ulceration. Unlike the smooth surface of frictional keratosis, biting produces small indentations and shredded tags where the habitual chewer nips off small pieces of the superficial epithelium. The background epithelium undergoes even keratosis in response. Biting causes an area of mucosa to appear patchily red and white with a rough surface (Fig. 18.6). The margin of the bitten zone is well demarcated as only a limited amount

The appearances are distinctive in that the palate is affected, but any part protected by a denture is spared. There is diffuse whitening of the palate caused by hyperkeratosis and inflammatory swelling of minor mucous glands. The openings of the minor gland ducts are seen as red spots against the white, and in marked cases they are umbilicated swellings with red centres and a distinct line of keratosis around them (Fig. 18.7). The white plaque is sometimes distinctly tessellated (crazy paving appearance).

Diagnosis and management The clinical appearance and history are so distinctive that biopsy should not be necessary. If the patient can be persuaded to stop smoking, the lesion resolves within a few weeks or months. Unlike other oral white lesions associated with smoking, stomatitis nicotina carries no risk of malignant transformation. Management can therefore be conservative, and no biopsy is usually taken unless there are other concerning features.

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Fig. 18.9  Hairy leukoplakia in a patient with early symptomatic HIV infection. The surface of the lesion is corrugated, accentuating the normal anatomy of the lateral border of the tongue.

Clinical features

Fig. 18.8  Stomatitis nicotina (smoker’s palate). The epithelium is hyperplastic and hyperkeratotic, especially around the orifice of the duct where there is inflammation.

Box 18.1  Stomatitis nicotina • Affects palatal mucosa exposed to smoke and heat • Areas protected by denture unaffected • Palate is white from keratosis • Umbilicated swellings with red centres are inflamed salivary ducts • Responds rapidly to abstinence from pipe smoking • Benign despite being tobacco-induced

If performed, biopsy shows hyperorthokeratosis and acanthosis of the epithelium with a variable inflammatory infiltrate in underlying glands and around ducts but no dysplasia (Fig. 18.8). Although the condition is benign, its presence indicates prolonged heavy smoking and the possibility of carcinoma developing at another site in the mouth, pharynx, larynx or lung should be considered. Key features are summarised in Box 19.1. Reverse smoking PMID: 9081765 Caused by hot drinks PMID: 2234881

ORAL HAIRY LEUKOPLAKIA ➔ Summary chart 19.2 p. 315 This Epstein–Barr virus infection of oral mucosa was originally considered to develop only in HIV infection. However, it is now recognised in other immunosuppressed patients and in a small number of apparently normal individuals. The name causes some confusion. The lesion is not hairy and, having a known cause, is not a leukoplakia.

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In HIV infection, hairy leukoplakia is usually a late sign and is ‘strongly associated’ (Ch. 29). Men who have sex with men are predominantly affected, and highly active antiretroviral treatment reduces the incidence. Hairy leukoplakia is occasionally the presenting sign in unsuspected HIV infection. Renal transplant patients are also predisposed. Hairy leukoplakia produces an asymptomatic vertically corrugated or shaggy soft keratosis of the lateral borders of the tongue (Fig. 18.9). It may also rarely affect the buccal mucosa, soft palate and pharynx, but tongue lesions will then also be present. The vertical ridging is enhancement of the normal epithelial morphology on the posterolateral tongue, and not a useful feature for diagnosis.

Diagnosis Biopsy is required for diagnosis unless other features and a cause of immunosuppression are known. Hairy leukoplakia shows hyperkeratosis or parakeratosis, or both, with a ridged or shaggy surface. Koilocyte-like cells are the site of the infection. They are vacuolated and ballooned prickle cells with shrunken, dark (pyknotic) nuclei, chromatin pushed to the nuclear rim, and surrounded by a clear halo in the cytoplasm (Fig. 18.10). The infected cells form bands parallel with the surface in alternating layers with parakeratin. The presence of Epstein–Barr virus is demonstrated by using either immunohistochemistry to detect virus particles or in situ hybridisation to demonstrate their DNA (see Fig. 18.10). Secondary infection of the surface by candidal hyphae is common in examples from HIV-positive patients; fungal hyphae are then very numerous and not accompanied by an inflammatory response because of the immunosuppression.

Management No treatment is required. Hairy leukoplakia has a remittent course and can regress when immunosuppression improves. Antiviral drugs are effective only while being taken, but these, and topical podophyllin, have been used in HIV infection when the lesions become very extensive. Hairy leukoplakia in HIV infection indicates advanced immunodeficiency, a more rapid progression to AIDS and a

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Benign chronic white mucosal lesions

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A

B

Fig. 18.10  Hairy leukoplakia. (A) There is thickening of the epithelium and a thick superficial layer of parakeratin, below which the pale-staining layer of ‘koilocyte-like’ cells lies. Because this patient is severely immunosuppressed, there is no inflammatory reaction to the numerous candidal hyphae which are present in the surface layers of the epithelium. (B) In situ hybridisation using probes complementary to the Epstein–Barr virus. The presence of viral DNA is shown by the dark brown staining in the upper prickle cells and koilocyte-like cells. Details of this technique are included in Chapter 1.

Box 18.2  Hairy leukoplakia: key features • Usually in males and a sign of HIV infection, but occasionally in normal individuals • Typically forms soft, corrugated, painless plaques on lateral borders of tongue • Diagnosis by biopsy • Histologically, koilocyte-like cells in prickle cell layer are typical • Epstein–Barr virus antigens detectable in epithelial cell nuclei by in-situ hybridisation • Indicates advanced immunodeficiency and poor prognosis but not premalignant • May regress spontaneously or with HIV antiretroviral treatment (Ch. 29) poor prognosis. Known HIV-positive patients who develop it should be referred back to their HIV clinic for reassessment of their anti-HIV medication. In those few patients without known immunosuppression, it resolves spontaneously and often has a more localised distribution. Key features are summarised in Box 18.2. Description PMID: 1312689 Non-HIV cases PMID: 25600979

WHITE SPONGE NAEVUS ➔ Summary chart 19.2 p. 315 White sponge naevus is a developmental anomaly inherited as an autosomal dominant trait, caused by mutation in genes for keratins 4 and 13. These keratin molecules are only expressed in the upper layers of non-keratinised mucosal epithelium.

Clinical features The lining mucosa becomes white, soft and irregularly thickened (Fig. 18.11). The abnormality is usually bilateral on the buccal mucosa, and changes become more prominent with age, often presenting in the second or third decade. There are no defined borders, and the edges fade imperceptibly into normal tissue. Any non-keratinised mucosa can be affected; involvement of multiple sites such as nose or vagina constitutes Cannon’s syndrome.

Pathology The epithelium is very thick, with uniform acanthosis and shaggy hyperparakeratosis. The upper prickle cells are vacuolated with prominent epithelial cell membranes producing an enhanced basket-weave appearance (Fig. 18.12). The abnormal keratin cytoskeleton can sometimes be seen collapsed around the nucleus. There is no dysplasia or inflammation.

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Fig. 18.13  Oral keratosis of renal failure. The white lesions are symmetrical, soft and wrinkled.

Fig. 18.11  White sponge naevus. The keratosis is irregular and folded and extends into areas which are not subject to friction.

Box 18.3  White sponge naevus: key features • Genetic – autosomal dominant trait • Shaggy whitish thickening can involve all lining mucosa • White areas lack sharp borders • Histologically, epithelial thickening • Defective parakeratinisation • No dysplasia or inflammation • No treatment other than reassurance

Thrush (acute candidosis) is readily distinguishable from other white lesions. The patches can easily be wiped off, and the condition is sore (Ch. 15). Chronic hyperplastic candidosis and chronic mucocutaneous candidosis form discrete white plaques similar clinically to other types of leukoplakia (Ch. 15).

ORAL KERATOSIS OF RENAL FAILURE

Fig. 18.12  White sponge naevus. The epithelium is acanthotic, and the prickle cell layer is composed of large vacuolated cells.

Management The family history and appearance are virtually diagnostic, but biopsy can confirm the diagnosis if required. The condition requires no treatment. Key features are summarised in Box 18.3. And other keratin diseases review PMID: 12688839 Web URL 18.1 Genetics: http://omim.org/entry/193900

CANDIDOSIS Three types of candidal infection cause white patches and are relatively common.

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Leukoplakia-like oral lesions are an unexplained complication of longstanding renal failure. However, this complication is rarely seen, and some similar presentations may be accounted for by diseases such as oral hairy leukoplakia. Clinically, the plaques are soft and are typically sym­ metrically distributed (Fig. 18.13). Biopsy is useful to exclude adherent plaques of bacteria and desquamated epithelium and debris, which also form in late renal failure (Fig. 18.14). Case renal keratosis PMID: 9084198 Review oral findings PMID: 15723858

SKIN GRAFTS Split skin grafting is relatively rarely used in current surgical practice, and only to cover relatively small excision sites. Skin grafts typically appear sharply demarcated, smooth and paler than the surrounding mucosa and occasionally grow hairs (Fig. 18.15). After many years grafts change in appearance and are less easy to differentiate from a leukoplakia (Fig. 18.16).

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Benign chronic white mucosal lesions

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Fig. 18.16  Skin graft. This graft placed on the anterior dorsum of the tongue has contracted to produce an irregular margin and surface and might be mistaken for leukoplakia.

PSORIASIS Fig. 18.14  Oral keratosis of renal failure. Microscopy shows acanthosis and a picture somewhat similar to hairy leukoplakia.

Psoriasis is a very common skin disease estimated to affect 2% of the population, but cases with convincing oral lesions are extremely rare and some doubt their existence. A relationship with erythema migrans is often stated but unproven. The diagnosis should only be considered when there is cutaneous psoriasis and lesions wax and wane in severity with them. The appearance of the oral lesions is reported to vary from translucent plaques, mild stippled erythema to that of erythema migrans. Biopsy appearances are not specific.

OTHER WHITE LESIONS A number of other conditions can cause localised white lesions. These include lichen planus (Ch. 16), chemical burns (see Fig. 16.42), verruciform xanthoma (Ch. 24) and papillomas (Ch. 24).

Fig. 18.15  Skin graft. A skin graft placed on the right posterior hard palate appears as a scar-like, pale patch. Hair follicles occasionally survive transplantation to the mouth.

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Potentially malignant disorders Various oral mucosal lesions indicate that a patient is at risk of developing an oral squamous cell carcinoma. Such lesions are usually red or white in appearance. Their risks of developing into cancer vary quite widely.

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The oral potentially malignant disorders are listed in Table 19.2, with their risk and causes, as far as is known. Nomenclature and classification PMID: 17944749 Review PMID: 18674954

Terminology The current preferred term for these conditions is oral potentially malignant disorders. This is meant to emphasise that the risk is only potential and may never materialise. ‘Premalignancy’ and ‘precancer’ imply that cancer will definitely develop, and these terms are best avoided, although they are widely used. Current understanding also makes the difference between a premalignant lesion and a premalignant disease redundant. It used to be thought that some conditions indicated a risk of carcinoma at the site of the lesion itself (‘premalignant lesion’), whereas others might indicate a risk elsewhere in the mouth (‘premalignant disease’). We now understand that all potentially malignant disorders are indicators of genetic ‘field change’. They indicate a risk not just at the site of the lesion itself but throughout the mouth and, in smokers, more widely in the upper aerodigestive tract. Other useful definitions for this chapter are shown in Table 19.1.

The oral potentially malignant disorders In general, the oral white lesions have the lowest risk of malignant transformation and red and speckled lesions the highest risk, but there are completely benign white and red lesions. It is the role of the dentist to recognise these lesions, assess their risk and refer when that risk is significant. The process of identifying ‘at risk’ lesions is fundamental to diagnosis and treatment planning.

Field change Potentially malignant disorders are thought to result from field change or field cancerisation. This is a process whereby a wide area of tissue becomes genetically altered, making it prone to develop cancer anywhere within the field. In heavy smokers, mutations predisposing to cancer can be found throughout a large field including the mouth, pharynx, larynx and lung. Examples are loss of function of cell cycle control proteins or DNA repair enzymes. Defects are not limited to individual genes. The cells in the field may also show chromosome abnormalities, usually amplifications or duplications of whole or part chromosomes. This results from chromosomal instability, a

Table 19.1  Key definitions for potentially malignant disorders Erythroplakia

A predominantly red lesion of the oral mucosa that cannot be characterised clinically or pathologically as any other definable lesion

Leukoplakia

A white plaque of questionable risk having excluded other known diseases or disorders that carry no increased risk for cancer

Precursor lesion

Any identifiable lesion or altered mucosa with a risk of transformation. A relatively nonspecific term

Table 19.2  Oral potentially malignant disorders Disorder

Aetiology

Risk of malignant change*

Prevalence in UK

Leukoplakia

Idiopathic/smoking

Varies with dysplasia grade

Uncommon

Erythroplakia

Idiopathic/smoking

Very high

Rare

Speckled leukoplakia

Idiopathic/smoking

Very high

Rare

Oral submucous fibrosis

Betel quid chewing

High

Uncommon

Dyskeratosis congenita

Genetic

High

Very rare

Pipe smoker’s keratosis

Pipe smoking

Low and not in the keratotic area

Now uncommon

Snuff-dippers’ keratosis

Smokeless tobacco

Low

Uncommon

Chronic candidosis

Candida albicans

Low

Uncommon

Lichen planus

Idiopathic

Low

Common

Discoid lupus erythematosus

Autoimmune

Unclear (mainly lip)

Uncommon

Tertiary syphilis

Treponema pallidum

Very high

No longer seen

*Risks of malignant change are difficult to determine accurately and vary with many factors discussed later in this chapter. If more than 25% of patients with a specific disorder develop carcinoma in 10 years, this is considered an exceptionally high risk. Malignant change in 1% of lesions in 10 years is considered a relatively low risk. High-risk disorders are uncommon. Common disorders appear in between 1% and 5% of the population.

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continuous process of worsening genetic damage. The genetic changes in the altered field are not in themselves sufficient to cause cancer, but they increase the likelihood of cancer developing. Within an area of field change in the mouth, not all the epithelial cells have the same DNA defects. There are overlapping areas of slightly different changes making up the field. Each patch is a clone of cells that has a survival advantage over normal cells and grows too slowly replace surrounding tissue. Different parts of the field will therefore have different risks for developing into cancer. Field change has several implications. The first is that the extent of the field may or may not be visible clinically or histologically depending on the particular combination of genetic changes present. The size of the field at risk, therefore, cannot be easily determined. Second, the size of the field affects the success of surgical treatment because excision could only be effective for a small field. Third, patients at risk of one carcinoma are at risk of multiple potentially malignant lesions and cancers in different sites in the field. Dysplasia, features of abnormal growth seen histologically, is the best predictor of risk (page 308). It is not necessarily detectable throughout the area of field change, but it often is.

Review PMID: 15975518

SPECKLED LEUKOPLAKIA ➔ Summary chart 19.1, p. 314

‘Mapping’ fields PMID: 16757199

Also known as erythroleukoplakia, this term applies to lesions with both red and white areas, usually white flecks or nodules on an atrophic erythematous base (Fig. 19.2). They can be regarded as a combination of leukoplakia and erythroplakia. The clinical features otherwise resemble erythroplakia, and there is a similar risk of finding carcinoma in a first biopsy. Speckled leukoplakia more frequently shows dysplasia than pure white lesions. The histological characteristics are intermediate between leukoplakia and erythroplasia. Some cases of chronic candidosis have a similar appearance, but without the high risk of developing carcinoma.

ERYTHROPLAKIA ➔ Summary charts 19.1 and 19.3, p. 314, 316

LEUKOPLAKIA ➔ Summary chart 19.2, p. 315

An erythroplakia is a predominantly red lesion of the oral mucosa that cannot be characterised clinically or pathologically as any other definable lesion. The term erythroplasia is sometimes used to indicate that these lesions are often not raised plaques like leukoplakias, but flat or slightly depressed (Fig. 19.1). Pure red lesions are rare and usually affect the floor of mouth, lateral and ventral tongue and soft palate of the elderly, often smokers. The surface is frequently velvety in

Leukoplakia is defined as a white plaque of questionable risk having excluded other known diseases or disorders that carry no increased risk for cancer. Like erythroplakia and speckled leukoplakia, the diagnosis is therefore by exclusion of other diseases. Many completely benign conditions form similar white patches (Ch. 18). Leukoplakia is common, accounting for over threequarters of all potentially malignant conditions and being present in 1%–5% of the population, more in India and other countries with many tobacco users. In the UK, the risk of a leukoplakia undergoing transformation to carcinoma is approximately 0.3% each year if no dysplasia is present and 6% each year if severe dysplasia is

Fig. 19.1  Erythroplasia. This slightly depressed, well-defined red patch on the dorsolateral tongue showed squamous carcinoma on biopsy.

Fig. 19.2  Speckled leukoplakia. A poorly-defined speckled leukoplakia on the cheek of an elderly female. Carcinoma was present at the first biopsy. See also Fig. 19.11.

In tobacco users PMID: 12949809

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texture and ranges from dull matte red to bright scarlet. The margin may or may not be sharply defined. Erythroplasia is uncommon in the mouth but carries the highest risk of malignant transformation. Almost half of lesions turn out to be malignant on first biopsy, and the remainder show some degree of dysplasia, often severe. The epithelium is atrophic and non-keratinised, and these features, together with inflammation, account for the red colour seen clinically.

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Current definition PMID: 17944749 New definition proposal PMID: 26449439

Clinical features

19.4). However, lesions with red, nodular or verrucous areas (Fig. 19.5) should be regarded with particular suspicion. The most common sites are the posterior buccal mucosa, retromolar region, floor of mouth and tongue.

Pathology The histopathology is highly variable, but there is always keratinisation, which gives the lesion its white appearance (Figs 19.6 and 19.7). Features of dysplasia and its assessment are considered later in this chapter. Most leukoplakias, 85%, show no dysplasia histologically, whereas 8% show mild dysplasia, 5% moderate and 2% show severe dysplasia.

19 Potentially malignant disorders

present. Homogeneous, flat leukoplakias have a lower risk than those with a nodular or verrucous surface clinically. Large patches, those on the lateral or ventral tongue and floor of mouth, and those in older patients have a higher risk. Nevertheless, the malignant transformation rate of leukoplakia is relatively low, and, even in smokers, the vast majority of leukoplakias show no dysplasia histologically and carry no risk of malignant transformation.

Idiopathic leukoplakias and dysplastic lesions do not have any specific clinical appearance but are tough and adherent white plaques whose surface is slightly raised above the surrounding mucosa. The surface is usually irregular. Small and innocent-looking white patches are as likely to show epithelial dysplasia as large and irregular ones (Figs 19.3 and

Fig. 19.3  Homogeneous leukoplakia. There is a bright, white, sharply-defined patch extending from the gingiva on to the labial mucosa. The surface has a slightly rippled appearance, and no red areas are associated.

Fig. 19.5  White patch with red areas. This post-commissural lesion is poorly defined. Lesions at this site are frequently due to candidosis, but this example showed dysplasia on biopsy rather than simple candidosis.

Fig. 19.4  An innocent-looking, poorly-defined inconspicuous white patch which showed dysplasia on biopsy. Despite excision, malignant transformation followed several months later.

Fig. 19.6  Sublingual keratosis. This white patch involving the entire ventral tongue and floor of mouth has a uniformly wrinkled appearance. No red areas are associated, but the site alone may possibly indicate a high risk of malignant transformation.

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A Fig. 19.7  Sublingual keratosis. This more irregular white patch is associated with some reddening in the floor of the mouth.

Sublingual keratosis The term ‘sublingual keratosis’ is sometimes applied to leukoplakia on the floor of mouth and ventral tongue, a high-risk site for malignant change. Sublingual keratosis is not a specific entity, but white patches at this site do show some unusual features; they are often extensive, form a soft plaque with a finely wrinkled surface and often show a low grade of dysplasia despite having significant risk of developing carcinoma (see Figs 19.6 and 19.7). The histology and treatment are as for leukoplakia.

PROLIFERATIVE VERRUCOUS LEUKOPLAKIA This is a distinctive presentation of multiple white lesions with a very high risk of transformation. Patients are older than 55 years of age, mostly female, and most are non-smokers. They develop flat leukoplakias that, over a period of decades, develop a nodular or verrucous surface and progress inexorably to verrucous or squamous carcinoma. Common sites affected are buccal mucosa, gingiva and tongue (Fig. 19.8). Many patches may be present, each at a different stage in its evolution. Patients can suffer several separate carcinomas over many years. Lesions are difficult or impossible to eradicate surgically and recur or develop in new sites. The histological features of the lesions are those of leukoplakia, with or without dysplasia, but it is striking that these lesions often display an apparently innocuous lack of dysplasia or only mild dysplasia that can lead to underestimation of the risk. In order for the diagnosis to have any value, it is important that the criteria are strictly applied. Not all verrucous leukoplakias are proliferative verrucous leukoplakia, regardless of how verrucous they become or how much they enlarge. It is usually said that the ultimate diagnostic criterion is that all cases develop carcinoma. However, recognition must be much earlier to benefit the patient, and identifying the unusual clinical presentation allows close monitoring and targeted intervention.

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B Fig. 19.8  Proliferative verrucous leukoplakia. There are large white patches affecting the typical sites, and on the lower gingiva the leukoplakia has a nodular surface.

Patients with proliferative verrucous leukoplakia often have a surprisingly good long-term prognosis, developing well-differentiated carcinomas, often on the gingiva or buccal mucosa. Review PMID: 20233330 and 17448134

STOMATITIS NICOTINA ➔ Summary chart 19.2, p. 315 Palatal keratosis due to pipe-smoking is itself benign (Ch. 18) but may be an indicator of risk elsewhere in the aerodigestive tract.

SMOKELESS TOBACCO-INDUCED KERATOSES The majority of tobacco used worldwide is dried, cured and then smoked in cigarettes or cigars. However, many cultures have traditional tobacco habits that use snuff, crude tobacco or commercial preparations topically on the oral mucosa. These may be ‘dipped’, chewed or dissolved in the mouth and are termed smokeless tobacco habits. A dedicated

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Web URL 19.1 Review habits and carcinogenicity: http:// monographs.iarc.fr/ENG/recentpub/mono89.pdf

Clinical features Application of pure tobacco to the mucosa induces hyperkeratosis and inflammation. Changes are limited to the site where the tobacco is held, usually in the buccal sulcus, and lesions do not have sharply defined margins. These changes seem to take prolonged periods to develop and, in the early stages, there is only erythema and mild, whitish thickening of the epithelium. Later there is extensive white thickening and wrinkling of the mucosa. Before developing carcinoma, the mucosa will usually show varying degrees of dysplasia on biopsy, but even a non-dysplastic lesion at a site of tobacco application signifies a risk of carcinoma. Betel quid users show distinctive features from the various other components of the quid. In addition to the features mentioned previously, frequent users may develop erythematous areas or erythroplakia. There is often also some localised fibrosis that need not signify submucous fibrosis (discussed later), but makes the lesion firm on palpation. Areca nut in the quid produces a dark red stain on the teeth, and in heavy users, of the mucosa too. Malignant change follows at the site of tobacco placement but only after many years of use. Most habits induce squamous cell carcinoma, but snuff dippers develop verrucous carcinomas (Ch. 20) much more frequently and after a longer exposure. If these remain untreated, invasive squamous carcinoma may develop. Lesions associated with snus, Swedish moist snuff, are characteristic. Unlike other habits, the site is often the anterior buccal sulcus. The mucosa is greatly thickened, wrinkled and appears oedematous with a keratotic surface. This habit appears to carry a very low or minimal risk. Snus is sold as a loose powder and in a small paper pouch like a teabag, and is popular in Sweden and the United States. Smokeless tobacco products have other adverse effects including gingival and alveolar bone recession at the site. The oesophagus and pharynx are also exposed to carcinogens, and carcinoma may also develop there. Betel quid use has also been linked to diabetes and exacerbation of asthma.

Pathology The main changes are thickening of the epithelium with varying degrees of hyperorthokeratosis or parakeratosis. Regular and heavy users develop a thickened basement membrane and superficial fibrosis in the area where the tobacco is held and atrophy of underlying salivary glands. Later, there may be epithelial atrophy and the features of dysplasia may eventually be seen.

Management Diagnosis is based on the history of smokeless tobacco use and the lesion in the area where the tobacco is held. It is

important to ascertain exactly what type of tobacco is used and how it is prepared. Biopsy is required to exclude dysplasia or early malignant change. The most effective and important intervention is to stop the tobacco habit by patient education. Lesions that are dysplastic may resolve completely or may regress, although there is a risk of delayed progression and malignant transformation. Non-dysplastic lesions in snuff dippers will resolve on stopping the habit even after 25 years of use. If the habit continues, regular follow up and biopsies are required. Most smokeless tobacco users also smoke, and this also needs to be addressed with smoking cessation advice. Harm reduction for smokers  Scandinavian moist snuff sachets (snus) have a lower carcinogen content than other tobacco products. This is because the tobacco is cured in steam and is not fermented, unlike the kilndried tobacco for cigarettes. The risk of developing carcinoma from these products appears negligible, some claim non-existent. This has led to the proposal that smokers could reduce their risk of smoking-induced disease by switching to this type of smokeless tobacco. Statistically this makes some sense. The risk of lung and laryngeal carcinoma, of cardiovascular disease and other risks of inhaled tobacco are abolished and replaced by a low risk that affects a more readily examined site. Smokers also find this type of tobacco more acceptable than nicotine patches (and even nicotine patches have adverse health effects). Opponents of this view point out that no tobacco product is safe, no use should be encouraged and that this is not a safe alternative to smoking. They worry that children and adolescents will develop this habit and progress to become smokers, although the Swedish experience suggests the opposite. There is no doubt that these products are still addictive and should never be recommended outside a smoking cessation programme with regular oral examination. The concept of promoting a harmful product as an alternative to an even more harmful one has generated intense argument, similar to that which still surrounds the use of methadone for heroin users. This is a difficult ethical area, and the interpretation of the evidence is still a matter of debate. Certainly there is a risk of sending conflicting messages to the public. Use of such products is rising dramatically in the United States, but they are banned, although readily available, in Europe outside Sweden.

19 Potentially malignant disorders

smokeless tobacco user can consume several kilogrammes of tobacco each year in this way. Most smokeless tobacco habits have a limited geographic spread, but international travel and emigration have brought them to new populations and use is increasing dramatically in the United States, with 6% of males being users. Betel quid is widely used in the UK by immigrant communities, and further details are given in the section on oral submucous fibrosis. Some smokeless tobacco habits are listed in Table 20.1 and are discussed further in the next chapter.

Topical tobacco lesions review PMID: 17238967 Snuff dipping PMID: 6808102 Snus PMID: 24314326 and snus lesions PMID: 16470839 Electronic cigarettes and ‘vaping’  raise similar issues. Use has become very widespread in a few years. Nicotine vapour is safer than smoke but is addictive, carries cardiovascular risks and contains other toxins including formaldehyde and metals, though at lower levels than smoke. Evidence shows that vaping can be an effective smoking cessation aid, and it has been suggested that it should be available on prescription like nicotine patches. Oral effects are little studied, dry mouth and throat being reported. Nicotine is easily absorbed through oral mucosa, and further studies are needed. Most users smoke as well, and it is easy to assimilate high doses of nicotine using these devices. To date no distinctive oral lesion appears to be linked to vaping. Vaping PMID: 27705269

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Fig. 19.9  Tobacco pouch or snus lesion. Keratosis with wrinkling of the sulcus mucosa where the pouch is held. Although this type of tobacco has a very low risk of cancer, note the inflammation and recession of the gingiva in contact with the pouch. (From Pediatric Dentistry, 2005, ‘Examination, Diagnosis, and Treatment Planning for General and Orthodontic Problems’)

CHRONIC HYPERPLASTIC CANDIDOSIS A detailed description of this condition is in Chapter 15, and the difficulty of distinguishing a ‘pure’ chronic candidal infection from a leukoplakia with superimposed candidosis was noted. If a white plaque is suspected from its clinical presentation to be candidal but fails to respond to treatment, or if there is dysplasia on biopsy, the lesion must be treated as a leukoplakia. The clinical appearance of chronic hyperplastic candidosis can be very worrying, with a florid speckled appearance. Whether candida itself is a carcinogen is controversial, but it can produce known chemical carcinogens, induce hyperplasia and activate epithelial cells. Leukoplakia infected by candida has an increased risk of transformation, and it is usual to try to treat the infection. However, any risk of transformation is very low. The chronic candidosis of autoimmune polyendocrine syndrome 1 and the forms of mucocutaneous candidosis are different and have significant risk (Chs 36 and 15). Is candidal infection oncogenic PMCID: PMC3084579

ORAL SUBMUCOUS FIBROSIS Oral submucous fibrosis is an important and readily recognised condition in which the oral mucosa becomes fibrotic, immobile and contracts progressively causing limitation of opening. More significantly, oral submucous fibrosis undergoes malignant transformation in 4%–8% of cases and makes a significant contribution to the high incidence of oral cancer in the Indian subcontinent and in Asian emigrant populations. The cause of oral submucous fibrosis has long been known to be the chewing of betel quid (paan or pan), and its primary ingredient areca nut is the causative agent. The relative risk for users is almost 100 times, and betel quid is an extremely potent carcinogen. The simplest quid comprises chopped or grated areca nut mixed with slaked lime (CaOH) and wrapped in a leaf from the betel vine. There

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are enormous regional variations in additional ingredients, which include tobacco, spices and flavourings. The quid is folded tightly or tied, held in the buccal sulcus and occasionally chewed. Areca nut contains alkaloids and the habit is addictive. However, it also has cultural significance, is associated with tradition and religious rituals and is regarded by many users as a general tonic with beneficial medicinal effects. Similar mixtures of ingredients may be used as toothpastes. For these reasons, the habit is often acquired young, between the age of 5 and 12 years in India and 10–20 years in the UK. In the UK, between 13% and 30% of immigrant children chew betel quid, more in lower socioeconomic classes, and half use it daily though rarely with tobacco included. A heavy user may consume 20 or 30 quid each day, and some will sleep with a quid in the mouth. Betel quid use is prevalent throughout the Indian subcontinent, Southeast Asia, Malaysia, the Philippines, Taiwan and parts of China, as well as in their emigrants. Different combinations of ingredients are used in these different countries. The two main adverse effects of betel quid use are oral cancer and submucous fibrosis. However, other risks include carcinoma of the pharynx and oesophagus and possibly diabetes. Quid containing tobacco carries the highest risk for carcinoma. Areca nut alone carries the highest risk for submucous fibrosis, but also causes carcinoma at a lower rate. In the United Kingdom and United States, it appears that most users add tobacco to the quid, even though they develop the habit using tobacco-free quid. Particularly worrying is the emergence of cheap commercially prepared quid ingredients paan masala and gutka, the latter a flavoured and sweetened product aimed at children that can be imported legally into the UK.

Clinical features Clinically, users of all types of quid show some common features. The teeth are typically stained dark brown by a dye extracted from the nut by the lime. At the site of quid placement there is usually erythema, keratosis and a flaking surface (‘betel chewer’s mucosa’), and sometimes erythroplakia or leukoplakia. Long-term users have periodontitis and recession of the adjacent gingiva. Symmetrical fibrosis develops in the buccal mucosa, soft palate or inner aspects of the lips. In the earliest stages, there may be a burning sensation and scattered small vesicles. Later, fibrosis and loss of vascularity cause extreme pallor of the affected area, which then appears almost white and marble-like. The fibrosis starts immediately below the epithelium but extends to deeper tissues until they eventually become so hard that they cannot be indented with the finger (Fig. 19.10). Muscles of mastication are eventually involved. At this stage, the epithelium appears smooth, thin and atrophic. Ultimately, mouth opening may become so limited that eating and dental treatment become difficult, and tube feeding may become necessary. Erythroplakia and leukoplakia may develop in oral submucous fibrosis (Fig. 19.11), and the epithelium may show dysplasia on biopsy. Later, there is a very high risk of carcinoma and, if these changes develop when opening is limited, they may easily be missed.

Pathology The minority of areca users that develop submucous fibrosis are genetically predisposed. Occasionally, there is a familial incidence. Those that are most susceptible can develop the

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A

B

Fig. 19.10  Oral submucous fibrosis. Typical appearance in a relatively advanced case with pale fibrotic bands of scarring running across the soft palate and down the anterior pillar of the fauces. Similar fibrous bands were present in the buccal mucosa bilaterally.

Potentially malignant disorders

19

Fig. 19.12  Oral submucous fibrosis. There is fibrosis (A) extending from the epithelium down into the underlying muscle (B), which is replaced by hyalinised fibrous tissue.

forcibly to stretch the bands of scar tissue, but these require dedication in use and the benefit is not usually great. Wide surgical excision of the affected tissues including the underlying buccinator muscle together with skin grafting or various flap procedures can be carried out, but are likely to be followed by relapse. The most important measure is to slow progression and reduce the risk of malignant progression by stopping the betel quid habit. Regular follow-up and biopsy of red or white lesions is essential but, even so, the risk of malignant change is reported to be about 5%–8%. Carcinomas also arise in the posterior tongue and pharynx, and in severe cases these can only be examined under anaesthetic or using endoscopy. Fig. 19.11  High-risk potentially malignant lesion in a betel quid chewer. The classical appearance of a speckled leukoplakia such as this is almost always associated with either severe dysplasia or invasive carcinoma. Note also the brown betel quid staining on the teeth.

Submucous fibrosis review PMID: 23107623 Oral lesions in betel users PMID: 2 Gutka hazards PMID: 20382045 Risks internationally PMID: 24302487

disease in childhood, but most cases follow years of exposure to areca. An alkaloid component of areca nut, arecoline, can induce fibroblast proliferation and collagen synthesis and may penetrate the oral mucosa to cause progressive cross-linking of collagen fibres. The cause of the carcinomas and dysplastic lesions is presumed to be the carcinogens from the tobacco and nitrosamines from the areca nut. Similar molecular changes have been identified in the DNA of epithelial cells in quid users and smokers. The epithelial atrophy, relative avascularity and inflammation may also play a role. Histologically, the subepithelial connective tissue becomes thickened, hyaline and avascular and there may be infiltration by modest numbers of chronic inflammatory cells. The epithelium usually becomes thinned and may show dysplasia. Underlying muscle fibres undergo progressive atrophy and replacement by dense fibrous tissue (Fig. 19.12).

Management Treatment is largely ineffective. Patients must stop the causative habit, but no regression usually follows; only stabilisation of the trismus can be expected. Intralesional injections of corticosteroids may be tried in association with muscle stretching exercises or a ‘trismus screw’ between the teeth

Betel quid use UK PMID: 11309868 Risk of transformation PMID: 3866655

LICHEN PLANUS Lichen planus is accepted as a potentially malignant disorder, but the risk must be extremely low. Some of the problems in proving this controversial association are discussed in Chapter 16. A number of patients develop carcinoma in a background of keratosis and atrophy that either is lichen planus or is indistinguishable from it, but the overall transformation rate in lichen planus seems unlikely to exceed 0.05% in 10 years. Review of cases of carcinoma developing in lichen planus often reveals the presence of mild dysplasia or unusual clinical features from the outset, either of which should have favoured a diagnosis of leukoplakia or erythroplakia rather than lichen planus. A significant contribution to the difficulty is that mild dysplasia is recognised by the immune system, which mounts a cell-mediated host response against the abnormal epithelium. As much as a quarter of dysplastic lesions show this feature to some degree. Histologically, it is characterised by T cells migrating into the basal cells and

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Fig. 19.13  Dysplastic lesion mimicking lichen planus. This sample comes from a lesion described as being a white patch with striae, suggesting lichen planus, and the histological appearances suggest lichen planus, with a well-defined infiltrate of lymphocytes below the epithelium and lymphocytes in the basal cell layer inducing apoptosis. However, note that the basal cell layer survives for the most part. The lichen planus-like features arise from a cell-mediated response against the abnormal epithelial cells. Such lesions are good mimics of lichen planus and easily misdiagnosed.

killing them by inducing apoptosis, exactly the same process as causes lichen planus (Fig. 19.13). Some have called this process lichenoid dysplasia, but it is not a specific condition, and any lesion that shows dysplasia is best diagnosed as such, and not as lichen planus, however convincing the clinical picture. Apparent lichen planus with unusual features, such as lesions in the floor of mouth or soft palate, late onset or unusual red areas should be regarded with suspicion, submitted for biopsy and followed up closely. Many cases of proliferative verrucous leukoplakia are initially misdiagnosed as lichen planus.

B Fig. 19.14  Dyskeratosis congenita. A young patient with diffuse keratosis of the dorsum of the tongue (A) and another patient showing the typical nail dystrophy (B). (From Paller, A.S., Mancini, A.J., 2011. Hurwitz clinical pediatric dermatology: a textbook of skin disorders of childhood and adolescence. Saunders, Philadelphia.)

General review PMID: 23782086

were recognised, but these became very rare following introduction of antiretroviral treatment. These were originally called koilocytic dysplasia. More recently, similar white patches have been increasing in incidence in non-immunocompromised patients. They are indistinguishable clinically from other leukoplakias but histologically distinctive (Fig. 19.15). Almost all are infected by high-risk HPV subtypes, as found in oropharyngeal carcinomas (Ch. 21). The viral DNA may be in the cytoplasm or integrated into the host DNA, and there is also low-level viral replication. There have been insufficient cases reported to understand the natural history of this new disease, but it is clear that at least some cases develop carcinoma, and from first principles this is to be expected. Although it might be expected that papillomavirus infection in dysplastic lesions would produce a papillomatous appearance, clinically this is not so, although some are slightly verrucous. HPV is not associated with proliferative verrucous leukoplakia or the majority of verrucous leukoplakias.

Oral features review PMID: 18938267

Description PMID: 8843454

HPV-ASSOCIATED DYSPLASIA

SYPHILITIC LEUKOPLAKIA

During the early years of the AIDS epidemic, oral white patches caused by infection with human papillomavirus

Leukoplakia of the dorsum of the tongue is a characteristic complication of tertiary syphilis, but is so rare now as to be

LUPUS ERYTHEMATOSUS Lupus erythematosus, discussed in Chapter 16, is associated with a small risk of malignant change, especially in lesions of the lower lip.

DYSKERATOSIS CONGENITA Dyskeratosis congenita is a rare disease with several inheritance patterns caused by loss of chromosomal telomeres. The main oral feature is dysplastic white or red lesions of the buccal mucosa, tongue and soft palate (Fig. 19.14). Other features include cutaneous pigmentation, dystrophies of the nails and haematological abnormalities. Oral carcinoma develops in up to a third of cases. Causes of death include cancers of the mouth or other sites, bleeding (gastrointestinal or cerebral), but in 50% from infections resulting from bone marrow failure.

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A

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Potentially malignant disorders

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A

B

C Fig. 19.15  Human papillomavirus–associated dysplasia. There are numerous mitoses and unusual degenerate and apoptotic cells at all levels including the upper prickle cell layers (A). These cells often have a chromatin pattern suggesting that they are degenerate mitoses (inset). Immunohistochemistry for p16 cell cycle regulatory protein is positive (B, brown stain), indicating that the virus is transcribing its oncogenic E6/E7 proteins (see Ch. 21). DNA in situ hybridisation reveals high-risk viral DNA in some of the cells (C, blue stain is positive).

of little more than historical interest in the UK. Few patients reach the tertiary stage in developed countries but may do so in some parts of the world. Syphilitic leukoplakia was a feared complication because of its very high malignant transformation rate of 50% or more. Syphilitic leukoplakia has no distinctive features but typically affects the dorsum of the tongue and spares the margins. The lesion has an irregular outline and surface. Cracks, small erosions or nodules may prove on histology to be foci of invasive carcinoma. On biopsy there is hyperkeratosis, dysplasia and the characteristic late syphilitic chronic inflammatory changes with plasma cells, granulomas and endarteritis of small arteries.

The diagnosis depends on serological findings. The presence of syphilitic endarteritis may be a contraindication to radiotherapy, making treatment difficult. Treatment of syphilis does not cure the leukoplakia, which persists and can undergo malignant change many years later.

MANAGEMENT OF POTENTIALLY MALIGNANT DISORDERS As will be noted in Chapter 20, the prognosis in oral carcinoma is good only when the diagnosis is made early and the tumour is small. The principles of management are

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Box 19.1  Principles of management of dysplastic lesions • Stop any associated habits, e.g. betel quid or smoking • Dietary intervention • Treat candidal infection and/or iron deficiency if present • Biopsy to assess dysplasia • Assess risk of transformation on clinical and histological findings • Consider ablation of individual lesions (see Box 19.3) • Maintain observation for signs of malignant change

therefore to prevent carcinoma developing, or if already present, to detect it when small. Ideally, cancer could be prevented by detecting potentially malignant lesions and treating them. Red or white lesions in the mouth should never be ignored. Have a high index of suspicion that an oral lesion may be potentially malignant and investigate appropriately. It may turn out to be innocuous but must be assessed with the possibility of future carcinomatous change borne in mind. The management of dysplastic oral lesions remains controversial because very large numbers must be treated to prevent malignant transformation in a small minority. For all practical purposes, dysplasia seen on biopsy has to be considered a possible early stage in the development of carcinoma. Detecting dysplasia provides an opportunity to treat carcinoma at an exceptionally early and potentially curative preinvasive stage. Unfortunately, the assumption that surgical removal will prevent carcinoma is not well supported by clinical evidence. The principles of the management of dysplastic lesions are summarised in Box 19.1. The first step is to assess the risk of malignant transformation. Review PMID: 17257863

Risk assessment Clinical

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The first stage in management is clinical assessment. The patient should be questioned, and the lesion should be examined for the features in Box 19.2. Risk habits, tobacco use, betel quid and alcohol should be recorded by type amount and frequency. Potentially malignant disorders indicate field change (mentioned previously), so a full and detailed examination of the mouth is required, with an attempt made to visualise the pharynx. All cervical lymph nodes should be palpated in case carcinoma is already present and has metastasised. Any additional lesions found must be managed in the same way as the initial lesion. The size of the lesion, colour, homogeneity, any areas of nodular or verrucous change, ulceration, redness or speckling and whether or not it lies in a high-risk site for developing carcinoma (see Fig. 19.8) must be recorded. A photographic or diagrammatic record is very useful for monitoring changes during follow up. Large and longstanding lesions are at higher risk, and those in the elderly. A change in nature of a lesion is a worrying sign. Induration, a feeling of firmness on palpation caused by fibrosis of the underlying connective tissue, is an early sign of carcinoma, signifying invasion into underlying tissues. If induration is present a carcinoma is likely and the patient

Box 19.2  Clinical risk factors for malignant change in erythroplakia and leukoplakia History • Betel quid usage • Tobacco smoking or topical tobacco habit* • High alcohol intake • Specific genetic disorders Clinical aspects • Advanced age • Female gender† • Areas of reddening in the lesion • Areas of speckling in the lesion • Nodular or verrucous areas or ulceration • High-risk site: • posterolateral tongue • floor of mouth • retromolar region • anterior pillar of fauces • Large lesions • Lesions present for long periods • Enlargement or change in character of pre-existing lesion *Nevertheless, surveys indicate that the risk of malignant change in white lesions is higher in non-smokers, because tobacco induces very many low-risk lesions. Thus, both non-smokers and heavy smokers with red and white patches are at risk. † Surveys indicate that malignant change in white lesions is more frequent in women. This is partly accounted for by the fact that women have many fewer lesions, smoke less, but develop proliferative verrucous leukoplakia in which carcinoma is highly likely. Male heavy smokers and female non-smokers with red and white patches thus both carry a relatively high risk.

should be referred directly to a cancer centre for further investigation. Apart from induration and ulceration, the features of carcinoma in its earliest stages may be identical to those of red, white and speckled patches (see Fig. 19.6). Elicit all features likely to indicate increased risk (Box 19.2). Size is important PMID: 23521625 and 12945594 A number of adjuncts to clinical diagnosis are available that are claimed to either identify lesions more effectively, identify higher risk lesions or aid diagnosis of carcinoma. Tolonium chloride rinsing and brush biopsy are considered in Chapter 20 with oral cancer screening. Some ‘visualisation’ techniques claim to make dysplastic lesions more readily identifiable on examination. Some illuminate the mucosa with a wavelength of light that is normally absorbed but reflected by abnormal epithelium. Others use autofluorescence patterns or more complex laser reflectance. These techniques are sometimes used in conjunction with dyes. All occasionally identify lesions missed in routine examination, but none has yet been proved cost effective in appropriately designed trials.

Biopsy Biopsy is the key investigation. It excludes or confirms whether carcinoma is already present and, if not, allows dysplasia to be detected and graded. The term dysplasia

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Architectural features

Cytological features

These are changes in the organisation of maturation and normal layering of the epithelium

These are changes in individual cells reflecting abnormal DNA content in the nucleus, failure to mature and keratinise correctly and increased proliferation

Irregular epithelial stratification

Abnormal variation in nuclear size

Loss of polarity of basal cells

Abnormal variation in nuclear shape

Drop-shaped rete ridges

Abnormal variation in cell size

Increased number of mitotic figures

Abnormal variation in cell shape

Abnormally superficial mitotic figures

Increased nuclear-cytoplasmic ratio

Premature keratinisation in single cells

Atypical mitotic figures

Keratin pearls within rete ridges

Increased number and size of nucleoli

Loss of epithelial cell cohesion

Nuclear hyperchromatism

Potentially malignant disorders

19

Table 19.3  Epithelial dysplasia: histological features

(literally, abnormal growth) is the single best indicator of risk of transformation to carcinoma. It is often said that every red or white patch in the mouth should be subject to biopsy, and this is certainly a logical precaution. In practice, some red and white lesions do not merit biopsy because their clinical features allow confident diagnosis as benign lesions. Examples would be median rhomboid glossitis or stomatitis nicotina. In further cases a response to treatment may avoid biopsy, for instance a suspected chronic hyperplastic candidosis may resolve on antifungal therapy. However, in most other cases, biopsy is considered best practice. Selection of the correct site is critical to obtaining the most informative report. Biopsy must include the highest risk areas, those with erythema or speckling, verrucous or nodular change or induration. The centre of ulcers should be avoided. A biopsy from the margin rather than the centre avoids ulcer slough and non-specific inflammation. When several areas in the lesion appear at risk, or when several lesions are present, more than one biopsy may be necessary. Techniques for biopsy are discussed in Chapter 1.

Dysplasia grading Epithelial dysplasia is the combination of architectural and cytological abnormalities seen in tissues that indicate a risk of developing carcinoma (Table 19.3). All the features of dysplasia may also be seen in a carcinoma, the only difference between the two is the way the tissues are arranged. In epithelium with dysplasia the structure of the epithelium is retained, but deranged. In a carcinoma, epithelial cells no longer form a covering layer but invade the underlying connective tissue. Note that dysplasia means only growth disturbance, and is used in the names of other completely benign conditions such as fibrous dysplasia or cemento-osseous dysplasia. It is only epithelial dysplasia that indicates potential malignancy. The more abnormal the epithelium, the higher is the risk of carcinoma developing. The features seen in individual specimens vary, but there are common themes. Mild dysplasia is diagnosed when the basal cells show slight disorganisation. There is increased proliferation with several layers of basaloid cells with large nuclei, and among them are scattered cells with very abnormal shape or size (Fig. 19.16).

Fig. 19.16  Mild dysplasia. In this lesion there is a thin layer of parakeratin and the structure, maturation and orderly differentiation of the epithelial cells is largely unaffected. However, there is a degree of irregularity of basal cells with variation in size and hyperchromatism.

Moderate dysplasia has more layers of basaloid cells and usually increased intercellular spaces as a result of loss of cohesion. There is a disorganised higgledy-piggledy appearance in the basal layers. Mitotic figures and very abnormal cells may be seen not only in the basal cells but in the middle of the epithelium where basal cells proliferate upward at the expense of prickle cells (Fig. 19.17). Severe dysplasia contains cells with the most marked abnormalities and loss of the normal layered structure of the epithelium. Most of the thickness is occupied by basaltype cells. There are few or no prickle cells or organised keratin layer, but individual cells may keratinise at any level (dyskeratosis). Loss of cohesion is usually marked. The

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Fig. 19.17  Moderate dysplasia. In this lesion there is prominent orthokeratosis and a keratohyalin layer immediately below it. Dysplasia is more prominent than in the previous figure, with enlarged hyperchromatic and bizarre cells in the basal and lower prickle cell layers.

Fig. 19.19  Severe dysplasia. This rete process is composed almost entirely of cells with dark and irregularly shaped nuclei. Only the most superficial layers of cells show maturation to squamous cells, and the orderly maturation and differentiation of epithelial cells has been lost.

Table 19.4  Proportion of the grades of dysplasia in oral red and white lesions in 1401 patients and the number developing carcinoma during 15 years follow up

Grade

Fig. 19.18  Severe dysplasia. The dermal papillae extend close to the surface, and there are elongate rete processes, some of which are broader deeply. Enlarged and hyperchromatic cells are visible at this low power in rete processes and in most of the prickle cell layer.

features are almost those of carcinoma; only invasion is missing. The term carcinoma in situ is sometimes used for this most severe dysplasia (‘top-to-bottom change’; Figs 19.18 and 19.19). Any degree of dysplasia may be accompanied by an immune host response. Potentially, this could kill the dysplastic cells, but in practice seems to have no protective effect. Despite the fact that dysplasia is the best indicator of transformation, the exact relationship between grade and transformation is ill defined. Any grade signifies some risk. Whether different grades provide further useful information is a matter of considerable debate. The histological

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Number with each grade

Number developing carcinoma

Predictive value of the grade %

No dysplasia

1182

14

1

Mild dysplasia

105

6

6

Moderate dysplasia

76

14

18

Severe dysplasia

38

15

39

assessment of oral epithelial dysplasia is notoriously unreliable because it is subjective, there are no well-defined grading criteria and it is therefore not very reproducible. It also depends on the correct high-risk area being biopsied. Several large studies from different countries have shown no difference in malignant transformation rates between the grades, but this may be because they are performed on hospital patients who all tend to have relatively high risk. In a recent UK study of 1401 patients with red or white lesions referred to hospital, 49 developed an oral carcinoma in 15 years. The value of dysplasia in predicting this is shown in Table 19.4. Dysplasia grading works PMID: 23761273 Dysplasia grade not useful PMID: 9813722 and 16316774 Biopsy not representative PMID: 17448135 Grading is subjective PMID: 16931119

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Risk of malignant transformation

Box 19.3  Options for Ablating High-Risk Potentially Malignant Lesions • Surgical excision, with grafting if required • Laser excision • Laser vaporisation • Photodynamic therapy

Mild 80

Moderate

60 Severe

40

Cryotherapy is generally considered inappropriate.

20 0 0

50

150

100

200

Time in months

Fig. 19.20  Risk and time course of developing carcinoma in patients with mild, moderate, severe or no dysplasia in white lesions referred to hospital.

It can be seen that the majority of patients referred to hospital have benign conditions with no dysplasia, such as lichen planus. In this study, the risk of developing carcinoma rose with worsening grade. Patients with severe dysplasia are also at risk of carcinoma developing more quickly, and many patients with severe dysplasia develop a carcinoma in months (Fig. 19.20). This may well be because the carcinoma was present at the time of biopsy, but the invasive areas were not sampled. However, the diagnosis of severe dysplasia successfully identified that risk. Note that even some patients with no dysplasia develop oral carcinoma, so clinical risk assessment is still important. Note also that it can take years to develop carcinoma. What happens to the dysplastic lesions that do not transform to cancer? Some resolve, some stay unchanged and others may remain and constitute a risk over an even longer period. Transformation risk UK PMID: 12945594 Transformation risk Europe PMID: 9813722 and 16316774 Transformation risk United States PMID: 10815888 and  6537892 Transformation risk Taiwan PMID: 17181738 Transformation risk India PMID: 1056293

Other investigations As dysplasia grading is an imperfect risk assessment, there is interest in molecular investigations that might be better predictors. Detecting abnormalities in chromosome numbers and loss or gain of function of genes is relatively easy, but no marker has yet proved a good predictor. Loss of heterozygosity (reflecting loss of a gene copy, probably due to a deletion) at various chromosomal loci is often found in oral carcinoma and potentially malignant epithelium. A panel of molecular markers identifying loss at 12 sites on chromosomes 3, 4, 8, 9, 11, 13 and 17 can be used to divide samples into low, medium and high risk groups from which 2, 15 and 64% of lesions transformed to carcinoma. These results are slightly better than for dysplasia grading, but the test is not yet available outside a research environment.

DNA ploidy analysis, a measure of total nuclear DNA content, is also a good predictor of malignant transformation. Nuclei from the biopsy are stained with a DNA binding dye that allows the total DNA content of each cell to be measured (Fig. 16.21). It is well known that dysplastic and malignant cells show chromosomal instability; their chromosomes have numerous deletions and duplications, sometimes of whole chromosomes. These changes can even be detected in epithelium that does not show dysplasia on routine light microscopic examination. Tissue with abnormal DNA content (aneuploidy) has a risk of transformation of 34% in 15 years, about the same risk as a diagnosis of severe dysplasia. The value of such tests is that they can often detect risk when dysplasia is not present, so a combination of both assessments produces the most useful result.

19 Potentially malignant disorders

None

100

Review diagnostic aids PMID: 17825602 Predictive biomarkers PMID: 19442563 and 21249481 Cochrane review diagnostic tests PMID: 26021841 DNA ploidy analysis PMID: 23761273

Treatment The management of potential malignancy is controversial. It must be appreciated both that transformation has serious consequences for the patient, often culminating in death, but that the vast majority of such lesions will never transform. After biopsy, the clinical features, dysplasia grade and any other information are compiled into a risk assessment. Low-risk lesions can be managed conservatively. Patients’ risk factors must be addressed, usually by smoking cessation advice or other habit intervention. Candidal infection should be eliminated and follow up instituted, ensuring a detailed and complete oral examination at every visit. Change in lesions is suspicious, and comparison with photographs or diagrams aids detection of changes. Many patients, particularly those with heavy tobacco and alcohol intakes, have diets deficient in fruit and vegetables, a known risk factor for oral carcinoma. Dietary intervention to establish a balanced diet is known to reduce cancer development. It has been estimated that each portion of fruit or vegetables consumed each day reduces the risk of oral cancer by around 50%, and diet supplements induce regression of as much as 30% of oral white lesions. Dietary intervention is potentially extremely valuable. High-risk lesions, on the basis of clinical features or dysplasia grade, should receive all the aforementioned interventions, but in addition may be ablated, by one of several methods (Box 19.3). If lesions are of manageable size, it is tempting to excise them. However, evidence of disease eradication on prevention of carcinoma is very limited, and surgical removal of

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500

600

500

400

300

Number of nuclei

Number of nuclei

400

200

300

200

100

100

0 1C 2C

4C 5C

1C

2C

Integrated optical density

4C

5C

8C

9C

Integrated optical density

Fig. 19.21  Ploidy analysis of normal and dysplastic epithelium. Each graph shows the number of cells on the Y axis and the DNA content of each cell on the X axis. In normal mucosa (left graph) epithelial cells (blue) almost all have a normal diploid DNA content (called 2c, equivalent to 2 sets of chromosomes or diploid) with a few cells having doubled their DNA content because they are about to divide (small peak at 4c). Lymphocytes (red) and fibroblasts (black) act as a normal control. Dysplastic epithelium (right graph, blue) has peaks at abnormal DNA content (main peak between 4c and 5c) and many cells with grossly abnormal DNA content, up to 9c. Such a lesion may carry a high risk of malignant transformation.

large lesions carries morbidity. Visible mucosal changes are seen in only parts of the genetically altered field, making excision of the entire potentially malignant area impossible. Only areas of highest risk can be removed. Lesions in the highest risk areas in the posterior floor of mouth are technically difficult to excise. Nevertheless, an attempt is usually made to excise all small lesions with moderate dysplasia and any lesions with severe dysplasia. Removal by laser surgery is well tolerated and heals well with limited scarring. Surgical excision provides a specimen that can be examined for the extent of dysplasia and for possible carcinoma. Early microscopic carcinoma may be found in 5%–10% of severe dysplasia when the whole lesion is excised. Laser vaporisation, photodynamic therapy and medical treatments such as topical chemotherapeutic agents or systemic retinoids have proved unsuccessful and provide no specimen to detect unsuspected carcinoma, worsening the outcome. After excision and reassessment of the risk following pathological examination, long-term follow up is required because carcinoma may not develop for 10 years or more (see Fig. 19.20). Three monthly appointments for 2 years are usual, gradually extending appointment intervals if lesions remain unchanged, habits and diet are addressed and the patient is educated about the risk. An alternative approach for high-risk lesions is to observe closely for signs of deterioration, in the hope of detecting carcinoma as early as possible. Once carcinoma develops,

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the treatment options are much more clear cut. Such watchful waiting appears neglectful but avoids morbidity of treatment of little value and is supported by the natural history of the disease. However, the evidence that excision does have some benefit makes this difficult to justify, and patients need to be well informed if this path is to be chosen. Though surgical trials are small, meta-analysis shows that patients who have surgical treatment reduce their risk of malignant transformation from 15% to 5% independent of dysplasia grade. In the absence of alternative treatments, surgical excision remains the treatment of choice for high-risk lesions, but recurrence of as many as 30% is reported. Treatment effect PMID: 16316774 Treatment review PMID: 23159193 Treatment has some effect PMID: 19455705 Laser excision PMID: 12102411 Cochrane review PMID: 17054142

SMOKING CESSATION Approximately 1 in 5 adults in the UK smoke, half the number that smoked in the 1970s. However, this reduction is mostly among older smokers; the number of young new smokers has remained stable, and two-thirds start the habit

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Recurrent aphthous stomatitis may worsen on smoking cessation, but not when nicotine replacement is used. as teenagers. As half of cigarette smokers will eventually be killed by their habit, it is not surprising that almost threequarters would like to stop. Nicotine is powerfully addictive, having dopaminergic effects similar to cocaine. Even those who have had a laryngectomy or are dying of lung cancer will continue to smoke. Only 3% of smokers can quit smoking by willpower alone, and smokers are encouraged to seek professional support to help them quit. Dentists are well placed to help. They screen a large proportion of the UK population, and oral adverse effects of smoking enable them to raise the issue with patients (Box 19.4). Smoking cessation in dental practice is as effective as in medical primary care. Three minutes’ advice will help an

additional 2% to quit and 10 minutes’ advice a further 6%. These may seem small proportions, but they represent a significant health benefit for individuals. Smoking cessation advice must be provided as part of a structured programme to be effective. A simple approach is to Ask about smoking at every consultation, Advise on oral and health effects, Assist with health promotion material and offer support and Arrange follow up or referral for specialist advice. A team approach is most effective at reinforcing the message. Smoking cessation literature should be available in the waiting room, but referral to a specialised cessation service has the highest success rate. Some patients find nicotine replacement helpful in weaning themselves off tobacco. Chewing gum, skin patches, nasal spray, inhaler, tablets, lozenges and electronic cigarettes are available. When used as part of an individualised cessation plan, nicotine replacement increases the success rate to 1 in 6. Such products are available over the counter and may be provided in dental surgeries. Bupropion (Zyban) may also help some patients.

19 Potentially malignant disorders

Box 19.4  Oral adverse effects of smoking • Lip, oral and oropharyngeal squamous carcinoma • Oral potentially malignant lesions • Predisposition to periodontitis • Increased risk of implant failure • Predisposition to candidal infection • Predisposition to osteomyelitis • Staining of teeth • Taste impairment • Halitosis

See also the section on oral cancer aetiological factors in  Chapter 20. Cochrane review role in dentistry PMID: 22696348 Dental patients’ views PMID: 26609892 Web URL 19.2 UK NHS guidance dentistry: https://www.gov.uk/ government/publications/smokefree-and-smiling or, search NHS smokefree smiling Water pipes (shisha) PMID: 27932840

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Summary chart 19.1  Differential diagnosis and management of the common causes of red and white patches of the oral mucosa.

Red and white mucosal patches White flecks and plaques may be rubbed off leaving an erythematous background

YES

Thrush Many hyphae found on smear

YES

Cheek- or tongue-biting habit No biopsy required if typical

YES

Erythema migrans No biopsy required if typical

NO ? Red areas with white shredded surface on lateral tongue or buccal mucosa. Limited to mucosa which can be bitten NO ? Red or depapillated areas surrounded by a narrow white rim, usually on the dorsum of tongue, healing from the centre, enlarging over a period of days NO ? White palate with red spots in a pipe or cigar smoker. Absent from areas covered by denture

YES

Stomatitis nicotina Rapid resolution on cessation of smoking. No biopsy required if typical

NO ? Red areas associated with striae of keratosis, usually with lesions in cheek and/or desquamative gingivitis

YES

Lichen planus Incisional biopsy usually indicated

NO Possibly candidosis or speckled erythroplasia or chronic hyperplastic candidosis

High-risk site for malignant change, signs of malignancy or tobacco or alcohol habits

Low-risk site for malignant change, known predisposing factors for chronic candidosis

Treat as candidosis and investigate for underlying causes

Biopsy

314

Biopsy any residual lesion

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Chronic hyperplastic candidosis confirmed

Responds to removal of irritant if frictional

Biopsy to exclude dysplasia if in a risk site or patient has tobacco or alcohol habits

Probably frictional keratosis but could be dysplastic

On an edentulous ridge or other site prone to trauma from teeth, dentures or appliances

Plan treatment on degree of dysplasia and clinical risk factors

No specific diagnosis histologically or clinically (leukoplakia)

Biopsy to exclude dysplasia

Probably chronic hyperplastic candidosis

On the buccal mucosa just within the commissure. No specific features to suggest malignant potential

Unilateral or asymmetrical multiple lesions

Specific condition found on biopsy

Perform a biopsy. Do not biopsy in general practice if the risk of malignancy or dysplasia is judged high

Clinically a ‘leukoplakia’ possibly a carcinoma. Judge the risk of dysplasia or carcinoma from the history and clinical features, especially site, associated red areas and tobacco habits

White patch which does not fit any other condition clinically

Biopsy only if features unusual

Usually Fordyce’s spots (sebaceous glands)

Patches of creamy or white spots, usually on the posterior buccal or labial mucosa

Painless white patches

Probably white sponge naevus Biopsy to exclude other genetic mucosal disorders if unusual features present

Biopsy indicatedto confirm, and always if unusual features present

Extensive white areas of mucosa with rough or shaggy surface and poorly defined margins. Possibly a family history

Bilateral and symmetrical lesions

Probably lichen planus

Lesions composed of striae or occasionally forming plaques. Possibly with rash or history of rash or desquamative gingivitis

Summary chart 19.2  Summary of the key features of the common and important oral white patches.

Biopsy indicated if unusual features present

Probably leukoedema

Pale translucent whitening of the mucosa, especially the cheeks, which disappears on stretching. Usually in black races

Potentially malignant disorders

Biopsy if diagnosis in doubt, or if making the diagnosis is significant for treatment of the underlying condition (e.g. staging of HIV infection)

Probably hairy leukoplakia

On the lateral tongue, with or without vertical ridges or lines or in a patient with immunosuppression, especially HIV infection

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Summary chart 19.3  Differential diagnosis of common and important red patches affecting the oral mucosa.

Red patch Intraoral or on vermillion border of lip. A red area of mucosa (not an underlying vascular lesion). Exclude acute trauma (chemical, physical, heat) by history Consider carcinoma from the outset, a biopsy will probably be required unless typical of another condition below

Red patch, sometimes with white rim, usually on dorsum of tongue, enlarges and heals from centre over a few days

YES

NO Under a denture and limited to the denture-bearing surface

YES

Erythema migrans. Biopsy only if unusual in appearance or behaviour Almost certainly dentureinduced candidosis. Gram-stained smear for candida. Treat for candidosis

NO Striae or keratosis elsewhere in the mouth or surrounding the red area?

YES

Consider lichen planus, possibly biopsy

NO Limited to the attached gingiva and adjacent mucosa, possibly affecting several areas

YES

Consider desquamative gingivitis caused by lichen planus, pemphigoid or pemphigus

NO Circumscribed patch of depapillation on central posterior dorsum of tongue NO

YES

Almost certainly median rhomboid glossitis or erythematous candidosis. The risk of squamous carcinoma at this site is minimal

Velvety red, in a high-risk site for malignancy or in a patient with risk factors Erythroplasia — perform biopsy urgently

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Oral cancer

20 

compile lip, oral and oropharynx together, and together these account for more than 7300 cases each year in the UK.

More than 90% of malignant neoplasms in the mouth are squamous cell carcinomas arising from mucosal epithelium. Most of the remainder arise in minor salivary glands (Ch. 23), and a few are metastases. The term oral cancer is therefore used loosely to mean oral squamous carcinoma. Carcinomas of tonsil, pharynx and lip are considered in the next chapter.

Web URL 20.1 International epidemiology: http://globocan  .iarc.fr/

EPIDEMIOLOGY

Web URL 20.3 US epidemiology: http://www.oralcancer  foundation.org/cdc/

Oral carcinoma accounts for only approximately 2% of all malignant tumours in such countries as the United Kingdom and the United States. In most countries where reliable data are available, the incidence of cancer of the mouth, although variable, is low. India, Pakistan, Bangladesh and Sri Lanka are, however, exceptional, and cancer of the mouth accounts for approximately 40% or more of all cancer there, although the incidence varies widely in different parts of this subcontinent. Relatively high rates are found in parts of China, Southeast Asia, France, Brazil and Eastern Europe. This variation is largely due to tobacco and other habits, and incidence is rising in these areas. Those who neither drink nor smoke, such as Mormons and Seventh Day Adventists, have very low rates of oral carcinoma. Approximately 4500 cases of intraoral carcinoma are registered each year in the UK. For the last 50 years, the incidence of oral cancer has been falling in many developed countries such as the United States and in Europe. In the United Kingdom, unusually, oral carcinoma incidence is slowly rising (Fig. 20.1). Claims that oral carcinoma is increasing dramatically are accounted for by inclusion of oropharyngeal and tonsil carcinomas in the total. These cancers are not oral, present and behave differently and are discussed in the next chapter. Cancer registry data often

Web URL 20.2 UK National audit reports: http://www.hscic.gov.uk/ and use search facility for ‘head and neck cancer audit’

India epidemiology PMID: 23410017 Web URL 20.4 UK incidence, mortality: Web search for: ncras head and neck cancer hub

Age and gender incidence Oral cancer is an age-related disease, and 95% of patients are older than 40 years, with median age at diagnosis of just older than 60 years. There is a sharp and virtually linear rise in mouth cancer with age, as with carcinoma in many other sites, and oral cancer will become more common with an ageing population. Cancer of the mouth is considerably more common in men than women in most countries, but this is tobacco and alcohol related. In the UK the male:female ratio has sunk to 1.5:1, and figures for southeast England show little difference in incidence between the genders. The change is the result of the progressive decline in oral cancer in men, but a low rate in women. However, there is a worrying but relatively small increase in rates in the young, particularly women. Key epidemiological features of cancer of the mouth are summarised in Box 20.1. Health inequality and oral cancer PMID: 21490236

3500

2000 1500 1000 500 0 2001

2003

2005

2007

2009

2011

2013

Fig. 20.1  Incidence of oral (red), oropharyngeal (blue) and lip carcinoma (green) for the UK until 2013, it taking several years to finalise incidence data at cancer registries. Current incidence reflects these rising trends. (Data from National Cancer Intelligence Network (England), Information Services Division (Scotland), Welsh Cancer Intelligence Surveillance Unit and Northern Ireland Cancer Registry.)

25 Male

20 15 10 Female

5 0

0–4 05–9 10–14 15–19 20–24 25–29 30–34 35–39 40–44 45–49 50–54 55–59 60–64 65–69 70–74 75–79 80–84 85–89 90+

Number of cases/yr

2500

Age standardised rates per 100,000

30

3000

Fig. 20.2  Age-specific incidence graph showing incidence in different age groups. (Data from the UK National Cancer Registration Service Cancer Analysis System.)

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Box 20.1  Cancer of the mouth: key features • Accounts for approximately 2% of all cancers in the UK • One of the most common cancers in the Indian subcontinent • Males more frequently affected • Most patients are older than 40 years and incidence rises with age • Tongue, posterolaterally, is the most common site within the mouth • Some arise in pre-existing white or red lesions • Tobacco and alcohol are the main causes • In the Indian subcontinent and Southeast Asia, betel quid is the main cause

Box 20.2  Possible aetiological factors for oral cancer • Major factors • Tobacco smoking • Smokeless tobacco • Betel quid habit • Alcohol • Sunlight (lip only) • Low risk factors • Diet • Candidosis • Human papillomavirus* • Lichen planus • Rare in the UK, but significant • Oral submucous fibrosis • Dyskeratosis congenita • Fanconi’s anaemia • Syphilis • Speculative factors • Radiation • Immunodeficiency *Human papillomavirus infection seems to carry a low risk in the oral cavity but is a high-risk infection in the oropharynx and nose.

AETIOLOGY Defining the contributions of different causative factors is difficult; the disease is complex and multifactorial, and patients must be exposed to causative factors for a prolonged period to develop cancer. Risk factors for oral squamous cell carcinoma are summarised in Box 20.2. Worldwide, tobacco is the main cause.

Tobacco use

318

The earliest recorded tobacco-related death, although unsuspected at the time, was in 1621 when Thomas Herriot, who introduced clay pipe smoking to England, died of lip cancer. It has taken many years to finally establish beyond doubt that tobacco is the major aetiological factor for oral carcinoma. Tobacco may be smoked or used in various smokeless tobacco habits and effects of each are different. Methods of processing tobacco before use also vary widely and affect its

Fig. 20.3  Tobacco for sale in Brazil. Thick ropes of tobacco leaves for smoking and chewing. Such tobacco has been hardly processed, and carcinogenicity varies with the origin of the tobacco and the way the leaf is cured and processed. (Kindly provided by Dr C Gomes.)

carcinogenicity (Fig. 20.3). Nearly 6 trillion cigarettes are smoked each year worldwide, and consumption continues to rise, with the highest intakes in Russia, China, Central Asia, Southern and Eastern Europe. In much of the world, smokeless tobacco predominates. Tobacco use should always be included in a medical history, and the best way to express cumulative tobacco exposure is in pack years (units of 1 pack (of 20 cigarettes or equivalent) smoked every day for 1 year; multiply packs per day by years smoked). Web URL 20.5 Pack year calculator: http://smokingpackyears  .com/

Cigarette smoking Smoking is the major aetiological factor, particularly in association with alcohol, and its importance is that it is preventable. Large epidemiological studies of over 1 million individuals in the United States reveal that smokers’ risk of cancer is proportional to the amount smoked and years spent smoking. Smokers overall have 30 times the risk of oral cancer versus those who never smoked. It is estimated that 80%–90% of all oral cancers can be attributed to smoking. Smoking continues to be more common in men, and one in five adults in the UK smoke, and this level has remained unchanged for several years after a long slow decline. The average smoker smokes 31 cigarettes a week. The higher risk habit of hand-rolled cigarettes has doubled in incidence and carries a higher risk of lip carcinoma. Over 2 million smokers have switched to electronic cigarettes in just a few years (Ch. 19) with potential risk reduction. Smoking is also in decline in the United States, Australia and northern Europe. Improvement in cancer incidence lags behind changes in smoking habits, and it will take decades for these changes to take effect. In the meantime, consumption is increasing in the developing world.

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Carcinogenicity in oral mucosa

Name

Habit

Where used

Chewing tobacco (‘spit’ tobacco)

Chewing a damp plug of cured leaf tobacco or loose strips of leaf. Often flavoured or sweetened

Historically widely used in Europe and United States, now mainly in the United States

Moderate to low for oral cancer

Snuff dipping with dry snuff

Placing a pinch of dry snuff in the buccal sulcus

Southeastern United States and Scandinavia

Relatively low. Associated with verrucous rather than squamous carcinomas

Betel quid (and pan masala; supari, paan) with tobacco

Areca nut, slaked lime, betel vine leaf with or without tobacco, sweeteners, flavourings and spices, rolled freshly or produced commercially as premixed dry powder sachets

Indian subcontinent, Southeast Asia, Philippines, New Guinea and China

Very high when tobacco is included. Areca nut is associated with submucous fibrosis in addition

Nass

Tobacco, ash, cotton oil quid held in sulcus

Central Asia and Pakistan

High

Khaini

Tobacco and lime quid placed in sulcus

India and Pakistan

High

Dry (nasal) snuff

Dry snuff inhaled through nose

Historically widespread in Europe but now used mainly in Africa

Low, associated with nasal and sinus carcinoma

Gutka

Commercially prepared powder of areca nut, tobacco, lime and other flavourings and sweeteners

Indian subcontinent, Southeast Asia

Probably high, also risk of submucous fibrosis

Toombak

Rolled ball of tobacco and sodium bicarbonate placed in sulcus or floor of mouth

Sudan

High

Snus (moist snuff sachets; Scandinavian snuff)

Teabag-like pouch of moist unfermented snuff, sometimes with flavouring. Also some rolled leaf products

Originally Scandinavia but now prevalent in the United States

Thought to be low or very low. See section on harm reduction (Ch. 19)

Dissolvable tobacco

Tablets, strips or sticks of completely dissolvable tobacco for oral use, usually sucked, contains flavourings

A novel product

Unknown, carcinogen content variable

Unlike pipe smoking or smokeless tobacco use, there are no specific oral lesions related to cigarette smoking, although cigarette smokers develop patchy mucosal pigmentation and light keratosis if they smoke heavily. Marijuana smoking is widespread, and the smoke contains many of the carcinogens and co-carcinogens as tobacco smoke. It is suspected that it may be a more potent carcinogen than tobacco alone, but this has proved difficult to separate from the effects of alcohol and tobacco smoking. Tobacco-induced cancers and deaths are preventable. Smoking cessation is discussed in Chapter 19 with management of potentially malignant disorders, but is equally important in managing patients who already have a carcinoma. It is unclear how much the risk reduces after quitting smoking. There are substantial reductions in risk of 50% after stopping smoking for 5 years, but data on lung cancer suggest that the risk will never drop back to that of someone who has never smoked. Nevertheless, stopping smoking significantly reduces risk, reduces comorbidity that can impact on treatment outcome, and reduces the risk of a second primary cancer. Smoking and alcohol PMID: 17647085 Smoking and smokeless tobacco review PMID: 20361572

Pipe smoking Pipe smoking has steadily declined in most Westernised countries and has never become popular with women. The risk is statistically equal to cigarette smoking, and the lip is considered at high risk. Heavy pipe smokers may also develop

20 Oral cancer

Table 20.1  Some common smokeless (topical) tobacco habits, many more exist but are geographically restricted

stomatitis nicotina of the palate (Ch. 18), a white patch with no malignant potential. Recently water pipe (shisha or narghile) has become popular with adolescents and young adults but is more damaging than cigarette smoking. Water pipe smoking: PMID: 27932840

Smokeless tobacco Much of the world’s tobacco consumption is in smokeless form. Tobacco habits and their risks are shown in Table 20.1, and Chapter 19 describes the habit’s effects on mucosa in relation to potentially malignant lesions. The risk varies with the habit but can be extremely high. In the southern United States, the habit of ‘snuff dipping’ causes extensive hyperkeratotic plaques and, after decades of continuous use, may lead to verrucous carcinoma (discussed later), as well as squamous carcinoma. This is a very slow process, and the relative risk of developing carcinoma arises to about ×12 after 15 years and ×50 after 50 years use. Conversely, Scandinavian moist snuff (snus) appears to carry a very low risk. For all smokeless tobacco habits, carcinomas tend to arise at the site in the mouth where the tobacco is habitually held and carcinomas are often preceded by red or white lesions or dysplasia. However, carcinogens are also swallowed, and the pharynx and oesophagus are also at risk. Most smokeless tobacco users also smoke. Smokeless tobacco review PMID: 15470264 Smoking and smokeless tobacco review PMID: 20361572 Snus PMID: 17498797

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Betel quid Betel quid habit is practised widely in the Middle East, Indian subcontinent, Southeast Asia and parts of China. The composition of the quid (Table 20.1) varies geographically and between users, changing the risk, but overall, this habit is one of the most carcinogenic known. Addition of tobacco carries the highest risk, but areca nut without tobacco is also carcinogenic. In Thailand, where use has recently declined, the rates of oral carcinoma have fallen. Use also causes oral submucous fibrosis (Ch. 19). Web URL 20.6 Betel quid general information: https:// monographs.iarc.fr/ENG/Monographs/vol85/mono85.pdf Betel use in Asia PMID: 22995631 Association premalignancy PMID: 22390524

Alcohol Many oral cancer patients smoke and drink heavily. The relative risks for alcohol and tobacco consumption are shown in Fig. 20.4. The increasing rates of oral cancer in the UK despite reduction in smoking have increased interest in alcohol as a cause. In Denmark there is good epidemiological evidence to link alcohol intake with oral carcinoma, and in the Bas

Rhin area of France, alcohol is responsible for the highest oral and pharyngeal cancer incidence in Europe. Drinks with the highest content of congeners, such as raw home-brewed spirits, have the closest association with carcinoma in some countries, whereas in others beer-drinking is implicated. As with smoking, total consumption is probably a critical factor. Recommended maximum intakes relate primarily to liver disease, and no safe limit for oral cancer is recognised. In the UK, alcohol consumption had doubled in 50 years to an average intake of 8 litres pure ethanol each year in 2005, but has shown recent decline. The highest intakes are in the elderly and in low socioeconomic groups. One in five of those older than 65 years drink alcohol five times or more each week, more frequently if male. Those aged 16–25 years drink most, and there is no sex difference in the younger drinkers, but even in the binge drinking population there is a definite decline in intake since 2005. Alcoholic drinks do not reside in the mouth for long, and there is no specific alcohol-related oral lesion. The mechanisms by which alcoholic drinks might cause carcinoma are unclear but include direct damage and increasing permeability to other carcinogens. Some mouthwashes contain more than 25% alcohol, but any link to oral cancer remains speculative, with a possible weak association only in heavy users. Alcohol effect review PMID: 20679896 Alcohol and potential malignancy PMID: 16614123 Smoking and alcohol PMID: 17647085

Infections and immunosuppression

38

24

20

8 6 30

5

er 5–14

sp

4

40

20–39

3 weeks. • Ulceration or unexplained swelling of the oral mucosa persisting for >3 weeks. • All red or mixed red and white patches of the oral mucosa persisting for >3 weeks. • Persistent hoarseness lasting for >3 weeks (request a chest X-ray at the same time). • Dysphagia or odynophagia (pain on swallowing) lasting for >3 weeks. • Persistent pain in the throat lasting for >3 weeks.

Red Flag referral, patients with: an unexplained lump in the neck, of recent onset, or a previously undiagnosed lump that has changed over a period of 3 to 6 weeks • an unexplained persistent swelling in the parotid or submandibular gland • an unexplained persistent sore or painful throat • unilateral unexplained pain in the head and neck area for more than 4 weeks, associated with otalgia (ear ache) but a normal otoscopy • unexplained ulceration of the oral mucosa or mass persisting for more than 3 weeks • unexplained red and white patches (including suspected lichen planus) of the oral mucosa that are painful or swollen or bleeding. For patients with persistent symptoms or signs related to the oral cavity in whom a definitive diagnosis of a benign lesion cannot be made, refer to follow up until the symptoms and signs disappear. If the symptoms and signs have not disappeared after 6 weeks, make an urgent referral. Red Flag referral to a dentist: • patients with unexplained tooth mobility persisting for more than 3 weeks – monitor for oral cancer patients with confirmed oral lichen planus, as part of routine dental examination. Advise all patients, including those with dentures, to have regular dental checkups. Non-urgent referral: • a patient with unexplained red and white patches of the oral mucosa that are not painful, swollen or bleeding (including suspected lichen planus). •

*Comment in accompanying text: With the changing pattern of disease, age, non-smoking or non-drinking status should not be a barrier to referral.

position of having to tell the patient that they have cancer, a task for which most dentists are not trained. Although much of a patient’s treatment has to be performed in hospital, patients often continue to see their practitioner after treatment. The dental practitioner is also ideally placed for the prevention of oral cancer and can contribute in other ways (Box 20.8). Role of dentist in United States PMID: 24192734 Dentist in diagnosis PMID: 26682494 Dental team diagnosis PMID: 12973333 Web URL 20.9 UK NICE referral criteria: https://www.nice.org.uk/ guidance/csg6

ORAL CANCER SCREENING Screening is the process of applying a rapid test or examining a population to identify a group at risk from a disease. This group can then be referred for accurate and earlier diagnosis. Oral carcinoma screening should be possible because the mouth is accessible and because those at most risk (elderly persons, smokers) are readily identified. A simple effective screening test is an examination of the mouth for red and white lesions. Screening is not intended to provide an accurate diagnosis and may be performed by trained healthcare workers in the community. Such oral cancer screening schemes have

332

Box 20.8  Role of the dental practitioner in cancer prevention and diagnosis Prevention • Actively discourage smoking and betel quid use • Encourage moderation of alcohol intake • Health promotion and education on oral carcinoma • Provide check-ups for the edentulous and/or institutionalised elderly and other high-risk non-attenders Early diagnosis • Be vigilant and suspicious • Always examine all of the mucosa and the teeth • Monitor low-risk premalignant lesions • Refer all high-risk lesions on discovery • Perform biopsy appropriately After treatment • Manage simple denture problems after surgery • Alleviate the effects of post-irradiation dry mouth, e.g. preventing caries • Monitor for recurrence, new premalignant lesions and second primary tumours • Monitor for cervical metastasis • Maintain morale of and provide additional support to patients and their relatives

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Cochrane review screening PMID: 24254989 and methods: 24258195 Status screening in United States PMID: 24276469 Patient view screening in dental practice PMID: 23249393 Screening effective in dental practice PMID: 16707071

investigated. Despite claims for high sensitivity, none has yet been proven in a well-designed trial including patients with the many inflammatory and benign conditions with which cancers can be confused. Review screening ‘aids’ PMID: 17825602

20 Oral cancer

proved successful in several countries with a high incidence. In the UK, such a scheme might reach the highest risk individuals who tend to be irregular dental attenders and would provide an opportunity for preventive advice. The benefits of a national screening scheme for the UK have been evaluated. Such a scheme would be effective in identifying cancers but would not to be cost effective. No study has shown that screening improves life expectancy. Oral cancer screening thus remains within the remit of general dental and medical practitioners.

VERRUCOUS CARCINOMA This variant of squamous cell carcinoma is a low-grade carcinoma. In the UK it is more frequent in the elderly, particularly males, and has a characteristic white, warty appearance, forming a well-circumscribed mass raised above the level of the surrounding mucosa (Fig. 20.21). If small, it may easily be mistaken for a papilloma. Verrucous carcinoma in other countries is particularly associated with the habit of snuff dipping (mentioned previously).

Web URL 20.10 UK screening recommendation: http://legacy  .screening.nhs.uk/oralcancer

Screening and detection aids Several tests are marketed, some without a clear distinction as to whether they are for screening or diagnosis (the latter would demand a much higher predictive value). All require evaluation in properly controlled trials before any could be recommended. In the meantime all produce significant false-positive and negative results. Incisional biopsy is still the correct approach when there is any doubt about a lesion.

Tolonium chloride (toluidine blue) rinsing Tolonium chloride is a dye that binds to nucleic acids and can be used as an oral rinse in the hope of staining carcinoma and dysplastic lesions blue. The technique is not an accurate test for either carcinoma or premalignancy and is no more than an adjunct to clinical diagnosis. If used indiscriminately on white lesions, lichen planus and ulcers, the technique has a high false-positive rate. It may be of value when deciding which part of an extensive lesion should be biopsied or when the clinician does not feel confident about a clinical diagnosis. Any suspicious lesion must be subjected to biopsy as soon as possible, regardless of the pattern of staining with toluidine blue.

Fig. 20.21  Verrucous carcinoma. An extensive lesion covering most of the buccal mucosa and starting to involve the skin at the commissure. Such longstanding lesions are likely to develop invasive squamous carcinoma and may then metastasise. (By kind permission of Professor SJ Challacombe.)

Brush biopsy This technique is relatively non-invasive and therefore attractive for screening or long-term follow-up. It uses a round stiff-bristle brush to collect cells from the surface and subsurface layers of a lesion by vigorous abrasion. The brush is rotated in the fingers in one spot until bleeding starts, to ensure a sufficiently deep sample. There is little or no pain, minimal bleeding and no need for sutures. The cells collected are transferred to a microscope slide and the smear is scanned to identify abnormal cells. Once collected, the cells can be subjected to several different test systems. A high degree of sensitivity and specificity for carcinoma is claimed, but studies have shown widely varying accuracy. It may have a role in follow-up for patients with potentially malignant lesions after definitive diagnosis.

Saliva tests It is an attractive possibility that oral cancer or potential malignancy might be diagnosed by a simple saliva test. More than 100 different salivary biomarkers have been

Fig. 20.22  Verrucous carcinoma. The epithelium is thickened and thrown into a series of folds with a spiky parakeratotic surface. Deeply, the carcinoma retains a broad pushing front.

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Pathology

Review PMID: 18088849

Verrucous carcinoma consists of close-packed papillary masses of well-differentiated squamous epithelium that are heavily keratinised. The lower border of the lesion is well defined and formed by blunt rete processes that indent the underlying tissues (Fig. 20.22), a process called pushing invasion. Verrucous carcinoma is slow-growing and spreads laterally rather than deeply, so it can be excised relatively easily unless it is extensive. If left untreated for a period of years, a focus within verrucous carcinoma may progress to invasive squamous carcinoma and must then be treated as a conventional squamous carcinoma.

Review and treatment outcome PMID: 11443616 Treatment PMID: 18620896

DIAGNOSTIC CATCHES A number of conditions resemble oral squamous carcinoma clinically and histologically, and may be misdiagnosed as carcinoma. These lesions are discussed at the end of the next chapter.

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Other mucosal and  lip carcinomas LIP CARCINOMA Lip carcinoma is relatively common, with approximately 400 cases each year in the UK, but rarely presents directly to a dentist unless it is a chance finding. However, dentists should be able to recognise a sun-damaged lip and the early signs of potentially malignant change.

Aetiology Exposure to ultraviolet light is the primary cause (Fig 21.1), usually sunlight, because the lip vermilion does not produce protective melanin. Lip cancer is predominantly a disease of outdoor workers, and fair-skinned persons are at most risk. The relationship between exposure to sunlight and lip cancer has been clearly shown in Australia and the United States with large immigrant, fair-skinned populations of European origin. In the United States, for example, the risk of lip cancer approximately doubles for every 250 miles nearer the equator of the site of residence. Sunbed use is also a risk because high doses of ultraviolet light can be achieved. Legal limits on ultraviolet light output are equivalent to tropical sun. Sunbed use is thought to account for 8% of skin cancer in the United States and is more damaging in the young. Changes due to ultraviolet light are preventable, and dentists should encourage the use of a high-factor sunblock when exposed to strong sunlight and avoidance of sunbeds. Smoking, particularly of roll-your-own cigarettes without a filter, cigars or pipes, are the next most important factors, supplying heat and carcinogens to the lip. The immunosuppressed, particularly organ transplant recipients, have an increased risk of lip carcinoma.

Pathology

21 

An area of thickening, induration, crusting or shallow ulceration of the lip, less than a centimetre in diameter, is a typical early presentation (Fig. 21.2). All are squamous carcinomas, and most are well differentiated. Spread to lymph nodes tends to be late and is seen in only 10% of patients, usually to the submental nodes. These factors, combined with relatively easy excision, give lip carcinoma a good prognosis, and 90% of patients survive 5 years and are cured. Carcinomas over 2 cm diameter; those that recur, metastasise or occur in the young or in the upper lip are more likely to be fatal. Approximately half of cases are preceded by a zone of keratosis with dysplasia seen histologically, equivalent to an intraoral leukoplakia. All keratosis on the lip should be subject to biopsy. A sun-damaged lip may be identified clinically by its loss of elasticity, atrophic epithelium and telangiectasia (Fig. 21.3). Lip carcinoma is treated by excision if small; larger tumours may receive multimodality treatment. Skin cancer for dentists PMID: 24852988 Solar damage for dentists PMID: 8150192

HUMAN PAPILLOMAVIRUS–ASSOCIATED OROPHARYNGEAL CARCINOMAS Since 1990, an epidemic of carcinoma of the oropharynx has been identified in many countries, particularly Canada, Eastern Europe, North America and the UK (Figs 21.4 and 20.1). Oropharyngeal carcinoma is the fastest increasing cancer in parts of the UK. In the UK, 80% or more of these cancers are caused by viral infection. This section describes the virus-induced

More than 90% of lip carcinomas arise on the lower lip, to one side of the midline. Men are affected twice as frequently as women, and the elderly are predominantly affected.

Fig. 21.1  Photoaged skin. Severe sun damage causing leathered wrinkling. Smoking exacerbates solar skin damage independently of any carcinogenic effect on the lip.

Fig. 21.2  Squamous carcinoma of lip. There is an indurated, crusted ulcer with keratosis at one margin in the centre of the lower lip.

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Fig. 21.3  Sun-damaged lip. There is atrophy of the epithelium, producing increased redness, loss of wrinkles and definition of the skin-vermilion boundary and telangiectasia. White flecks or patches of keratosis may also develop. Any nodule or ulcer developing in this background should be regarded with suspicion.

20,000

and cause carcinoma in the uterine cervix. The most common carcinogenic types by far are types 16 and 18. These viruses are relatively widespread in the population and are the most common sexually transmitted infection with more than 6 million new infections each year in the United States and 20 million people infected at any one time. However, most patients’ immune systems clear the infection in under a year, and the overall risk of developing carcinoma is very low. Genital papillomavirus types can be transmitted to the mouth, primarily through oral sex though transmission across the placenta, during birth or shortly after is also possible. Clearance of oral infection takes several years and, as in the cervix, infection is common, but the risk of carcinoma is very low. It appears that persistent or repeated infection carries the highest risk, and it is possible that the few patients who develop carcinoma have a genetic or immunological predisposition to infection. The current increase in incidence started in about 1990 and appears to be a delayed effect of changes in sexual practices since the 1960s. In the United States, human papillomavirus now causes carcinoma more frequently in the oropharynx than in the cervix. Incidence PMID: 24248688 Transmission PMID: 25873485 and 26908748

Oropharynx Annual number of cases

15,000

10,000 Oral cavity Larynx 5,000 Other pharynx

0 20 3

0 20 2

20 1

Year

Fig. 21.4  Incidence of oropharyngeal carcinoma in the United States. Observed (until 2007) and projected (till 2030) number of new patients with oropharyngeal, oral cavity, larynx and other pharynx cancers per year. Larynx and oral carcinoma are in slow decline, pharynx cancer rates are stable but oropharyngeal carcinoma is predicted to rise dramatically. See also data from the UK in Fig. 20.1. (Data from Chaturvedi, A.K., Engels, E.A., Pfeiffer, R.M., et al.,. 2011. Human papillomavirus and rising oropharyngeal cancer incidence in the United States. J. Clin. Oncol. 29 (32), 4294–4301.)

carcinomas because these differ in many respects from oral carcinoma. The remainder are usually caused by smoking and alcohol and present in a similar fashion to oral carcinoma.

Aetiology The cause of the dramatic increase in incidence is human papillomavirus (HPV) infection. There are more than 150 subtypes of human papillomavirus, some of which cause warts and benign disease, and others of which can infect

336

Pathogenesis Human papillomavirus–associated carcinomas almost always arise in the oropharynx, specifically in the tonsil and minor tonsils of Waldeyer’s ring, around the base of tongue, soft palate and pharynx. Tonsil crypts are lined by nonkeratinised and permeable epithelium designed to allow antigens to penetrate into the lymphoid tissue below. HPV infects the epithelium, and the viral DNA either integrates into the DNA of the crypt lining epithelial cells or remains in their cytoplasm. Viral proteins E6 and E7 bind to and inactivate the tumour suppressor proteins p53 and retinoblastoma protein respectively, inhibiting apoptosis, increasing cell proliferation and generating genomic instability. After a prolonged latent period of 20–30 years, carcinoma may result. The mechanisms are slightly different from the way HPV causes cancer of the uterine cervix, but the differences are not yet understood. General review HPV carcinogenesis PMID: 15479788

Clinical It is often said that papillomavirus–associated carcinomas arise in young patients. However, the age of onset is only approximately 5–7 years younger than for oral cancer, at a mean of 55 years. HPV does not account for cancers in young patients. The presenting signs of HPV–associated oropharyngeal carcinomas are very different from those of other oral and upper aerodigestive tract carcinomas. Half of patients are seen with a cervical lymph node metastasis producing a mass in the neck (Figs 21.5 and 21.6) and a third with a sore throat. Only 15% will have a visible lesion because the carcinoma arises inside the tonsil crypts without producing a surface mass (Figs 21.7 and 21.8). This type of carcinoma typically metastasises very early, and the primary tumour may only be a few millimetres across when metastasis becomes evident. Clinical examination is therefore unlikely to detect the primary carcinoma. The cervical node metastases are unusual. Virusassociated carcinomas produce metastases that are soft,

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Other mucosal and lip carcinomas

21

Fig. 21.5  Metastatic tonsil carcinoma in a cervical lymph node. This is often the presenting symptom.

A

A

Fig. 21.6  Metastatic tonsil carcinoma in a computed tomography (CT) scan. On the patient’s left is a large cystic lymph node metastasis several centimetres in diameter, but there is no mass at the site of the adjacent tonsil. CT with contrast.

B

Fig. 21.7  Normal tonsil. (A) Stained in haematoxylin and eosin, the crypts can be seen as deep clefts surrounded by lymphoid tissue. (B) At slightly higher magnification and stained immunohistochemically for keratin (brown stain positive), the epithelial covering and crypt lining epithelium is highlighted.

B

Fig. 21.8  Carcinoma of the tonsil. (A) Stained with haematoxylin and eosin, the carcinoma that has arisen in   the crypt; epithelium is   difficult to see. (B) Stained immunohistochemically for   p16 as a marker of human papillomavirus, the carcinoma   is highlighted. Note that the surface epithelium is not involved, not ulcerated and would appear normal clinically.

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(Kindly provided by Dr S Thavaraj.)

(Kindly provided by Dr S Thavaraj.)

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SECTION

2

Soft tissue disease

100

Percentage patients surviving

HPV+

Fig. 21.9  HPV in a carcinoma of the tonsil. DNA in situ hybridisation reveals the presence of viral DNA as blue dots (see Fig. 1.10). HPV DNA is present in the nuclei of the carcinoma cells in an island of carcinoma on the left, but not in the connective tissue on the right. Red counterstain is for orientation, but the process partly degrades the tissue so that cells are not clearly seen.

usually single, and often cystic and only become fixed at a late stage, unlike the hard, fixed, multiple lymph nodes of other carcinomas. Metastases are frequently mistaken for branchial or other cysts. They are also often the first sign of the disease. Review for clinical practice PMCID: PMC4299160

Histopathology The primary carcinoma is often undetected before it metastasises. Fine needle aspiration of the presenting neck mass will show squamous carcinoma and trigger a search for the primary site. If the appearances suggest an oropharyngeal primary, or if papillomavirus is detected in the sample, imaging, bilateral tonsillectomy, adenoidectomy and biopsies of the posterior tongue are performed to search for the primary if it is not evident. The carcinoma comprises sheets, ribbons and islands of pale squamous epithelium with only microscopic foci of keratinisation (see Figs 21.7 and 21.8). There is often central necrosis in the islands (‘comedo’ necrosis) and infiltration by numerous lymphocytes (‘lymphoepithelial carcinoma’). Viral infection is demonstrated by in situ hybridisation for viral DNA and overexpression of p16 protein, a cell cycle regulatory protein. Inactivation of retinoblastoma protein by the E7 viral protein triggers overexpression of p16 protein by the cancer cells. Demonstration of excess p16 protein indicates that the virus is driving carcinoma growth. Alternatively, in situ hybridisation against the E6 or E7 mRNA indicates both viral presence and activity (Fig. 21.9). Testing cancers for HPV PMCID: PMC3394162

Treatment Human papillomavirus–associated carcinomas have a much better prognosis than carcinomas induced by tobacco and alcohol. However, this link between virus and good prognosis appears limited to oropharynx carcinomas. More than 95% of patients with virus-positive carcinomas survive 3 years compared with only 60% of patients with conventional carcinomas (Fig. 21.10). Chemoradiotherapy is the usual treatment, but surgery, if the carcinoma is accessible, is also highly effective. If patients smoke and drink, they

338

80

60 HPV− 40

20

0 1 2 Years since diagnosis

3

Fig. 21.10  Survival of patients with oropharyngeal carcinoma. Patients with human papillomavirus (HPV)-positive carcinomas survive much better than those with HPV-negative carcinomas. (Data from Schache, A.G. Liloglou, T., Risk, J.M., et al., 2011. Evaluation of human papillomavirus diagnostic testing in oropharyngeal squamous cell carcinoma: sensitivity, specificity, and prognostic discrimination. Clin. Cancer Res. 17 (19), 6262–6271.)

have an additional carcinogenic effect that generates a more aggressive carcinoma, and the response to treatment is slightly worse. The better prognosis is probably explained by the carcinomas having less DNA damage than smoking-induced carcinomas. The cells retain intact signalling pathways to trigger apoptosis when exposed to chemotherapy or radiation-induced DNA damage. This type of carcinoma should eventually be prevented by vaccination against human papillomavirus. There are two vaccines, which are very safe and licensed in more than 100 countries. In the UK, the quadrivalent vaccine against types 6, 11, 16 and 18 is currently recommended for girls aged 12–13. Vaccine uptake is high, with 91% of those offered the vaccine having at least one course, above the level at which there should be an impact on both cervical and oropharyngeal carcinoma. Vaccination is offered to boys in some countries such as Australia, but the additional benefit is small if vaccine uptake by girls is high. The main benefit in males is to prevent anal carcinomas. Vaccine uptake in the United States is much lower. The vaccine is only effective if given before first sexual contact, and it has minimal protective effect in adults. The concern that this cancer is caused by a sexually transmitted disease has led to considerable confusion and misinformation about the risks, transmission and prevention. Testing patients’ saliva for papillomavirus has no value in predicting the risk of carcinoma. The virus does not replicate in the cancer, which is not infectious. By the time a cancer develops, 20–30 years may have passed since the original infection, and it will take this long for vaccination to have an impact on the incidence. Good outcome PMID: 23606404 and 21969383 Description PMID: 20530316 Web URL 21.1 NICE referral criteria all head neck cancers: https:// www.nice.org.uk/guidance/csg6 Web URL 21.2 UK incidence, mortality: Web search for: ncras head and neck cancer hub

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Human papillomavirus can be found in approximately 5% of intraoral carcinomas. However, because infection in the population is so common, the significance is unclear. There is no evidence yet that papillomavirus plays a role in inducing oral carcinomas, and only very early evidence that it may be associated with a better response to treatment. Key features of human papillomavirus–associated oropharyngeal carcinomas are shown in Table 21.1.

NASOPHARYNGEAL CARCINOMA Nasopharyngeal carcinoma arises high in the nasopharynx, specifically in the minor tonsil tissue in the fossa of Rosenmuller at the pharyngeal opening of the Eustachian tube. The significance to dentists is that it often presents as an enlarged lymph node in the neck following metastasis, when the primary carcinoma is still unsuspected.

Table 21.1  Features of human papillomavirus–associated and other carcinomas of the oropharynx compared Tobacco and alcohol-induced carcinomas, oral carcinoma and human papillomavirus– negative oropharyngeal carcinomas

Human papillomavirus– associated oropharyngeal carcinomas

Often have precursor dysplastic lesions Present as visible ulcer or mass Usually symptomatic Late metastasis Hard, fixed, multiple lymph node metastases Metastasise to any level in the neck Primary is large Poor response to treatment

No precursor dysplastic lesion known Primary carcinoma often invisible Usually asymptomatic Early metastasis Soft cystic solitary lymph node metastases Usually metastasise to level 2 in the neck Primary is small Good response to treatment

Aetiology The cause is infection with Epstein–Barr virus in a genetically predisposed individual, often a patient with family origin in China, Southeast Asia or North Africa. Dietary factors may contribute. Patients are usually middle-aged males, except in Africa where they are usually children. A small number of cases are caused by human papillomavirus types 16 or 18.

Pathology Presenting symptoms are often vague and include deafness or tinnitus from blockage of the Eustachian tube. Eighty-five per cent of cases present with a cervical lymph node metastasis, almost always to level 2 (see Fig. 20.17). Diagnosis is by fine needle aspiration, aided by identifying Epstein–Barr virus DNA in the carcinoma. Treatment is usually by radiotherapy, with or without chemotherapy, but only 50% of patients survive 5 years because diagnosis is often late. Web URL 21.1 NICE referral criteria all head neck cancers: https:// www.nice.org.uk/guidance/csg6 Web URL 21.2 UK incidence, mortality: Web search for: ncras head and neck cancer hub

21 Other mucosal and lip carcinomas

HPV in oral carcinoma

PSEUDOCARCINOMAS AND DIAGNOSTIC CATCHES Various conditions can mimic oral malignant neoplasms either clinically or histologically. Those that are both clinical and histological mimics are particularly prone to be misdiagnosed as a cancer, to the detriment of the patient. This is best avoided by being aware of the conditions and always providing full clinical information to the pathologist who reports the biopsy. The fact that many of these conditions are relatively rare only increases the risk of misdiagnosis. Many oral lesions are heavily inflamed, and others are prone to trauma. These processes may confuse the histological interpretation of a biopsy, and clinicians must always follow up a mismatch between clinical findings and biopsy results in case an error has been made. The features of these lesions are summarised in Table 21.2. In addition to these pseudomalignant lesions, the dental follicle can also be mistaken for the benign odontogenic myxoma (see Ch. 11).

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Table 21.2  Oral conditions that may resemble malignant neoplasms Condition

Clinical features

Histological features

Further information

Median rhomboid glossitis

Red and white, sometimes nodular appearance midline dorsum tongue

Usually readily distinguished from carcinoma

See Chapter 15

Traumatic and eosinophilic ulcer (and traumatic ulcerative granuloma with stromal eosinophilia and CD30 positive lymphoproliferative disease of mucosa)

Repeated trauma may prevent ulcers from healing and induce fibrosis mimicking carcinoma.

Simple traumatic ulcers are usually readily distinguished from carcinoma. Eosinophilic ulcers and traumatic ulcerative granuloma with stromal eosinophilia resemble lymphoma

See Chapter 16

Granular cell tumour

Smooth surfaced nodule, not usually suggestive of carcinoma clinically

Induces pseudocarcinomatous hyperplasia of overlying epithelium in a minority of cases. A biopsy that is superficial risks misdiagnosis.

See Chapter 25

Oral keratoacanthoma

Nodular lesion, usually on gingiva or palate, grows rapidly and ulcerates to form a keratin-filled crater appearing exactly as carcinoma, but usually in child or young adult. May resorb underlying bone

Almost identical to welldifferentiated squamous carcinoma

Very rare. Probably not analogous to keratoacanthoma of skin or lip, but a similar self-healing epithelial proliferation. Untreated lesions resolve but are often excised through uncertainty of diagnosis. PMID: 6961343

Epstein–Barr ulcers in immunosuppression and acute EBV ulcers in glandular fever

Not usually concerning clinically, except EBV ulcers in immunosuppression, which can be very chronic

Resemble lymphoma

PMID: 26254983

Papillomas

Normally readily identifiable but large lesions resemble verrucous carcinoma

Superficial biopsy may be indistinguishable from verrucous carcinoma

The main risk is misdiagnosis of verrucous carcinoma as papilloma because of inadequate biopsy or clinical information

Necrotising sialometaplasia

Nodular inflamed lesion on palate, becoming ulcerated

Biopsy may resemble squamous or mucoepidermoid carcinoma, although usually readily identifiable.

Eventually heals without intervention. Small or superficial biopsies risk misdiagnosis. See Chapter 22

Lupus erythematosus of vermilion border

Ulcers, erythema and keratosis

Resembles dysplasia

Diagnosis aided by skin lesions elsewhere

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Non-neoplastic diseases of salivary glands DUCT OBSTRUCTION ➔ Summary charts 12.1 and 22.1 pp. 202, 353 Salivary calculi A stone can form in a salivary gland or duct. At least 80% of salivary calculi form in the submandibular gland, approximately 8% in the parotid and approximately 2% in the sublingual and minor salivary glands.

Clinical features Adults are mainly affected, males twice as often as females. Calculi are usually unilateral. Symptoms are absent until the stone causes obstruction. Intermittent obstruction causes the classical symptom of ‘meal time syndrome’, pain and swelling of the gland when the smell or taste of food stimulates salivary secretion. Persistent obstruction leads to infection, pain and chronic swelling of the gland. Otherwise there are no symptoms unless the stone passes forward and can be palpated or seen at the duct orifice (Fig. 22.1). Alternatively, the stone may be seen in a radiograph. However, approximately 40% of parotid and 20% of submandibular stones are not densely radiopaque, and sialography or ultrasound may be needed to locate them.

Pathology Saliva is supersaturated, and calcium and magnesium phosphates deposit around a nidus, probably cell debris. Degenerate cells within the gland can also mineralise and may enter the duct system to act as a nidus. Mineralisation proceeds incrementally producing a layered structure (Fig. 22.2). An adherent layer of microbial flora often grows on stones and this, their rough surface and obstruction trigger inflammation and fibrosis around the duct.

Fig. 22.1  Salivary calculus. This stone has impacted just behind the orifice of the submandibular duct forming a hard nodule. The yellow colour of the stone is visible through the thin mucosa.

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Calculi are not a cause of dry mouth, but factors increasing the saturation of saliva including dry mouth, dehydration, obstruction and sialadenitis all predispose to stones, producing a vicious cycle in which the effects of a calculus contribute to its further growth. Established stones probably never redissolve. Stones are frequently multiple. Parotid saliva is less saturated and so produces fewer stones. These have a higher organic content, making them less radiopaque and sometimes completely lucent. Minor gland stones are unusual and present as a hard mass in the mucosa or with infection.

Management The stone should be identified by plain radiography or ultrasound and the degree of damage to the gland from ascending infection and sialadenitis assessed by sialography. Occasionally, small stones may sometimes be manipulated out of the duct orifice. Larger or distally placed stones must be treated starting with the least invasive method likely to succeed. Lithotripsy uses an ultrasonic shock wave applied extraorally and focused on the stone. A series of treatments may fracture the stone into small pieces that will pass out of the duct orifice. If this fails, stones in the duct but outside the gland can be removed using a ‘basket’ of fine wire manipulated down the duct and around the stone under radiological control. Alternatively, microendoscopy can be combined with laser disruption of the stone. These conservative techniques are often successful and, perhaps surprisingly, the gland will often recover normal function despite a history of repeated attacks of chronic sialadenitis.

Fig. 22.2  Salivary calculus in a duct. To the left is the salivary calculus which has a lamellar structure and an irregular surface. On the surface is a thick layer of microbial flora filling the space between the stone and the epithelial lining. In the surrounding wall, there is an infiltrate of lymphocytes and plasma cells and neutrophils are migrating through the duct epithelium into the lumen.

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Box 22.1  Salivary calculi: key features • Adult males mainly affected • Usually (80%) in submandibular gland • Form by accretion of calcium salts round organic nidus • Typically cause pain by obstructing food-related surge of salivary secretion • Occasionally asymptomatic until palpable in the mouth or seen in routine radiograph • Do not cause dry mouth • Can often be treated conservatively

If conservative measures fail and the stone is within the duct, the duct has to be opened, usually under local anaesthesia. A temporary suture should be put around the duct behind the calculus to prevent it from slipping backward and the stone released through an incision along the line of the duct. The opening should be left unsutured or sutured to the mucosa to prevent scarring and a fibrous stricture forming. When stones are within the gland or a sialogram reveals that the gland is severely damaged by recurrent infection and fibrosis, the gland will probably have to be excised. Key features of salivary calculi are summarised in Box 22.1.

Fig. 22.3  Mucous extravasation cyst. The typical presentation at the commonest site: a rounded bluish, translucent cyst in the lower lip.

Management review PMCID: PMC2640028

Salivary duct strictures ➔ Summary chart 22.1 p. 353 The usual cause of strictures at the parotid papilla is chronic trauma (from such causes as projecting denture clasps, faulty restorations or sharp edges of broken teeth) leading to fibrosis. Strictures of the duct itself are almost always caused by fibrosis resulting from inflammation round a calculus or scarring following surgery. Obstruction from strictures presents with meal time syndrome in the same way as when caused by calculi. Sialography should show the zone of narrowing with dilatation behind. Once any causative calculus has been removed, no further treatment may be required, but persistent obstruction may require dilatation of the duct with bougies, excision of the narrow segment or the whole gland. Management review: PMCID: PMC2640028

MUCOCELES AND SALIVARY CYSTS A mucocele is a cavity filled with mucus. Salivary mucoceles can be of two types, but these cannot be distinguished clinically and the difference is of little practical importance. Review PMID: 20708324

Mucous extravasation The most common type is the extravasation mucocele of minor glands, often called a mucous extravasation cyst even though it has no epithelial lining. The cause is trauma causing duct rupture so that saliva can escape into the tissues. Mucous extravasations most often form in the lower lip because it is more prone to trauma. They are commonest in children and young adults.

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A

B

C

Fig. 22.4  Extravasation mucocele. To the left is a cavity of spilt mucin with the remnants of the ruptured duct lining epithelium at its edge. To the right is the associated minor mucous salivary gland. (A) Saliva and macrophages. (B) Compressed connective tissue wall. (C) Minor salivary gland.

The collection of secretion is superficial and rarely larger than 1 cm in diameter. In the early stages, they appear as rounded fleshy swellings. Later, they are obviously cystic, hemispherical, fluctuant and bluish due to the thin wall (Fig. 22.3). The saliva leaking into the surrounding tissues excites an inflammatory reaction (Figs 22.4 and 22.5), and the pools of saliva gradually coalesce to form a rounded collection of fluid, surrounded by compressed connective tissue. Gradually macrophages infiltrate and degrade the mucin, the duct heals and a scar remains. However, extravasation mucoceles often recur at the same site, probably because of recurrent trauma. In a superficial mucocele, the saliva pools just below the epithelium, mimicking a vesicle and potentially presenting similarly to pemphigoid. The translucent blisters are a few millimetres in diameter and usually affect the soft palate. Superficial mucoceles PMID: 3174068

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Fig. 22.5  Extravasation mucocele. Higher power showing the lining of the mucin-filled space. Macrophages are migrating into the mucin, and in phagocytosing it develop a foamy or vacuolated cytoplasm.

Fig. 22.7  Ranula. A large bluish, translucent swelling in the floor of the mouth caused by a mucous extravasation cyst.

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Box 22.2  Mucoceles: key features • Most frequently on lower lip • Usually caused by damage to duct and extravasation of saliva • Saliva leaking into surrounding tissues causes mild inflammation • Saliva eventually pools to form a mucocele with connective tissue wall • Rarely due to duct obstruction and dilatation forming a retention cyst with epithelial lining • Almost never in the upper lip – consider alternative diagnosis of salivary gland neoplasm

Fig. 22.6  Mucous retention cyst. Remnants of the minor mucous salivary gland are visible, together with its dilated duct, the epithelium of which is continuous with the epithelial lining of the cyst (above).

Mucous retention cysts These cysts are less common and have an epithelial lining because they are salivary ducts that become very dilated following obstruction (Fig. 22.6). Retention cysts arise both within major glands, usually the parotid, and minor glands. There is less inflammation because the saliva does not escape into the tissues, and the pool of mucin is surrounded by duct epithelium. The epithelium often shows hyperplasia or oncocytic metaplasia. Key features are summarised in Box 22.2.

Ranula A ranula* is an uncommon and distinctive type of mucous extravasation arising in the floor of mouth from the sublingual gland. The structure is the same as other salivary extravasation cysts. The cause is damage to, or obstruction of, one of the several ducts of Rivinius that drain into the submandibular duct or floor of mouth. Ranulae are usually unilateral and 2 or 3 cm in diameter (Fig. 22.7). Occasionally, they extend across the whole of *The name ranula means frog and comes from the clinical resemblance of the thin dilated wall to the air sac of a frog, together with the croaking speech ranulae can cause by displacing the tongue.

the floor of the mouth. They are soft, fluctuant and bluish, typically painless but may interfere with speech or mastication. Sublingual glands secrete continuously, unlike the larger glands, and ranulae can therefore reach a very large size in the loose tissue. A plunging ranula arises when the mucus passes through the mylohyoid muscle, which is a discontinuous sheet in many individuals, or around its posterior margin. Large volumes of mucus can then collect in the submandibular space and extend down into the neck, sometimes with minimal intraoral swelling. Review ranula PMID: 20054853

Treatment Untreated mucoceles rupture, often repeatedly, and some eventually heal spontaneously. Otherwise they should be excised with the underlying gland. The latter is usually found to have been removed with the cyst, but if not, recurrence is likely. Ranulae do not require excision. If the cavity is drained and decompressed by marsupialisation, it will heal spontaneously provided the causative gland, always the sublingual, is removed. The sublingual gland comprises as many as 20 small glands, each with a separate duct, and only the involved segment needs to be removed if it can be identified. An important diagnostic point is that what appears to be a mucocele in the upper lip is much more likely to be a salivary neoplasm and has a significant chance of being malignant (Ch. 23, Fig. 23.1). Some salivary neoplasms

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contain mucous-filled cysts, producing a similar appearance. Upper lip nodules should not be excised without this possibility having been investigated.

SIALADENITIS Mumps ➔ Summary chart 22.2 p. 354 Mumps† is due to a paramyxovirus (the mumps virus) and causes painful swelling of the parotids and other exocrine glands. It is highly infectious and is the most common cause of acute parotid swelling. In the UK, mumps vaccination (in the MMR (measlesmumps-rubella) combination) was introduced in 1988. Before this there were epidemics every 3 years. MMR vaccination is given at around 1 and 4 years of age and is also available to adults. Concerns over side effects have proved unfounded, and uptake in the UK is now approximately 95%, but small clusters of cases still occur and in 2005 there was an epidemic of more than 70,000 cases. Several hundred cases occur each year. Almost all are 15–30-year-olds, and a quarter will have had at least one dose of vaccine, suggesting it is not as effective as natural mumps immunity (which is lifelong after infection). The mumps component of MMR is known to be less effective than the measles and rubella components. Vaccination is with a live virus, and a small minority of recipients develop a mild presentation of mumps with salivary gland swelling 3 weeks after the first dose.

Fig. 22.8  Mumps in an adult. Adults often have atypical presentations such as this patient with unilateral parotitis. (From General Medical Conditions in the Athlete, Mosby, 2012, Fig. 15-6.Source: Jarvis C: Physical examination and health assessment, ed 5, Philadelphia, 2008, Saunders.)

Clinical features Classically, children were affected in epidemics. The disease is highly infectious and spread by saliva. Headache, malaise, fever and tense, painful and tender swelling of the parotids follow an incubation period of about 21 days. Currently cases are adolescents or young adults, who unlike children may have severe and prolonged malaise and are prone to complications including orchitis, oophoritis pancreatitis, arthritis, mastitis, nephritis, pericarditis or meningitis. Classical presentations are easily recognised, but adults may have only one or two glands swollen, raising possible misdiagnosis as dental infection, sialadenitis or lymphadenitis. A history of mumps, but not of vaccination, excludes the diagnosis. Immunised adults have reduced disease severity and often atypical presentations (Fig. 22.8). Many are subclinical, with mild non-specific malaise and tender glands without swelling. If necessary, the diagnosis can be confirmed by a rise in titre of immunoglobulin (IgM) antibodies in the unvaccinated. Unfortunately, vaccination prevents development of the IgM antibodies in 90% of cases, and laboratory diagnosis is difficult. Mumps review PMID: 18342688 Mumps post vaccination PMID: 20517181

Bacterial parotitis Acute suppurative parotitis historically affected debilitated patients, particularly post-operatively, as a result of dehydration. This is now effectively prevented. Currently, suppurative parotitis is more commonly seen in patients with severe

Fig. 22.9  Suppurative parotitis: pus is leaking from the parotid papilla.

xerostomia, particularly Sjögren’s syndrome or as an uncommon complication of tricyclic antidepressant treatment. Important bacterial causes include Staphylococcus aureus, streptococci and oral anaerobes. Typical clinical features are pain in one or both parotids with swelling, redness and tenderness, malaise and fever. The regional lymph nodes are enlarged and tender, and pus exudes or can be expressed from the parotid duct (Fig. 22.9). The progress of the infection depends largely on the patient’s underlying physical state. Biopsy plays no role in diagnosis, but shows abscess formation, pus in ducts and acute inflammation. In view of the potentially virulent pathogenic organisms involved, aggressive antibiotic treatment is required, usually with flucloxacillin, but only after pus has been obtained for culture and sensitivity testing because of the wide range of possible causative organisms. The antibiotic can be changed if necessary. Drainage is rarely necessary. Acute parotitis case series PMID: 3468465 Salivary gland infection review PMID: 19608046

†Mumps comes from an old English word meaning to look miserable, describing well the marked malaise felt by sufferers.

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Tuberculous sialadenitis is very rare and seen mostly in the parotid gland in HIV infection and immunosuppression.

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Organic causes • Sjögren’s syndrome • Irradiation • Mumps (transient) • HIV infection • Hepatitis C infection • Sarcoidosis • Amyloidosis • Iron deposition (haemochromatosis, thalassaemia)

Fig. 22.10  Chronic sialadenitis resulting from obstruction. The ducts contain casts of mucin and neutrophils and are surrounded by a layer of fibrosis. There is severe acinar atrophy, and the space previously occupied by acinar cells now contains infiltrates of lymphocytes and plasma cells.

It presents clinically as a mass resembling a tumour or as a slowly and diffusely enlarging gland over many years. Fine needle aspiration will usually be diagnostic. Involvement of the gland probably follows spread from an intraparotid lymph node.

Chronic sialadenitis ➔ Summary chart 22.1 p. 353 Chronic sialadenitis is usually a complication of duct obstruction, and the commonest cause by far is calculi. It is usually unilateral and asymptomatic or with intermittent painful swelling of one gland. Sialography may show dilatation of ducts behind the obstruction, with tortuous distorted ducts compressed by fibrosis.

Pathology There are varying degrees of destruction of acini, duct dilatation and a scattered chronic inflammatory cellular infiltrate, predominantly lymphoplasmacytic (Fig. 22.10). Extensive interstitial fibrosis and, sometimes, squamous metaplasia in the duct epithelium follow. Untreated sialadenitis progresses over many years until the gland is almost completely fibrotic. This terminal fibrosis produces a hard gland, easily mistaken for a lymph node metastasis or neoplasm‡. Once any obstruction is removed, mild sialadenitis may resolve and the gland recover. If extensively damaged, the gland has to be excised. Salivary gland infection review PMID: 19608046

XEROSTOMIA Xerostomia is dry mouth. There are many causes, as summarised in Box 22.3. Dry mouth is not associated with ageing itself but is common in the elderly because of their disease burden and medications. Though the mouth is dry and saliva sparse, stringy or frothy, many patients with mild xerostomia make ‡This end stage of chronic sialadenitis with sclerosis is sometimes called a Küttner tumour, although it is not neoplastic. However, this term has also been incorrectly and confusingly applied to other causes of fibrosis in the gland, such as IgG4 disease.

Functional causes • Dehydration • Fluid deprivation or loss • Haemorrhage • Persistent diarrhoea and/or vomiting • Psychogenic • Anxiety states • Depression • Drugs

22 Non-neoplastic diseases of salivary glands

Box 22.3  Causes of xerostomia

Drugs • Diuretic overdosage • Drugs with antimuscarinic effects • Atropine, ipratropium, hyoscine and other analogues • Tricyclic and some other antidepressants • Antihistamines • Antiemetics (including antihistamines and phenothiazines) • Neuroleptics, particularly phenothiazines • Some older antihypertensives (ganglion blockers and clonidine) • Drugs with sympathomimetic actions • ‘Cold cures’ containing ephedrine, etc. • Decongestants • Bronchodilators • Appetite suppressants, particularly amphetamines

no complaint of dry mouth, but rather of difficulty eating or speaking. Some complain of an unpleasant taste in the mouth. Most find severe dryness almost unbearable. Conversely, some with a subjective sensation of dry mouth have normal salivary flow rates on objective testing and the problem may be psychogenic. Mucosal diseases that cause roughening, particularly lichen planus, are often interpreted as dryness. Such patients are said to have false xerostomia. Before detailed investigation for xerostomia, a measurement of salivary flow is required to differentiate true from false xerostomia (see Sjögren’s syndrome in the following section). Alternatively, a clinical assessment is reasonably accurate (Table 22.1). Xerostomia, calculi and ascending infection are related in some patients, as shown in Fig. 22.11. Significant sequelae of xerostomia are caries, often root caries, and candidosis. Treatment is discussed under Sjögren’s syndrome. Review PMID: 14716254

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Table 22.1  The Challacombe scale for assessing dry mouth clinically* Feature

Total score

• Mirror sticks to buccal mucosa • Mirror sticks to tongue • Saliva frothy

Total score of 1–3 indicates mild dryness. May not need treatment or management. Sugar-free chewing gum for 15 mins, twice daily and attention to hydration is needed. Many drugs will cause mild dryness. Routine checkup monitoring required.

• No saliva pooling in floor of mouth • Tongue shows generalised mild depapillation • Gingival architecture is smooth

Total score of 4–6 indicates moderate dryness. Sugar-free chewing gum or simple sialogogues may be required. Needs to be investigated further if reasons for dryness are not clear. Saliva substitutes and topical fluoride may be helpful. Monitor at regular intervals especially for caries and symptom change.

• Glassy appearance of oral mucosa, especially palate • Tongue lobulated / fissured • Cervical caries in more than two teeth • Debris on palate or sticking to teeth

Total score of 7–10 indicates severe dryness. Saliva substitutes and topical fluoride usually needed. Cause of hyposalivation needs to be ascertained and Sjögren’s syndrome excluded. Refer for investigation and diagnosis. Patients then need to be monitored for changing symptoms and signs, with possible further specialist input if worsening.

*Features often appear in sequence as the mouth becomes dryer, but the sequence is not important. Each feature scores 1 and the significance of the total score is shown on the right.

Dry mouth Diminished flow in salivary gland duct Risk of ascending infection, acute or chronic

Risk of stone formation

Risk of stricture

Fig. 22.11  Interrelationships between dry mouth, calculi and their complications. Note: dry mouth may promote stone formation, but stones do not cause dry mouth.

SJÖGREN’S SYNDROME ➔ Summary chart 22.2 p. 354 In 1933, Sjögren noticed the association of dryness of the mouth and dryness of the eyes. Later, he found that there was a significant association with rheumatoid arthritis. These combinations of complaints are caused by two closely related but distinct diseases. Primary Sjögren’s syndrome comprises dry mouth and dry eyes not associated with any connective tissue disease. ‘Sicca syndrome’ is a poorly defined term that is best avoided because it can be used for any cause of dry eyes and mouth, as well as primary Sjögren’s syndrome. Secondary Sjögren’s syndrome comprises dry mouth and dry eyes associated with rheumatoid arthritis or other connective tissue disease.

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Fig. 22.12  Sjögren’s syndrome. The mucosa is dry, red, atrophic and wrinkled and sticks to the fingers or mirror during examination. These changes are common to all causes of xerostomia.

Box 22.4  Oral effects of Sjögren’s syndrome • Discomfort • Difficulties with eating or swallowing • Disturbed taste sensation • Disturbed quality of speech • Predisposition to infection

Primary Sjögren’s syndrome causes more severe oral and ocular changes and has a higher risk of complications than secondary.

Clinical features Females are affected nearly 10 times as frequently as males. Sjögren’s syndrome affects 10%–15% of patients with rheumatoid arthritis, possibly 30% of patients with lupus erythematosus and a variable proportion of patients with or without other connective tissue diseases. Sjögren’s syndrome is therefore relatively common. Major oral effects of Sjögren’s syndrome are summarised in Box 22.4. Onset is in middle age. In the early stages, the mucosa may appear moist, but salivary flow measurement shows diminished secretion. In established cases, the oral mucosa is obviously dry, often red, shiny and parchment-like (Fig. 22.12). The tongue is typically red, the papillae characteristically atrophy and the dorsum becomes lobulated with a cobblestone appearance (Fig. 22.13). With diminished salivary secretion, the oral flora changes, and candidal infections are common. The latter are the main cause of soreness of the mouth in Sjögren’s syndrome and cause generalised erythema of the mucosa, often with angular stomatitis. Plaque accumulates, and there may be rapidly progressive dental caries (see Fig. 22.14). The most severe infective complication is suppurative parotitis. Parotid swelling is found at some stage in about 30% of patients but is not a common finding because it is often intermittent. Swollen glands are not inflamed clinically and are rarely painful (Fig. 22.15). A hot, tender parotid swelling with red, shiny overlying skin would indicate suppurative

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Fig. 22.13  Tongue in Sjögren’s syndrome. Longstanding dry mouth and repeated candidal infection produce this depapillated but lobulated tongue.

Fig. 22.14  Sjögren’s syndrome. Extensive cervical caries is a frequent complication of dry mouth. In addition to the lack of saliva, patients may attempt to stimulate salivary flow with sweets or chewing gums.

Box 22.6  Histological changes in salivary glands in Sjögren’s syndrome • Polyclonal infiltration mainly by CD4 lymphocytes • Infiltrate initially periductal • Progressive spread of infiltrate through the glandular tissue • Progressive destruction of secretory acini • Proliferation of ducts to form epimyoepithelial islands

22 Non-neoplastic diseases of salivary glands

Box 22.5  Ocular effects of Sjögren’s syndrome • Failure of tear secretion • Dried secretions stick to conjunctiva and cornea • Failure of clearance of foreign particles from the cornea and conjunctiva • Gritty sensation in the eyes • Keratinisation and loss of goblet cells in conjunctiva • Abrasions, ulcers and inflammation • Risk of impairment or loss of sight

parotitis. Bilateral parotid swelling strongly suggests lymphoma (discussed later). Patients have increased incidence of allergy to antibiotics, particularly allergy to trimethoprim which causes fever, headache, backache and meningeal irritation. Sjögren’s syndrome can have serious ocular effects (Box 22.5). Dryness leads to keratinisation, splitting and inflammation of the conjunctiva and cornea. Ulceration, corneal scarring and induction of blood vessel ingrowth can lead to visual impairment. Primary Sjögren’s syndrome is not just a localised form of the disease. Although patients lack a connective tissue disorder, they have other systemic manifestations including involvement of all exocrine glands and features such as Raynaud’s phenomenon. General review PMID: 16039337 Review causes and prognosis PMID: 23993190 Extraglandular features primary disease PMID: 26231345

Aetiology and pathology

Fig. 22.15  Salivary gland swelling in primary Sjögren’s syndrome. The outline of the parotid gland is clearly demarcated.

The cause is unknown, but genetic predisposition exists and environmental triggers, possibly viral, are suspected. The process is an autoimmune attack on all exocrine glands, including those of the skin, vagina, lung and pancreas, though these other sites rarely cause significant problems clinically. Histological changes are shown in Box 22.6. Lymphocytes infiltrate the glands and cluster around small ducts, proliferate and gradually replace acinar cells (Fig. 22.16). The mechanisms of acinar cell destruction are unclear but may be apoptotic and induced by cytokine secretion. Over many years, the lymphocytic infiltrates enlarge and replace more of the gland, and the types of lymphocyte change with disease progression. The ductal cells proliferate, possibly in response to cytokines released by the lymphocytes, to form islands and sheets of cells around the ducts. Although myoepithelial cells are not a feature, the islands are called epimyoepithelial islands (Fig. 22.17), and the overall appearance is sometimes called myoepithelial sialadenitis.

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Table 22.2  Typical patterns of autoantibodies in primary and secondary Sjögren’s syndromes

Fig. 22.16  Sjögren’s syndrome. The histological appearance is typical. Dense, well-defined foci of lymphocytes surround the larger ducts in the centre of the lobules. In the area occupied by the lymphocytes, there is complete acinar atrophy and a rim of residual salivary parenchyma remains around the periphery of the lobule.

Fig. 22.17  Sjögren’s syndrome. In late disease no salivary acini remain and the gland is replaced by a confluent infiltrate of lymphocytes. A few ducts remain and proliferate to form the epimyoepithelial islands. Such extensive changes sometimes suggest that there has been progression to a low-grade lymphoma.

The final result is destruction of acini and replacement of the whole gland by a dense lymphocytic infiltrate (Fig. 22.17). However, the infiltrate remains confined within the gland capsule and does not cross the intraglandular septa. There is systemic polyclonal B cell activation, producing a variety of autoantibodies (Table 22.2) that aid diagnosis.

Diagnosis No test is definitive; many may be required in early disease (Box 22.7). The least invasive tests are used first. Salivary secretion should be assessed by testing unstimulated whole saliva flow by the patient drooling into a graduated container over 10 minutes. Normal salivary flow is between 1 and 2 mL/min but may be reduced to 0.2 mL/ min or less. Reduction confirms a true xerostomia. Alternatively, dryness can be scored relatively accurately from clinical features (Table 22.1). If present, other causes of xerostomia must be excluded next (Box 22.3).

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Autoantibodies

Primary SS

Secondary SS

Salivary duct antibody

10%–36%

67%–70%

Rheumatoid factor

50%

90%

SS-A (Ro) antibodies

5%–10%

50%–80%

SS-B (La) antibodies

50%–75%

2%–5%

Rheumatoid arthritis precipitin

5%

75%

Box 22.7  Diagnostic tests in Sjögren’s syndrome • Diminished total salivary flow rate • Diminished tear secretion and ocular effects • Raised immunoglobulin levels and erythrocyte sedimentation rate • Antibody screen, especially rheumatoid factor and SS-A and SS-B • Circulating CD4+/CD8+ lymphocyte ratio • Sialectasis on sialography or ultrasound • Labial salivary gland biopsy showing periductal lymphocytic infiltrate

Specialist ophthalmic examination is very sensitive to detect corneal drying and its effects. The Schirmer test, in which a filter paper strip tucked under the lower eyelid is used to measure tear production, is considerably less informative, extremely variable, uncomfortable for the patient and best avoided. Serological support for the diagnosis should be sought next, using the tests in Table 22.2 while noting that none are specific to the disorder. A sialogram will usually show the snowstorm appearance, due to leakage of contrast material through the terminal duct walls (Fig. 22.18). Ultrasound examination may reveal similar features and is less invasive and more tolerable for the patient. If no definitive diagnosis is yet possible, a labial gland biopsy may be performed. Pathological changes in labial salivary glands correlate closely with those in the parotid glands, and lip biopsy avoids the risks of damage to the facial nerve inherent in parotid gland biopsy. However, this test is considerably overrated. A harvest of 6–8 glands is required. The usual method for assessment is to count the number of foci of lymphocytes per 4 mm2 of tissue. Although a score of 1 or more is highly suggestive, it is easy to misinterpret non-specific inflammation. The predictive value is probably no higher than 80% when correctly interpreted. Several sets of international diagnostic criteria exist but are not completely accurate, do not identify the same cases and fail to identify early and subclinical cases. Because there is no specific treatment for the underlying disease process, the effort, expense and morbidity of investigations have to be weighed against the certainty of diagnosis required. Labial gland biopsy PMID: 21480190 Diagnostic criteria PMID: 22563590 and 23968620

Management Many aspects need to be taken into account (Box 22.8). Ophthalmological review is important to exclude or treat keratoconjunctivitis sicca, which is symptomless

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22 Non-neoplastic diseases of salivary glands

Box 22.9  Types of artificial saliva currently available in UK and some European countries • Bioextra moistening gel, Lactoperoxidase, Lactoferrin, Lysozymes and immunoglobulins • Glandosane spray. Carmellose (carboxymethyl cellulose) solution with sorbitol and electrolytes • Luborant spray. Carmellose solution with electrolytes and preservatives • OralBalance gel. Lactoperoxidase, glucose oxidase and xylitol • Saliva Orthana spray. Gastric mucin, xylitol, sodium fluoride with preservatives and flavouring • Saliva Orthana lozenges. Mucin with xylitol in sorbitol base • Salivace spray. Carmellose with xylitol, electrolytes and preservative • Salivix pastilles. Sugar-free. Contain gum acacia and malic acid Similar preparations are available in the United States and other countries as Oasis and Aquaoral spray, Caphosol solution, Salivasure lozenges and Xylimelt dissolvable disks. Fig. 22.18  Sjögren’s syndrome. The sialogram shows the typical snowstorm appearance of blobs of contrast medium that have leaked from the duct system. Emptying and clearance of the contrast medium are also much delayed because of the reduced salivary flow.

Box 22.8  Principles of management of Sjögren’s syndrome • Salivary gland damage is irreversible • Give reassurance and help with dry mouth • Ophthalmological investigation for keratoconjunctivitis sicca • Refer to specialist if connective tissue disease is untreated • Check for any associated drug treatment contributing to dry mouth • Alleviate dry mouth • Frequent small sips of water • Prescribe saliva substitutes • Control caries in dentate patients • Avoid sweets (e.g. lemon drops) • Suggest sugar-free gum • Check diet for excess sugary foods • Maintain good oral hygiene • Fluoride applications • Chlorhexidine (0.2%) rinses • Monitor for mucosal candidosis • Give antifungal mixtures (not tablets) as necessary • Treat difficulties with dentures symptomatically • Observe regularly for possible development of ascending parotitis or lymphoma in its early stages. Dryness of the eyes is treated with artificial tears, such as methyl cellulose solution. Anaemia should be excluded, particularly when there is rheumatoid arthritis, because it contributes to candidosis.

Dryness of the mouth can be relieved to some degree by providing artificial saliva (Box 22.9), although these preparations are not very pleasant to use. Patients must conserve what little mucin they have in the mouth by sipping liquid, not rinsing and swallowing. Cholinesterase inhibitors, such as pilocarpine, are sometimes recommended to stimulate salivary secretion, but have unpleasant side effects such as nausea, diarrhoea and bradycardia. In dentate patients, an aggressive preventive regime is required with topical fluorides and chlorhexidine mouth rinses to reduce plaque formation. Soreness of the mouth due to infection by Candida albicans can be treated with fluconazole or nystatin. Ascending parotitis should be treated as described earlier. A dry and sore mouth and eyes, perhaps with pain from rheumatoid arthritis persisting over many years, is deeply distressing. Depression is a common consequence, and patients need support and reassurance. Treatment PMID: 20664046 Ophthalmic assessment PMID: 20035924 Increasing salivary flow PMID: 15153695 Cochrane dry mouth topical treatment PMID: 22161442 Review xerostomia and treatment PMID: 25463902

Complications ➔ Summary chart 22.2 p. 354 The risk to the eyes has been noted previously (Box 22.5). Primary Sjögren’s syndrome carries a relative risk of developing lymphoma of times 16, equivalent to 5% of patients, and higher in severely affected cases. The lymphomas are of B cell type, usually of the low-grade MALT (MucosaAssociated Lymphoid Tissue) type (Ch. 27), which are relatively indolent and carry a good prognosis. They arise in the affected glands and respond well to treatment while still localised there. Persistent swelling, particularly in longstanding disease, is suggestive, as is sudden enlargement of previously swollen glands, especially with cervical lymph

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Box 22.10  Sjögren’s syndromes: key features • Middle-aged or elderly women mainly affected • Rheumatoid arthritis or other connective tissue disease associated in secondary Sjögren’s syndrome • Dry mouth, candidosis, caries • Dry eyes, corneal damage • Polyclonal infiltration of salivary glands by CD4 lymphocytes with acinar destruction • Multiple autoantibodies particularly Ro (SS-A) and La (SS-B) • Significant risk of salivary gland and extrasalivary lymphomas • Depression often

Box 22.11  Important causes of sialadenosis • Alcoholism • Diabetes mellitus • Other endocrine diseases • Pregnancy • Drugs (e.g. sympathomimetics) • Bulimia • Malnutrition • Idiopathic

Review IgG4 head and neck PMID: 23068303 Rare cause salivary fibrosis PMID: 23692045

+

+

node enlargement. A low CD4 lymphocyte count or CD4 / CD8+ ratio is a strong risk factor for lymphoma. High-grade B cell lymphomas also arise and may develop from the lowgrade lymphomas. Key features are summarised in Box 22.10. Lymphoma in Sjögren’s PMID: 25316606

HIV-ASSOCIATED SALIVARY GLAND DISEASE ➔ Summary chart 22.2 p. 354 This disease affects primarily children and young adults with HIV infection, causing chronic soft parotid enlargement of one or both glands, sometimes painful. It is discussed in detail in Chapter 29. Immunosuppression also leads to enlargement of intraparotid lymph nodes, which may be mistaken for parotid neoplasms.

IGG4 SCLEROSING DISEASE This recently recognised disease§ produces chronic focal inflammation and dense fibrosis. In the head and neck it is seen in salivary and lacrimal glands and the soft tissues but may affect almost any body site, particularly pancreas and lung. Either a single or multiple sites may be involved. Onset is after middle age. The disease is usually asymptomatic, and recurrent periods of activity are characterised by raised levels of serum IgG4 in about half of cases. This subclass of immunoglobulin normally has a low serum concentration. Fibrosis produces a firm enlarging mass, often mimicking a neoplasm, and the gland is progressively destroyed. Diagnosis is by biopsy showing fibrosis with obliteration of small veins, fibrosis and a dense lymphoplasmacytic infiltrate with numerous IgG4 secreting plasma cells (Fig. 22.19). When one salivary gland is affected, a search must be made for other sites, both other salivary glands and remote sites. The condition responds to steroids and other immunosuppressants, but if untreated, fibrosis will extend beyond the gland to adjacent tissues.

§Footnote: This disease is now recognised to be the common cause of several previously different diseases including lung pseudotumours, autoimmune pancreatitis and retroperitoneal fibrosis. However, it is not equivalent to Küttner tumour, the terminal fibrotic stage of chronic sialadenitis. Nor does it explain so-called Mikulicz’s disease, which was probably MALT lymphoma. These confusing historical eponyms are best avoided. See PMID: 21707715.

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NECROTISING SIALOMETAPLASIA ➔ Summary charts 23.1 and 23.2 pp. 365, 366 This tumour-like lesion mainly affects the minor glands of the palate and probably results from infarction or ischaemia triggered by thrombosis or trauma. The condition is commoner in males and in cigarette smokers and in the middle aged or elderly. Occasionally is it bilateral. Typically, a relatively painless swelling 15–20 mm in diameter forms on the hard palate at the site of the minor glands (Fig. 22.20), growing rapidly. The surface becomes ulcerated, and the ulcer margins are irregular and heaped up or everted. Clinically, it resembles a salivary gland carcinoma. There is necrosis of the gland acini, inflammation and, after a short period, a hyperplastic healing response of the duct epithelium. The duct epithelium forms squamous islands so that the condition can mimic a carcinoma histologically as well as clinically (Fig. 22.21). Biopsy is often performed for diagnosis, although the clinical presentation is distinctive. Untreated, it heals in 6–8 weeks. Review and case series PMID: 1923419 and 22921832

SARCOIDOSIS This disease causes bilateral parotid enlargement with destruction of the gland and replacement by granulomatous inflammation (Fig. 22.22). It is discussed in detail in Chapter 30.

SIALADENOSIS ➔ Summary chart 22.2 p. 354 Sialadenosis is a non-neoplastic, non-inflammatory enlargement of salivary glands, most noticeably of the parotids. There are many causes (Box 22.11). Enlargement is slow, and the process is usually bilateral (Fig. 22.23). Histologically, there is hypertrophy of serous acini and the enlarged cells contain excess large secretory granules. The myoepithelial cells are atrophic. Both these effects are probably mediated by autonomic neuropathy caused by the underlying disease. Cases and review PMID: 7551515 Minor gland involvement PMID: 15250838 Histological features PMID: 20580282

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B

A

Non-neoplastic diseases of salivary glands

22

C

Fig. 22.19  IgG4 sclerosing disease affecting a submandibular gland. The gland is destroyed by intersecting bands of ‘storiform’ fibrosis and inflammatory infiltrate including lymphoid follicles (A). Small veins are obliterated by inflammation (B). Immunohistochemistry against IgG4 class immunoglobulin produces a brown positive reaction on numerous cells secreting IgG4 (C). In a typical non-specific sialadenitis, such cells are rarely present in any numbers.

Fig. 22.20  Necrotising sialometaplasia. The clinical appearances are similar to those of a malignant salivary neoplasm.

OTHER SALIVARY GLAND DISORDERS Irradiation Salivary tissue is highly sensitive to ionising radiation, which causes irreversible destruction of acini and fibrous replacement of glands in the irradiated field. Xerostomia is immediate in onset, severe, and recovers poorly. Management is as for Sjögren’s syndrome. Radioiodine, used to treat thyroid carcinomas, is concentrated in salivary

Fig. 22.21  Necrotising sialometaplasia. The histological features may also be mistaken for malignancy. There is necrosis of all the acinar cells and the islands of epithelium on the left are hyperplastic ducts showing squamous metaplasia.

glands but causes minimal problems with dry mouth unless repeated doses have been used. Salivary fistula, a communication between the duct system or gland with the skin or mucous membrane, is uncommon. Internal fistulae drain into the oral cavity and cause no symptoms. By contrast, parotid fistula on the skin is troublesome and often persistent. It may be the result of

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Box 22.12  Causes of ptyalism Local reflexes • Oral infections (e.g. acute necrotising ulcerative gingivitis) • Oral wounds • Dental procedures • New dentures Systemic reflexes • Nausea • Oesophageal disease (reflux oesophagitis) • Rare effect of pregnancy

Fig. 22.22  Sarcoidosis of salivary gland. The acinar cells are completely effaced and only a few ducts remain, surrounded by fibrosis and pale staining rounded granulomas of loosely cohesive macrophages. The granuloma near the top centre contains a small multinucleate cell.

Toxic • Iodine • Heavy metals: mercury, copper arsenic ‘False ptyalism’ (drooling) • Psychogenic • Bell’s palsy • Parkinson’s disease • Stroke

before the age of 6 years and causes recurrent episodes of acute swelling lasting a few days with fever and malaise, usually unilaterally. It resolves around the time of puberty. Cystic fibrosis is discussed in Chapter 33.

HYPERSALIVATION (SIALORRHOEA OR PTYALISM)

Fig. 22.23  Sialadenosis. Typical appearance of bilateral swelling of parotid glands.

an injury to the cheek or a complication of surgery. Infection often becomes superimposed, and persistent leakage of saliva prevents healing. The treatment is primarily by surgical repair but is difficult. Sjögren’s-like syndrome in graft-versus-host disease develops in approximately one-third of all cases of graftversus-host disease (GVHD), particularly when severe, and mimics primary Sjögren’s. Juvenile recurrent parotitis is rare and poorly understood, possibly a low-grade recurrent infection. It starts

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True ptyalism is rarely a significant complaint because excess saliva is swallowed. However, it is a symptom increasingly considered to merit medical investigation given its many causes (Box 22.12). Idiopathic paroxysmal sialorrhea, known to patients as ‘waterbrash’, is reflex secretion caused by oesophagitis, peptic ulcers, infections and other gastrointestinal irritation. There is a sudden rush of saliva, sometimes waking the patient because their mouth is suddenly full of saliva. ‘False ptyalism’, a sensation of excess saliva, is more common than true ptyalism and is either delusional or results from failure to swallow. Drooling in neurological disorders, or in those with syndromic presentations such as Down’s syndrome, is due to faulty neuromuscular control, often with a forward head and tongue posture and weak swallowing. Drooling PMID: 19236564 Botulinum toxin treatment PMID: 23112272

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22 Non-neoplastic diseases of salivary glands

Summary chart 22.1  Differential diagnosis and management of a patient with ‘mealtime syndrome’.

Temporary swelling or pain in a salivary gland on eating or expectation of eating

‘Mealtime syndrome’ Due to intermittent blockage, usually by a salivary calculus. The submandibular gland is most frequently affected

Is calculus visible or palpable in the duct? and Is a calculus visible on plain radiographs of duct and glands? One or more calculi present

More than one calculus is often found No calculi present

Have there been multiple attacks of more persistent swelling or pain to suggest chronic sialadenitis? YES Chronic sialadenitis secondary to calculus. The gland will probably have to be excised, and this is the best option from the outset

Perform sialography or ultrasound scan

NO Can the calculi be excised from an easily accessible length of duct or ‘milked’ out of the duct?

YES This may be curative. Review in case of subsequent strictures or sialadenitis

Reveals radiolucent mass of inspissated mucin (usually in parotid gland or duct)

Reveals a stricture in the duct Usually the result of a calculus which has been passed

Reveals compression of the duct by an external structure

NO Try ultrasonic lithotripsy, basket removal, endoscopic and other conservative techniques. If these fail, the gland will have to be excised

Remove as if a stone; if impossible excise gland or superficial portion if parotid gland

Options are: dilatation with bougies, surgical excision or shortening and resiting of duct. Otherwise excise gland or superficial portion if parotid gland

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Investigate causes as appropriate

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Summary chart 22.2  Summary of the diagnosis of persistent bilateral swelling of the parotid glands.

Soft tissue disease

2

Persistent bilateral swelling of parotid salivary glands (Exclude non-salivary lesions especially enlarged lymph nodes within or near parotid by clinical examination and sialography or ultrasound scan if necessary)

Acute onset, usually in a child or young adult with pain and malaise

No associated autoimmune connective tissue disease Probably primary Sjogren’s syndrome

Associated with an autoimmune connective tissue disease, usually rheumatoid arthritis or lupus erythematosus

:

Probably mumps

Associated with dry eyes and dry mouth

Diagnosis on clinical findings, confirm if necessary by serology

:

Probably secondary Sjogren’s syndrome

Confirm diagnosis with salivary flow rate, sialography, labial gland biopsy and autoantibody screen and clinical findings

Always exclude sarcoidosis unless an alternative diagnosis is obvious Confirm diagnosis by raised serum angiotensin-converting enzyme and calcium, chest radiograph, biopsy of minor gland Consider forms of sarcoidosis limited to glands or glands with eye and facial nerve (Heerfordt’s syndrome)

Asymptomatic, associated with hormonal, metabolic or nutritional disease, especially diabetes, alcoholism, etc.

Diagnosis by presence of underlying disease and exclusion of alternatives. Fine needle aspiration of major gland or biopsy can confirm if necessary (e.g. idiopathic cases)

:

Sjogren’s-like disease may also occur in HIV infection

354

Soft enlargement in adult or child Consider HIV-associated salivary cystic disease

Probably sialadenosis

:

Consider the possibility of lymphoma arising in primary Sjogren’s syndrome when glands are swollen and perform major gland biopsy if suspicious.

Asymptomatic, with or without systemic illness

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Confirm diagnosis by ultrasound showing multiple cysts

SOFT TISSUE DISEASE SECTION 2

Salivary gland neoplasms

SALIVARY GLAND NEOPLASMS Most salivary gland neoplasms arise in the parotid glands, but they are also frequent in intraoral minor glands, making them the second most common neoplasms of the mouth after squamous cell carcinoma. Neoplasms of salivary glands arise from the stem cell population that resides in the ducts and gives rise normally to duct lining epithelium, secretory acinar cells and myoepithelial cells. The histology of the tumours is therefore complex because all these lines of differentiation may appear in different proportions. Occasionally lymphomas arise in the intraparotid lymph nodes and other soft tissue neoplasms arise from the supporting connective tissue of the gland. Although within the gland, these are not considered salivary gland neoplasms. Mucous-secreting glands in the nose and nasal sinuses, pharynx and larynx can also give rise to the same types of neoplasm as those that develop in salivary glands.

Epidemiology and aetiology The total incidence of salivary gland tumours is difficult to determine because benign tumours are not recorded by cancer registries. Taken together, benign and malignant tumours arise in at least 10 per 100,000 of the population so that several thousand cases arise in the UK each year. Malignant salivary neoplasms have a relatively stable prevalence of approximately 0.8 per 10,000 in the UK, and approximately 600 new salivary gland cancers are registered in England each year. Women are slightly more frequently affected, and the peak incidence for all types is in the fifth decade, although both benign and malignant neoplasms have a very broad age distribution. Although the numbers are small, the incidence of malignant salivary gland tumours in the UK is increasing. The aetiology of most salivary gland tumours remains obscure. They can result from irradiation to the head and prevalence increased in survivors of the atomic blasts at Hiroshima and Nagasaki. Salivary tumours can also follow therapeutic irradiation for other head and neck cancers and, it is suggested, multiple dental diagnostic radiographs. Studies on association with mobile phone use suggest no risk of malignant tumours, but there are no good data to analyse for benign tumours. Several salivary tumours are known to be caused by specific fusion genes. These arise through chromosomal breakage during mitosis, the fragments rejoining incorrectly as chromosomal translocations, deletions or inversions. Where the fragments rejoin, a new fusion gene is formed, a hybrid that links together parts of two previously unrelated genes. Such fusion genes are often oncogenic. Fusion genes can be detected by fluorescence in situ hybridisation to aid diagnosis of difficult cases (Ch. 1, Fig. 1.11). There are large differences in the incidence of individual tumour types worldwide. In the United Kingdom, mucoepidermoid and acinic cell carcinomas are rarer than in the United States, and undifferentiated carcinomas are much more common in the Eastern countries.

23 

Web URL 23.1 UK incidence: Web search for: ncras head and neck cancer hub US incidence PMID: 19861510

Presentation of salivary gland tumours Salivary neoplasms almost always present as a mass, sometimes with added symptoms of obstruction if the excretory duct is compressed. Often the lump may be longstanding, but that does not necessarily indicate that it is likely to be benign. Key symptoms to elicit in the history are those of nerve involvement. Facial nerve signs almost certainly indicate that a parotid mass is a malignant neoplasm. Adenoid cystic carcinoma has a particular propensity to spread along nerves and give rise to symptoms of facial palsy, pain or paraesthesia. It is critically important to recognise the relationship between the gland of origin and risk of a neoplasm being malignant (Fig. 23.1) before planning a biopsy or excision. About 75% of salivary gland tumours develop in the parotid gland, most in the superficial lobe, and about 10% in the submandibular glands. These produce a visible or palpable mass. Tumours in the deep lobe of parotid present as a mass in the lateral wall of the pharynx, close to the tonsil. Tumours in the sublingual glands are rare but usually malignant. The usual intraoral site is the palatal glands at or near the junction of the hard and soft palate (Fig. 23.2), followed by the buccal mucosa or labial minor glands. Typical clinical features of benign and malignant salivary gland tumours are shown in Table 23.1. However, in their early stages, benign and malignant salivary gland tumours usually cannot be distinguished clinically (Summary chart 23.2).

Types and classification The classification of salivary gland tumours is complex. The current World Health Organization scheme lists 21 malignant, 11 benign tumours and 5 tumour-like conditions, but Table 23.1  Typical clinical features of salivary gland tumours Benign salivary gland tumours

Malignant salivary gland tumours

Slow-growing

Some are fast-growing and painful, but many are slow growing and asymptomatic

Soft or rubbery consistency

Sometimes hard consistency

Comprise 85% of parotid tumours

Comprise 45% of minor gland tumours

Do not ulcerate

May ulcerate and invade bone

No associated nerve signs

May cause cranial nerve palsies, usually lingual, facial or hypoglossal depending on the site

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Intraoral minor glands 10% of all salivary gland tumours 45% are malignant Parotid glands 78% of all salivary gland tumours and 75% of all pleomorphic adenomas 15% are malignant Sublingual glands 0.3% of all salivary gland tumours 86% are malignant Submandibular glands 12% of all salivary gland tumours 30% are malignant

Fig. 23.1  The distribution of salivary gland neoplasms showing the approximate overall frequency of tumours in different sites and the relevant frequency of benign and malignant tumours by site.

Fig. 23.2  Typical presentation of a salivary neoplasm. A mass lies at the junction of hard and soft palates, a common intraoral site. This particular example is a pleomorphic adenoma, which usually feels rubbery and firm on palpation.

still more have been described. However, many are rarities, and a simplified classification of the commoner and more important entities is shown in Box 23.1. The full classification, with a brief note on the rarer entities, is shown in Appendix 23.1 and is available online with detailed descriptions of each tumour type.

Investigations Treatment depends on tumour type and extent, and either a definitive diagnosis or categorisation into benign or malignant is needed to plan surgery. The key investigation is fine needle aspiration. For pleomorphic adenoma, Warthin’s tumour, adenoid cystic carcinoma and many common neoplasms, fine needle aspiration almost always gives the correct diagnosis. For other tumours, it can often determine whether neoplasms are benign or malignant, low or high grade, or can be used to narrow down a differential diagnosis. Most neoplasms in the superficial parotid gland are amenable to fine needle aspiration, and ultrasound guidance can be used to target more deeply seated tumours. Imaging for suspected salivary neoplasms is best performed by magnetic resonance imaging (MRI), which is capable of detecting perineural spread and base of skull invasion by

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Box 23.1  Salivary gland neoplasms (simplified World Health Organization classification, see also Appendix 23.1) Epithelial tumours Primary benign (adenomas) • Pleomorphic adenoma and myoepithelioma • Warthin’s tumour • Basal cell and canalicular adenoma • Oncocytoma Primary malignant (carcinomas) • Acinic cell carcinoma • Secretory carcinoma • Mucoepidermoid carcinoma • Adenoid cystic carcinoma • Polymorphous adenocarcinoma • Salivary duct carcinoma • Epithelial-myoepithelial carcinoma • Undifferentiated carcinoma • Carcinoma ex pleomorphic adenoma • Adenocarcinoma not otherwise specified Secondary malignant (metastatic) • Lymphatic spread: usually from head and neck • Blood-borne: from other body sites Non-epithelial tumours • Hamartomas: haemangioma • Lymphoma: in parotid lymph nodes

palatal and parotid cancers. Cone beam computed tomography (CT) or conventional thin slice CT is useful to detect palatal bone perforation below palatal tumours. Sialography no longer has any role in investigation of salivary neoplasms, and ultrasound scanning is the best way to differentiate salivary neoplasms from enlarged intraparotid lymph nodes. The thought processes underlying investigation and diagnosis are shown in Summary charts 23.1 and 23.2.

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Pleomorphic adenoma Pleomorphic adenomas, or pleomorphic salivary adenomas, are benign salivary tumours characterised microscopically by an unusually broad range of types of tissue. The neoplastic cells are epithelial but differentiate to a connective tissue cell type and secrete connective tissue ground substance, collagen, form cartilage and sometimes bone. This mixture of epithelial and connective tissue types accounts for the old name of ‘mixed tumour’. These benign tumours are the commonest salivary tumours and account for about 75% of parotid tumours, and a further 20% are distributed equally between the submandibular gland and intraoral minor glands, usually on the palate (see Fig. 23.2). They can arise at any age but are most common in middle age. Pleomorphic adenomas grow slowly and take several years to reach 2 cm in diameter. They are rubbery, firm swellings (see Figs. 23.2 and 23.3), smooth when small but often very lobulated when large (Fig. 23.4). The overlying skin or mucosa is mobile over the lump, although in the palate the more inflexible mucoperiosteum may appear fixed. The cause of most pleomorphic adenomas is a chromosomal translocation that activates one of two genes, PLAG1 or HMGA2. These encode transcription factors important in normal development. Their constitutive activation results in cell proliferation and abnormal differentiation, explaining the varied tissues formed. In addition to these causative translocations, pleomorphic adenomas can have many other chromosomal abnormalities involving oncogenes and tumour suppressor genes. These additional changes increase with time and probably account for the risk of malignant transformation in longstanding tumours. Each adenoma is circumscribed, and there is usually a capsule around most of the periphery. While it grows, the tumour pushes out large finger-like extensions or bulges out

to form a lobulated outline. Inside, there is a disorganised arrangement of tissues (Figs 23.5–23.8). The epithelial cells form ducts and small cysts and sheets. Around the ducts and detaching and migrating into the surrounding tissue are cells that show partial differentiation into myoepithelial

23 Salivary gland neoplasms

BENIGN TUMOURS ➔ Summary charts 23.1 and 23.2 pp. 365, 366

Fig. 23.4  This excised pleomorphic adenoma is 3 cm across, and the lobular shape is clearly seen.

Fig. 23.5  Pleomorphic adenoma. The histological appearances are very varied. In this typical area, there are clusters of ducts containing eosinophilic material surrounded by stellate cells lying in a mucinous stroma.

Fig. 23.3  Pleomorphic adenoma. This slowly enlarging lump in the lower pole of the parotid gland is caused by a pleomorphic adenoma, but the appearance is not specific and any benign and some low-grade malignant neoplasms could appear the same.

Fig. 23.6  Pleomorphic adenoma. In this area, there has been maturation of the mucinous stroma to form a cartilage-like material within which there are more cellular islands with ducts.

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Box 23.2  Histological features of pleomorphic adenomas • Capsule, can be thick but is almost never complete • Ducts • Sheets and strands of dark-staining epithelial cells • Cells at the periphery of sheets detach and secrete matrix proteoglycans • Dispersed cells in matrix form ‘myxoid’ stroma • Myxoid stroma may develop into cartilage • Cartilage may ossify rarely to form bone • Other parts of the stroma may be densely collagenous and hyalinised • Sometimes there are foci of keratin formation Fig. 23.7  Pleomorphic adenoma. In this lesion, there is formation of true cartilage which is undergoing calcification.

Fig. 23.8  Pleomorphic adenoma. At the margins of pleomorphic adenomas there are often extensions of the tumour into and beyond the capsule, rendering enucleation a risky treatment that is likely to be followed by recurrence.

cells. These cells can be identified immunohistochemically by their expression of cytokeratins and contractile proteins such as actin, but unlike normal myoepithelial cells around acini, they have no useful contractile function. Rather they take on the shapes and functions of connective tissue cells. Most are spindle or stellate in shape, secrete excess proteoglycan ground substance and become dispersed in it to form a myxoid (gelatinous) tissue. Some are rounded and look like plasma cells microscopically, and others form collagen, cartilage or bone (Box 23.2). The proportion of these tissues varies widely between tumours producing a confusing range of histological appearances. When no ducts are present and myoepithelial cells predominate or are the only cells present, the tumour is termed a myoepithelioma, but the presentation, histological appearances and treatment are otherwise the same. Pleomorphic adenomas are treated by excision with a margin of normal tissue; without this, recurrence is likely. The reputation of the pleomorphic adenoma for recurrence is due a combination of its structure and anatomical location. In the parotid gland, the facial nerve in particular makes dissection hazardous. Tumours in the deep lobe require complete parotidectomy, and it is not unusual for tumours to have to be peeled off nerves to preserve them. The risk of recurrence also depends on the tumour. Those comprising almost exclusively the gelatinous myxoid tissue

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can burst at operation, if not gently handled, and even a small disruption of the capsule can allow the semisolid contents to seed widespread recurrence in the tissues. Recurrence is most problematic for parotid tumours, where spillage of gelatinous tumour into the fascial planes of the neck can seed multiple nodules of tumour in tissues from the base of skull down to the clavicle. Unfortunately, almost all pleomorphic adenomas contain at least some of this myxoid component. The strategy to avoid recurrence is to remove tumours intact with a margin of normal tissue. In the superficial parotid gland, this is normally considered to require removal of the whole superficial lobe. The whole gland is removed for those in the submandibular gland. Tumours in minor glands are excised with a few millimetres of normal tissue margin and rarely recur. There has recently been a suggestion that pleomorphic adenomas can be effectively treated by more conservative surgery, ‘extracapsular dissection’, removing a minimal amount of tissue beyond the capsule. This is controversial and risks both puncture of the capsule or failure to gain clearance in areas without a capsule, but seems to have a low recurrence rate when performed by those skilled in the procedure. When recurrence develops, it is often multifocal and difficult or impossible to eradicate by surgery. Although the recurrent nodules are benign, radiotherapy is sometimes used as a last resort to control surgically unresectable tumour seedlings in the infratemporal fossa or more widespread in the neck. If neglected, pleomorphic adenomas can grow to a great size, over 10 cm diameter is not unusual. Longstanding examples, regardless of size, occasionally undergo malignant change as described later in the section on carcinoma ex pleomorphic adenoma. Review treatment PMID: 18376235

Warthin’s tumour This is the second commonest type of salivary tumour. Almost all arise in the parotid glands, usually the lower pole, and account for approximately 10% of parotid tumours. Although often said to be more common in males, this is not supported by current evidence. Almost all patients are aged older than 40 years, and there appears to be a close association with heavy smoking, particularly in multifocal tumours. Warthin’s tumours develop not only in salivary glands but also in the lymph nodes around the lower pole of the gland and in the upper third of the deep cervical lymphatic chain.

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23 Salivary gland neoplasms

after FNA diagnosis, surgery can be avoided and the lesion managed by repeated imaging. This may be an attractive option in a very elderly patient. However, Warthin’s tumours can reach several centimetres diameter, and FNA results can be incorrect because similar oncocytic cells can be found in many types of salivary tumour. In practice, most are excised. The older name of adenolymphoma should not be used as it risks confusion with lymphoma and other types of tumour. Infarcted Warthin’s: PMID: 2743609

Canalicular adenoma Fig. 23.9  Warthin’s tumour. Tall columnar cells surround lymphoid tissue and line a convoluted cystic space.

Canalicular adenomas affect particularly the upper lip and buccal mucosa, and some are multifocal in origin. They have a uniform cellular structure, comprising strands and trabeculae or duct-like rings of basaloid epithelial cells. They lack myoepithelial cells and do not form the myxoid or cartilaginous tissues of pleomorphic adenoma and do not recur on simple excision.

Basal cell adenoma These adenomas arise mostly in the parotid glands of elderly patients. They are encapsulated and comprise basaloid cells arranged in strands, trabeculae and solid sheets. Like canalicular adenomas, they do not form myxoid tissue or cartilage. Basal cell adenomas do not recur on excision, but because they can be difficult to confidently differentiate from pleomorphic adenomas on FNA, they are often diagnosed only after a superficial parotidectomy undertaken for an assumed pleomorphic adenoma. Fig. 23.10  Warthin’s tumour. At higher power, the tall columnar epithelial cells are readily identified and beneath them the lymphoid tissue.

The lymph node tumours are not metastatic but arise from developmental rests of salivary gland ducts that are commonly found in lymph nodes at these sites. Approximately 15% of patients will have a second Warthin’s tumour, and histologically there are often multifocal microscopic foci of developing Warthin’s tumours in surrounding gland or lymph nodes. The nature of this unusual multifocal tumour is unclear. Molecular analysis shows that the tumours are not clonal, suggesting that they are not true neoplasms despite findings of chromosomal translocations in some. The cause may be defects of mitochondrial genes. The tumour is a cyst or part solid part cystic mass with a thin capsule and a highly characteristic histological appearance with a lymphoid and an epithelial component. The lymphoid tissue resembles lymph node, with many lymphoid follicles and germinal centres. The epithelial cells are tall, eosinophilic columnar cells that form a muchfolded epithelium lining cysts and papillary projections into the cystic spaces (Figs 23.9 and 23.10). The bright pink appearance of the epithelial cells’ cytoplasm is caused by abnormal large distorted mitochondria that almost completely fill the cell. Cells showing this change are referred to as oncocytes (see also oncocytoma later in this chapter). Warthin’s tumour is benign and cured by simple excision but may appear to recur because new tumours develop elsewhere in the gland. Preoperative diagnosis by fine needle aspiration (FNA) is accurate, and it has been suggested that,

Oncocytoma Oncocytoma is a rare benign tumour that almost always affects the parotid gland, particularly in the elderly. It consists of large eosinophilic cells with small compact nuclei (‘oncocytes’), arranged in solid cords, nests or sheets. Oncocytes stain a granular bright pink in haematoxylin and eosin stains because their cytoplasm is packed with enlarged mitochondria. As in the oncocytic cells of Warthin’s tumour, this may be caused by mutation of genes encoded by mitochondrial DNA controlling mitochondrial synthesis. Oncocytomas do not recur after complete excision. Oncocytosis is the term given to the process of accumulating excessive mitochondria in cells of salivary glands, probably as a result of the same mitochondrial DNA mutations described above. Acinar and ductal cells may undergo oncocytosis as an age change forming small nodules like microscopic oncocytomas throughout several glands. When the change is extensive, the gland becomes swollen and soft, and individual nodules may enlarge significantly to develop into oncocytomas. Oncocytosis is otherwise asymptomatic and is often a chance finding histologically in the gland excised for an oncocytoma. Similar changes can develop in the kidney, thyroid gland and mucous glands in the mucosa of the upper aerodigestive tract.

MALIGNANT SALIVARY GLAND TUMOURS ➔ Summary charts 23.1 and 23.2 pp. 365, 366 Malignant salivary gland neoplasms are rarer than benign neoplasms. More than 25 different types are recognised, and no one type stands out as particularly frequent. The average

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age of patients with malignant neoplasms is almost the same as those with benign neoplasms; malignant salivary neoplasms can be found in the very young and the elderly. Many are low-grade carcinomas, with slow growth and a clinical presentation that can be identical to that of benign neoplasms. Appreciating that these tumours are malignant preoperatively is critical to providing the correct treatment and achieving a good outcome. A key clue to malignancy is recognising how the risk of a salivary neoplasm being malignant varies between sites, as shown in Fig. 23.1. Most types present as an unremarkable firm mass. Conversely, some are aggressive and present with classical signs of malignancy: fixation to adjacent tissues, nerve signs, ulceration, bleeding, bone erosion or metastasis to regional lymph nodes. Trismus may result from infiltration of muscles of mastication when carcinomas arise in the parotid, soft palate and retromolar area. The risk of metastasis varies widely between different types, but those that do metastasise usually spread to cervical lymph nodes and less frequently via the blood to lungs and other distant sites. Diagnosis depends on histological examination. Highgrade neoplasms are readily recognised on FNA, which can often provide an accurate diagnosis. However, many of the lower grade types are not amenable to diagnosis in this way and are only diagnosed after excision. For this reason, excision of any salivary mass without a diagnosis after FNA and imaging must be undertaken on the assumption that it may turn out to be malignant. Malignant salivary gland tumours are treated by surgical excision, followed by radiotherapy if excision is incomplete or margins close. Recurrence is often difficult to manage; minor gland re-excision may require resection of facial skin, and parotid gland recurrences may involve the base of skull and infratemporal fossa. The prognosis depends on the size and extent of the carcinoma, its histological type and, for some types, its histological grade. Some types have specific causative genetic changes, and these are being explored as potential targets for new types of treatment. Others may express hormone receptors, making them suitable targets for the types of hormone therapy used for breast or prostate carcinomas.

Fig. 23.11  Mucoepidermoid carcinoma. Palatal mucosa overlying a multicystic poorly defined lesion.

Web URL 23.1 UK incidence, mortality: Web search for: ncras head and neck cancer hub

Mucoepidermoid carcinoma Mucoepidermoid carcinoma is the most common single type of malignant salivary neoplasm, yet it accounts for less than 10% of salivary gland neoplasms. About half arise in a parotid gland, but all glands including minor glands can be affected. The carcinomas usually contain mucin-filled cysts and so are easily mistaken clinically for mucous extravasation or retention cysts when they develop in minor glands. The cause is a t(11;19) translocation that brings the MECT1 gene together with the MAML2 gene, producing a novel fusion gene that activates the notch signalling pathway, an important developmental pathway that is deranged in several types of cancer. The diagnosis requires histological examination and can be aided by identifying the translocation if required. Most contain numerous cysts lined by epithelium that resembles skin epithelium and is therefore called epidermoid. It has basal and prickle cells but does not keratinise. Scattered in the epidermoid sheets and cyst linings are variable numbers of mucus-secreting goblet cells, the two cell types explaining

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Fig. 23.12  Mucoepidermoid carcinoma. Higher power showing cysts lined by pale mucous cells and lower right a solid area of epidermoid and mucous cells.

the name mucoepidermoid (Figs 23.11 and 23.12). Either mucous or epidermoid cells may predominate. The tumour usually grows slowly and infiltrates into surrounding tissues and so treatment is by wide excision. Mucoepidermoid carcinomas occasionally metastasise, and the risk is predicted, although not accurately, by histological grading, dividing the carcinomas into high, intermediate and low grade types. Approximately 40% of high-grade carcinomas metastasise and approximately 30% of patients with high-grade carcinomas die of the disease. Conversely,

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Review PMID: 21371076 Genetics PMID: 23459841

Adenoid cystic carcinoma The adenoid cystic carcinoma is distinctive among salivary carcinomas and must be appreciated for its unusual behaviour and poor outcome. This carcinoma is almost as frequent as mucoepidermoid carcinoma and can affect any gland. Most arise in major glands, usually the parotid, but it accounts for almost a third of minor gland carcinomas (Fig. 23.13). They also arise in mucous glands in the nose and antrum and throughout the mucosa of the aerodigestive tract. The cause of most cases is a t(6;9) translocation that fuses the proto-oncogene myb with a transcription factor gene NFIB, producing a novel fusion protein. The carcinomas overexpress myb protein, which can be detected immunohistochemically to aid diagnosis, and the translocation can be identified by fluorescence in situ hybridisation. Adenoid cystic carcinomas grow slowly and have a peculiar propensity to invade along nerves - ‘perineural spread’. In some cases the carcinoma can extend several centimetres along nerves beyond the clinically apparent mass (Fig. 23.14). Carcinomas in palatal glands or parotid are sometimes found to have reached the brain at presentation.

Fig. 23.13  Adenoid cystic carcinoma. There is an ulcerated mass arising from a minor gland in the palate. The clinical appearance would be the same as other malignant salivary neoplasms.

Perineural spread can produce unusual sensory symptoms, pain or facial weakness, and occasional patients present with these symptoms rather than a mass. Suspicion of adenoid cystic carcinoma may arise when nerves are seen to be thickened on magnetic resonance imaging. The diagnosis can be made accurately by FNA, biopsy or after excision. There is a highly characteristic histological pattern consisting of rounded groups of small darkly staining cells of almost uniform size, surrounding multiple small clear spaces (cribriform or ‘swiss cheese’ pattern) (Fig. 23.15). Small ducts lie in the sheets of epithelium, and the carcinoma islands are widely infiltrative. The prognosis in adenoid cystic carcinoma is poor. Although some small or well-circumscribed tumours are effectively excised, larger tumours and those with perineural spread and diffuse infiltration through bone and soft tissues are difficult or impossible to excise despite extensive surgery. Post-operative radiotherapy is usually given but cannot be relied on to kill this radio-resistant tumour. The slow growth means that a third of patients survive 5 years, but the outcome is ultimately fatal in most cases, although patients may live 15 years after diagnosis. Lymph node metastasis is unusual, but about a third of patients eventually develop blood-borne metastases in lung, liver or bone.

23 Salivary gland neoplasms

low-grade and intermediate- grade carcinomas metastasise in only a few per cent of patients and are almost never fatal.

Review PMID: 25943783 Molecular genetics review PMID: 23821214

Fig. 23.15  Adenoid cystic carcinoma. The small darkly staining cells of the adenoid cystic carcinoma form cribriform islands with large holes which have been likened, rather inappropriately, to Swiss cheese.

Fig. 23.14  Adenoid cystic carcinoma. In this panoramic photomicrograph taken from a resection, an adenoid cystic carcinoma in the floor of the mouth has infiltrated into the medullary cavity of the mandible and can be seen in the lower right corner. The extremely infiltrative nature of this carcinoma is demonstrated by the two small islands of dispersed carcinoma that have penetrated the intact cortical bone and now infiltrate the buccal muscle over 10 mm from the main tumour.

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Fig. 23.16  Acinic cell carcinoma. The tumour is composed of granular acinar-type cells, sometimes arranged in acinus-like clusters and sometimes forming irregular sheets. Cytological atypia is uncommon.

Acinic cell carcinoma Acinic cell carcinomas are less common in Europe than in the United States. They arise almost always in the parotid gland and have an unpredictable behaviour despite their slow growth. Histologically, they show an almost uniform pattern of large cells similar to serous cells, with granular basophilic cytoplasm. These are often arranged in acini (Fig. 23.16), though a variety of different histological patterns are recognised. Despite apparently benign histological appearances, even sometimes including encapsulation, acinic cell carcinomas can be invasive and occasionally metastasise. Most are low grade.

Fig. 23.17  Polymorphous adenocarcinoma. Low power showing a poorly circumscribed tumour with small islands invading upward into the overlying mucosa.

Secretory carcinoma This recently described low-grade carcinoma arises in all glands but usually in the parotid. It is caused by a translocation between the ETV6 and NTRK3 genes. The carcinoma is solid and cystic, with papillary areas, and contains many ducts and spaces filled with secretory material. Approximately 1 in 5 cases metastasise, but this is a relatively indolent carcinoma that responds to excision. A similar carcinoma in the breast is caused by the same translocation, so that this was previously called mammary analogue secretory carcinoma.

Polymorphous adenocarcinoma Polymorphous adenocarcinoma arises almost exclusively in minor glands, particularly of the palate. It is the commonest or second commonest carcinoma in minor glands and, though most cases arise in those older than 50 years, it can develop over a broad age range. The name derives from the presence of its many histological patterns, with sheets of cells, ducts, narrow strands and cysts, the last sometimes containing papillary projections (Figs 23.17 and 23.18). The cells themselves are small and bland with very infrequent mitoses, and only infiltration of surrounding tissues may indicate that these are malignant neoplasms. Polymorphous adenocarcinomas are mostly low grade, but they do metastasise in about 10% of cases, although the outcome is almost never fatal. Treatment is by complete local excision.

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Fig. 23.18  Polymorphous adenocarcinoma. High power showing the cytologically bland cells organised as sheets, ducts and strands.

The many patterns can cause histological misdiagnosis, particularly confusing it with adenoid cystic carcinoma because both may contain cribriform islands and show perineural spread. Despite the histological similarity, the behaviour of the two carcinomas is very different. Perineural spread in polymorphous adenocarcinoma is very limited in extent, unlike in adenoid cystic carcinoma. To prevent histological misdiagnosis, it is important to obtain a good-sized incisional biopsy that includes part of the periphery for all minor gland neoplasms. Punch and needle core biopsies are

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23 Salivary gland neoplasms

often used on palatal tumours but are often inadequate to make a confident diagnosis. Review PMID: 20403856

Salivary duct carcinoma This aggressive high-grade carcinoma is so called because it resembles ductal carcinoma of the breast microscopically. It develops mainly in those older than 50 years of age, is significantly commoner in males and carries a poor prognosis. Lesions arise mainly in the parotid gland but can develop in other major and, occasionally, minor glands. This carcinoma usually presents as an obviously malignant tumour with rapid growth. Perineural spread and lymphatic invasion are common, the latter accounting for the fact that many patients have lymph node metastases on presentation. The cells of the carcinoma are large and have very pink oncocytic cytoplasm and form ducts and cysts with the cribriform pattern known as ‘Roman bridging’. Androgen receptor is strongly expressed by the carcinoma raising the possibility of targeted therapy, though this is not yet known to be effective. Currently more than half of patients die in less than 5 years from diagnosis as a result of metastasis to lungs, liver and bone. Perineural and dispersed infiltration also makes local recurrence frequent. Many carcinomas ex pleomorphic adenoma (discussed below) have this histological pattern. Review PMID: 26939990

Epithelial-myoepithelial carcinoma Epithelial-myoepithelial carcinoma is a low-grade carcinoma affecting mostly the major glands and the elderly. It has a striking microscopic pattern of ducts or small islands of epithelium, each with an outer layer of clear myoepithelial cells and a small duct centrally. This type often presents as a benign tumour clinically and, although most are effectively treated by local excision, local recurrence is frequent and approximately 10% develop distant metastasis.

Undifferentiated carcinomas These have no definite histological features and resemble undifferentiated carcinomas arising in the nasopharynx and tonsil. Rapid spread and metastasis is typical. As with nasopharyngeal carcinoma, many cases are caused by Epstein–Barr virus infection.

Carcinoma ex pleomorphic adenoma Pleomorphic adenoma is one of the few benign tumours that can undergo malignant change. It is estimated that as many as 5% of pleomorphic adenomas show some progression to carcinoma, but the process seems to take many years, so the diagnosis is usually made in the elderly. However, because pleomorphic adenomas may arise at any age, occasional carcinomas can present in young adults and the middle aged. As noted above, pleomorphic adenomas harbour a surprising range of genetic abnormalities for benign neoplasms. It seems that these lead to chromosomal instability, and the cells progressively become genetically more and more damaged until carcinoma develops. The history is usually of a slow-growing mass that enlarges suddenly and rapidly and may develop the classical signs of malignancy, usually facial nerve palsy because most arise in the parotid gland. However, the initial adenoma may be small or deeply situated and unsuspected until carcinoma develops.

Fig. 23.19  Carcinoma arising in a pleomorphic adenoma. In longstanding pleomorphic adenomas, the stroma may become hyalinised, dense and acellular. In such tumours, there is a risk of transformation to carcinoma, as shown here by clusters of cells showing cytological atypia.

Histologically, the original pleomorphic adenoma may be detectable as a circumscribed benign tumour, but more often it is destroyed by the carcinoma and only a nodule of hyaline stroma or cartilage may remain. The carcinoma cells have obviously malignant features, infiltration is usually extensive and there is often necrosis (Fig. 23.19). The carcinoma that develops may be of a recognisable type, such as a salivary duct, mucoepidermoid, epithelial-myoepithelial type or be an unclassifiable carcinoma. Carcinoma ex pleomorphic adenoma is an aggressive carcinoma, and over half of cases suffer distant metastases to lung, bone or brain. The further the carcinoma has invaded beyond the capsule of the original pleomorphic adenoma (not always easy to define histologically), the worse the prognosis. There is disagreement about exactly how far is critical, but those that invade more than a few millimetres require aggressive surgery and radiotherapy. A minority of cases are termed non-invasive carcinoma ex pleomorphic adenoma (in a confusing oxymoron) meaning that the carcinomatous changes are detected histologically but remain confined within the capsule of the old pleomorphic adenoma. This is analogous to the concept of an in situ carcinoma or a pleomorphic adenoma with dysplasia. Such cases can be removed in the same way as a benign pleomorphic adenoma and carry no risk of recurrence or metastasis. Accurate histological assessment of any carcinoma ex pleomorphic adenoma is therefore essential to plan whether post-operative radiotherapy may be required. Review PMID: 21744105

Adenocarcinoma not otherwise specified Sometimes a salivary carcinoma cannot be classified into a specific type histologically. Under these circumstances it is classified as adenocarcinoma NOS (not otherwise specified) and graded as low, intermediate or high grade to plan treatment.

OTHER EPITHELIAL LESIONS Sclerosing polycystic adenosis is a condition of uncertain nature, possibly a benign neoplasm, resembling sclerosing adenosis in the breast. It affects those of middle age and usually develops as a slow growing firm mass in the parotid

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gland. There is a fibrotic mass containing proliferating ducts that can recur if incompletely excised. Intercalated duct hyperplasia or adenomatoid ductal hyperplasia is a nodular proliferation of ductal cells, usually in the parotid and probably of no significance.

METASTATIC NEOPLASMS Metastatic neoplasms account for approximately 1 in 20 lumps in salivary glands and almost all occur in the elderly, matching the age distribution of the common malignant neoplasms at other body sites. Almost all metastases develop in the parotid gland by lymphatic spread to the intraparotid lymph nodes, and only involve the gland itself if they invade beyond the lymph node capsule. The primary carcinoma is usually in the sites drained by these nodes so that squamous carcinomas or melanoma of the scalp are likely primary tumours. Very occasionally the parotid or submandibular gland is the site of a blood-borne metastasis from a more distant primary. The commonest example is renal cell carcinoma, which has a particular tendency to spread through central veins to the head and neck. Usually these tumours are readily recognised as metastases microscopically, though renal cell carcinoma can resemble some types of salivary carcinoma histologically. Diagnosis is usually suspected on the basis of the known cancer elsewhere. Metastases to salivary glands are indistinguishable from primary salivary neoplasms in their clinical presentation.

NON-EPITHELIAL TUMOURS Haemangioma of the parotids Haemangiomas are easily recognised hamartomas that may present at birth or in childhood. Almost all salivary

A

examples arise in the parotid gland, and they are relatively common causes of a salivary gland enlargement in children but rare in adults. Girls are more frequently affected. Haemangiomas are soft, sometimes bluish, swellings. The salivary gland may be involved by localised lesions or as part of a more extensive vascular malformation of the head and neck. Histologically, the parotid parenchyma is largely replaced by sheets of endothelial cells and small blood vessels of capillary type with a few clusters of residual acini and ducts scattered through (Fig. 23.20). Sometimes there are larger vessels, a higher blood throughput making the lesion feel warm or even an arteriovenous fistula producing a bruit. Despite their dramatic appearance, especially if the skin is involved, these tumours are hamartomas not neoplasms. They grow initially but gradually regress in the first 5 years of life and may almost vanish by 10 years of age. Corticosteroids may delay their growth and facilitate later surgery but propanolol is currently the preferred treatment and is highly effective. Unless the eye or other important structures are threatened, most are treated conservatively depending on site and appearance. Review PMID: 19910858

Lymphoma The most common non-epithelial tumours of salivary glands are lymphomas. They can arise in the lymph nodes that lie within the gland and are identical to lymphomas arising in the cervical or other lymph nodes. The type is usually a high-grade non-Hodgkin lymphoma of B-cell origin or Hodgkin’s disease. Salivary gland involvement is sometimes the first sign of these systemic diseases. Conversely, the MALT (mucosa-associated lymphoid tissue) lymphomas arise in the gland parenchyma rather than the nodes. These are described in more detail in

B

Fig. 23.20  Haemangioma of the parotid. (A) The lobular structure of the gland is seen to be preserved, with a small lobule of normal parotid centrally. (B) The tissue that replaces the lobules, closely packed small capillary vessels with a few scattered residual serous acini (arrowed).

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INTRAOSSEOUS SALIVARY GLAND TUMOURS Salivary gland tumours can develop within the medullary cavity of the mandible or maxilla, so-called central or intraosseous salivary tumours. This is extremely rare and also difficult to explain. It is suggested that there are developmental rests of salivary tissue within the bone, although origin in odontogenic epithelium would appear a more likely explanation. Odontogenic epithelium lining dentigerous and other cysts often undergoes mucous metaplasia to form goblet cells, and so it is surmised that odontogenic epithelium might be able to undergo salivary differentiation if it

became neoplastic. This is supported by the fact that most of these tumours are mucoepidermoid carcinomas, a type that includes many mucous cells. Radiographically, intraosseous salivary tumours produce cyst-like or poorly circumscribed areas of radiolucency. The diagnosis can only be made histologically, and a metastasis from a carcinoma elsewhere must be excluded before the rarer central tumour diagnosis is accepted. Wide excision is required. Intraosseous salivary neoplasms do not arise in Stafne bone cavity (salivary inclusion ‘cyst’) at the angle of the mandible because this is merely submandibular gland in a depression or indentation of the cortex; the salivary tissue does not extend into the medullary cavity.

23 Salivary gland neoplasms

Chapter 27. The majority arise as a complication of Sjögren’s syndrome, and development of lymphoma is indicated by a persistent painless swelling of the gland, particularly in patients with longstanding disease. MALT lymphomas are usually low grade and indolent with an excellent prognosis, but more aggressive high-grade variants can also arise in salivary glands.

TUMOUR-LIKE SALIVARY GLAND SWELLINGS Necrotising sialometaplasia and IgG4 sclerosing disease can mimic salivary gland tumours, both clinically and histologically. They are described in Chapter 22.

Summary chart 23.1  Management decisions and treatment for a lump in the parotid gland.

Lump that appears to be within the parotid gland

Facial palsy or pain, or other signs of malignancy

Asymptomatic, no evidence of malignancy

Painful or inflamed, no evidence of malignancy

Solid

Cystic swelling

Probably a salivary neoplasm, either benign or malignant

Consider Warthin’s tumour, branchial cyst or HIV cystic salivary disease

Probably a salivary malignant neoplasm

Perform fine needle aspiration which may provide specific diagnosis and CT and/or MRI scan to localise the lesion.

Consider ascending infection (usually with calculus) or infarcted Warthin’s tumour

If no evidence of these entities on ultrasound, sialogram, technetium scan, or fine needle aspiration, proceed assuming a salivary neoplasm

Proceed to excision

Apparently benign or malignant salivary neoplasm limited to gland Superficial parotidectomy or parotidectomy depending whether in superficial or deep lobe

Malignant with definite or possible extension beyond gland or cervical lymph node metastases Excise tumour with margin and metastases by neck dissection if possible

Determine definitive diagnosis histopathologically. Usually a pleomorphic adenoma or other benign primary salivary neoplasm, a minority will turn out to be malignant neoplasms, occasionally a metastasis, lymph node lesion or an unexpected finding. Consider post-operative radiotherapy for incompletely or marginally excised high-grade malignancy and/or metastases

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Summary chart 23.2  Considerations in differentiating salivary neoplasms. A mind map.

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Site: Neoplasms in minor glands and the sublingual gland have a much higher chance of being malignant than benign

Site: Most neoplasms in the parotid gland are benign

Pleomorphic adenoma

Acinic cell carcinoma Many are low grade, show indolent growth and rarely metastasise

Myoepithelioma

Warthin’s tumour

Oncocytoma Basal cell adenoma or Canalicular adenoma

Benign

Malignant

Suggested by slow growth and long history, circumscribed on imaging, lack of malignant features

Suggested by rapid growth, destruction of normal tissues, nerve signs, presence of metastasis

A minority are aggressive and often fatal, either by local spread to vital structures including the brain or by distant metastasis

Salivary gland neoplasms

Other rarer types

Key clinical decisions: is the mass a neoplasm or not and, if so, is it benign or malignant? Beware, some clinically benign salivary masses will prove to be malignant on investigation or sometimes only after excision

Almost all such examples are Warthin’s tumour in intraparotid lymph nodes and in the neck in lymph nodes at level 2 and 3

FNA can diagnose benign from malignant neoplasms in most cases, and pleomorphic adenoma and Warthin's with high accuracy

Remember the lymph nodes in the parotid may be the site of development of lymphoma or metastasis from other body sites

Very rarely salivary neoplasms develop in the mandible or maxilla, presumably arising from odontogenic epithelium

FNA is first diagnostic investigation

FNA is first diagnostic investigation

Diagnostic catches

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Such metastases are usually diagnosed by fine needle aspiration and history of the primary neoplasm

Unusual sites

Unusual sites: Lymph nodes in the upper part of the neck may contain developmental rests of salivary tissue that can give rise to neoplasms

Sialadenitis in the submandibular gland can make it hard and feel like a neoplasm

Some types have low, intermediate and high grade variants that are distinguished by histopathology

Lesions that mimic salivary neoplasms and neoplasms that mimic cysts

Diagnostic catches

FNA can diagnose high grade from low grade malignant from benign neoplasms and many specific types. It is often sufficiently accurate to proceed to definitive surgery and confirm the diagnosis afterward

Necrotising sialometaplasia can mimic a malignant neoplasm clinically and histologically Mucoeidermoid carcinomas are cystic and can resemble mucous extravasations

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Polymorphous adenocarcinoma Epithelial myoepithelial cell carcinoma Mucoepidermoid carcinoma Adenocarcinoma ‘not otherwise specified’ the group that includes the few that cannot be classified Salivary duct carcinoma Carcinoma ex pleomorphic adenoma Many types can show progression from low grade to high grade if left untreated but this happens infrequently

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Appendix 23.1  Salivary gland neoplasms Malignant epithelial tumours Acinic cell carcinoma Secretory carcinoma Mucoepidermoid carcinoma Adenoid cystic carcinoma Polymorphous adenocarcinoma Epithelial-myoepithelial carcinoma Clear cell carcinoma NOS*

Basal cell adenocarcinoma Sebaceous carcinoma Cystadenocarcinoma Intraductal carcinoma

Adenocarcinoma NOS Salivary duct carcinoma Myoepithelial carcinoma Carcinoma ex pleomorphic adenoma Carcinosarcoma Poorly differentiated neuroendocrine Lymphoepithelial carcinoma

Squamous cell carcinoma Oncocytic carcinoma Borderline tumours Sialoblastoma Benign epithelial tumours Pleomorphic adenoma Metastasising pleomorphic adenoma

Myoepithelioma Basal cell adenoma Warthin’s tumour Oncocytoma Lymphadenoma, sebaceous and non-sebaceous Cystadenoma Sialadenoma papilliferum Ductal papillomas, inverted, intraductal Sebaceous adenoma Canalicular and other ductal adenomas

See text of Chapter 23 See text of Chapter 23 See text of Chapter 23 See text of Chapter 23 See text of Chapter 23 See text of Chapter 23 Composed of clear cells and with no features of other tumours. Usually intraoral minor glands, especially the palate. Low-grade malignancy, prognosis good. Has a consistent translocation involving the EWSR1 and ATF-1 genes Appear like basal cell adenomas but infiltrative. Recur locally but rarely metastasise Very rare, usually in parotid and the elderly. High grade Low-grade malignancy of parotid gland and intraoral glands. Contains many cysts, a few have recurred locally or metastasised Also known as low-grade salivary duct or cribriform cystadenocarcinoma, a mostly cystic carcinoma that is almost always in the parotid gland and responds well to excision See text of Chapter 23 See text of Chapter 23 The malignant variant of myoepithelioma, high grade with recurrence and frequent metastases See text of Chapter 23 A highly malignant neoplasm containing both carcinoma, of any pattern, with a sarcoma, usually chondrosarcoma or osteosarcoma. Survival is very poor Very rare neuroendocrine carcinomas. Metastasis to a parotid node could be mistaken carcinoma for a salivary primary. Poor prognosis. Common in Japan, Southeast China and in Inuit races, but otherwise very rare. Caused by Epstein–Barr virus infection. Usually parotid or submandibular glands, wide age range. Responds well to radiotherapy Rare, resemble mucosal squamous carcinomas. Parotid and submandibular glands, wide age range Very rare high-grade carcinoma, usually in parotid, fewer in submandibular gland metastasis, arise in all glands but particularly the parotid

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Very rare, often congenital or in first 2 years of life. Respond well to excision but can recur, mostly in parotid

See text of Chapter 23 Very rare. An apparently benign pleomorphic adenoma that metastasises, to bone, lung or lymph node. Arise in the parotid, submandibular and palatal glands and seem to spread into vessels by surgical manipulation or to the lungs by aspiration of disrupted tumour rather than true metastasis. PMID: 25958295 Similar to pleomorphic adenoma but without the varied histological appearances, formed of sheets of epithelial cells of various shapes. See text of Chapter 23 See text of Chapter 23 See text of Chapter 23 Very rare lesions of the parotid and the elderly Rare lesion of numerous duct-like cysts, arise in any gland and in middle aged and the elderly Papillary neoplasm of the excretory duct, usually on the palate in the elderly. Rarely recurs Develop in or at the opening of minor gland ducts, wide age range, usually near the distal end of minor gland ducts and are readily excised. Circumscribed tumour of nests of sebaceous cells, do not recur on excision Minor gland tumour, often in upper lip, develop multicentrically, excision is curative

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SECTION

Soft tissue disease

2

Other epithelial lesions Sclerosing polycystic adenosis Nodular oncocytic hyperplasia Lymphoepithelial lesions Intercalated duct hyperplasia

See See See See

Soft tissue lesions Haemangioma Lipoma / sialolipoma Nodular fasciitis

See text of Chapter 23 Lipomas of salivary glands usually develop in the parotid glands Rapidly growing lesion, probably reactive or borderline neoplasm of fibroblasts

Lymphoma Extranodal marginal B-cell lymphoma

text text text text

of of of of

Chapter Chapter Chapter Chapter

23 23, oncocytoma 22 23

See text of Chapter 27 (‘MALT lymphoma’)

Secondary tumours *NOS indicates ‘not otherwise specified’.

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SOFT TISSUE DISEASE SECTION 2

Benign mucosal swellings

FIBROEPITHELIAL POLYP, EPULIS AND DENTURE-INDUCED GRANULOMA ➔ Summary chart 24.2 p. 273 These hyperplastic swellings are the commonest oral swellings and develop in sites of chronic minor injury or lowgrade infection. Although sometimes called fibromas, they are not benign neoplasms. The term epulis means only ‘on the gingiva’. Most epulides are fibrous epulides. Irritation of the gingival margin by the edge of a carious cavity, calculus or a plaque trap may lead to the formation of a fibrous epulis; irritation of alveolar or palatal mucosa by an overextended or rough area on a denture may provoke development of a denture granuloma. Although different names are given to these lesions, they are similar in origin and nature. Key points are shown in (Box 24.1).

24 

Fibroepithelial polyps (fibrous polyps) usually form on the buccal mucosa along the occlusal line or on the lip at sites of biting (Fig. 24.2). Denture-induced hyperplasias (‘dentureinduced granulomas’) often form in mucosa at the edge of dentures (Fig. 24.3). These swellings are pale and firm but may be abraded and ulcerated, and then inflamed. ‘Leaf fibroma’ is fibrous overgrowth which forms under a denture but has become flattened against the palate (Fig. 24.4). It may be difficult to see until lifted away from its bed.

Clinical features A fibrous epulis is most common near the front of the mouth on the gingiva between two teeth (Fig. 24.1). Box 24.1  Fibrous nodules: practical points • The most common oral tumour-like swellings • Most frequently form at gingival margins (fibrous epulis) or on the buccal mucosa • They are hyperplastic responses to chronic irritation • Should be excised complete • Histological examination confirms diagnosis and excludes unsuspected causes

Fig. 24.1  Fibrous epulis. This lesion, arising from the gingival margin between the lower central incisors, is firm, pink and not ulcerated.

Fig. 24.2  Fibrous polyp. This lesion on the buccal mucosa has arisen as a result of cheek biting and is a firm, painless polyp covered by mucosa of normal appearance.

Fig. 24.3  Denture-induced granuloma. Fibrous hyperplasia at the posterior border of this upper partial denture has resulted in a firm mucosal swelling moulded to fit the denture.